BrightView Holdings, Inc. — Director's Dealing 2020

Nov 24, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BrightView Holdings, Inc. (BV)
CIK: 0001734713
Period of Report: 2020-11-19

Reporting Person: Orders Amanda Marie (EVP & CHRO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-11-22	Common Stock	M	2331	—	Acquired	20708	Direct
2020-11-22	Common Stock	M	777	—	Acquired	21485	Direct
2020-11-22	Common Stock	F	696	$14.18	Disposed	20789	Direct
2020-11-22	Common Stock	F	214	$14.18	Disposed	20575	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-11-19	Stock Options (Right to Buy)	$13.78	A	24804	Acquired	2030-11-19	Common Stock (24804)	Direct
2020-11-19	Restricted Stock Units	$	A	12700	Acquired		Common Stock (12700)	Direct
2020-11-22	Restricted Stock Units	$	M	2331	Disposed		Common Stock (2331)	Direct
2020-11-22	Restricted Stock Units	$	M	777	Disposed		Common Stock (777)	Direct

Footnotes

F1: Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis.

F2: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

F3: Represents the number of shares of common stock withheld to pay the related tax liability on restricted stock units that vested on November 22, 2020.

F4: Represents a grant of time-based options that vest in four equal annual installments beginning on November 19, 2021.

F5: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F6: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 19, 2021.

F7: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 22, 2020.

F8: Represents non-forfeitable time-based restricted stock units granted in lieu of certain cash compensation. These restricted stock units vest in two equal installments beginning on November 22, 2020.