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BROADRIDGE FINANCIAL SOLUTIONS, INC. — Director's Dealing 2018
Feb 14, 2018
30171_dirs_2018-02-14_16d10e51-327c-4cc5-8df8-c8847c516f59.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR)
CIK: 0001383312
Period of Report: 2018-02-12
Reporting Person: DALY RICHARD J (Director, CEO)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-02-12 | Stock Option (Right to Buy) | $93.8800 | A | 143266.0000 | Acquired | 2028-02-12 | Common Stock (143266.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 202995.0229 | Direct |
| Common Stock | 20000.0000 | Indirect |
| Common Stock | 5445.0000 | Indirect |
| Common Stock | 20000.0000 | Indirect |
| Common Stock | 5445.0000 | Indirect |
| Common Stock | 48379.0000 | Indirect |
Footnotes
F1: Includes 25,044 shares previously held in the reporting person's 2016 grantor retained annuity trust ("GRAT") which were distributed to the reporting person as an annuity payment.
F2: Stock options vest equally over 4 years beginning February 12, 2019.
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