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Block, Inc. Director's Dealing 2021

Aug 3, 2021

30034_dirs_2021-08-03_7727a936-3ecc-44da-8abe-05952176d7ed.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Square, Inc. (SQ)
CIK: 0001512673
Period of Report: 2021-08-01

Reporting Person: Ahuja Amrita (Chief Financial Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-08-01 Class A Common Stock F 3773 $247.26 Disposed 146241 Direct
2021-08-02 Class A Common Stock M 3521 $57.40 Acquired 149762 Direct
2021-08-02 Class A Common Stock S 1506 $250.33 Disposed 148256 Direct
2021-08-02 Class A Common Stock S 100 $255.60 Disposed 148156 Direct
2021-08-02 Class A Common Stock S 1708 $264.46 Disposed 146448 Direct
2021-08-02 Class A Common Stock S 400 $267.91 Disposed 146048 Direct
2021-08-02 Class A Common Stock S 452 $269.92 Disposed 145596 Direct
2021-08-02 Class A Common Stock S 352 $271.81 Disposed 145244 Direct
2021-08-02 Class A Common Stock S 700 $273.06 Disposed 144544 Direct
2021-08-02 Class A Common Stock S 300 $273.62 Disposed 144244 Direct
2021-08-02 Class A Common Stock S 600 $275.18 Disposed 143644 Direct
2021-08-02 Class A Common Stock S 400 $276.37 Disposed 143244 Direct
2021-08-02 Class A Common Stock S 300 $279.36 Disposed 142944 Direct
2021-08-02 Class A Common Stock S 100 $280.25 Disposed 142844 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-08-02 Stock Option (right to buy) $57.40 M 3521 Disposed 2030-04-20 Class A Common Stock (3521) Direct

Footnotes

F1: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of restricted stock and does not represent a sale by the Reporting Person.

F2: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $250.30 to $250.68 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $263.98 to $264.66 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F5: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $267.58 to $268.19 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F6: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $269.65 to $270.17 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F7: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $271.27 to $272.18 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F8: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $272.41 to $273.33 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F9: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $273.45 to $273.81 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F10: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $274.75 to $275.73 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F11: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $275.96 to $276.90 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F12: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $278.95 to $279.64 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F13: 1/48th of the shares subject to the option vest on May 1, 2020, and 1/48th of the shares vest monthly thereafter.