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BiomX Inc. — Director's Dealing 2020
Jul 23, 2020
35099_dirs_2020-07-22_47473da5-370f-4d25-92b9-803d523f48ff.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BiomX Inc. (PHGE)
CIK: 0001739174
Period of Report: 2020-07-13
Reporting Person: PROPPER KERRY (10% Owner)
Reporting Person: Mountain Wood LLC (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-07-13 | Common Stock, par value $0.0001 | J | 217652 | — | Acquired | 260771 | Direct |
| 2020-07-13 | Common Stock, par value $0.0001 | J | 999058 | — | Disposed | 0 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-07-13 | Warrants to purchase Common Stock | $11.50 | J | 631786 | Acquired | 2024-10-28 | Common Stock (631786) | Direct |
| 2020-07-13 | Warrants to purchase Common Stock | $11.50 | J | 2900000 | Disposed | 2024-10-28 | Common Stock (2900000) | Indirect |
Footnotes
F1: The shares were distributed to the reporting person by Mountain Wood LLC, which distributed its securities in the issuer to its members.
F2: The securities are held by Mountain Wood, LLC and may be deemed to be indirectly beneficially owned by Kerry Propper. Mr. Propper disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
F3: The shares were distributed by Mountain Wood LLC to its members.