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BOX INC — Director's Dealing 2015
Jan 22, 2015
31068_dirs_2015-01-22_da29f869-261d-4508-bce4-9598c86d13de.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: BOX INC (BOX)
CIK: 0001372612
Period of Report: 2015-01-22
Reporting Person: Mannie Jeff (VP Controller & Chief Acct Ofr)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Existing Class A Common Stock | 20000 | Direct |
| Existing Class A Common Stock | 7500 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Existing Class B Common Stock | $0.00 | Existing Class A Common Stock (25000) | Direct | ||
| Employee Stock Option (right to buy) | $4.63 | 2023-05-12 | Existing Class B Common Stock (95000) | Direct | |
| Employee Stock Option (right to buy) | $14.05 | 2025-01-01 | Existing Class B Common Stock (15000) | Direct |
Footnotes
F1: Each share is represented by a restricted stock unit (RSU). Each RSU represents a contingent right to receive one share of the Issuer's existing Class B Common Stock ("Existing Class B Common Stock") upon settlement. Each share of Existing Class B Common Stock is convertible into one share of the Issuer's existing Class A Common Stock ("Existing Class A Common Stock") upon the election of the Issuer and has no expiration date. 1/4 of the RSUs vest on March 20, 2015, and 1/12 of the remaining RSUs vest every three months thereafter.
F2: Each share is represented by an RSU. Each RSU represents a contingent right to receive one share of Existing Class B Common Stock upon settlement. Each share of Existing Class B Common Stock is convertible into one share of Existing Class A Common Stock upon the election of the Issuer and has no expiration date. 1/4 of the RSUs vest on March 20, 2016, and 1/12 of the remaining RSUs vest every three months thereafter.
F3: Each share of Existing Class B Common Stock is convertible into one share of Existing Class A Common Stock upon the election of the Issuer and has no expiration date.
F4: 1/4 of the shares subject to the option vested on February 25, 2014, and 1/48 of the shares vest monthly thereafter. The original option grant for 120,000 shares was early exercised for 25,000 shares on November 15, 2013.
F5: 1/4 of the shares subject to the option vest on March 20, 2016, and 1/48 of the shares vest monthly thereafter.