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BP PLC — Regulatory Filings 2017
Jun 7, 2017
4622_ffr_2017-06-07_99093ab7-3df3-4244-b430-23e59f595b91.zip
Regulatory Filings
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6-K 1 batchfiling-may2017.htm BATCH FILING Document created using Blueprint(R) - powered by Issuer Direct - www.issuerdirect.com Copyright 2017 Issuer Direct Corporation Blueprint
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 6-K
Report of Foreign Issuer
Pursuant to Rule 13a-16 or 15d-16 of
the Securities Exchange Act of 1934
for the period ended 05 June, 2017
BP p.l.c.
(Translation of registrant's name into English)
1 ST JAMES'S SQUARE, LONDON, SW1Y 4PD, ENGLAND
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual
reports under cover Form 20-F or Form 40-F.
Form 20-F |X| Form 40-F
Indicate by check mark whether the registrant by furnishing the information
contained in this Form is also thereby furnishing the information to the
Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of
1934.
Yes No |X|
| Exhibit
1.1 | Director/PDMR
Shareholding dated 11 May 2017 |
| --- | --- |
| Exhibit
1.2 | Director/PDMR
Shareholding dated 22 May 2017 |
| Exhibit
1.3 | Director/PDMR
Shareholding dated 23 May 2017 |
| Exhibit
1.4 | Director
Declaration dated 24 May 2017 |
| Exhibit
1.5 | Total
Voting Rights dated 31 May 2017 |
Exhibit 1.1
BP p.l.c.
Notification of transactions of persons discharging managerial responsibility or persons closely associated
| 1 — a) | Details of the person discharging managerial
responsibilities/person closely associated — Name | Brian
Gilvary | |
| --- | --- | --- | --- |
| 2 | Reason for the notification | | |
| a) | Position/status | Chief
Financial Officer / Director | |
| b) | Initial
notification/Amendment | Initial
notification | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Name | BP
p.l.c. | |
| b) | LEI | 213800LH1BZH3DI6G760 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description
of the financial instrument, type of instrument Identification
code | Ordinary
shares of $0.25 GB0007980591 | |
| b) | Nature
of the transaction | Shares
acquired through participation in the BP ShareMatch UK
Plan | |
| c) | Price(s)
and volume(s) | Price(s) | Volume(s) |
| | | £4.5575 | 68 |
| d) | Aggregated
information -
Volume -
Price -
Total | 68 £4.5575 £309.91 | |
| e) | Date of
the transaction | 10 May
2017 | |
| f) | Place
of the transaction | Outside
a trading venue | |
| 1 — a) | Details of the person discharging managerial
responsibilities/person closely associated — Name | Bernard
Looney | |
| --- | --- | --- | --- |
| 2 | Reason for the notification | | |
| a) | Position/status | Chief
Executive Upstream / PDMR | |
| b) | Initial
notification/Amendment | Initial
notification | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Name | BP
p.l.c. | |
| b) | LEI | 213800LH1BZH3DI6G760 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description
of the financial instrument, type of instrument Identification
code | Ordinary
shares of $0.25 GB0007980591 | |
| b) | Nature
of the transaction | Shares
acquired through participation in the BP ShareMatch UK
Plan | |
| c) | Price(s)
and volume(s) | Price(s) | Volume(s) |
| | | £4.5575 | 68 |
| d) | Aggregated
information -
Volume -
Price -
Total | 68 £4.5575 £309.91 | |
| e) | Date of
the transaction | 10 May
2017 | |
| f) | Place
of the transaction | Outside
a trading venue | |
This notice is given in fulfilment of the obligation under Article 19 of the Market Abuse Regulation.
Exhibit 1.2
BP p.l.c.
Notification of transactions of persons discharging managerial responsibility or persons closely associated
| 1 — a) | Details of the person discharging managerial
responsibilities/person closely associated — Name | Horace
Lamar McKay | |
| --- | --- | --- | --- |
| 2 | Reason for the notification | | |
| a) | Position/status | Deputy
Chief Executive Officer / PDMR | |
| b) | Initial
notification/Amendment | Initial
notification | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Name | BP
p.l.c. | |
| b) | LEI | 213800LH1BZH3DI6G760 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description
of the financial instrument, type of instrument Identification
code | American
Depositary Shares (each representing 6 ordinary shares of
$0.25) US0556221044 | |
| b) | Nature
of the transaction | Shares
acquired pursuant to the release of Restricted Share Units under
the BP Share Value Plan, following adjustments for tax and
dividends. | |
| c) | Price(s)
and volume(s) | Price(s) | Volume(s) |
| | | $36.94 | 44,678 |
| d) | Aggregated
information -
Volume -
Price -
Total | 44,678 $36.94 $1,650,405.32 | |
| e) | Date of
the transaction | 19 May
2017 | |
| f) | Place
of the transaction | Outside
a trading venue | |
| 1 — a) | Details of the person discharging managerial
responsibilities/person closely associated — Name | Nils
Smedegaard Andersen and Kirsten Smedegaard Andersen | |
| --- | --- | --- | --- |
| 2 | Reason for the notification | | |
| a) | Position/status | Non-Executive
Director and a person closely associated with him | |
| b) | Initial
notification/Amendment | Initial
notification | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Name | BP
p.l.c. | |
| b) | LEI | 213800LH1BZH3DI6G760 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description
of the financial instrument, type of instrument Identification
code | Ordinary
shares of $0.25 GB0007980591 | |
| b) | Nature
of the transaction | Shares
acquired through market purchase | |
| c) | Price(s)
and volume(s) | Price(s) | Volume(s) |
| | | £4.7545 | 25,000 |
| d) | Aggregated
information -
Volume -
Price -
Total | 25,000 £4.7545 £118,862.50 | |
| e) | Date of
the transaction | 22 May
2017 | |
| f) | Place
of the transaction | Equiduct,
BATS, CHIX and TRQX | |
This notice is given in fulfilment of the obligation under Article 19 of the Market Abuse Regulation.
Exhibit 1.3
BP p.l.c.
Notification of transactions of persons discharging managerial responsibility or person closely associated
The Company announces that on 19 May 2017, conditional share awards and the vesting of shares previously awarded were made to the following Executive Directors of BP p.l.c. under the BP Executive Directors' Incentive Plan (the " Plan ").
The Deferred Matching Award (including matched shares) - 2016
Mr R W Dudley
compulsory award
49,214 ADSs
Dr B Gilvary
compulsory award
146,140 ordinary shares
This conditional award of one-third of a director's annual bonus, required to be deferred into ordinary shares/ADSs, is matched on a one-for-one basis. The award will vest subject to performance conditions as detailed in the Directors' Remuneration Report contained in BP's Annual Report and Form 20-F 2016. Each Executive Director will be entitled to the value of reinvested dividends on those ordinary shares/ADSs which vest.
The Performance Share Award 2017-2019
Mr R W Dudley
261,938 ADSs
Dr B Gilvary
722,093 ordinary shares
This conditional award with a 2017-2019 performance period is awarded at the maximum number, with the number of ordinary shares/ADSs which vest dependent on the extent to which performance conditions are satisfied over a three-year period ending 31 December 2019. These performance conditions are detailed in the Directors' Remuneration Report contained in BP's Annual Report and Form 20-F 2016. Each Executive Director will be entitled to the value of reinvested dividends on those ordinary shares/ADSs which vest.
The Deferred Matching Award 2014 - vesting
This vesting represents additional dividends received on the vested award under the EDIP deferred matching award 2014, which vested on 24 February 2017 and was announced under RNS 8375X.
| Vested amount | Shares sold for tax and expenses | Released amount | |
|---|---|---|---|
| Mr R W | |||
| Dudley (ADSs) | 1,076 | 508 | 568 |
| Dr B | |||
| Gilvary (ordinary shares) | 4,174 | 1,966 | 2,208 |
The Performance Share Award 2014-2016 - vesting
The Company has determined that 40% of shares awarded under the EDIP performance share award 2014-2016 will vest. The released amount stated below will be retained for a period of three years.
| Vested amount | Shares sold for tax and expenses | Released amount | |
|---|---|---|---|
| Mr R W | |||
| Dudley (ADSs) | 107,079 | 50,429 | 56,650 |
| Dr B | |||
| Gilvary (ordinary shares) | 303,134 | 142,758 | 160,376 |
| 1 — a) | Details of the person discharging managerial
responsibilities/person closely associated — Name | Robert
W. Dudley | |
| --- | --- | --- | --- |
| 2 | Reason for the notification | | |
| a) | Position/status | Chief
Executive Officer / Director | |
| b) | Initial
notification/Amendment | Initial
notification | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Name | BP
p.l.c. | |
| b) | LEI | 213800LH1BZH3DI6G760 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description
of the financial instrument, type of instrument Identification
code | American
Depositary Shares (each representing 6 ordinary shares of
$0.25) US0556221044 | |
| b) | Nature
of the transaction | 311,152
restricted share units (in the form of ADSs) acquired pursuant to
participation in the BP Executive Directors' Incentive
Plan. 57,218
ADSs acquired pursuant to the vesting of shares under the BP
Executive Directors' Incentive Plan, following adjustments for tax,
dividends and expenses where applicable. | |
| c) | Price(s)
and volume(s) | Price(s) | Volume(s) |
| | | Nil
consideration | 368,370 |
| d) | Aggregated
information -
Volume -
Price -
Total | 368,370 Nil
consideration. Market value $36.94 Market
value $13,607,587.80 | |
| e) | Date of
the transaction | 19 May
2017 | |
| f) | Place
of the transaction | Outside
a trading venue | |
| 1 — a) | Details of the person discharging managerial
responsibilities/person closely associated — Name | Brian
Gilvary | |
| --- | --- | --- | --- |
| 2 | Reason for the notification | | |
| a) | Position/status | Chief
Financial Officer / Director | |
| b) | Initial
notification/Amendment | Initial
notification | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Name | BP
p.l.c. | |
| b) | LEI | 213800LH1BZH3DI6G760 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description
of the financial instrument, type of instrument Identification
code | Ordinary
shares of $0.25 GB0007980591 | |
| b) | Nature
of the transaction | 868,233
restricted share units (in the form of ordinary shares) acquired
pursuant to participation in the BP Executive Directors' Incentive
Plan. 162,584
shares acquired pursuant to the vesting of ordinary shares under
the BP Executive Directors' Incentive Plan, following adjustments
for tax, dividends and expenses where applicable. | |
| c) | Price(s)
and volume(s) | Price(s) | Volume(s) |
| | | Nil
consideration | 1,030,817 |
| d) | Aggregated
information -
Volume -
Price -
Total | 1,030,817 Nil
consideration. Market value £4.72 Market
value £4,865,456.24 | |
| e) | Date of
the transaction | 19 May
2017 | |
| f) | Place
of the transaction | Outside
a trading venue | |
This notice is given in fulfilment of the obligation under Article 19 of the Market Abuse Regulation.
Exhibit 1.4
BP p.l.c.
Notification of changes of Director's details
BP p.l.c. announces that Mr C-H Svanberg, Chairman and Non- Executive Director of BP p.l.c. has advised that he became a director of Melker Schörling AB on 23 May 2017.
This notice is given in fulfilment of the obligation under paragraph 9.6.14R (2) of the Listing Rules.
Exhibit 1.5
BP p.l.c.
Total voting rights and share capital
As at 31 May 2017, the issued share capital of BP p.l.c. comprised 19,679,548,413 ordinary shares (excluding treasury shares) par value US$0.25 per share, each with one vote; and 12,706,252 preference shares par value £1 per share with two votes for every £5 in nominal capital held.
The number of ordinary shares which have been bought back and are held in treasury by BP p.l.c. is 1,485,234,257. These treasury shares are not taken into consideration in relation to the payment of dividends and voting at shareholder meetings.
The total number of voting rights in BP p.l.c. is 19,684,630,913. This information may be used by shareholders for the calculations by which they will determine if they are required to notify their interest in, or a change to their interest in, BP p.l.c. under the FCA's Disclosure Guidance and Transparency Rules.
This announcement is made in accordance with the requirements of Disclosure Guidance and Transparency Rule 5.6.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| (Registrant) |
| Dated: 07 |
| June 2017 |
| /s/ J. |
| BERTELSEN |
| ------------------------ |
| J. |
| BERTELSEN |
| Deputy |
| Company Secretary |
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