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BHP Group Limited — Major Shareholding Notification 2022
Apr 25, 2022
14787_rns_2022-04-25_2bfa6aec-0dfc-4a21-9dca-4a013fb529d6.pdf
Major Shareholding Notification
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| To: | ASX Company Announcements Platform | Fax: | (02) 9347 0005 |
|---|---|---|---|
| From: | Ravi Bains | Fax: | (02) 8225 5114 |
| Citigroup Global Markets Australia Pty Limited | |||
| Date: | 26 April 2022 | Pages: | 7 (including cover sheet) |
| Subject: | Submission of Form 604 re: BHP Group Limited | [BHP.AX] |
If you do not receive all pages, please telephone on 61 2 8225 4845
This fax is confidential and may be privileged. If you are not the intended recipient, please notify the sender immediately by telephone.
CITIGROUP GLOBAL MARKETS AUSTRALIA PTY LIMITED ABN 64 003 114 832 AFSL 240992 A participant of ASX Group Level 22, Citigroup Centre, 2 Park Street, Sydney NSW 2000
TELEPHONE: 61 2 8225 4815 FACSIMILE: 61 2 8225 5114
Form 604 Corporations Act Section 671B
Notice of change of interests of substantial shareholder
To: BHP Group Limited (“BHP”, Ordinary Fully Paid)
1. Details of substantial shareholder
Citigroup Global Markets Australia Pty Limited (ACN 003 114 832) and each of the related bodies corporate in the Citigroup group of companies worldwide (for more details please visit www.citigroup.com).
The previous notice was dated and given to the company on 10 February 2022.
Note: The relevant interest is largely derived from its role in acting as Depositary and as an Agent Lender (details below).
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate had a relevant interest in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
| Class of securities | Previous notice | Previous notice | Present notice | |
|---|---|---|---|---|
| Person’s votes | Voting power | Person’s votes | Voting power | |
| BHP, Ordinary Fully Paid | 375,257,594.17 | 7.4128% | 318,921,856.17 | 6.2999% |
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of change | Person whose relevant interest changed |
Nature of change | Class and number of securities affected |
|---|---|---|---|
| 21 April 2022 | Citibank, N.A. | Citibank, N.A. holds a relevant interest in these shares acting as Depositary as outlined in the agreement attached to the notice given on 19 January 2022. |
- 22,792,774 BHP, Ordinary Fully Paid |
| 21 April 2022 | Citibank, N.A. | Citibank, N.A. Sydney Branch holds a relevant interest in these shares acting as Agent Lender and as the holder of securities subject to an obligation to return under a securities lending agreement. |
- 10,781,523 BHP, Ordinary Fully Paid |
CITIGROUP GLOBAL MARKETS AUSTRALIA PTY LIMITED ABN 64 003 114 832 AFSL 240992 A participant of ASX Group Level 22, Citigroup Centre, 2 Park Street, Sydney NSW 2000
TELEPHONE: 61 2 8225 4815 FACSIMILE: 61 2 8225 5114
| 21 April 2022 | CGMA | Citigroup Global Markets Australia Pty Limited holds a relevant interest in these shares pursuant to contracts entered into in the ordinary course of business on a stock market of a stock exchange, containing no terms and conditions other than standard terms and conditions. |
- 382,953 BHP, Ordinary Fully Paid |
|---|---|---|---|
| 21 April 2022 | CGML | Citigroup Global Markets Limited holds a relevant interest in these shares pursuant to contracts entered into in the ordinary course of business on a stock market of a stock exchange, containing no terms and conditions other than standard terms and conditions. |
- 19,026,200 BHP, Ordinary Fully Paid |
| 21 April 2022 | CGMI | Citigroup Global Markets Inc holds a relevant interest in these shares pursuant to contracts entered into in the ordinary course of business on a stock market of a stock exchange, containing no terms and conditions other than standard terms and conditions. |
- 3,972,016 BHP, Ordinary Fully Paid |
| 21 April 2022 | Citibank, N.A. | Citibank, N.A. holds a relevant interest in these shares pursuant to contracts entered into in the ordinary course of business on a stock market of a stock exchange, containing no terms and conditions other than standard terms and conditions. |
838,736 BHP, Ordinary Fully Paid |
| 21 April 2022 | CGMPL | Citigroup Global Markets (Proprietary) Limited holds a relevant interest in these shares pursuant to contracts entered into in the ordinary course of business on a stock market of a stock exchange, containing no terms and conditions other than standard terms and conditions. |
- 200,144 BHP Ordinary Fully Paid |
| 21 April 2022 | Citicorp Trust South Dakota |
Citicorp Trust South Dakota holds a relevant interest in these shares acting in a Fiduciary capacity with investment and/or voting discretion over American Depositary receipts held on behalf of customers. |
- 46 BHP Ordinary Fully Paid |
| 21 April 2022 | Citicorp Trust N.A. | Citicorp Trust, N.A. holds a relevant interest in these shares acting in a Fiduciary capacity with investment and/or voting discretion over American Depositary receipts held on behalf of customers. |
- 22 BHP Ordinary Fully Paid |
| 10 February 2022 |
Citibank, N.A. | Citibank, N.A. Hong Kong Branch holds a relevant interest in these shares pursuant to contracts entered into in the ordinary course of business on a stock market of a stock exchange, containing no terms and conditions other than standard terms and conditions. |
- 14,632 BHP Ordinary Fully Paid |
CITIGROUP GLOBAL MARKETS AUSTRALIA PTY LIMITED ABN 64 003 114 832 AFSL 240992 A participant of ASX Group Level 22, Citigroup Centre, 2 Park Street, Sydney NSW 2000
TELEPHONE: 61 2 8225 4815 FACSIMILE: 61 2 8225 5114
| 21 April 2022 | Citibank, N.A. | Citibank, N.A. holds a relevant interest in these shares acting in a Fiduciary capacity with investment and/or voting discretion over American Depositary receipts held on behalf of customers. |
- 4,164 BHP, Ordinary Fully Paid |
|
|---|---|---|---|---|
CITIGROUP GLOBAL MARKETS AUSTRALIA PTY LIMITED ABN 64 003 114 832 AFSL 240992 A participant of ASX Group Level 22, Citigroup Centre, 2 Park Street, Sydney NSW 2000
TELEPHONE: 61 2 8225 4815 FACSIMILE: 61 2 8225 5114
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
| Date of change | Person whose relevant interest changed |
Nature of change | Class and number of securities affected |
|---|---|---|---|
| 21 April 2022 | Citibank, N.A. | Citibank, N.A. holds a relevant interest in these shares acting as Depositary as outlined in the agreement attached to the notice given on 19 January 2022. |
308,937,587 BHP, Ordinary Fully Paid |
| 21 April 2022 | Citibank, N.A. | Citibank, N.A. Sydney Branch holds a relevant interest in these shares acting as Agent Lender and as the holder of securities subject to an obligation to return under a securities lending agreement. |
3,497,250 BHP, Ordinary Fully Paid |
| 21 April 2022 | CGMA | Citigroup Global Markets Australia Pty Limited holds a relevant interest in these shares pursuant to contracts entered into in the ordinary course of business on a stock market of a stock exchange, containing no terms and conditions other than standard terms and conditions. |
2,849,367 BHP, Ordinary Fully Paid |
| 21 April 2022 | CGML | Citigroup Global Markets Limited holds a relevant interest in these shares pursuant to contracts entered into in the ordinary course of business on a stock market of a stock exchange, containing no terms and conditions other than standard terms and conditions. |
1,949,981 BHP, Ordinary Fully Paid |
| 21 April 2022 | CGMI | Citigroup Global Markets Inc holds a relevant interest in these shares pursuant to contracts entered into in the ordinary course of business on a stock market of a stock exchange, containing no terms and conditions other than standard terms and conditions. |
703,603.17 BHP, Ordinary Fully Paid |
| 21 April 2022 | Citibank, N.A. | Citibank, N.A. holds a relevant interest in these shares pursuant to contracts entered into in the ordinary course of business on a stock market of a stock exchange, containing no terms and conditions other than standard terms and conditions. |
958,056 BHP, Ordinary Fully Paid |
| 21 April 2022 | Citibank, N.A. | Citibank, N.A. holds a relevant interest in these shares acting in a Fiduciary capacity with investment and/or voting discretion over American Depositary receipts held on behalf of customers. |
12,844 BHP, Ordinary Fully Paid |
| 21 April 2022 | Citicorp Trust South Dakota |
Citicorp Trust South Dakota holds a relevant interest in these shares acting in a Fiduciary capacity with investment and/or voting discretion over American Depositary receipts held on behalf of customers. |
11,312 BHP Ordinary Fully Paid |
CITIGROUP GLOBAL MARKETS AUSTRALIA PTY LIMITED ABN 64 003 114 832 AFSL 240992 A participant of ASX Group Level 22, Citigroup Centre, 2 Park Street, Sydney NSW 2000
TELEPHONE: 61 2 8225 4815 FACSIMILE: 61 2 8225 5114
| 21 April 2022 | Citicorp Trust N.A. | Citicorp Trust, N.A. holds a relevant interest in these shares acting in a Fiduciary capacity with investment and/or voting discretion over American Depositary receipts held on behalf of customers. |
1,838 BHP Ordinary Fully Paid |
|---|---|---|---|
| 21 April 2022 | CGMPL | Citigroup Global Markets (Proprietary) Limited holds a relevant interest in these shares pursuant to contracts entered into in the ordinary course of business on a stock market of a stock exchange, containing no terms and conditions other than standard terms and conditions. |
18 BHP Ordinary Fully Paid |
5. Changes in association
The persons who have become associates of, ceased to be associates of, or have changed the nature of their association with, the substantial holder in relation to voting interests in the company or scheme are as follows:
No changes in association.
CITIGROUP GLOBAL MARKETS AUSTRALIA PTY LIMITED ABN 64 003 114 832 AFSL 240992 A participant of ASX Group Level 22, Citigroup Centre, 2 Park Street, Sydney NSW 2000
TELEPHONE: 61 2 8225 4815 FACSIMILE: 61 2 8225 5114
6. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| Citigroup Global Markets Limited | Citigroup Centre 33 Canada Square London, E14 5LB |
| Citigroup Global Markets Inc | 388 Greenwich Street, New York, New York, 10013, U.S.A. |
| Citigroup Global Markets Australia Pty Limited | Level 22, Citigroup Centre 2 Park St Sydney NSW 2000 |
| Citicorp Trust Delaware N.A. | 20 MONTCHANIN ROAD, SUITE 180 GREENVILLE DE 19807 |
| Citicorp Trust South Dakota | 1300 WEST 57TH STREET SUITE G100 SIOUX FALLS SD 57108 |
| Citibank, N.A. Sydney Branch | Level 22, Citigroup Centre 2 Park St Sydney NSW 2000 |
| Citibank, N.A. | 388 Greenwich Street, New York, New York, 10013, U.S.A. |
| Citigroup Global Markets (Proprietary) Limited | 145 West Street, Sandown, Sandton, Johannesburg, ZA-GP, 2196, ZA |
| Citibank, N.A. Hong Kong Branch | Champion Tower Three Garden Road, Central Hong Kong |
Dated this day 26 April 2022.
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Ravi Bains Head of Markets Compliance Australia Citigroup Global Markets Australia Pty Limited
CITIGROUP GLOBAL MARKETS AUSTRALIA PTY LIMITED ABN 64 003 114 832 AFSL 240992 A participant of ASX Group Level 22, Citigroup Centre, 2 Park Street, Sydney NSW 2000
TELEPHONE: 61 2 8225 4815 FACSIMILE: 61 2 8225 5114