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BROADWAY FINANCIAL CORP \DE\ — Director's Dealing 2013
Feb 8, 2013
34433_dirs_2013-02-08_3344860f-00a3-4a8a-84cc-346fa6751650.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: BROADWAY FINANCIAL CORP \DE\ (BYFC)
CIK: 0001001171
Period of Report: 2012-12-31
Reporting Person: MEDINA DANIEL A (Director)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 806 | Direct |
| Common Stock | 6110 | Direct |
| Common Stock | 19231 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $6.00 | 2020-01-21 | Common Stock (1250) | 1250 | Direct |
| Stock Option (Right to Buy) | $4.00 | 2019-01-21 | Common Stock (1875) | 1875 | Direct |
Footnotes
F1: Held directly in the name of Daniel Medina.
F2: Held in the trust of Daniel Medina and Laura Martin.
F3: The Board of Directors granted this Stock Option on January 21, 2009 and January 21, 2010. It will renew each year on January 21 or until the Board discontinues the annual grant. This is a stock option grant that vests upon granting.
F4: On July 2, 2012, an investment of Capital was made in exchange for common stock. The shares are held in the name of "Martin Medina Family Trust UTD 6/30/94."
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