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BOX INC — Director's Dealing 2015
Jan 22, 2015
31068_dirs_2015-01-22_6ce4aa5c-af8f-4f57-ab5c-f75c94442a8e.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: BOX INC (BOX)
CIK: 0001372612
Period of Report: 2015-01-22
Reporting Person: McGoff Peter M (SVP, Gen. Counsel & Secretary)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Existing Class A Common Stock | 12500 | Direct |
| Existing Class A Common Stock | 18750 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Existing Class B Common Stock | $0.00 | Existing Class A Common Stock (150000) | Direct | ||
| Employee Stock Option (right to buy) | $1.16 | 2022-04-26 | Existing Class B Common Stock (125000) | Direct | |
| Employee Stock Option (right to buy) | $17.85 | 2024-04-02 | Existing Class B Common Stock (25000) | Direct | |
| Employee Stock Option (right to buy) | $14.05 | 2025-01-01 | Existing Class B Common Stock (37500) | Direct |
Footnotes
F1: Each share is represented by a restricted stock unit (RSU). Each RSU represents a contingent right to receive one share of the Issuer's existing Class B Common Stock ("Existing Class B Common Stock") upon settlement. Each share of Existing Class B Common Stock is convertible into one share of the Issuer's existing Class A Common Stock ("Existing Class A Common Stock") upon the election of the Issuer and has no expiration date. 1/4 of the RSUs vest on March 20, 2015, and 1/12 of the remaining RSUs vest every three months thereafter.
F2: Each share is represented by an RSU. Each RSU represents a contingent right to receive one share of Existing Class B Common Stock upon settlement. Each share of Existing Class B Common Stock is convertible into one share of Existing Class A Common Stock upon the election of the Issuer and has no expiration date. 1/4 of the RSUs vest on March 20, 2016, and 1/12 of the remaining RSUs vest every three months thereafter.
F3: Each share of Existing Class B Common Stock is convertible into one share of Existing Class A Common Stock upon the election of the Issuer and has no expiration date.
F4: 50,000 of the shares are subject to repurchase by the Issuer.
F5: 1/4 of the shares subject to the option vested on April 23, 2013, and 1/48 of the shares vest monthly thereafter.
F6: 1/4 of the shares subject to the option vest on February 1, 2015, and 1/48 of the shares vest monthly thereafter.
F7: 1/4 of the shares subject to the option vest on March 20, 2016, and 1/48 of the shares vest monthly thereafter.