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BlackRock Resources & Commodities Strategy Trust — Director's Dealing 2019
Feb 5, 2019
32437_dirs_2019-02-04_ab6f1309-aa16-46b0-9464-72fe0e7e7711.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BlackRock Resources & Commodities Strategy Trust (BCX)
CIK: 0001506289
Period of Report: 2019-01-31
Reporting Person: Holl Thomas (Portfolio Manager)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-01-31 | Common Stock | M | 2661.83 | — | Acquired | 2661.83 | Direct |
| 2019-01-31 | Common Stock | D | 2661.83 | $8.01 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-01-31 | Phantom Shares | $ | A | 5610.49 | Acquired | Common Stock (5610.49) | Direct | |
| 2019-01-31 | Phantom Shares | $ | M | 2661.83 | Disposed | Common Stock (2661.83) | Direct |
Footnotes
F1: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.
F2: As previously reported on a Form 4 dated February 2, 2018, the Reporting Person was granted phantom shares on January 31, 2018 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.
F3: These phantom shares vest in equal installments on each of the first three anniversaries of the award.