Block, Inc. — Director's Dealing 2020

Nov 12, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Square, Inc. (SQ)
CIK: 0001512673
Period of Report: 2020-11-09

Reporting Person: Ahuja Amrita (Chief Financial Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-11-09	Class A Common Stock	M	4088	$73.94	Acquired	162940	Direct
2020-11-09	Class A Common Stock	M	1854	$57.40	Acquired	164794	Direct
2020-11-09	Class A Common Stock	S	5942	$191.73	Disposed	158852	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-11-09	Stock Option (right to buy)	$73.94	M	4088	Disposed	2029-01-23	Class A Common Stock (4088)	Direct
2020-11-09	Stock Option (right to buy)	$57.40	M	1854	Disposed	2030-04-20	Class A Common Stock (1854)	Direct

Footnotes

F1: The option exercises and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $191.43 to $192.16 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3: 25% of the shares subject to the option vested on January 22, 2020, and 1/48 of the shares vest monthly thereafter.

F4: 1/48th of the shares subject to the option vested on May 1, 2020 and 1/48th of the shares vest monthly thereafter.