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BOX INC — Director's Dealing 2015
Jan 22, 2015
31068_dirs_2015-01-22_8a244731-1e90-42fd-adc6-6ed5d341c5fe.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: BOX INC (BOX)
CIK: 0001372612
Period of Report: 2015-01-22
Reporting Person: Smith Dylan C (Director, Chief Financial Officer, 10% Owner)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Existing Class A Common Stock | 1316545 | Direct |
| Existing Class A Common Stock | 85000 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $0.59 | 2021-04-06 | Existing Class A Common Stock (17362) | Direct | |
| Employee Stock Option (right to buy) | $1.16 | 2022-03-31 | Existing Class B Common Stock (240000) | Direct | |
| Employee Stock Option (right to buy) | $1.16 | 2022-03-31 | Existing Class B Common Stock (140000) | Direct | |
| Employee Stock Option (right to buy) | $4.63 | 2023-02-06 | Existing Class B Common Stock (140000) | Direct | |
| Employee Stock Option (right to buy) | $17.85 | 2024-04-02 | Existing Class B Common Stock (140000) | Direct | |
| Employee Stock Option (right to buy) | $14.05 | 2025-01-01 | Existing Class B Common Stock (120000) | Direct |
Footnotes
F1: The shares are held of record by the DCS GRAT of 2014, for which the Reporting Person serves as trustee.
F2: The shares subject to the option are fully vested and exercisable.
F3: 1/36 of the shares subject to the option vested on February 1, 2012, and 1/36 of the shares vest monthly thereafter.
F4: Each share of the Issuer's existing Class B Common Stock ("Existing Class B Common Stock") is convertible into one share of the Issuer's existing Class A Common Stock ("Existing Class A Common Stock") upon the election of the Issuer and has no expiration date.
F5: 1/96 of the shares subject to the option vested monthly over two years beginning on February 1, 2012, and 1/32 of the shares vest monthly thereafter.
F6: 1/96 of the shares subject to the option vested monthly over two years beginning on February 1, 2013, and 1/32 of the shares vest monthly thereafter.
F7: 1/4 of the shares subject to the option vest on February 1, 2015, and 1/48 of the shares vest monthly thereafter.
F8: 1/4 of the shares subject to the option vest on March 20, 2016, and 1/48 of the shares vest monthly thereafter.