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BROWN FORMAN CORP — Director's Dealing 2015
Jul 28, 2015
30482_dirs_2015-07-27_ebff25b8-ef01-47b7-bbdb-b9fd5c2caeed.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BROWN FORMAN CORP (BF'B)
CIK: 0000014693
Period of Report: 2015-07-23
Reporting Person: de Chabert Ralph E (SVP, Chief Diversity Officer)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-07-23 | Stock Appreciation Right | $102.2500 | A | 2808.0000 | Acquired | 2025-04-30 | Class B Common (2808.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class B Common | 224.0000 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $ | Class B Common (284.0000) | 284.0000 | Direct | |
| Restricted Stock Units | $ | Class B Common (119.0000) | 119.0000 | Direct | |
| Restricted Stock Units | $ | Class B Common (143.0000) | 143.0000 | Direct | |
| Stock Appreciation Right | $35.5100 | 2018-04-30 | Class B Common (1108.0000) | 1108.0000 | Direct |
| Stock Appreciation Right | $27.0500 | 2019-04-30 | Class B Common (1180.0000) | 1180.0000 | Direct |
| Stock Appreciation Right | $46.4000 | 2021-04-30 | Class B Common (1717.0000) | 1717.0000 | Direct |
| Stock Appreciation Right | $72.4200 | 2023-04-30 | Class B Common (577.0000) | 577.0000 | Direct |
| Stock Appreciation Right | $91.9700 | 2024-04-30 | Class B Common (667.0000) | 667.0000 | Direct |
Footnotes
F1: No money was paid to or received by the reporting person for this SAR.
F2: Each restricted stock unit represents a contingent right to receive one share of Brown-Forman Class B common stock.
F3: The Restricted Stock Units were granted on July 26, 2012, and vest April 30, 2016. The vesting date shown in the table has been corrected.
F4: The Restricted Stock Units were granted on July 25, 2013, and vest on April 30, 2017.
F5: The Restricted Stock units were granted on July 24, 2014, and vest on April 30, 2018.
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