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BOX INC — Director's Dealing 2015
Jan 22, 2015
31068_dirs_2015-01-22_fe929462-8d05-46dc-9bc8-4f0133fd9653.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: BOX INC (BOX)
CIK: 0001372612
Period of Report: 2015-01-22
Reporting Person: Levie Aaron (Director, Chief Executive Officer, 10% Owner)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Existing Class A Common Stock | 2565372 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $0.29 | 2020-07-14 | Existing Class A Common Stock (588841) | Direct | |
| Employee Stock Option (right to buy) | $0.59 | 2021-04-06 | Existing Class A Common Stock (25000) | Direct | |
| Employee Stock Option (right to buy) | $1.16 | 2022-04-01 | Existing Class B Common Stock (770000) | Direct | |
| Employee Stock Option (right to buy) | $4.00 | 2022-04-01 | Existing Class B Common Stock (410000) | Direct | |
| Employee Stock Option (right to buy) | $4.00 | 2022-04-01 | Existing Class B Common Stock (410000) | Direct | |
| Employee Stock Option (right to buy) | $4.00 | 2022-04-26 | Existing Class B Common Stock (410000) | Direct |
Footnotes
F1: The shares subject to the option are fully vested and exercisable.
F2: 1/48 of the shares subject to the option vested on February 1, 2012, and 1/48 of the shares vest monthly thereafter.
F3: Each share of the Issuer's existing Class B Common Stock ("Existing Class B Common Stock") is convertible into one share of the Issuer's existing Class A Common Stock ("Existing Class A Common Stock") upon the election of the Issuer and has no expiration date.
F4: 1/48 of the shares subject to the option vested on February 1, 2013, and 1/48 of the shares vest monthly thereafter.
F5: 1/48 of the shares subject to the option vested on February 1, 2014, and 1/48 of the shares vest monthly thereafter.
F6: 1/48 of the shares subject to the option vest on February 1, 2015, and 1/48 of the shares vest monthly thereafter.