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BIO-RAD LABORATORIES, INC. — Director's Dealing 2011
Nov 8, 2011
30786_dirs_2011-11-08_8f955935-510b-4acb-a6e6-d5e7dbe8304d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BIO RAD LABORATORIES INC (BIO, BIOB)
CIK: 0000012208
Period of Report: 2011-11-04
Reporting Person: SCHWARTZ NORMAN D (Director, CEO, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-10-05 | Bio-Rad A Common Stock | G | 141046 | — | Acquired | 411252 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-11-04 | Restricted Stock Units | $0 | A | 12000 | Acquired | Bio-Rad B Common Stock (12000) | Direct | |
| 2011-11-04 | Non-Qualified Stock Option (right to buy) | $100.06 | A | 37000 | Acquired | 2021-11-04 | Bio-Rad B Common Stock (37000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Bio-Rad B Common Stock | 91797 | Direct |
| Bio-Rad B Common Stock | 12146 | Indirect |
| Bio-Rad B Common Stock | 4060054 | Indirect |
| Bio-Rad B Common Stock | 13726 | Indirect |
Footnotes
F1: The reporting person disclaims beneficial ownership of these shares.
F2: The shares are held by a limited partnership of which the reporting person is a limited and general partner. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
F3: The shares are held by a limited partnership of which the reporting person is a limited partner.
F4: Each restricted stock unit represents a contingent right to receive one share of Bio-Rad Class B common stock.
F5: The restricted stock units vest over five years at 20% per year on the yearly anniversary date of the grant.
F6: The stock option vests over five years at 20% per year on the yearly anniversary date of the grant.