BROADWAY FINANCIAL CORP \DE\ — Director's Dealing 2014

Jan 23, 2014

SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: BROADWAY FINANCIAL CORP \DE\ (BYFC)
CIK: 0001001171
Period of Report: 2013-12-31

Reporting Person: HUDSON PAUL C (Director)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	28826	Direct
Common Stock	2832	Direct
Common Stock	13890	Direct
Common Stock	19231	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Employee Stock Ownership Plan	$		Common Stock (17911)	17911	Direct

Footnotes

F1: These shares are directly held in brokerage accounts.

F2: These shares are held directly.

F3: These shares are held directly in an IRA for Paul Hudson.

F4: These shares are held in the Employee Stock Ownership Plan (ESOP).

F5: On July 2, 2012, an investment of Capital was made in exchange for common stock.