Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

BHP Group Limited Major Shareholding Notification 2022

Apr 25, 2022

14787_rns_2022-04-25_2bfa6aec-0dfc-4a21-9dca-4a013fb529d6.pdf

Major Shareholding Notification

Open in viewer

Opens in your device viewer

==> picture [596 x 103] intentionally omitted <==

facsimile

To: ASX Company Announcements Platform Fax: (02) 9347 0005
From: Ravi Bains Fax: (02) 8225 5114
Citigroup Global Markets Australia Pty Limited
Date: 26 April 2022 Pages: 7 (including cover sheet)
Subject: Submission of Form 604 re: BHP Group Limited [BHP.AX]

If you do not receive all pages, please telephone on 61 2 8225 4845

This fax is confidential and may be privileged. If you are not the intended recipient, please notify the sender immediately by telephone.

CITIGROUP GLOBAL MARKETS AUSTRALIA PTY LIMITED ABN 64 003 114 832 AFSL 240992 A participant of ASX Group Level 22, Citigroup Centre, 2 Park Street, Sydney NSW 2000

TELEPHONE: 61 2 8225 4815 FACSIMILE: 61 2 8225 5114

Form 604 Corporations Act Section 671B

Notice of change of interests of substantial shareholder

To: BHP Group Limited (“BHP”, Ordinary Fully Paid)

1. Details of substantial shareholder

Citigroup Global Markets Australia Pty Limited (ACN 003 114 832) and each of the related bodies corporate in the Citigroup group of companies worldwide (for more details please visit www.citigroup.com).

The previous notice was dated and given to the company on 10 February 2022.

Note: The relevant interest is largely derived from its role in acting as Depositary and as an Agent Lender (details below).

2. Previous and present voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate had a relevant interest in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:

Class of securities Previous notice Previous notice Present notice
Person’s votes Voting power Person’s votes Voting power
BHP, Ordinary Fully Paid 375,257,594.17 7.4128% 318,921,856.17 6.2999%

3. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date of change Person whose relevant
interest changed
Nature of change Class and number of
securities affected
21 April 2022 Citibank, N.A. Citibank, N.A. holds a relevant interest in
these shares acting as Depositary as
outlined in the agreement attached to the
notice given on 19 January 2022.
- 22,792,774
BHP, Ordinary Fully Paid
21 April 2022 Citibank, N.A. Citibank, N.A. Sydney Branch holds a
relevant interest in these shares acting
as Agent Lender and as the holder of
securities subject to an obligation to
return under a securities lending
agreement.
- 10,781,523
BHP, Ordinary Fully Paid

CITIGROUP GLOBAL MARKETS AUSTRALIA PTY LIMITED ABN 64 003 114 832 AFSL 240992 A participant of ASX Group Level 22, Citigroup Centre, 2 Park Street, Sydney NSW 2000

TELEPHONE: 61 2 8225 4815 FACSIMILE: 61 2 8225 5114

21 April 2022 CGMA Citigroup Global Markets Australia Pty
Limited holds a relevant interest in these
shares pursuant to contracts entered into
in the ordinary course of business on a
stock market of a stock exchange,
containing no terms and conditions other
than standard terms and conditions.
- 382,953
BHP, Ordinary Fully Paid
21 April 2022 CGML Citigroup Global Markets Limited holds a
relevant interest in these shares
pursuant to contracts entered into in the
ordinary course of business on a stock
market of a stock exchange, containing
no terms and conditions other than
standard terms and conditions.
- 19,026,200
BHP, Ordinary Fully Paid
21 April 2022 CGMI Citigroup Global Markets Inc holds a
relevant interest in these shares
pursuant to contracts entered into in the
ordinary course of business on a stock
market of a stock exchange, containing
no terms and conditions other than
standard terms and conditions.
- 3,972,016
BHP, Ordinary Fully Paid
21 April 2022 Citibank, N.A. Citibank, N.A. holds a relevant interest in
these shares pursuant to contracts
entered into in the ordinary course of
business on a stock market of a stock
exchange, containing no terms and
conditions other than standard terms and
conditions.
838,736
BHP, Ordinary Fully Paid
21 April 2022 CGMPL Citigroup Global Markets (Proprietary)
Limited holds a relevant interest in these
shares pursuant to contracts entered into
in the ordinary course of business on a
stock market of a stock exchange,
containing no terms and conditions other
than standard terms and conditions.
- 200,144
BHP Ordinary Fully Paid
21 April 2022 Citicorp Trust South
Dakota
Citicorp Trust South Dakota holds a
relevant interest in these shares acting in
a Fiduciary capacity with investment
and/or voting discretion over American
Depositary receipts held on behalf of
customers.
- 46
BHP Ordinary Fully Paid
21 April 2022 Citicorp Trust N.A. Citicorp Trust, N.A. holds a relevant
interest in these shares acting in a
Fiduciary capacity with investment
and/or voting discretion over American
Depositary receipts held on behalf of
customers.
- 22
BHP Ordinary Fully Paid
10 February
2022
Citibank, N.A. Citibank, N.A. Hong Kong Branch holds
a relevant interest in these shares
pursuant to contracts entered into in the
ordinary course of business on a stock
market of a stock exchange, containing
no terms and conditions other than
standard terms and conditions.
- 14,632
BHP Ordinary Fully Paid

CITIGROUP GLOBAL MARKETS AUSTRALIA PTY LIMITED ABN 64 003 114 832 AFSL 240992 A participant of ASX Group Level 22, Citigroup Centre, 2 Park Street, Sydney NSW 2000

TELEPHONE: 61 2 8225 4815 FACSIMILE: 61 2 8225 5114

21 April 2022 Citibank, N.A. Citibank, N.A. holds a relevant interest in
these shares acting in a Fiduciary
capacity with investment and/or voting
discretion over American Depositary
receipts held on behalf of customers.
- 4,164
BHP, Ordinary Fully Paid

CITIGROUP GLOBAL MARKETS AUSTRALIA PTY LIMITED ABN 64 003 114 832 AFSL 240992 A participant of ASX Group Level 22, Citigroup Centre, 2 Park Street, Sydney NSW 2000

TELEPHONE: 61 2 8225 4815 FACSIMILE: 61 2 8225 5114

4. Present relevant interests

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Date of change Person whose relevant
interest changed
Nature of change Class and number of
securities affected
21 April 2022 Citibank, N.A. Citibank, N.A. holds a relevant interest in
these shares acting as Depositary as
outlined in the agreement attached to the
notice given on 19 January 2022.
308,937,587
BHP, Ordinary Fully Paid
21 April 2022 Citibank, N.A. Citibank, N.A. Sydney Branch holds a
relevant interest in these shares acting
as Agent Lender and as the holder of
securities subject to an obligation to
return under a securities lending
agreement.
3,497,250
BHP, Ordinary Fully Paid
21 April 2022 CGMA Citigroup Global Markets Australia Pty
Limited holds a relevant interest in these
shares pursuant to contracts entered into
in the ordinary course of business on a
stock market of a stock exchange,
containing no terms and conditions other
than standard terms and conditions.
2,849,367
BHP, Ordinary Fully Paid
21 April 2022 CGML Citigroup Global Markets Limited holds a
relevant interest in these shares
pursuant to contracts entered into in the
ordinary course of business on a stock
market of a stock exchange, containing
no terms and conditions other than
standard terms and conditions.
1,949,981
BHP, Ordinary Fully Paid
21 April 2022 CGMI Citigroup Global Markets Inc holds a
relevant interest in these shares
pursuant to contracts entered into in the
ordinary course of business on a stock
market of a stock exchange, containing
no terms and conditions other than
standard terms and conditions.
703,603.17
BHP, Ordinary Fully Paid
21 April 2022 Citibank, N.A. Citibank, N.A. holds a relevant interest in
these shares pursuant to contracts
entered into in the ordinary course of
business on a stock market of a stock
exchange, containing no terms and
conditions other than standard terms and
conditions.
958,056
BHP, Ordinary Fully Paid
21 April 2022 Citibank, N.A. Citibank, N.A. holds a relevant interest in
these shares acting in a Fiduciary
capacity with investment and/or voting
discretion over American Depositary
receipts held on behalf of customers.
12,844
BHP, Ordinary Fully Paid
21 April 2022 Citicorp Trust South
Dakota
Citicorp Trust South Dakota holds a
relevant interest in these shares acting in
a Fiduciary capacity with investment
and/or voting discretion over American
Depositary receipts held on behalf of
customers.
11,312
BHP Ordinary Fully Paid

CITIGROUP GLOBAL MARKETS AUSTRALIA PTY LIMITED ABN 64 003 114 832 AFSL 240992 A participant of ASX Group Level 22, Citigroup Centre, 2 Park Street, Sydney NSW 2000

TELEPHONE: 61 2 8225 4815 FACSIMILE: 61 2 8225 5114

21 April 2022 Citicorp Trust N.A. Citicorp Trust, N.A. holds a relevant
interest in these shares acting in a
Fiduciary capacity with investment
and/or voting discretion over American
Depositary receipts held on behalf of
customers.
1,838
BHP Ordinary Fully Paid
21 April 2022 CGMPL Citigroup Global Markets (Proprietary)
Limited holds a relevant interest in these
shares pursuant to contracts entered into
in the ordinary course of business on a
stock market of a stock exchange,
containing no terms and conditions other
than standard terms and conditions.
18
BHP Ordinary Fully Paid

5. Changes in association

The persons who have become associates of, ceased to be associates of, or have changed the nature of their association with, the substantial holder in relation to voting interests in the company or scheme are as follows:

No changes in association.

CITIGROUP GLOBAL MARKETS AUSTRALIA PTY LIMITED ABN 64 003 114 832 AFSL 240992 A participant of ASX Group Level 22, Citigroup Centre, 2 Park Street, Sydney NSW 2000

TELEPHONE: 61 2 8225 4815 FACSIMILE: 61 2 8225 5114

6. Addresses

The addresses of persons named in this form are as follows:

Name Address
Citigroup Global Markets Limited Citigroup Centre
33 Canada Square
London, E14 5LB
Citigroup Global Markets Inc 388 Greenwich Street,
New York, New York, 10013, U.S.A.
Citigroup Global Markets Australia Pty Limited Level 22, Citigroup Centre
2 Park St
Sydney NSW 2000
Citicorp Trust Delaware N.A. 20 MONTCHANIN ROAD, SUITE
180 GREENVILLE DE 19807
Citicorp Trust South Dakota 1300 WEST 57TH STREET SUITE G100 SIOUX
FALLS SD 57108
Citibank, N.A. Sydney Branch Level 22, Citigroup Centre
2 Park St
Sydney NSW 2000
Citibank, N.A. 388 Greenwich Street,
New York, New York, 10013, U.S.A.
Citigroup Global Markets (Proprietary) Limited 145 West Street, Sandown, Sandton,
Johannesburg, ZA-GP, 2196, ZA
Citibank, N.A. Hong Kong Branch Champion Tower
Three Garden Road, Central
Hong Kong

Dated this day 26 April 2022.

==> picture [87 x 40] intentionally omitted <==

Ravi Bains Head of Markets Compliance Australia Citigroup Global Markets Australia Pty Limited

CITIGROUP GLOBAL MARKETS AUSTRALIA PTY LIMITED ABN 64 003 114 832 AFSL 240992 A participant of ASX Group Level 22, Citigroup Centre, 2 Park Street, Sydney NSW 2000

TELEPHONE: 61 2 8225 4815 FACSIMILE: 61 2 8225 5114