AI assistant
BOX INC — Director's Dealing 2015
Jan 22, 2015
31068_dirs_2015-01-22_f0727e19-a399-4f9a-b518-abe2c20234b5.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: BOX INC (BOX)
CIK: 0001372612
Period of Report: 2015-01-22
Reporting Person: LEVIN DANIEL J (Director, President & COO, 10% Owner)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Existing Class A Common Stock | 1242122 | Indirect |
| Existing Class A Common Stock | 156250 | Indirect |
| Existing Class A Common Stock | 156250 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $4.63 | 2023-04-18 | Existing Class B Common Stock (300000) | Direct | |
| Employee Stock Option (right to buy) | $4.63 | 2023-04-18 | Existing Class B Common Stock (300000) | Direct | |
| Employee Stock Option (right to buy) | $17.85 | 2024-04-02 | Existing Class B Common Stock (300000) | Direct | |
| Employee Stock Option (right to buy) | $14.05 | 2025-01-01 | Existing Class B Common Stock (250000) | Direct |
Footnotes
F1: The shares are held of record by Daniel J. Levin and Naomi J. Andrews, as Trustees of the Levin/Andrews Family Trust dated 9/18/99.
F2: The shares are held of record by the Daniel Levin GRAT dated 12/10/13, for which the Reporting Person serves as trustee.
F3: The shares are held of record by the Naomi J. Andrews GRAT dated 12/10/13, for which the Reporting Person's spouse serves as trustee.
F4: 1/96 of the shares subject to the option vest monthly over two years beginning on March 1, 2013, and 1/32 of the shares vest monthly thereafter.
F5: Each share of the Issuer's existing Class B Common Stock ("Existing Class B Common Stock") is convertible into one share of the Issuer's existing Class A Common Stock ("Existing Class A Common Stock") upon the election of the Issuer and has no expiration date.
F6: The shares subject to the option are fully vested and exercisable.
F7: 1/4 of the shares subject to the option vest on February 1, 2015, and 1/48 of the shares vest monthly thereafter.
F8: 1/4 of the shares subject to the option vest on March 20, 2016, and 1/48 of the shares vest monthly thereafter.