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BROWN FORMAN CORP — Director's Dealing 2015
May 4, 2015
30482_dirs_2015-05-04_d5599ee2-3bc3-41f2-b9a6-17ab7fb78855.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BROWN FORMAN CORP (BF'B)
CIK: 0000014693
Period of Report: 2015-04-30
Reporting Person: de Chabert Ralph E (SVP Chief Diversity Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-04-30 | Class B Common | M | 348.0000 | — | Acquired | 348.0000 | Direct |
| 2015-04-30 | Class B Common | F | 124.0000 | $90.2300 | Disposed | 224.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-04-30 | Restricted Stock Units | $ | M | 348.0000 | Disposed | Class B Common (348.0000) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $ | Class B Common (284.0000) | 284.0000 | Direct | |
| Restricted Stock Units | $ | Class B Common (119.0000) | 119.0000 | Direct | |
| Restricted Stock Units | $ | Class B Common (143.0000) | 143.0000 | Direct | |
| Stock Appreciation Right | $35.5100 | 2018-04-30 | Class B Common (1108.0000) | 1108.0000 | Direct |
| Stock Appreciation Right | $27.0500 | 2019-04-30 | Class B Common (1180.0000) | 1180.0000 | Direct |
| Stock Appreciation Right | $46.4000 | 2021-04-30 | Class B Common (1717.0000) | 1717.0000 | Direct |
| Stock Appreciation Right | $72.4200 | 2023-04-30 | Class B Common (577.0000) | 577.0000 | Direct |
| Stock Appreciation Right | $91.9700 | 2024-04-30 | Class B Common (667.0000) | 667.0000 | Direct |
Footnotes
F1: These Restricted Stock Units were granted on July 28, 2011, and vested April 30, 2015. The vesting date shown in the table has been corrected.
F2: The closing price of BF-B ($90.23) on April 30, 2015 was used to calculate the withholding obligation.
F3: Each restricted stock unit represents a contingent right to receive one share of Brown-Forman Class B common stock.
F4: The Restricted Stock Units were granted on July 26, 2012, and vest April 30, 2016. The vesting date shown in the table has been corrected.
F5: The Restricted Stock Units were granted on July 25, 2013, and vest April 30, 2017. The vesting date shown in the table has been corrected.
F6: The Restricted Stock Units were granted on July 24, 2014, and vest April 30, 2018. The vesting date shown in the table has been corrected.