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BROADWIND, INC. — Director's Dealing 2022
Apr 27, 2022
34590_dirs_2022-04-27_7b5885df-c563-4227-b274-33f72102ce47.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BROADWIND, INC. (BWEN)
CIK: 0001120370
Period of Report: 2022-04-25
Reporting Person: Blashford Eric B. (President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-04-25 | Common Stock | A | 59766 | — | Acquired | 375658 | Direct |
| 2022-04-25 | Common Stock | F | 6519 | $1.77 | Disposed | 369139 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 18379 | Indirect |
Footnotes
F1: 1. The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a performance restricted stock units award by directing the Company to withhold shares otherwise issuable pursuant to the award.
F2: 2. Includes (i) 45,000 restricted stock units that vest 22,500 shares on each of 4/30/22 and 4/30/23; (ii) 28,008 restricted stock units that vest 9,336 shares on each of 5/7/22, 5/7/23 and 5/7/24; and (iii) 59,766 restricted stock units that vest 19,922 shares on each of 4/25/23, 4/25/24 and 4/25/25.