BROWN FORMAN CORP — Director's Dealing 2016

Dec 28, 2016

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROWN FORMAN CORP (BFA, BFB)
CIK: 0000014693
Period of Report: 2016-12-22

Reporting Person: Brown Owsley III (10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2016-10-10	Class A Common	G	283	—	Acquired	2749	Direct
2016-10-10	Class A Common	G	1801	—	Disposed	948	Direct
2016-10-10	Class A Common	G	283	—	Acquired	21579	Indirect
2016-10-10	Class A Common	G	283	—	Acquired	21195	Indirect
2016-10-10	Class A Common	G	283	—	Acquired	6745	Indirect
2016-10-10	Class A Common	G	283	—	Acquired	5533	Indirect
2016-12-22	Class A Common	J	643090	$46.51	Acquired	644038	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Class B Common	1124	Indirect
Class B Common	1124	Indirect
Class A Common	4580	Indirect
Class B Common	91342	Indirect
Class B Common	41610	Indirect
Class A Common	62984	Indirect
Class B Common	24254	Indirect
Class A Common	42478	Indirect
Class B Common	20640	Indirect
Class A Common	28028	Indirect
Class B Common	20544	Indirect
Class A Common	27644	Indirect
Class A Common	36	Indirect
Class B Common	25790	Indirect
Class A Common	103746	Indirect
Class A Common	67292	Indirect
Class B Common	1092	Indirect
Class B Common	430568	Indirect

Footnotes

F1: In August 2016, the Class A and Class B common stock of Brown-Forman Corporation split 2-1, resulting in the reporting person's acquisition of 1,233 additional shares.

F2: Reflects the acquisition of 10,648 additional shares in the August 2016 stock split.

F3: Reflects the acquisition of 10,456 additional shares in the August 2016 stock split.

F4: Reflects the acquisition of 3,231 additional shares in the August 2016 stock split.

F5: Reflects the acquisition of 2,625 additional shares in the August 2016 stock split.

F6: On December 22, 2016, a limited partnership transferred 643,090 Class A shares to the reporting person as a partial redemption of the reporting person's interest in the partnership.

F7: Reflects the acquisition of 562 additional shares in the August 2016 stock split.

F8: Reflects the acquisition of 2,290 additional shares in the August 2016 stock split.

F9: Reflects the acquisition of 45,671 additional shares in the August 2016 stock split.

F10: Reflects the acquisition of 20,805 additional shares in the August 2016 stock split.

F11: Reflects the acquisition of 31,492 additional shares in the August 2016 stock split.

F12: Reflects the acquisition of 12,127 additional shares in the August 2016 stock split.

F13: Formerly known as CLB Trust fbo Catalina Brown.

F14: Reflects the acquisition of 21,239 additional shares in the August 2016 stock split.

F15: Reflects the acquisition of 10,320 additional shares in the August 2016 stock split.

F16: Formerly known as CLB Trust fbo Chiara Brown.

F17: Reflects the acquisition of 14,014 additional shares in the August 2016 stock split.

F18: Reflects the acquisition of 10,272 additional shares in the August 2016 stock split.

F19: Formerly known as CLB Trust fbo William Brown.

F20: Reflects the acquisition of 13,822 additional shares in the August 2016 stock split.

F21: Reflects the acquisition of 18 additional shares in the August 2016 stock split.

F22: Reflects the acquisition of 12,895 additional shares in the August 2016 stock split.

F23: Reflects the acquisition of 51,873 additional shares in the August 2016 stock split.

F24: Reflects the acquisition of 33,646 additional shares in the August 2016 stock split.

F25: Reflects the acquisition of 546 additional shares in the August 2016 stock split.

F26: Reflects the acquisition of 215,284 additional shares in the August 2016 stock split.