BROADWIND, INC. — Director's Dealing 2022

Mar 4, 2022

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROADWIND, INC. (BWEN)
CIK: 0001120370
Period of Report: 2022-03-02

Reporting Person: Schueller Daniel E. (Pres., Broadwind Heavy Fab.)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2022-03-02	Common Stock	A	40547	—	Acquired	114235	Direct
2022-03-02	Common Stock	F	19955	$2.22	Disposed	94280	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	8172	Indirect

Footnotes

F1: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a performance restricted stock units award by directing the Company to withhold shares otherwise issuable pursuant to the award.

F2: Includes (i) 6,230 restricted stock units that vest on 4/23/22; (ii) 15,360 restricted stock units that vest 7,680 shares on each of 4/30/22 and 4/30/23; and (iii) 9,560 restricted stock units that vest 3,186 shares on 5/7/22 and 3,187 shares on each of 5/7/23 and 5/7/24.