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Block, Inc. — Director's Dealing 2021
Sep 15, 2021
30034_dirs_2021-09-15_ac4b5094-96f0-4b45-a318-2aa0cbcae1ce.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Square, Inc. (SQ)
CIK: 0001512673
Period of Report: 2021-07-13
Reporting Person: BOTHA ROELOF (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-07-13 | Class A Common Stock | A | 11388 | — | Acquired | 11388 | Indirect |
| 2021-07-13 | Class A Common Stock | A | 479 | — | Acquired | 479 | Indirect |
| 2021-07-13 | Class A Common Stock | A | 171 | — | Acquired | 171 | Indirect |
| 2021-07-13 | Class A Common Stock | A | 1750 | — | Acquired | 1750 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 12206 | Direct |
| Class A Common Stock | 1862 | Indirect |
| Class A Common Stock | 77 | Indirect |
| Class A Common Stock | 684741 | Indirect |
Footnotes
F1: Represents shares of Class A Common Stock of the Issuer received on July 13, 2021 as transaction consideration pursuant to the Agreement and Plan of Merger, dated June 9, 2021, between the Issuer, Speramus, Inc. and the other parties thereto.
F2: SC US (TTGP), Ltd. is the general partner of SC U.S. Venture XV Management, L.P., which is the general partner of Sequoia Capital U.S. Venture Fund XV, L.P., Sequoia Capital U.S. Venture Partners Fund XV (Q), L.P., Sequoia Capital U.S. Venture Partners Fund XV, L.P. and Sequoia Capital U.S. Venture XV Principals Fund, L.P., or collectively, the SC USV XV Funds. The Reporting Person is a Director of SC US (TTGP), Ltd. The Reporting Person disclaims beneficial ownership of the securities held by the SC USV XV Funds except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
F3: SC US (TTGP), Ltd. is the general partner of SCGF IV Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund IV, L.P. and Sequoia Capital USGF Principals Fund IV, L.P., or collectively, the SC GFIV Funds. The Reporting Person is a Director of SC US (TTGP), Ltd. The Reporting Person disclaims beneficial ownership of the securities held by the SC GFIV Funds except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.