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Bloks Group Limited — Regulatory Filings 2011
Jul 6, 2011
49127_rns_2011-07-06_d4feb61e-4f2f-460e-8791-830be994b525.pdf
Regulatory Filings
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For Main Board and GEM listed issuers
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Monthly Return of Equity Issuer on Movements in Securities
For the month ended (dd/mm/yyyy) : 30/06/2011
To : Hong Kong Exchanges and Clearing Limited
Name of Issuer China WindPower Group Limited Date Submitted 6 July 2011
I. Movements in Authorised Share Capital
1. Ordinary Shares
| 1. Ordinary Shares | 1. Ordinary Shares | 1. Ordinary Shares | 1. Ordinary Shares | 1. Ordinary Shares |
|---|---|---|---|---|
| (1) Stock code : 00182 Description : No. of ordinary shares Balance at close of preceding month 10,000,000,000 Increase/(decrease) 0 Balance at close of the month 10,000,000,000 |
CHINAWINDPOWER Par value (State currency) Authorised share capital (State currency) HK$0.01 HK$100,000,000.00 0 HK$0.01 HK$100,000,000.00 |
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| Par value (State currency) HK$0.01 HK$0.01 |
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| (2) Stock code : - - Description : - - No. of ordinary shares Balance at close of preceding month Increase/(decrease) Balance at close of the month |
- - | Authorised share capital (State currency) |
||
| Par value (State currency) |
For Main Board and GEM listed issuers
2. Preference Shares
| For Main Board and GEM 2.PreferenceShares |
For Main Board and GEM 2.PreferenceShares |
For Main Board and GEM 2.PreferenceShares |
For Main Board and GEM 2.PreferenceShares |
For Main Board and GEM 2.PreferenceShares |
|---|---|---|---|---|
| Stock code : - - Description : - - No. of preference shares Balance at close of preceding month 2,500,000,000 Increase/(decrease) 0 Balance at close of the month 2,500,000,000 |
- - | Authorised share capital (State currency) HK$25,000,000.00 0 HK$25,000,000.00 |
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| Par value (State currency) HK$0.01 **HK$0.01 ** |
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| 3. Other Classes of Shares | ||||
| Stock code : - - Description : - - No. of other classes of shares Balance at close of preceding month Increase/(decrease) Balance at close of the month |
- - | Authorised share capital (State currency) |
||
| Par value (State currency) |
Total authorised share capital at the end of the month (State currency) :
HK$125,000,000.00
For Main Board and GEM listed issuers
II. Movements in Issued Share Capital
| Balance at close of preceding month Increase/ (decrease) during the month Balance at close of the month |
No. of ordinary shares (1) (2) |
No. of ordinary shares (1) (2) |
No of preference shares No. of other classes of shares |
No of preference shares No. of other classes of shares |
|---|---|---|---|---|
| 7,393,779,965 860,000 **7,394,639,965 ** |
- - - - - - |
- - - - - - |
- - - - - - |
III. Details of Movements in Issued Share Capital
Share Options (under Share Option Schemes of the Issuer)
| Particulars of share option scheme including EGM approval date (dd/mm/yyyy) and class of shares issuable |
Particulars of share option scheme including EGM approval date (dd/mm/yyyy) and class of shares issuable |
Movement duringthe month | Movement duringthe month | Movement duringthe month | No. of new shares of issuer issued during the month pursuant thereto No. of new shares of issuer which may be issued pursuant thereto as at close of the month |
No. of new shares of issuer issued during the month pursuant thereto No. of new shares of issuer which may be issued pursuant thereto as at close of the month |
||
|---|---|---|---|---|---|---|---|---|
| Granted | Exercised | Cancelled | Lapsed | |||||
| 1. Share option | 0 0 0 |
200,000 660,000 0 |
430,000 1,120,000 2,540,000 |
0 | 200,000 660,000 0 |
48,865,000 | ||
| Scheme adopted | ||||||||
| at the AGM on | ||||||||
| 16/04/2007, | ||||||||
| exerciseprice of | ||||||||
| HK$0.45per share | ||||||||
| Ordinaryshares | ||||||||
| (Note 1) 2. Share option Scheme adopted |
0 | 85,240,000 | ||||||
| at the AGM on | ||||||||
| 16/04/2007, | ||||||||
| exerciseprice of | ||||||||
| HK$0.302per share | ||||||||
| Ordinaryshares | ||||||||
| (Note 1) 3. Share option Scheme adopted |
0 | 122,840,000 | ||||||
| at the AGM on | ||||||||
| 16/04/2007, | ||||||||
| exerciseprice of | ||||||||
| HK$0.890per share | ||||||||
| Ordinaryshares | ||||||||
| (Note 1) |
For Main Board and GEM listed issuers
III. Details of Movements in Issued Share Capital
Share Options (under Share Option Schemes of the Issuer)
| Particulars of share option scheme including EGM approval date (dd/mm/yyyy) and class of shares issuable |
Particulars of share option scheme including EGM approval date (dd/mm/yyyy) and class of shares issuable |
Movement duringthe month | Movement duringthe month | Movement duringthe month | No. of new shares of issuer issued during the month pursuant thereto No. of new shares of issuer which may be issued pursuant thereto as at close of the month |
No. of new shares of issuer issued during the month pursuant thereto No. of new shares of issuer which may be issued pursuant thereto as at close of the month |
||
|---|---|---|---|---|---|---|---|---|
| Granted | Exercised | Cancelled | Lapsed | |||||
| 4. Share option Scheme adopted at the AGM on 16/04/2007, exerciseprice of HK$0.80per share Ordinaryshares 0 0 0 0 0 (Note 1) 5. - - (/ /) shares - - - - - - - - - - (Note 1) 6. - - (/ /) shares - - - - - - - - - - (Note 1) 7. - - (/ /) shares - - - - - - - - - - (Note 1) 8. - - (/ /) shares - - - - - - - - - - (Note 1) Total A. (Ordinary shares) 860,000 (Preference shares) - - (Other class) - - Total funds raised during the month from exercise of options (State currency) HK$289,320.00 |
4. Share option | 0 | 0 | 200,000,000 | ||||
| Scheme adopted | ||||||||
| at the AGM on | ||||||||
| 16/04/2007, | ||||||||
| exerciseprice of | ||||||||
| HK$0.80per share | ||||||||
| Ordinaryshares | ||||||||
| (Note 1) 5. - - |
- - | - - | - - | |||||
| (/ /) | ||||||||
| shares | ||||||||
| (Note 1) 6. - - |
- - | - - | - - | |||||
| (/ /) | ||||||||
| shares | ||||||||
| (Note 1) 7. - - |
- - | - - | - - | |||||
| (/ /) | ||||||||
| shares | ||||||||
| (Note 1) 8. - - |
- - | - - | - - | |||||
| (/ /) | ||||||||
| shares | ||||||||
For Main Board and GEM listed issuers
Warrants to Issue Shares of the Issuer which are to be Listed
| Description of warrants (Date of expiry- dd/mm/yyyy) |
Description of warrants (Date of expiry- dd/mm/yyyy) |
Description of warrants (Date of expiry- dd/mm/yyyy) |
Currency of nominal value Nominal value at close of precedingmonth Exercised during the month |
Currency of nominal value Nominal value at close of precedingmonth Exercised during the month |
Nominal value at close of the month |
Nominal value at close of the month |
No. of new shares of issuer issued during the month pursuant thereto No. of new shares of issuer which may be issued pursuant thereto as at close of the month |
No. of new shares of issuer issued during the month pursuant thereto No. of new shares of issuer which may be issued pursuant thereto as at close of the month |
|---|---|---|---|---|---|---|---|---|
| 1. | ||||||||
| ( / / ) Stock code (if listed) Class of shares issuable_(Note 1)_ Subscription price EGM approval date (if applicable) (dd/mm/yyyy) 2. |
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| (/ / | ) | |||||||
| ( / / ) Stock code (if listed) Class of shares issuable_(Note 1)_ Subscription price EGM approval date (if applicable) (dd/mm/yyyy) 3. |
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| (/ / | ) | |||||||
| ( / / ) Stock code (if listed) Class of shares issuable_(Note 1)_ Subscription price EGM approval date (if applicable) (dd/mm/yyyy) 4. |
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| (/ / | ) | |||||||
| ( / / ) Stock code (if listed) Class of shares issuable_(Note 1)_ Subscription price EGM approval date (if applicable) (dd/mm/yyyy) |
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| (/ / | ) | |||||||
For Main Board and GEM listed issuers
Convertibles (i.e. Convertible into Shares of the Issuer which are to be Listed)
| Class and description | Class and description | Currency of amount outstanding |
Amount at close of preceding month |
Converted duringthe month Amount at close of the month |
Converted duringthe month Amount at close of the month |
Converted duringthe month Amount at close of the month |
Converted duringthe month Amount at close of the month |
No. of new shares of issuer issued during the month pursuant thereto No. of new shares of issuer which may be issued pursuant thereto as at close of the month |
No. of new shares of issuer issued during the month pursuant thereto No. of new shares of issuer which may be issued pursuant thereto as at close of the month |
|
|---|---|---|---|---|---|---|---|---|---|---|
| 1. | ||||||||||
| Stock code (if listed) Class of shares issuable_(Note 1)_ Subscription price EGM approval date (if applicable) (dd/mm/yyyy)) 2. |
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| Stock code (if listed) Class of shares issuable_(Note 1)_ Subscription price EGM approval date (if applicable) (dd/mm/yyyy) 3. |
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| (/ /) | ||||||||||
| Stock code (if listed) Class of shares issuable_(Note 1)_ Subscription price EGM approval date (if applicable) (dd/mm/yyyy) 4. |
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| (/ /) | ||||||||||
| Stock code (if listed) Class of shares issuable_(Note 1)_ Subscription price EGM approval date (if applicable) (dd/mm/yyyy) |
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| (/ /) | ||||||||||
For Main Board and GEM listed issuers Any other Agreements or Arrangements to Issue Shares of the Issuer which are to be Listed, including Options (other than under Share Option Schemes)
than under Share Option Schemes) |
than under Share Option Schemes) |
, | , |
|---|---|---|---|
| Full particulars including EGM approval date (dd/mm/yyyy), if applicable, and class of shares issuable: |
No. of new shares of issuer issued during the month pursuant thereto No. of new shares of issuer which may be issued pursuant thereto as at close of the month |
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| 1. 2. 3. |
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| ( / / ) | |||
| shares_(Note 1)_ | |||
| ( / / ) | |||
| shares_(Note 1)_ | |||
| ( / / ) | |||
| shares_(Note 1)_ | |||
| Total D. (Ordinary shares) | |||
| (Preference shares) | |||
| (Other class) |
For Main Board and GEM listed issuers
Other Movements in Issued Share Capital
| Other Movements in Issued Share Capital | |||
|---|---|---|---|
| Type of Issue | No. of new shares of issuer issued during the month pursuant thereto No. of new shares of issuer which may be issued pursuant thereto as at close of the month |
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| 1. Rights issue At price : State currency |
Class of shares issuable (Note 1) Issue and allotment date : (dd/mm/yyyy) EGM approval date: (dd/mm/yyyy) __ ( / / ) ( / / ) |
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| 2. Open offer At price : State currency |
Class of shares issuable (Note 1) Issue and allotment date : (dd/mm/yyyy) EGM approval date: (dd/mm/yyyy) __ ( / / ) ( / / ) |
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| 3. Placing At price : State currency |
Class of shares issuable (Note 1) Issue and allotment date : (dd/mm/yyyy) EGM approval date: (dd/mm/yyyy) __ ( / / ) ( / / ) |
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| 4. Bonus issue | Class of shares issuable (Note 1) Issue and allotment date : (dd/mm/yyyy) EGM approval date: (dd/mm/yyyy) __ ( / / ) ( / / ) |
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| For Main Board and GEM listed issuers | For Main Board and GEM listed issuers | For Main Board and GEM listed issuers | ||
|---|---|---|---|---|
| Type of Issue | No. of new shares of issuer issued during the month pursuant thereto No. of new shares of issuer which may be issued pursuant thereto as at close of the month |
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| 5. Scrip dividend At price : State currency |
Class of shares issuable (Note 1) Issue and allotment date : (dd/mm/yyyy) EGM approval date: (dd/mm/yyyy) __ ( / / ) ( / / ) |
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| 6. Repurchase of shares |
Class of shares repurchased_(Note 1) Cancellation date : (dd/mm/yyyy) EGM approval date: (dd/mm/yyyy) _ ( / / ) ( / / ) |
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| 7. Redemption of shares |
Class of shares redeemed_(Note 1) Redemption date : (dd/mm/yyyy) EGM approval date: (dd/mm/yyyy) _ ( / / ) ( / / ) |
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| 8. Consideration issue At price : State currency |
Class of shares issuable (Note 1) Issue and allotment date : (dd/mm/yyyy) EGM approval date: (dd/mm/yyyy) __ ( / / ) ( / / ) |
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For Main Board and GEM listed issuers
No. of new No. of new
shares of shares of
issuer issued issuer which
during the may be
month issued
pursuant pursuant
thereto thereto as at
close of the
Type of Issue month
Class of shares issuable _
(Note 1)
Issue and allotment ( / / )
9. Capital
date : (dd/mm/yyyy)
reorganisation
( / / )
EGM approval date:
(dd/mm/yyyy)
Class of shares issuable _
(Note 1)
10. Other At price : [State ] Issue and allotment ( / / )
(Please specify) currency
date : (dd/mm/yyyy)
( / / )
EGM approval date:
(dd/mm/yyyy)
Total E. (Ordinary shares)
(Preference shares)
(Other class)
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| Total increase / (decrease) in ordinary shares during the month (i.e. Total of A to E): | (1) | 860,000 |
|---|---|---|
| (2) | - - | |
| Total increase / (decrease) in preference shares during the month (i.e. Total of A to E): | - - | |
| Total increase / (decrease) in other classes of shares during the month (i.e. Total of A to E): | - - - | |
| (Thesefigures should be the same as the relevantfigures under II above(“Movements in Issued Share | Capital”).) |
For Main Board and GEM listed issuers
Remarks (if any):
Submitted by: Tricor Tengis Limited Title: Branch Share Registrar (Director, Secretary or other duly authorised officer)
Notes :
1. State the class of shares (e.g. ordinary, preference or other).
2. If there is insufficient space, please append the prescribed continuation sheet.