BROADWIND, INC. — Director's Dealing 2021

May 11, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROADWIND, INC. (BWEN)
CIK: 0001120370
Period of Report: 2021-05-07

Reporting Person: Kennedy Hayes M. (Chief Human Resources Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-05-07	Common Stock	A	5882	—	Acquired	15574	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	197	Indirect

Footnotes

F1: Includes (i) 5,692 restricted stock units that vest 1,897 shares on each of 10/26/21 and 10/26/22 and 1,898 shares on 10/26/23; and (ii) 5,882 restricted stock units that vest 1,960 shares on 5/1/22 and 1,961 shares on each of 5/1/23 and 5/1/24.