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BOX INC — Director's Dealing 2015
Jan 22, 2015
31068_dirs_2015-01-22_0805df3d-a4df-4e12-ba83-8d7c8fca8af8.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: BOX INC (BOX)
CIK: 0001372612
Period of Report: 2015-01-22
Reporting Person: Meritech Capital Associates IV, L.L.C. (10% Owner)
Reporting Person: Meritech Capital Partners IV L.P. (10% Owner)
Reporting Person: Meritech Capital Affiliates IV L.P. (10% Owner)
Reporting Person: Sherman Craig (10% Owner)
Reporting Person: MADERA PAUL S (10% Owner)
Reporting Person: GORDON MICHAEL B (10% Owner)
Reporting Person: Bischof George (10% Owner)
Reporting Person: Ward Rob (10% Owner)
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Series D Preferred Stock | $ | Existing Class A Common Stock (4012366) | Indirect | ||
| Series D Preferred Stock | $ | Existing Class A Common Stock (99086) | Indirect | ||
| Series D-1 Preferred Stock | $ | Existing Class A Common Stock (486042) | Indirect | ||
| Series D-1 Preferred Stock | $ | Existing Class A Common Stock (12003) | Indirect |
Footnotes
F1: Subject to certain adjustments, the Series D Preferred Stock and Series D-1 Preferred Stock are convertible into the Issuer's existing Class A Common Stock ("Existing Class A Common Stock") on a 1:1 basis and have no expiration date. Immediately prior to the consummation of the Issuer's initial public offering, all shares of Series D Preferred Stock and Series D-1 Preferred Stock will automatically convert into shares of Existing Class A Common Stock of the Issuer.
F2: The reported securities are held of record by Meritech Capital Partners IV L.P. ("MCP IV"). Meritech Capital Associates IV L.L.C., the general partner of MCP IV, has sole voting and dispositive power with respect to the securities held by MCP IV. Paul S. Madera, Michael B. Gordon, Robert D. Ward, George H. Bischof and Craig Sherman, the managing members of Meritech Capital Associates IV L.L.C., share voting and dispositive power with respect to the shares held by MCP IV. Such persons and entities disclaim beneficial ownership of the securities held by MCP IV except to the extent of any pecuniary interest therein.
F3: The reported securities are held of record by Meritech Capital Affiliates IV L.P ("MCA IV"). Meritech Capital Associates IV L.L.C., the general partner of MCA IV, has sole voting and dispositive power with respect to the securities held by MCA IV. Paul S. Madera, Michael B. Gordon, Robert D. Ward, George H. Bischof and Craig Sherman, the managing members of Meritech Capital Associates IV L.L.C., share voting and dispositive power with respect to the shares held by MCA IV. Such persons and entities disclaim beneficial ownership of the securities held by MCA IV except to the extent of any pecuniary interest therein.