BROADWAY FINANCIAL CORP \DE\ — Director's Dealing 2014

Jan 21, 2014

SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: BROADWAY FINANCIAL CORP \DE\ (BYFC)
CIK: 0001001171
Period of Report: 2013-12-31

Reporting Person: ROBERTS VIRGIL P (Director, Chairman)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	5806	Direct
Common Stock	3917	Direct
Common Stock Purchase	19231	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option (Right to Buy)	$6.00	2020-01-21	Common Stock (1250)	1250	Direct
Stock Option (Right to Buy)	$4.00	2019-01-21	Common Stock (1875)	1875	Direct

Footnotes

F1: These shares are shares are held in the name of Virgil P. Roberts and Brenda Roberts, spouse.

F2: These Stock Options are a Right to Buy and vest upon granting.

F3: On July 2, 2012, an investment of Capital was made in exchange for common stock. The Shares are held in the name of "Virgil and Brenda Roberts Defined Benefit Pension Plan."