BROADWIND, INC. — Director's Dealing 2021

May 11, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROADWIND, INC. (BWEN)
CIK: 0001120370
Period of Report: 2021-05-07

Reporting Person: Bonfigt Jason Lee (VP, CFO and Treasurer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-05-07	Common Stock	A	12837	—	Acquired	123146	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	14248	Indirect

Footnotes

F1: Includes (i) 8,466 restricted stock units that vest on 4/23/22; and (ii) 20,626 restricted stock units that vest 10,313 shares on each of 4/30/22 and 4/30/23; and (iii) 12,837 restricted stock units that vest 4,279 shares on each of 5/1/22, 5/1/23 and 5/1/24.