Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

BRISTOL MYERS SQUIBB CO Director's Dealing 2009

Mar 10, 2009

29889_dirs_2009-03-10_c4da98a4-8d3f-4297-9d35-4c220b46b9d9.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: BRISTOL MYERS SQUIBB CO (BMY)
CIK: 0000014272
Period of Report: 2009-03-06

Reporting Person: Cazala Beatrice J (Pres Global Comm & Pres Europe)

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock, $0.10 par value 63477.58 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Option (right to buy) $21.27 2013-03-11 Common Stock, $0.10 par value (32250) Direct
Option (right to buy) $21.88 2017-09-06 Common Stock, $0.10 par value (73501) Direct
Option (right to buy) $24.55 2015-10-04 Common Stock, $0.10 par value (37145) Direct
Option (right to buy) $24.74 2016-11-30 Common Stock, $0.10 par value (100000) Direct
Option (right to buy) $25.45 2015-02-28 Common Stock, $0.10 par value (46667) Direct
Option (right to buy) $27.36 2016-09-11 Common Stock, $0.10 par value (42911) Direct
Option (right to buy) $28.11 2014-03-01 Common Stock, $0.10 par value (40600) Direct
Option (right to buy) $42.64 2010-03-06 Common Stock, $0.10 par value (26817) Direct
Option (right to buy) $48.07 2012-03-04 Common Stock, $0.10 par value (22500) Direct
Option (right to buy) $59.78 2011-03-05 Common Stock, $0.10 par value (19718) Direct
Option (right to buy) $61.09 2010-01-02 Common Stock, $0.10 par value (2524) Direct
Performance Shares $ Common Stock, $0.10 par value (37010) Direct
Restricted Stock Units $ Common Stock, $0.10 par value (37840) Direct

Footnotes

F1: Currently Exercisable.

F2: 18,375 shares are currently exercisable. 18,375 shares will become exercisable on March 7, 2010, 18375 shares will become exercisable on March 7, 2011 and the remaining 18,376 shares will become exercisable on March 7, 2012.

F3: 18,572 shares are currently exercisable. 9,286 shares will become exercisable on April 5, 2009 and the remaining 9,287 shares will become exercisable on April 5, 2010.

F4: 33,333 shares will become exercisable on December 1, 2009, 33,333 shares will become exercisable on December 1, 2010 and the remaining 33,334 shares will become exercisable on December 1, 2011.

F5: 10,727 shares are currently exercisable. 10,728 shares will become exercisable on March 12, 2009, 10,728 shares will become exercisable on March 12, 2010 and the remaining 10,728 shares will become exercisable on March 12, 2011.

F6: Each performance share is converted into one share of common stock upon distribution of the banked shares.

F7: Consists of 24,881 performance shares banked under the 2007-2009 Long-Term Performance Award with a payout date during the first quarter of 2010 and 12,129 performance shares banked under the 2008-2010 Regular Long-Term Performance and the 2008-2010 Special Long-Term Performance Awards with a payout date during the first quarter of 2011.

F8: Restricted stock units awarded on March 1, 2005 and July 1, 2005 vest one-third on the third, fourth and fifth anniversaries of the grant date. Restricted stock units awarded on April 5, 2006, March 12, 2007 and March 7, 2008 vest 25% on the first, second, third and fourth anniversaries of the grant date. Shares are converted into shares of common stock upon vesting.

F9: Each restricted stock unit converts into one share of common stock upon vesting.