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BROADWIND, INC. Director's Dealing 2021

May 11, 2021

34590_dirs_2021-05-11_7e17caff-1733-46e5-b677-4dedb822b3e6.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROADWIND, INC. (BWEN)
CIK: 0001120370
Period of Report: 2021-05-07

Reporting Person: Blashford Eric B. (President and CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-05-07 Common Stock A 28008 Acquired 255796 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 14817 Indirect

Footnotes

F1: Includes (i) 17,438 restricted stock units that vest on 4/23/22; (ii) 45,000 restricted stock units that vest 22,500 shares on each of 4/30/22 and 4/30/23; and (iii) 28,008 restricted stock units that vest 9,336 shares on each of 5/1/22, 5/1/23 and 5/1/24.