AI assistant
BROWN FORMAN CORP — Director's Dealing 2015
Jul 28, 2015
30482_dirs_2015-07-27_ac42e93a-0c57-4139-aa4e-409c84af3f38.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BROWN FORMAN CORP (BF'B)
CIK: 0000014693
Period of Report: 2015-07-23
Reporting Person: BOUSQUET CHAVANNE PATRICK (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-07-23 | Deferred Stock Units | $ | A | 1572.3300 | Acquired | Class A Common (1572.3300) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class B Common | 5016.0000 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Deferred Stock Units | $ | Class B Common (5132.7500) | 5132.7500 | Direct | |
| Stock Appreciation Right | $38.4300 | 2020-04-30 | Class B Common (4785.0000) | 4785.0000 | Direct |
| Stock Appreciation Right | $27.0500 | 2019-04-30 | Class B Common (12451.0000) | 12451.0000 | Direct |
| Stock Appreciation Right | $35.5100 | 2018-04-30 | Class B Common (10134.0000) | 10134.0000 | Direct |
| Stock Appreciation Right | $33.7600 | 2017-04-30 | Class B Common (10639.0000) | 10639.0000 | Direct |
| Stock Appreciation Right | $34.9500 | 2016-04-30 | Class B Common (9036.0000) | 9036.0000 | Direct |
Footnotes
F1: Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program each DSU represents the right to receive one share of the Company's Class A Common Stock. Grants made on July 23, 2015, were based on the closing price of the Company's Class A common stock on that date ($111.30). On each dividend payment date, participants are credited with DSU equivalents, and the DSU totals on this form have been updated to reflect such credits.
F2: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in class A common stock on the first February 1 that is at least six months following the Director's termination from Board service.
F3: Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program each DSU represents the right to receive one share of the Company's Class B common stock. On each dividend payment date, participants are credited with DSU equivalents, and the DSU totals on this form have been updated to reflect such credits.
F4: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in class B common stock on the first February 1 that is at least six months following the Director's termination from Board service.