BHP Group Limited — Regulatory Filings 2021

Sep 2, 2021

F-6EF 1 e620914_f6ef-bhp.htm

As filed with the Securities and Exchange Commission on September 2, 2021 Reg. No. 333-

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SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

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FORM F-6

REGISTRATION STATEMENT

UNDER

THE SECURITIES ACT OF 1933 FOR AMERICAN DEPOSITARY SHARES

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BHP GROUP LIMITED

(Exact name of issuer of deposited securities as specified in its charter)

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[N/A]

(Translation of issuer’s name into English)

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Australia

(Jurisdiction of incorporation or organization of issuer )

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CITIBANK, N.A.

(Exact name of depositary as specified in its charter )

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388 Greenwich Street

New York, New York 10013

(877) 248-4237

(Address, including zip code, and telephone number, including area code, of depositary’s principal executive offices)

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Manager Company Secretary

BHP

1500 Post Oak Boulevard

Houston, Texas 77056

(713) 966 7052

(Address, including zip code, and telephone number, including area code, of agent for service)

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Copies to:

Richard C. Beatty, Esq. Sullivan & Cromwell LLP 1 New Fetter Lane London EC4A 1AN United Kingdom +44-20-7959-8505 Herman H. Raspé, Esq. Patterson Belknap Webb & Tyler LLP 1133 Avenue of the Americas New York, New York 10036 United States of America (212) 336-2301

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| It is proposed
that this filing become effective under Rule 466: | immediately upon filing. |
| --- | --- |
| ☐ | on (Date) at (Time). |

If a separate registration statement has been filed to register the deposited shares, check the following box: ☐

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CALCULATION OF REGISTRATION FEE

Title of Each Class of Securities to be Registered	Amount to be Registered	Proposed Maximum Aggregate Price Per Unit*	Proposed Maximum Aggregate Offering Price**	Amount of Registration Fee
American Depositary Shares (“ ADS(s) ”), each ADS representing two (2) ordinary shares of BHP Group Limited	300,000,000 ADSs	$5.00	$15,000,000.00	$1,636.50
* Each
unit represents 100 ADSs. ** Estimated
solely for the purpose of calculating the registration fee. Pursuant to Rule 457(k), such estimate is computed on the basis of the maximum
aggregate fees or charges to be imposed in connection with the issuance of ADSs.

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This Registration Statement may be executed in any number of counterparts, each of which shall be deemed an original, and all of such counterparts together shall constitute one and the same instrument.

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PART I

INFORMATION REQUIRED IN PROSPECTUS

Cross Reference Sheet

Item 1. DESCRIPTION OF SECURITIES TO BE REGISTERED

| Item
Number and Caption — 1. | Name of Depositary and address of its principal executive office | | Location in Form of American Depositary Receipt (“ Receipt ”) Filed Herewith as Prospectus — Face of Receipt - Introductory Article. |
| --- | --- | --- | --- |
| 2. | Title of Receipts and identity of deposited securities | | Face of Receipt - Top Center. |
| Terms of Deposit: | | | |
| | (i) | The amount of deposited securities represented by one American Depositary Share ("ADSs") | Face of Receipt - Upper right corner. |
| | (ii) | The procedure for voting, if any, the deposited securities | Reverse of Receipt - Paragraphs (16) and (17). |
| | (iii) | The collection and distribution of dividends | Reverse of Receipt - Paragraph (14). |
| | (iv) | The transmission of notices, reports and proxy soliciting material | Face of Receipt - Paragraph (13); Reverse of Receipt - Paragraph (16). |
| | (v) | The sale or exercise of rights | Reverse of Receipt – Paragraphs (14) and (16). |
| | (vi) | The deposit or sale of securities resulting from dividends, splits or plans of reorganization | Face of Receipt - Paragraphs (3) and (6); Reverse of Receipt - Paragraphs (14) and (18). |
| | (vii) | Amendment, extension or termination of the deposit agreement | Reverse of Receipt - Paragraphs (22) and (23) (no provision for extensions). |

(viii) Rights of holders of Receipts to inspect the transfer books of the Depositary and the list of holders of ADSs Face of Receipt - Paragraph (13).

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Item Number and Caption Location in Form of American Depositary Receipt (“ Receipt ”) Filed Herewith as Prospectus

	Restrictions upon the right to deposit or withdraw the underlying securities	Face of Receipt – Paragraphs (2), (3), (4), (6), (7), (9) and (10).
(x)	Limitation upon the liability of the Depositary	Face of Receipt - Paragraph (7); Reverse of Receipt - Paragraphs (19) and (20).
(xi)	Fees and charges which may be imposed directly or indirectly on holders of ADSs	Face of Receipt - Paragraph (10).
Item 2.	AVAILABLE INFORMATION	Face of Receipt - Paragraph (13).

The Company is subject to the periodic reporting requirements of the Securities Exchange Act of 1934, as amended, and, accordingly, files certain reports with the United States Securities and Exchange Commission (the “ Commission ”). These reports can be retrieved from the Commission’s website (www.sec.gov), and can be inspected by holders of ADSs and copied at public reference facilities maintained by the Commission located at 100 F Street, N.E., Washington D.C. 20549, and at the principal executive office of the Depositary.

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PROSPECTUS

The Prospectus consists of the Form of American Depositary Receipt filed as Exhibit (a)(i) to this Registration Statement on Form F-6 and is incorporated herein by reference.

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PART II

INFORMATION NOT REQUIRED IN PROSPECTUS

Item 3. EXHIBITS

(a) (i) Form of American Depositary Receipt. — Filed herewith as Exhibit (a)(i).

(ii) Second Amended and Restated Deposit Agreement, dated as of July 2, 2007, by and among BHP Group Limited (previously known as BHP Billiton Limited), Citibank, N.A., as depositary (the “ Depositary ”), and the Holders and Beneficial Owners of American Depositary Shares issued thereunder.*

(b) Any other agreement to which the Depositary is a party relating to the issuance of the American Depositary Shares registered hereunder or the custody of the deposited securities represented thereby. ___ None.

(c) Every material contract relating to the deposited securities between the Depositary and the issuer of the deposited securities in effect at any time within the last three years. ___ None.

(d) Opinion of counsel for the Depositary as to the legality of the securities to be registered. ___ Filed herewith as Exhibit (d).

(e) Certificate under Rule 466. ___ Filed herewith as Exhibit (e).

(f) Powers of Attorney for certain officers and directors and the authorized representative of the Company. ___ Set forth on the signature pages hereto.

• Previously filed and incorporated by reference to the Registration Statement on Form F-6 (Reg. No.: 333-152047) with the Commission on July 1, 2008.

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Item 4. UNDERTAKINGS

(a) The Depositary undertakes to make available at the principal office of the Depositary in the United States, for inspection by holders of ADSs, any reports and communications received from the issuer of the deposited securities which are both (1) received by the Depositary as the holder of the deposited securities, and (2) made generally available to the holders of the underlying securities by the issuer.

(b) If the amount of fees charged is not disclosed in the prospectus, the Depositary undertakes to prepare a separate document stating the amount of any fee charged and describing the service for which it is charged and to deliver promptly a copy of such fee schedule without charge to anyone upon request. The Depositary undertakes to notify each registered holder of an ADS thirty (30) days before any change in the fee schedule.

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SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, as amended, Citibank, N.A., acting solely on behalf of the legal entity created by the Second Amended and Restated Deposit Agreement, dated as of July 2, 2007, by and among BHP Group Limited (previously known as BHP Billiton Limited), Citibank, N.A., as Depositary, and the Holders and Beneficial Owners from time to time of American Depositary Shares issued thereunder, certifies that it has reasonable grounds to believe that all the requirements for filing on Form F-6 are met and has duly caused this Registration Statement on Form F-6 to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of New York, State of New York, on the 2 nd day of September, 2021.

| Legal entity created by the Second Amended and Restated Deposit
Agreement under which the American Depositary Shares registered hereunder are to be issued, each American Depositary Share representing
two (2) ordinary shares of BHP Group Limited. CITIBANK, N.A., solely in its capacity as Depositary | |
| --- | --- |
| By: | /s/ Brian M. Teitelbaum |
| | Name: Brian M. Teitelbaum |
| | Title: Vice President |

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SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, as amended, BHP Group Limited certifies that it has reasonable grounds to believe that all the requirements for filing on Form F-6 are met and has duly caused this Registration Statement on Form F-6 to be signed on its behalf by the undersigned thereunto duly authorized, in Melbourne, Australia, on September 2, 2021.

BHP GROUP LIMITED
By:	/s/ Stefanie Wilkinson
	Name: Stefanie Wilkinson
	Title: Group Company Secretary

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POWERS OF ATTORNEY

KNOW ALL PERSONS BY THESE PRESENTS , that each person whose signature appears below constitutes and appoints Stefanie Wilkinson to act as his/her true and lawful attorney-in-fact and agent, with full power of substitution, for him/her and in his/her name, place and stead, in any and all such capacities, to sign any and all amendments, including post-effective amendments, and supplements to this Registration Statement, and to file the same, with all exhibits thereto and other documents in connection therewith, with the United States Securities and Exchange Commission, granting unto said attorney-in-fact and agent full power and authority to do and perform each and every act and thing requisite and necessary to be done in and about the premises, as fully to all intents and purposes as s/he might or could do in person, hereby ratifying and confirming all that said attorney-in-fact and agent, or his/her substitute or substitutes, may lawfully do or cause to be done by virtue hereof.

Pursuant to the requirements of the Securities Act of 1933, as amended, this Registration Statement on Form F-6 has been signed by the following persons in the following capacities on September 2, 2021.

Signature

/s/ Ken MacKenzie
Ken MacKenzie (Chairman)
/s/ Mike Henry
Mike Henry (Chief Executive Officer and Director)
/s/ David Lamont
David Lamont (Chief Financial Officer)
/s/ Carolyn Pedic
Carolyn Pedic (Controller or Principal Accounting Officer)
Terry Bowen
(Director)

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/s/ Malcolm Broomhead
Malcolm Broomhead (Director)
/s/ Xiaoqun Clever
Xiaoqun Clever (Director)
/s/ Ian Cockerill
Ian Cockerill (Director)
Anita Frew
(Director)
/s/ Gary Goldberg
Gary Goldberg (Director)
/s/ Susan Kilsby
Susan Kilsby (Director)
/s/ John Mogford
John Mogford (Director)

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/s/ Christine O’Reilly
Christine O’Reilly (Director) /s/ Dion Weisler
Dion Weisler (Director)

Authorized Representative in the U.S.
By:	/s/ Jennifer Lopez
	Name: Jennifer Lopez

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Index to Exhibits

Exhibit	Document
(a)(i) (d)	Form of American Depositary Receipt Opinion of Counsel to the Depositary
(e)	Certificate under Rule 466