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Block, Inc. — Director's Dealing 2021
Mar 3, 2021
30034_dirs_2021-03-03_525e168a-550d-4383-83e3-edd2b448d709.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Square, Inc. (SQ)
CIK: 0001512673
Period of Report: 2021-03-01
Reporting Person: Ahuja Amrita (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-01 | Class A Common Stock | M | 2687 | $57.40 | Acquired | 149997 | Direct |
| 2021-03-01 | Class A Common Stock | M | 2036 | $73.94 | Acquired | 152033 | Direct |
| 2021-03-01 | Class A Common Stock | S | 3890 | $237.50 | Disposed | 148143 | Direct |
| 2021-03-01 | Class A Common Stock | S | 833 | $240.45 | Disposed | 147310 | Direct |
| 2021-03-02 | Class A Common Stock | M | 2687 | $57.40 | Acquired | 149997 | Direct |
| 2021-03-02 | Class A Common Stock | S | 3881 | $251.71 | Disposed | 146116 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-03-01 | Stock Option (right to buy) | $57.40 | M | 2687 | Disposed | 2030-04-20 | Class A Common Stock (2687) | Direct |
| 2021-03-01 | Stock Option (right to buy) | $73.94 | M | 2036 | Disposed | 2029-01-23 | Class A Common Stock (2036) | Direct |
| 2021-03-02 | Stock Option (right to buy) | $57.40 | M | 2687 | Disposed | 2030-04-20 | Class A Common Stock (2687) | Direct |
Footnotes
F1: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
F2: 1/48th of the shares subject to the option vest on May 1, 2020, and 1/48th of the shares vest monthly thereafter.
F3: 25% of the shares subject to the option vested on January 22, 2020, and 1/48th of the shares vest monthly thereafter.
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