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BOSTON BEER CO INC — Director's Dealing 2016
Oct 3, 2016
31558_dirs_2016-10-03_7ed43709-bd88-4cd6-9f2e-0a4abbad2ee8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BOSTON BEER CO INC (SAM)
CIK: 0000949870
Period of Report: 2016-09-30
Reporting Person: ROPER MARTIN F (Director, President and C.E.O.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-09-30 | Class A Common | M | 5000 | $43.55 | Acquired | 37273 | Direct |
| 2016-09-30 | Class A Common | S | 400 | $151.59 | Disposed | 36873 | Direct |
| 2016-09-30 | Class A Common | S | 800 | $152.74 | Disposed | 36073 | Direct |
| 2016-09-30 | Class A Common | S | 200 | $153.82 | Disposed | 35873 | Direct |
| 2016-09-30 | Class A Common | S | 1712 | $155.55 | Disposed | 34161 | Direct |
| 2016-09-30 | Class A Common | S | 1888 | $156.15 | Disposed | 32273 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-09-30 | Class A Common Stock Option | $43.55 | M | 5000 | Disposed | 2017-08-11 | Class A Common (180000) | Direct |
Footnotes
F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 29, 2016. The Rule 10b5-1 trading plan and the transactions contemplated thereby were approved by unanimous consent of the Class B Stockholders of the Company.
F2: The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 400 shares is from $151.19 to $151.90. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.
F3: The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 800 shares is from $152.34 to $153.23. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.
F4: The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 200 shares is from $153.58 to $154.06. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.
F5: The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 1,712 shares is from $154.98 to $155.95. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.
F6: The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 1,888 shares is from $156.05 to $156.67. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.