AI assistant
BROADWIND, INC. — Director's Dealing 2022
Apr 27, 2022
34590_dirs_2022-04-27_d48e9ea4-4094-4207-a6f7-233c7ca21647.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BROADWIND, INC. (BWEN)
CIK: 0001120370
Period of Report: 2022-04-25
Reporting Person: Schueller Daniel E. (Pres., Broadwind Heavy Fab.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-04-25 | Common Stock | A | 19680 | — | Acquired | 113960 | Direct |
| 2022-04-25 | Common Stock | F | 936 | $1.77 | Disposed | 113024 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 8165 | Indirect |
Footnotes
F1: 1. The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a performance restricted stock units award by directing the Company to withhold shares otherwise issuable pursuant to the award.
F2: 2. Includes (i) 15,360 restricted stock units that vest 7,680 shares on each of 4/30/22 and 4/30/23; (ii) 9,560 restricted stock units that vest 3,186 shares on 5/7/22 and 3,187 shares on each of 5/7/23 and 5/7/24; and (iii) 19,680 restricted stock units that vest 6,560 shares on each of 4/25/23, 4/25/24 and 4/25/25.