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BRISTOL MYERS SQUIBB CO — Director's Dealing 2009
Mar 10, 2009
29889_dirs_2009-03-10_c4da98a4-8d3f-4297-9d35-4c220b46b9d9.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: BRISTOL MYERS SQUIBB CO (BMY)
CIK: 0000014272
Period of Report: 2009-03-06
Reporting Person: Cazala Beatrice J (Pres Global Comm & Pres Europe)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, $0.10 par value | 63477.58 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option (right to buy) | $21.27 | 2013-03-11 | Common Stock, $0.10 par value (32250) | Direct | |
| Option (right to buy) | $21.88 | 2017-09-06 | Common Stock, $0.10 par value (73501) | Direct | |
| Option (right to buy) | $24.55 | 2015-10-04 | Common Stock, $0.10 par value (37145) | Direct | |
| Option (right to buy) | $24.74 | 2016-11-30 | Common Stock, $0.10 par value (100000) | Direct | |
| Option (right to buy) | $25.45 | 2015-02-28 | Common Stock, $0.10 par value (46667) | Direct | |
| Option (right to buy) | $27.36 | 2016-09-11 | Common Stock, $0.10 par value (42911) | Direct | |
| Option (right to buy) | $28.11 | 2014-03-01 | Common Stock, $0.10 par value (40600) | Direct | |
| Option (right to buy) | $42.64 | 2010-03-06 | Common Stock, $0.10 par value (26817) | Direct | |
| Option (right to buy) | $48.07 | 2012-03-04 | Common Stock, $0.10 par value (22500) | Direct | |
| Option (right to buy) | $59.78 | 2011-03-05 | Common Stock, $0.10 par value (19718) | Direct | |
| Option (right to buy) | $61.09 | 2010-01-02 | Common Stock, $0.10 par value (2524) | Direct | |
| Performance Shares | $ | Common Stock, $0.10 par value (37010) | Direct | ||
| Restricted Stock Units | $ | Common Stock, $0.10 par value (37840) | Direct |
Footnotes
F1: Currently Exercisable.
F2: 18,375 shares are currently exercisable. 18,375 shares will become exercisable on March 7, 2010, 18375 shares will become exercisable on March 7, 2011 and the remaining 18,376 shares will become exercisable on March 7, 2012.
F3: 18,572 shares are currently exercisable. 9,286 shares will become exercisable on April 5, 2009 and the remaining 9,287 shares will become exercisable on April 5, 2010.
F4: 33,333 shares will become exercisable on December 1, 2009, 33,333 shares will become exercisable on December 1, 2010 and the remaining 33,334 shares will become exercisable on December 1, 2011.
F5: 10,727 shares are currently exercisable. 10,728 shares will become exercisable on March 12, 2009, 10,728 shares will become exercisable on March 12, 2010 and the remaining 10,728 shares will become exercisable on March 12, 2011.
F6: Each performance share is converted into one share of common stock upon distribution of the banked shares.
F7: Consists of 24,881 performance shares banked under the 2007-2009 Long-Term Performance Award with a payout date during the first quarter of 2010 and 12,129 performance shares banked under the 2008-2010 Regular Long-Term Performance and the 2008-2010 Special Long-Term Performance Awards with a payout date during the first quarter of 2011.
F8: Restricted stock units awarded on March 1, 2005 and July 1, 2005 vest one-third on the third, fourth and fifth anniversaries of the grant date. Restricted stock units awarded on April 5, 2006, March 12, 2007 and March 7, 2008 vest 25% on the first, second, third and fourth anniversaries of the grant date. Shares are converted into shares of common stock upon vesting.
F9: Each restricted stock unit converts into one share of common stock upon vesting.