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Block, Inc. Director's Dealing 2021

Sep 15, 2021

30034_dirs_2021-09-15_ac4b5094-96f0-4b45-a318-2aa0cbcae1ce.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Square, Inc. (SQ)
CIK: 0001512673
Period of Report: 2021-07-13

Reporting Person: BOTHA ROELOF (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-07-13 Class A Common Stock A 11388 Acquired 11388 Indirect
2021-07-13 Class A Common Stock A 479 Acquired 479 Indirect
2021-07-13 Class A Common Stock A 171 Acquired 171 Indirect
2021-07-13 Class A Common Stock A 1750 Acquired 1750 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Class A Common Stock 12206 Direct
Class A Common Stock 1862 Indirect
Class A Common Stock 77 Indirect
Class A Common Stock 684741 Indirect

Footnotes

F1: Represents shares of Class A Common Stock of the Issuer received on July 13, 2021 as transaction consideration pursuant to the Agreement and Plan of Merger, dated June 9, 2021, between the Issuer, Speramus, Inc. and the other parties thereto.

F2: SC US (TTGP), Ltd. is the general partner of SC U.S. Venture XV Management, L.P., which is the general partner of Sequoia Capital U.S. Venture Fund XV, L.P., Sequoia Capital U.S. Venture Partners Fund XV (Q), L.P., Sequoia Capital U.S. Venture Partners Fund XV, L.P. and Sequoia Capital U.S. Venture XV Principals Fund, L.P., or collectively, the SC USV XV Funds. The Reporting Person is a Director of SC US (TTGP), Ltd. The Reporting Person disclaims beneficial ownership of the securities held by the SC USV XV Funds except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

F3: SC US (TTGP), Ltd. is the general partner of SCGF IV Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund IV, L.P. and Sequoia Capital USGF Principals Fund IV, L.P., or collectively, the SC GFIV Funds. The Reporting Person is a Director of SC US (TTGP), Ltd. The Reporting Person disclaims beneficial ownership of the securities held by the SC GFIV Funds except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.