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BROADRIDGE FINANCIAL SOLUTIONS, INC. Director's Dealing 2018

Feb 14, 2018

30171_dirs_2018-02-14_16d10e51-327c-4cc5-8df8-c8847c516f59.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR)
CIK: 0001383312
Period of Report: 2018-02-12

Reporting Person: DALY RICHARD J (Director, CEO)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-02-12 Stock Option (Right to Buy) $93.8800 A 143266.0000 Acquired 2028-02-12 Common Stock (143266.0000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 202995.0229 Direct
Common Stock 20000.0000 Indirect
Common Stock 5445.0000 Indirect
Common Stock 20000.0000 Indirect
Common Stock 5445.0000 Indirect
Common Stock 48379.0000 Indirect

Footnotes

F1: Includes 25,044 shares previously held in the reporting person's 2016 grantor retained annuity trust ("GRAT") which were distributed to the reporting person as an annuity payment.

F2: Stock options vest equally over 4 years beginning February 12, 2019.