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BOX INC — Director's Dealing 2015
Jan 30, 2015
31068_dirs_2015-01-29_ef437e53-fc1a-431e-aeae-d73cbf034291.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BOX INC (BOX)
CIK: 0001372612
Period of Report: 2015-01-28
Reporting Person: EVAN DANA L (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-01-28 | Existing Class A Common Stock | C | 160000 | — | Acquired | 160000 | Direct |
| 2015-01-28 | Existing Class A Common Stock | J | 160000 | — | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-01-28 | Existing Class B Common Stock | $ | C | 160000 | Disposed | Existing Class A Common Stock (160000) | Direct | |
| 2015-01-28 | Class B Common Stock | $ | J | 160000 | Acquired | Class A Common Stock (160000) | Direct |
Footnotes
F1: The Issuer's existing Class B Common Stock ("Existing Class B Common Stock") automatically converted into the Issuer's existing Class A Common Stock ("Existing Class A Common Stock") on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.
F2: 40,000 of the shares are subject to repurchase by the Issuer.
F3: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of Existing Class B Common Stock into Existing Class A Common Stock, each share of Existing Class A Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.
F4: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.