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BOX INC Director's Dealing 2015

Jan 22, 2015

31068_dirs_2015-01-22_92499407-7c20-4251-9ca7-01d23dc96962.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: BOX INC (BOX)
CIK: 0001372612
Period of Report: 2015-01-22

Reporting Person: GENERAL ATLANTIC LLC (10% Owner)
Reporting Person: GENERAL ATLANTIC GENPAR, L.P. (10% Owner)
Reporting Person: General Atlantic Partners 90, L.P. (10% Owner)
Reporting Person: GAP Coinvestments CDA, L.P. (10% Owner)
Reporting Person: GAP COINVESTMENTS III LLC (10% Owner)
Reporting Person: GAP COINVESTMENTS IV LLC (10% Owner)
Reporting Person: GAPCO GMBH & CO KG (10% Owner)
Reporting Person: GAPCO MANAGEMENT GMBH (10% Owner)

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Series E Preferred Stock $ Existing Class A Common Stock (7076139) Indirect
Series E Preferred Stock $ Existing Class A Common Stock (18627) Indirect
Series E Preferred Stock $ Existing Class A Common Stock (441949) Indirect
Series E Preferred Stock $ Existing Class A Common Stock (82194) Indirect
Series E Preferred Stock $ Existing Class A Common Stock (17651) Indirect

Footnotes

F1: Subject to certain adjustments, the Series E Preferred Stock is convertible at the option of the holder into the Issuer's existing Class A Common Stock ("Existing Class A Common Stock") and has no expiration date. Immediately prior to the consummation of the Issuer's initial public offering, all shares of Series E Preferred Stock will automatically convert into shares of Existing Class A Common Stock of the Issuer on a 1:1 basis, provided that if the initial public offering price per share for the Class A Common Stock is less than $13.0949 per share, then each share of Series E Preferred will be converted at a conversion price equal to the price per share of the Class A Common Stock in the offering. Following the Issuer's initial public offering, all Existing Class A Common Stock owned by the Reporting Persons will be re-classified as Class B Common Stock.

F2: By General Atlantic Partners 90, L.P. ("GAP 90")

F3: By GAP Coinvestments CDA, L.P. ("CDA")

F4: By GAP Coinvestments III LLC ("GAPCO III")

F5: By GAP Coinvestments IV LLC ("GAPCO IV")

F6: By GAPCO GmbH & Co, KG ("GAPCO KG")

F7: The general partner of GAP 90 is General Atlantic GenPar, L.P. ("GA GenPar") and the general partner of GA GenPar is General Atlantic LLC ("GA LLC"). GA LLC is the managing member of GAPCO III and GAPCO IV and the general partner of CDA. The general partner of GAPCO KG is GAPCO Management GmbH ("Management"). The Managing Directors of GA LLC control the voting and dispositive decisions made by GAPCO KG and Management.