BOX INC — Director's Dealing 2015

Jan 22, 2015

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: BOX INC (BOX)
CIK: 0001372612
Period of Report: 2015-01-22

Reporting Person: EMERGENCE CAPITAL PARTNERS II LP (10% Owner)
Reporting Person: EMERGENCE EQUITY PARTNERS II, L.P. (10% Owner)
Reporting Person: EMERGENCE GP PARTNERS, LLC (10% Owner)

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Series D Preferred Stock	$		Existing Class A Common Stock (1502261)		Indirect
Series D-1 Preferred Stock	$		Existing Class A Common Stock (186767)		Indirect

Footnotes

F1: Subject to certain adjustments, the Series D Preferred Stock is convertible into the Issuer's existing Class A Common Stock ("Existing Class A Common Stock") on a 1:1 basis and has no expiration date. Immediately prior to the consummation of the Issuer's initial public offering, all shares of Series D Preferred Stock will automatically convert into shares of Existing Class A Common Stock of the Issuer.

F2: Shares are held directly by Emergence Capital Partners II, L.P. ("Emergence"). The sole general partner of Emergence is Emergence Equity Partners II, L.P. ("EEP II"), the sole general partner of EEP II is Emergence GP Partners, LLC ("EGP"), and each of EEP II and EGP may be deemed to have sole voting and dispositive power with respect to the shares held by Emergence.

F3: Subject to certain adjustments, the Series D-1 Preferred Stock is convertible into Existing Class A Common Stock on a 1:1 basis and has no expiration date. Immediately prior to the consummation of the Issuer's initial public offering, all shares of Series D-1 Preferred Stock will automatically convert into shares of Existing Class A Common Stock of the Issuer.