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Block, Inc. Director's Dealing 2021

Aug 5, 2021

30034_dirs_2021-08-05_b9b7dfc8-6b8d-43a3-996b-3336083cebd5.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Square, Inc. (SQ)
CIK: 0001512673
Period of Report: 2021-08-03

Reporting Person: Grassadonia Brian (Cash App Lead)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-08-03 Class A Common Stock M 3667 $7.254 Acquired 104372 Direct
2021-08-03 Class A Common Stock S 100 $263.41 Disposed 104272 Direct
2021-08-03 Class A Common Stock S 300 $265.46 Disposed 103972 Direct
2021-08-03 Class A Common Stock S 700 $266.38 Disposed 103272 Direct
2021-08-03 Class A Common Stock S 200 $267.38 Disposed 103072 Direct
2021-08-03 Class A Common Stock S 890 $268.88 Disposed 102182 Direct
2021-08-03 Class A Common Stock S 977 $269.97 Disposed 101205 Direct
2021-08-03 Class A Common Stock S 400 $270.78 Disposed 100805 Direct
2021-08-03 Class A Common Stock S 100 $273.60 Disposed 100705 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-08-03 Stock Option (right to buy) $7.254 M 3667 Disposed 2024-02-27 Class A Common Stock (3667) Direct

Footnotes

F1: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $264.82 to $265.79 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $265.89 to $266.80 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $267.30 to $267.45 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F5: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $268.35 to $269.27 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F6: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $269.45 to $270.37 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F7: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $270.50 to $271.44 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F8: 20% of the shares subject to the option vested on February 24, 2015 and 1/60th of the shares vested monthly thereafter.