BROWN FORMAN CORP — Director's Dealing 2016

Dec 28, 2016

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROWN FORMAN CORP (BFA, BFB)
CIK: 0000014693
Period of Report: 2016-12-22

Reporting Person: Barzun Brooke Brown (10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2016-10-10	Class A Common	G	1801	—	Disposed	472375	Direct
2016-10-10	Class A Common	G	283	—	Acquired	411337	Indirect
2016-10-10	Class A Common	G	283	—	Acquired	7575	Indirect
2016-10-10	Class A Common	G	1801	—	Acquired	12517	Indirect
2016-10-10	Class A Common	G	283	—	Acquired	9763	Indirect
2016-10-10	Class A Common	G	283	—	Acquired	17391	Indirect
2016-10-10	Class A Common	G	283	—	Acquired	17391	Indirect
2016-12-22	Class A Common	J	115020	$46.51	Disposed	1366200	Indirect
2016-12-22	Class A Common	J	643090	$46.51	Disposed	723110	Indirect
2016-12-22	Class A Common	J	115020	$46.51	Acquired	175964	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Class B Common	54762	Direct
Class B Common	45794	Indirect
Class A Common	253896	Indirect
Class A Common	19626	Indirect
Class B Common	8450	Indirect
Class A Common	83496	Indirect
Class B Common	34500	Indirect
Class B Common	1892	Indirect
Class A Common	4580	Indirect
Class B Common	91342	Indirect
Class B Common	41610	Indirect
Class A Common	62984	Indirect
Class B Common	23498	Indirect
Class A Common	39460	Indirect
Class B Common	21590	Indirect
Class A Common	31832	Indirect
Class B Common	21590	Indirect
Class A Common	31832	Indirect

Footnotes

F1: In August 2016, the Class A and Class B common stock of Brown-Forman Corporation split 2-1, resulting in the reporting person's acquisition of 237,088 additional shares.

F2: Reflects the acquisition of 205,527 additional shares in the August 2016 stock split.

F3: Reflects the acquisition of 3,646 additional shares in the August 2016 stock split.

F4: Reflects the acquisition of 5,358 additional shares in the August 2016 stock split.

F5: Reflects the acquisition of 4,740 additional shares in the August 2016 stock split.

F6: Reflects the acquisition of 8,554 additional shares in the August 2016 stock split.

F7: On December 22, 2016, Guilford-Brown LP transferred 115,020 Class A shares to the OB3 GST Exempt Trust as a redemption of the trust's interest in the partnership.

F8: Reflects the acquisition of 740,610 additional shares in the August 2016 stock split.

F9: On December 22, 2016, Guilford-Brown LP transferred 643,090 Class A shares to a limited partner as a partial redemption of a limited partner's interest.

F10: Reflects the acquisition of 30,472 additional shares in the August 2016 stock split.

F11: Reflects the acquisition of 27,381 additional shares in the August 2016 stock split.

F12: Reflects the acquisition of 22,897 additional shares in the August 2016 stock split.

F13: Reflects the acquisition of 126,948 additional shares in the August 2016 stock split.

F14: Reflects the acquisition of 9,813 additional shares in the August 2016 stock split.

F15: Reflects the acquisition of 4,225 additional shares in the August 2016 stock split.

F16: Reflects the acquisition of 41,748 additional shares in the August 2016 stock split.

F17: Reflects the acquisition of 17,250 additional shares in the August 2016 stock split.

F18: Reflects the acquisition of 946 additional shares in the August 2016 stock split.

F19: Reflects the acquisition of 2,290 additional shares in the August 2016 stock split.

F20: Reflects the acquisition of 45,671 additional shares in the August 2016 stock split.

F21: Reflects the acquisition of 20,805 additional shares in the August 2016 stock split.

F22: Reflects the acquisition of 31,492 additional shares in the August 2016 stock split.

F23: Reflects the acquisition of 11,749 additional shares in the August 2016 stock split.

F24: Formerly known as CLB Trust fbo Charles Barzun.

F25: Reflects the acquisition of 19,730 additional shares in the August 2016 stock split.

F26: Reflects the acquisition of 10,795 additional shares in the August 2016 stock split.

F27: Formerly known as CLB Trust fbo Eleanor Barzun.

F28: Reflects the acquisition of 15,916 additional shares in the August 2016 stock split.

F29: Formerly known as CLB Trust fbo Jacques Barzun.