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BROADRIDGE FINANCIAL SOLUTIONS, INC. Director's Dealing 2021

Jan 7, 2021

30171_dirs_2021-01-07_a0f35467-053e-4534-8a3f-e0ff369f2dee.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR)
CIK: 0001383312
Period of Report: 2021-01-05

Reporting Person: Carter Pamela L (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-01-05 Common Stock A 10.0000 $0.0000 Acquired 2789.0000 Direct

Footnotes

F1: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge.