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BHP Group Limited — Major Shareholding Notification 2016
Mar 3, 2016
14787_rns_2016-03-03_3065329a-1944-45bf-ad13-e768da861cb7.pdf
Major Shareholding Notification
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603 page 1/2 15 July 2001
Form 603
Corporations Act 2001 Section 671B
Notice of initial substantial holder
To Company Name/Scheme
BHP BILLITON LTD
ACN/ARSN
004 028 077
1. Details of substantial holder (1)
Name
BlackRock Group (BlackRock Inc. and subsidiaries named in AnnexuresACN/ARSN (if applicable)
to this form)
The holder became a substantial holder on
23 / / 02 2016
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
| Class of securities (4) | Number of securities | Person's votes (5) | Voting power (6) |
|---|---|---|---|
ord |
154,741,576 |
154,741,576 |
4.82 |
ADR 2:1 |
2,972,791 |
5,945,582 |
0.18 |
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
| llows: | ||
|---|---|---|
| Holder of relevant interest | Nature of relevant interest (7) | Class and number of securities |
Annexure A and D |
||
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
| Holder of relevant interest |
Registered holder of securities |
Person entitled to be registered as holder (8) |
Class and number of securities |
|---|---|---|---|
see Annexure A |
|||
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
| Holder of relevant interest |
Date of acquisition | Consideration (9) |
Consideration (9) |
Class and number of securities |
|---|---|---|---|---|
| Cash | Non-cash | |||
see Annexure B |
||||
603 page 2/2 15 July 2001
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
==> picture [455 x 134] intentionally omitted <==
----- Start of picture text -----
Name and ACN/ARSN (if applicable) Nature of association
see Annexure A
7. Addresses
The addresses of persons named in this form are as follows:
Name Address
see Annexure C
----- End of picture text -----
Signature
print name Kayla McGrory capacity Authorised Signatory* sign here date 04 / 03 / 2016
-
At a meeting of the Board on 22 November 2013, the Directors resolved to approve the delegation of the preparation and lodgement of substantial shareholder notices on behalf of BlackRock Investment Management (Australia) Limited. DIRECTIONS
-
(1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 7 of the form.
-
(2) See the definition of "associate" in section 9 of the Corporations Act 2001.
-
(3) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
-
(4) The voting shares of a company constitute one class unless divided into separate classes.
-
(5) The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the person or an associate has a relevant interest in.
-
(6) The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
-
(7) Include details of:
-
(a) any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
-
(b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
-
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
-
(8) If the substantial holder is unable to determine the identity of the person ( eg. if the relevant interest arises because of an option) write "unknown".
-
(9) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
Annexure A
This is Annexure A of 5 pages referred to in form 603 Notice of initial substantial shareholder
04-Mar-16 Kayla McGrory, Date Authorised Signatory
3. Details of Relevant Interests
4. Details of present registered holders
6. Associates
| Holder of Relevant | |||||||
|---|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest |
Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Person's votes |
Nature of Association |
|
| applicable) | |||||||
| BlackRock (Netherlands) | Power to control the exercise of a right to vote attached to | BNYM-BONY BRUSSELS | ord | 48,350 | 48,350 | subsidiary of | |
| B.V. | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock (Netherlands) | Power to control the exercise of a right to vote attached to | SSB-SSB NEW YORK | ord | 484,953 | 484,953 | subsidiary of | |
| B.V. | securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock (Singapore) | Power to control the exercise of a right to vote attached to | BNP Paribas Securities | ord | 164,313 | 164,313 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | Services Singapore | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | BNYM-BONY EUROPE - | ord | 10,113,660 | 10,113,660 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | CB-CACEIS BANK | ord | 23,692 | 23,692 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | LUXEMBOURG | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | JPM - J.P. Morgan Zurich | ord | 228,412 | 228,412 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | JPM-JPM CHASE - | ord | 2,066,069 | 2,066,069 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ord | 757,167 | 757,167 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | UK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | RBC-DEXIA BIL- LONDON | ord | 807,652 | 807,652 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 15,473 | 15,473 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | BANK, GERMANY | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 5,009,685 | 5,009,685 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | DUBLIN | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 9,970 | 9,970 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Advisors, LLC | Power to control the exercise of a right to vote attached to | BBH-BROWN BROTHERS | ord | 245,962 | 245,962 | subsidiary of | |
| securities and/or the power to dispose of securities as | HARRIMAN & CO - NEW | BlackRock Inc. | |||||
| investment manager or trustee. | YORK | ||||||
| BlackRock Advisors, LLC | Power to control the exercise of a right to vote attached to | BNYM-THE BANK OF | ADR 2:1 | 930,196 | 1,860,392 | subsidiary of | |
| securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Advisors, LLC | Power to control the exercise of a right to vote attached to | BNYM-THE BANK OF | ord | 25,720 | 25,720 | subsidiary of | |
| securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Advisors, LLC | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 5,408,803 | 5,408,803 | subsidiary of | |
| securities and/or the power to dispose of securities as | MUTUAL FUNDS - | BlackRock Inc. | |||||
| investment manager or trustee. | BOSTON |
page 1 of 5
BHP
| Holder of Relevant | |||||||
|---|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest |
Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Person's votes |
Nature of Association |
|
| applicable) | |||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ord | 9,054 | 9,054 | subsidiary of | |
| Management Canada | securities and/or the power to dispose of securities as | CO. - CHICAGO | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ADR 2:1 | 80,434 | 160,868 | subsidiary of | |
| Management Canada | securities and/or the power to dispose of securities as | SACRAMENTO | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 1,243,821 | 1,243,821 | subsidiary of | |
| Management Canada | securities and/or the power to dispose of securities as | SACRAMENTO | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | BNYM-BONY EUROPE - | ord | 73,506 | 73,506 | subsidiary of | |
| Management North Asia | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | BNYM-BONY | ord | 795,323 | 795,323 | subsidiary of | |
| Management North Asia | securities and/or the power to dispose of securities as | LUXEMBOURG | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | HSBC-HSBC, HONG | ord | 16,439 | 16,439 | subsidiary of | |
| Management North Asia | securities and/or the power to dispose of securities as | KONG | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | Northern Trust Singapore | ord | 4,618 | 4,618 | subsidiary of | |
| Management North Asia | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | BNYM-MELLON TRUST - | ord | 319,034 | 319,034 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | BNYM-THE BANK OF | ord | 231,385 | 231,385 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | CITI-CITIGROUP GLOBAL | Listed | 2,065 | 413,000 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | MARKETS PRIME | Option | BlackRock Inc. | |||
| investment manager or trustee. | BROKERAGE - NEW | ||||||
| YORK | |||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | CS-CREDIT SUISSE | Listed | 5,935 | 1,187,000 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | PRIME BROKERAGE - | Option | BlackRock Inc. | |||
| investment manager or trustee. | ZURICH | ||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | HSBC-HSBC - LONDON | ord | 66,129 | 66,129 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | HSBC-HSBC, HONG | ord | 30,516 | 30,516 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | KONG | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE | ord | 7,341 | 7,341 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | - NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ord | 31,803 | 31,803 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | UK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | RBC-ROYAL TRUST - | ord | 218,042 | 218,042 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | TORONTO | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | SSB-SSB NEW YORK | ord | 549,449 | 549,449 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | SSB-STATE STATE | ord | 295,251 | 295,251 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | HONG KONG | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Fund Advisors | Power to control the exercise of a right to vote attached to | SSB-SSB NEW YORK | ord | 73,204 | 73,204 | subsidiary of | |
| securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Fund Advisors | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 368,110 | 368,110 | subsidiary of | |
| securities and/or the power to dispose of securities as | BANK, BOSTON | BlackRock Inc. | |||||
| investment manager or trustee. |
page 2 of 5
BHP
| Holder of Relevant | |||||||
|---|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest |
Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Person's votes |
Nature of Association |
|
| applicable) | |||||||
| BlackRock Fund Advisors | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 148,256 | 148,256 | subsidiary of | |
| securities and/or the power to dispose of securities as | MUTUAL FUNDS - | BlackRock Inc. | |||||
| investment manager or trustee. | BOSTON | ||||||
| BlackRock Fund Advisors | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ADR 2:1 | 273,223 | 546,446 | subsidiary of | |
| securities and/or the power to dispose of securities as | SACRAMENTO | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Fund Advisors | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 33,755,667 | 33,755,667 | subsidiary of | |
| securities and/or the power to dispose of securities as | SACRAMENTO | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | BNYM-MELLON TRUST - | ord | 3,602,783 | 3,602,783 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | BNYM-THE BANK OF | ord | 707,165 | 707,165 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | BOA-MERRILL LYNCH | ord | 46,807 | 46,807 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | INTL PRIME BROKER - | BlackRock Inc. | ||||
| Association | investment manager or trustee. | NEW YORK | |||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | CITI-CITIGROUP GLOBAL | ord | 53,462 | 53,462 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | MARKETS PRIME | BlackRock Inc. | ||||
| Association | investment manager or trustee. | BROKERAGE - NEW | |||||
| YORK | |||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | GS-GOLDMAN SACHS | ord | 40,450 | 40,450 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | PRIME BROKER - NEW | BlackRock Inc. | ||||
| Association | investment manager or trustee. | YORK | |||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE | ord | 446,579 | 446,579 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | - NEW YORK | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | MS-MORGAN STANLEY & | ord | 20,190 | 20,190 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | CO INC | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ord | 1,210,508 | 1,210,508 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | CO. - CHICAGO | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-SSB BOSTON | ord | 44,880 | 44,880 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-SSB NEW YORK | ord | 2,485,551 | 2,485,551 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-STATE STATE | ord | 1,803,552 | 1,803,552 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | HONG KONG | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 231,392 | 231,392 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | BANK, BOSTON | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 201,790 | 201,790 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 39,263,886 | 39,263,886 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | SACRAMENTO | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | UBS- UBS- ZURICH | ord | 84,633 | 84,633 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| Association | investment manager or trustee. | ||||||
| BlackRock International | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE | ord | 433,966 | 433,966 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | - NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock International | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ord | 1,300,797 | 1,300,797 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | UK | BlackRock Inc. | ||||
| investment manager or trustee. |
page 3 of 5
BHP
| Holder of Relevant | |||||||
|---|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest |
Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Person's votes |
Nature of Association |
|
| applicable) | |||||||
| BlackRock International | Power to control the exercise of a right to vote attached to | SSB-SSB NEW YORK | ord | 27,895 | 27,895 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JPM CHASE - | ord | 3,539 | 3,539 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities as | SYDNEY | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 434,960 | 434,960 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities as | AUSTRALIA | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNP-BNP Paribas Milan | ord | 116,119 | 116,119 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNYM-BONY BRUSSELS | ord | 428,245 | 428,245 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNYM-BONY EUROPE - | ord | 1,501,244 | 1,501,244 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNYM-BONY | ord | 9,069 | 9,069 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | LUXEMBOURG | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | CITI-CITIBANK, LONDON | ord | 3,013,534 | 3,013,534 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE | ord | 195,932 | 195,932 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | - NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | KAS-KAS BANK - | ord | 214,967 | 214,967 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | AMSTERDAM | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ord | 144,944 | 144,944 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | CO. - CHICAGO | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ord | 9,934,610 | 9,934,610 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | UK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-STATE STATE | ord | 192,878 | 192,878 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | HONG KONG | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 595,660 | 595,660 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BANK LUXEMBOURG | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-State Street Bank | ord | 2,988 | 2,988 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | S.p.A | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 211,036 | 211,036 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BANK, GERMANY | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 156,915 | 156,915 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNYM-BONY EUROPE - | ADR 2:1 | 14,680 | 29,360 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNYM-BONY | ord | 21,640 | 21,640 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | LUXEMBOURG | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNYM-MELLON TRUST - | ord | 1,098,622 | 1,098,622 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. |
page 4 of 5
BHP
| Holder of Relevant | |||||||
|---|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest |
Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Person's votes |
Nature of Association |
|
| applicable) | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNYM-THE BANK OF | ord | 521,128 | 521,128 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BOA-MERRILL LYNCH | ADR 2:1 | 869,012 | 1,738,020 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | SMA | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | CITI-CITIBANK, HONG | ADR 2:1 | 4,410 | 8,820 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | KONG | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE | ord | 2,621,224 | 2,621,224 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | - NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JPM CHASE - | ord | 27,453 | 27,453 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-SSB NEW YORK | ADR 2:1 | 838 | 1,676 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-SSB NEW YORK | ord | 214,210 | 214,210 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 22,316 | 22,316 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | BANK LUXEMBOURG | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 1,366 | 1,366 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | MUTUAL FUNDS - | BlackRock Inc. | ||||
| investment manager or trustee. | BOSTON | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | USB-US BANK | ord | 25,697 | 25,697 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Japan Co., Ltd. | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE | ord | 4,071,663 | 4,071,663 | subsidiary of | |
| securities and/or the power to dispose of securities as | - NEW YORK | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Japan Co., Ltd. | Power to control the exercise of a right to vote attached to | JPM-JPM CHASE - | ord | 221,333 | 221,333 | subsidiary of | |
| securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Japan Co., Ltd. | Power to control the exercise of a right to vote attached to | MITSUI-SUMITOMO | ord | 93,661 | 93,661 | subsidiary of | |
| securities and/or the power to dispose of securities as | TRUST | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Japan Co., Ltd. | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 48,569 | 48,569 | subsidiary of | |
| securities and/or the power to dispose of securities as | BANK, BOSTON | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | CITI-Citigroup Australia - | ord | 156,526 | 156,526 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities held in | SYDNEY | BlackRock Inc. | ||||
| Limited | its capacity as investment manager. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JPM CHASE - | ord | 2,279,901 | 2,279,901 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities held in | SYDNEY | BlackRock Inc. | ||||
| Limited | its capacity as investment manager. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | NAB-NATIONAL | ord | 2,576,766 | 2,576,766 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities held in | AUSTRALIA BANK | BlackRock Inc. | ||||
| Limited | its capacity as investment manager. | LIMITED - MELBOURNE | |||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | UBS- UBS- ZURICH | ord | 8,064 | 8,064 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities held in | BlackRock Inc. | |||||
| Limited | its capacity as investment manager. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JPM CHASE - | ord | 7,921,682 | 7,921,682 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities held in | SYDNEY | BlackRock Inc. | ||||
| Limited | its capacityas responsible entity. |
page 5 of 5
BHP
Annexure B
This is Annexure B of 68 pages referred to in form 603 Notice of initial substantial shareholder
04-Mar-16
Kayla McGrory, Authorised Signatory
Date
5. Consideration
BHP BILLITON LTD (BHP)
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Fund Advisors 26-Oct-15 no |
n/a in specie ord 20,578 20,578 |
| BlackRock Advisors(UK)Limited 26-Oct-15 yes |
24.57 on mkt buy ord 842 842 |
| BlackRock Investment Management (Australia) Limited 26-Oct-15 yes |
24.57 on mkt buy ord 16,869 16,869 |
| BlackRock Investment Management,LLC 26-Oct-15 yes |
35.40 on mkt buy ADR 2:1 19 38 |
| BlackRock Investment Management,LLC 26-Oct-15 yes |
35.58 on mkt buy ADR 2:1 41 82 |
| BlackRock Investment Management,LLC 26-Oct-15 yes |
35.70 on mkt buy ADR 2:1 8 16 |
| BlackRock Investment Management,LLC 26-Oct-15 yes |
35.70 on mkt buy ADR 2:1 8 16 |
| BlackRock Investment Management,LLC 26-Oct-15 yes |
35.53 on mkt buy ADR 2:1 3 6 |
| BlackRock Investment Management,LLC 26-Oct-15 yes |
35.33 on mkt buy ADR 2:1 56 112 |
| BlackRock Investment Management,LLC 26-Oct-15 yes |
35.33 on mkt buy ADR 2:1 103 206 |
| BlackRock Investment Management,LLC 26-Oct-15 yes |
35.63 on mkt buy ADR 2:1 4 8 |
| BlackRock Investment Management,LLC 26-Oct-15 yes |
35.60 on mkt buy ADR 2:1 1 2 |
| BlackRock Investment Management,LLC 26-Oct-15 yes |
35.57 on mkt buy ADR 2:1 1 2 |
| BlackRock Investment Management,LLC 26-Oct-15 yes |
35.60 on mkt buy ADR 2:1 1 2 |
| BlackRock Investment Management,LLC 26-Oct-15 yes |
35.61 on mkt buy ADR 2:1 1 2 |
| BlackRock Investment Management,LLC 26-Oct-15 yes |
35.60 on mkt buy ADR 2:1 4 8 |
| BlackRock Investment Management,LLC 26-Oct-15 yes |
35.57 on mkt buy ADR 2:1 4 8 |
| BlackRock Investment Management,LLC 26-Oct-15 yes |
35.60 on mkt buy ADR 2:1 4 8 |
| BlackRock Investment Management,LLC 26-Oct-15 yes |
35.61 on mkt buy ADR 2:1 4 8 |
| BlackRock Investment Management,LLC 26-Oct-15 yes |
35.56 on mkt buy ADR 2:1 15 30 |
| BlackRock Investment Management,LLC 26-Oct-15 yes |
35.39 on mkt buy ADR 2:1 12 24 |
| BlackRock Investment Management,LLC 26-Oct-15 yes |
35.39 on mkt buy ADR 2:1 5 10 |
| BlackRock Investment Management,LLC 26-Oct-15 yes |
35.36 on mkt buy ADR 2:1 10 20 |
| BlackRock Asset Management North Asia Limited 26-Oct-15 no |
n/a collateral transfer ord 492,231 492,231 |
| BlackRock Advisors(UK)Limited 27-Oct-15 yes |
24.34 on mkt buy ord 4,210 4,210 |
| BlackRock Fund Advisors 27-Oct-15 yes |
24.34 on mkt buy ord 21,923 21,923 |
| BlackRock Fund Advisors 27-Oct-15 no |
n/a in specie ord 1,105 1,105 |
| BlackRock Investment Management,LLC 27-Oct-15 yes |
34.27 on mkt buy ADR 2:1 12 24 |
| BlackRock Investment Management,LLC 27-Oct-15 yes |
34.30 on mkt buy ADR 2:1 6 12 |
| BlackRock Investment Management,LLC 27-Oct-15 yes |
34.42 on mkt buy ADR 2:1 58 116 |
| BlackRock Investment Management,LLC 27-Oct-15 yes |
34.42 on mkt buy ADR 2:1 203 406 |
| BlackRock Investment Management,LLC 27-Oct-15 yes |
34.42 on mkt buy ADR 2:1 62 124 |
| BlackRock Investment Management,LLC 27-Oct-15 yes |
34.43 on mkt buy ADR 2:1 4 8 |
| BlackRock Investment Management,LLC 27-Oct-15 yes |
34.43 on mkt buy ADR 2:1 18 36 |
| BlackRock Investment Management,LLC 27-Oct-15 yes |
34.43 on mkt buy ADR 2:1 37 74 |
| BlackRock Investment Management,LLC 27-Oct-15 yes |
34.61 on mkt buy ADR 2:1 10 20 |
| BlackRock Investment Management,LLC 27-Oct-15 yes |
34.46 on mkt buy ADR 2:1 5 10 |
| BlackRock Investment Management,LLC 27-Oct-15 yes |
34.43 on mkt buy ADR 2:1 65 130 |
| BlackRock Investment Management,LLC 27-Oct-15 yes |
34.30 on mkt buy ADR 2:1 49 98 |
| BlackRock Investment Management,LLC 27-Oct-15 yes |
34.30 on mkt buy ADR 2:1 49 98 |
| BlackRock Investment Management,LLC 27-Oct-15 yes |
34.30 on mkt buy ADR 2:1 5 10 |
| BlackRock Investment Management,LLC 27-Oct-15 yes |
34.30 on mkt buy ADR 2:1 7 14 |
| BlackRock Investment Management,LLC 27-Oct-15 yes |
34.30 on mkt buy ADR 2:1 11 22 |
| BlackRock Investment Management,LLC 27-Oct-15 yes |
34.42 on mkt buy ADR 2:1 6 12 |
| BlackRock Investment Management,LLC 27-Oct-15 yes |
34.55 on mkt buy ADR 2:1 30 60 |
| BlackRock Investment Management,LLC 27-Oct-15 yes |
34.42 on mkt buy ADR 2:1 217 434 |
| BlackRock Investment Management,LLC 27-Oct-15 yes |
34.42 on mkt buy ADR 2:1 223 446 |
| BlackRock Investment Management,LLC 27-Oct-15 yes |
34.30 on mkt buy ADR 2:1 1 2 |
| BlackRock Investment Management,LLC 27-Oct-15 yes |
34.31 on mkt buy ADR 2:1 1 2 |
| BlackRock Investment Management,LLC 27-Oct-15 yes |
34.31 on mkt buy ADR 2:1 2 4 |
| BlackRock Investment Management,LLC 27-Oct-15 yes |
34.31 on mkt buy ADR 2:1 9 18 |
| BlackRock Investment Management,LLC 27-Oct-15 yes |
34.31 on mkt buy ADR 2:1 55 110 |
| BlackRock Investment Management,LLC 27-Oct-15 yes |
34.31 on mkt buy ADR 2:1 127 254 |
| BlackRock Investment Management,LLC 28-Oct-15 yes |
23.78 on mkt buy ord 10,210 10,210 |
page 1 of 68
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management (Australia) Limited 28-Oct-15 yes |
23.78 on mkt buy ord 6,335 6,335 |
| BlackRock Investment Management (Australia) Limited 28-Oct-15 yes |
23.78 on mkt buy ord 17,871 17,871 |
| BlackRock Institutional Trust Company, National Association 28-Oct-15 yes |
23.78 on mkt buy ord 4,888 4,888 |
| BlackRock Investment Management (Australia) Limited 28-Oct-15 yes |
23.78 on mkt buy ord 8,556 8,556 |
| BlackRock Investment Management,LLC 28-Oct-15 yes |
33.87 on mkt buy ADR 2:1 13 26 |
| BlackRock Investment Management,LLC 28-Oct-15 yes |
34.03 on mkt buy ADR 2:1 62 124 |
| BlackRock Investment Management,LLC 28-Oct-15 yes |
34.07 on mkt buy ADR 2:1 14 28 |
| BlackRock Investment Management,LLC 28-Oct-15 yes |
34.50 on mkt buy ADR 2:1 19 38 |
| BlackRock Investment Management,LLC 28-Oct-15 yes |
33.63 on mkt buy ADR 2:1 6 12 |
| BlackRock Investment Management,LLC 28-Oct-15 yes |
34.54 on mkt buy ADR 2:1 4 8 |
| BlackRock Investment Management,LLC 28-Oct-15 yes |
34.03 on mkt buy ADR 2:1 41 82 |
| BlackRock Investment Management,LLC 28-Oct-15 yes |
34.56 on mkt buy ADR 2:1 25 50 |
| BlackRock Investment Management,LLC 28-Oct-15 yes |
34.48 on mkt buy ADR 2:1 54 108 |
| BlackRock Investment Management,LLC 28-Oct-15 yes |
34.08 on mkt buy ADR 2:1 38 76 |
| BlackRock Investment Management,LLC 28-Oct-15 yes |
34.08 on mkt buy ADR 2:1 85 170 |
| BlackRock Fund Advisors 29-Oct-15 yes |
32.97 on mkt buy ADR 2:1 444 888 |
| BlackRock Advisors,LLC 29-Oct-15 yes |
24.09 on mkt buy ord 710 710 |
| BlackRock Japan Co.,Ltd. 29-Oct-15 yes |
23.47 on mkt buy ord 1,066 1,066 |
| BlackRock Advisors(UK)Limited 29-Oct-15 yes |
23.47 on mkt buy ord 5,082 5,082 |
| BlackRock Investment Management (Australia) Limited 29-Oct-15 yes |
23.47 on mkt buy ord 7,964 7,964 |
| BlackRock Investment Management,LLC 29-Oct-15 yes |
32.84 on mkt buy ADR 2:1 10 20 |
| BlackRock Investment Management,LLC 29-Oct-15 yes |
33.14 on mkt buy ADR 2:1 148 296 |
| BlackRock Investment Management,LLC 29-Oct-15 yes |
33.14 on mkt buy ADR 2:1 200 400 |
| BlackRock Investment Management,LLC 29-Oct-15 yes |
32.92 on mkt buy ADR 2:1 11 22 |
| BlackRock Investment Management,LLC 29-Oct-15 yes |
33.36 on mkt buy ADR 2:1 71 142 |
| BlackRock Investment Management,LLC 29-Oct-15 yes |
32.86 on mkt buy ADR 2:1 42 84 |
| BlackRock Investment Management,LLC 29-Oct-15 yes |
33.08 on mkt buy ADR 2:1 199 398 |
| BlackRock Investment Management,LLC 29-Oct-15 yes |
32.94 on mkt buy ADR 2:1 33 66 |
| BlackRock Investment Management,LLC 29-Oct-15 yes |
32.83 on mkt buy ADR 2:1 43 86 |
| BlackRock Investment Management,LLC 29-Oct-15 yes |
33.07 on mkt buy ADR 2:1 120 240 |
| BlackRock Investment Management,LLC 29-Oct-15 yes |
32.86 on mkt buy ADR 2:1 119 238 |
| BlackRock Investment Management,LLC 29-Oct-15 yes |
33.08 on mkt buy ADR 2:1 12 24 |
| BlackRock Investment Management,LLC 29-Oct-15 yes |
33.08 on mkt buy ADR 2:1 27 54 |
| BlackRock Investment Management,LLC 29-Oct-15 yes |
32.97 on mkt buy ADR 2:1 10 20 |
| BlackRock Investment Management,LLC 29-Oct-15 yes |
32.96 on mkt buy ADR 2:1 6 12 |
| BlackRock Investment Management,LLC 29-Oct-15 yes |
32.96 on mkt buy ADR 2:1 7 14 |
| BlackRock Fund Advisors 30-Oct-15 no |
n/a in specie ord 151,560 151,560 |
| BlackRock Institutional Trust Company, National Association 30-Oct-15 yes |
23.02 on mkt buy ord 3,541 3,541 |
| BlackRock Institutional Trust Company, National Association 30-Oct-15 no |
n/a in specie ord 13,935 13,935 |
| BlackRock Investment Management (Australia) Limited 30-Oct-15 yes |
23.02 on mkt buy ord 6,335 6,335 |
| BlackRock Fund Advisors 30-Oct-15 yes |
23.02 on mkt buy ord 10,612 10,612 |
| BlackRock Asset Management Canada Limited 30-Oct-15 yes |
23.02 on mkt buy ord 1,655 1,655 |
| BlackRock Investment Management (UK) Limited 30-Oct-15 yes |
23.02 on mkt buy ord 21,478 21,478 |
| BlackRock Investment Management (UK) Limited 30-Oct-15 yes |
23.02 on mkt buy ord 9,859 9,859 |
| BlackRock Investment Management,LLC 30-Oct-15 yes |
32.93 on mkt buy ADR 2:1 90 180 |
| BlackRock Investment Management,LLC 30-Oct-15 yes |
32.93 on mkt buy ADR 2:1 150 300 |
| BlackRock Investment Management,LLC 30-Oct-15 yes |
32.90 on mkt buy ADR 2:1 8 16 |
| BlackRock Investment Management,LLC 30-Oct-15 yes |
33.06 on mkt buy ADR 2:1 49 98 |
| BlackRock Investment Management,LLC 30-Oct-15 yes |
32.94 on mkt buy ADR 2:1 21 42 |
| BlackRock Investment Management,LLC 30-Oct-15 yes |
33.17 on mkt buy ADR 2:1 80 160 |
| BlackRock Investment Management,LLC 30-Oct-15 yes |
32.92 on mkt buy ADR 2:1 41 82 |
| BlackRock Investment Management,LLC 30-Oct-15 yes |
32.92 on mkt buy ADR 2:1 80 160 |
| BlackRock Investment Management,LLC 30-Oct-15 yes |
32.91 on mkt buy ADR 2:1 21 42 |
| BlackRock Investment Management,LLC 30-Oct-15 yes |
33.01 on mkt buy ADR 2:1 2 4 |
| BlackRock Investment Management,LLC 30-Oct-15 yes |
33.01 on mkt buy ADR 2:1 5 10 |
| BlackRock Investment Management,LLC 30-Oct-15 yes |
33.01 on mkt buy ADR 2:1 26 52 |
| BlackRock Investment Management,LLC 30-Oct-15 yes |
33.13 on mkt buy ADR 2:1 33 66 |
| BlackRock Investment Management (Australia) Limited 02-Nov-15 yes |
22.89 on mkt buy ord 1,245 1,245 |
page 2 of 68
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management (Australia) Limited 02-Nov-15 yes |
22.89 on mkt buy ord 26,540 26,540 |
| BlackRock Investment Management (Australia) Limited 02-Nov-15 yes |
22.89 on mkt buy ord 3,183 3,183 |
| BlackRock Investment Management (Australia) Limited 02-Nov-15 yes |
22.89 on mkt buy ord 29,167 29,167 |
| BlackRock Investment Management (Australia) Limited 02-Nov-15 yes |
22.80 on mkt buy ord 23,892 23,892 |
| BlackRock Advisors(UK)Limited 02-Nov-15 yes |
22.80 on mkt buy ord 9,206 9,206 |
| BlackRock Fund Advisors 02-Nov-15 no |
n/a in specie ord 16,920 16,920 |
| BlackRock Investment Management (Australia) Limited 02-Nov-15 yes |
22.89 on mkt buy ord 8,266 8,266 |
| BlackRock Investment Management (Australia) Limited 02-Nov-15 yes |
22.89 on mkt buy ord 3,562 3,562 |
| BlackRock Investment Management (Australia) Limited 02-Nov-15 yes |
22.89 on mkt buy ord 8,363 8,363 |
| BlackRock Investment Management,LLC 02-Nov-15 yes |
32.74 on mkt buy ADR 2:1 10 20 |
| BlackRock Investment Management,LLC 02-Nov-15 yes |
32.54 on mkt buy ADR 2:1 7 14 |
| BlackRock Investment Management,LLC 02-Nov-15 yes |
32.53 on mkt buy ADR 2:1 15 30 |
| BlackRock Investment Management,LLC 02-Nov-15 yes |
32.70 on mkt buy ADR 2:1 25 50 |
| BlackRock Investment Management,LLC 02-Nov-15 yes |
32.75 on mkt buy ADR 2:1 13 26 |
| BlackRock Investment Management,LLC 02-Nov-15 yes |
32.73 on mkt buy ADR 2:1 4 8 |
| BlackRock Fund Advisors 03-Nov-15 yes |
23.02 on mkt buy ord 3,206 3,206 |
| BlackRock Fund Advisors 03-Nov-15 no |
n/a in specie ord 30,312 30,312 |
| BlackRock Investment Management,LLC 03-Nov-15 yes |
33.83 on mkt buy ADR 2:1 66 132 |
| BlackRock Investment Management,LLC 03-Nov-15 yes |
33.71 on mkt buy ADR 2:1 84 168 |
| BlackRock Investment Management,LLC 03-Nov-15 yes |
33.47 on mkt buy ADR 2:1 22 44 |
| BlackRock Investment Management,LLC 03-Nov-15 yes |
33.47 on mkt buy ADR 2:1 6 12 |
| BlackRock Advisors,LLC 04-Nov-15 yes |
23.55 on mkt buy ord 640 640 |
| BlackRock Investment Management (Australia) Limited 04-Nov-15 yes |
23.59 on mkt buy ord 6,940 6,940 |
| BlackRock Investment Management,LLC 04-Nov-15 yes |
23.47 on mkt buy ord 9,922 9,922 |
| BlackRock Fund Advisors 04-Nov-15 no |
n/a in specie ord 75,780 75,780 |
| BlackRock Investment Management (Australia) Limited 04-Nov-15 yes |
23.59 on mkt buy ord 55,128 55,128 |
| BlackRock Investment Management (Australia) Limited 04-Nov-15 yes |
23.59 on mkt buy ord 5,812 5,812 |
| BlackRock Investment Management (Australia) Limited 04-Nov-15 yes |
23.59 on mkt buy ord 3,411 3,411 |
| BlackRock Advisors(UK)Limited 04-Nov-15 yes |
23.47 on mkt buy ord 1,680 1,680 |
| BlackRock Fund Advisors 04-Nov-15 yes |
23.47 on mkt buy ord 3,140 3,140 |
| BlackRock Fund Advisors 04-Nov-15 no |
n/a in specie ord 27,324 27,324 |
| BlackRock Investment Management (Australia) Limited 04-Nov-15 yes |
23.59 on mkt buy ord 9,849 9,849 |
| BlackRock Investment Management (Australia) Limited 04-Nov-15 yes |
23.59 on mkt buy ord 882 882 |
| BlackRock Investment Management,LLC 04-Nov-15 yes |
33.94 on mkt buy ADR 2:1 38 76 |
| BlackRock Investment Management,LLC 04-Nov-15 yes |
33.68 on mkt buy ADR 2:1 6 12 |
| BlackRock Investment Management,LLC 04-Nov-15 yes |
33.35 on mkt buy ADR 2:1 7 14 |
| BlackRock Investment Management,LLC 04-Nov-15 yes |
33.43 on mkt buy ADR 2:1 21 42 |
| BlackRock Investment Management,LLC 04-Nov-15 yes |
33.79 on mkt buy ADR 2:1 2 4 |
| BlackRock Investment Management,LLC 04-Nov-15 yes |
33.42 on mkt buy ADR 2:1 2 4 |
| BlackRock Investment Management,LLC 04-Nov-15 yes |
33.42 on mkt buy ADR 2:1 2 4 |
| BlackRock Investment Management,LLC 04-Nov-15 yes |
33.39 on mkt buy ADR 2:1 14 28 |
| BlackRock Investment Management,LLC 04-Nov-15 yes |
33.44 on mkt buy ADR 2:1 23 46 |
| BlackRock Advisors(UK)Limited 05-Nov-15 yes |
23.28 on mkt buy ord 2,756 2,756 |
| BlackRock Fund Advisors 05-Nov-15 no |
n/a in specie ord 18,684 18,684 |
| BlackRock Fund Advisors 05-Nov-15 no |
n/a in specie ord 28,026 28,026 |
| BlackRock Institutional Trust Company, National Association 05-Nov-15 no |
n/a in specie ord 19,600 19,600 |
| BlackRock Institutional Trust Company, National Association 05-Nov-15 no |
n/a in specie ord 125,768 125,768 |
| BlackRock Investment Management (Australia) Limited 05-Nov-15 yes |
23.28 on mkt buy ord 19,005 19,005 |
| BlackRock Investment Management (Australia) Limited 05-Nov-15 yes |
23.28 on mkt buy ord 11,946 11,946 |
| BlackRock Fund Advisors 05-Nov-15 yes |
23.28 on mkt buy ord 20,712 20,712 |
| BlackRock Advisors(UK)Limited 05-Nov-15 yes |
23.28 on mkt buy ord 6,308 6,308 |
| BlackRock Japan Co.,Ltd. 05-Nov-15 yes |
23.50 on mkt buy ord 943 943 |
| BlackRock Investment Management,LLC 05-Nov-15 yes |
32.50 on mkt buy ADR 2:1 4 8 |
page 3 of 68
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management,LLC 05-Nov-15 yes |
32.53 on mkt buy ADR 2:1 8 16 |
| BlackRock Investment Management (Australia) Limited 06-Nov-15 yes |
22.56 on mkt buy ord 16,294 16,294 |
| BlackRock Advisors(UK)Limited 06-Nov-15 yes |
22.70 on mkt buy ord 3,445 3,445 |
| BlackRock Fund Advisors 06-Nov-15 no |
n/a in specie ord 16,775 16,775 |
| BlackRock Fund Advisors 06-Nov-15 no |
n/a in specie ord 28,026 28,026 |
| BlackRock Fund Advisors 06-Nov-15 yes |
22.70 on mkt buy ord 1,386 1,386 |
| BlackRock Investment Management (Australia) Limited 06-Nov-15 yes |
22.56 on mkt buy ord 109,462 109,462 |
| BlackRock Investment Management (Australia) Limited 06-Nov-15 yes |
22.56 on mkt buy ord 11,135 11,135 |
| BlackRock Investment Management (Australia) Limited 06-Nov-15 yes |
22.56 on mkt buy ord 91,913 91,913 |
| BlackRock Investment Management (Australia) Limited 06-Nov-15 yes |
22.70 on mkt buy ord 15,928 15,928 |
| BlackRock Investment Management (Australia) Limited 06-Nov-15 yes |
22.56 on mkt buy ord 31,951 31,951 |
| BlackRock Investment Management (Australia) Limited 06-Nov-15 yes |
22.56 on mkt buy ord 14,232 14,232 |
| BlackRock Investment Management (Australia) Limited 06-Nov-15 yes |
22.56 on mkt buy ord 27,205 27,205 |
| BlackRock Investment Management,LLC 06-Nov-15 yes |
30.40 on mkt buy ADR 2:1 13 26 |
| BlackRock Investment Management,LLC 06-Nov-15 yes |
30.59 on mkt buy ADR 2:1 23 46 |
| BlackRock Investment Management,LLC 06-Nov-15 yes |
31.00 on mkt buy ADR 2:1 10 20 |
| BlackRock Investment Management,LLC 06-Nov-15 yes |
30.82 on mkt buy ADR 2:1 23 46 |
| BlackRock Investment Management,LLC 06-Nov-15 yes |
30.78 on mkt buy ADR 2:1 10 20 |
| BlackRock Investment Management,LLC 06-Nov-15 yes |
30.56 on mkt buy ADR 2:1 11 22 |
| BlackRock Investment Management,LLC 06-Nov-15 yes |
30.74 on mkt buy ADR 2:1 3 6 |
| BlackRock Investment Management,LLC 06-Nov-15 yes |
30.74 on mkt buy ADR 2:1 11 22 |
| BlackRock Investment Management,LLC 06-Nov-15 yes |
30.63 on mkt buy ADR 2:1 7 14 |
| BlackRock Investment Management,LLC 06-Nov-15 yes |
30.72 on mkt buy ADR 2:1 28 56 |
| BlackRock Investment Management,LLC 06-Nov-15 yes |
30.63 on mkt buy ADR 2:1 12 24 |
| BlackRock Fund Advisors 09-Nov-15 no |
n/a in specie ord 7,625 7,625 |
| BlackRock Advisors(UK)Limited 09-Nov-15 yes |
21.42 on mkt buy ord 3,108 3,108 |
| BlackRock Investment Management (Australia) Limited 09-Nov-15 yes |
21.42 on mkt buy ord 16,869 16,869 |
| BlackRock Fund Advisors 09-Nov-15 yes |
21.42 on mkt buy ord 176,367 176,367 |
| BlackRock Investment Management,LLC 09-Nov-15 yes |
30.47 on mkt buy ADR 2:1 12 24 |
| BlackRock Investment Management,LLC 09-Nov-15 yes |
29.89 on mkt buy ADR 2:1 51 102 |
| BlackRock Investment Management,LLC 09-Nov-15 yes |
29.91 on mkt buy ADR 2:1 11 22 |
| BlackRock Investment Management,LLC 09-Nov-15 yes |
29.90 on mkt buy ADR 2:1 7 14 |
| BlackRock Investment Management,LLC 09-Nov-15 yes |
29.84 on mkt buy ADR 2:1 80 160 |
| BlackRock Investment Management,LLC 09-Nov-15 yes |
29.91 on mkt buy ADR 2:1 170 340 |
| BlackRock Investment Management,LLC 09-Nov-15 yes |
29.87 on mkt buy ADR 2:1 199 398 |
| BlackRock Investment Management,LLC 09-Nov-15 yes |
29.98 on mkt buy ADR 2:1 15 30 |
| BlackRock Investment Management,LLC 09-Nov-15 yes |
29.84 on mkt buy ADR 2:1 5 10 |
| BlackRock Investment Management,LLC 09-Nov-15 yes |
29.84 on mkt buy ADR 2:1 8 16 |
| BlackRock Investment Management,LLC 09-Nov-15 yes |
29.86 on mkt buy ADR 2:1 17 34 |
| BlackRock Investment Management,LLC 09-Nov-15 yes |
29.86 on mkt buy ADR 2:1 17 34 |
| BlackRock Investment Management,LLC 09-Nov-15 yes |
29.86 on mkt buy ADR 2:1 30 60 |
| BlackRock Investment Management,LLC 09-Nov-15 yes |
29.86 on mkt buy ADR 2:1 45 90 |
| BlackRock Investment Management,LLC 09-Nov-15 yes |
29.86 on mkt buy ADR 2:1 51 102 |
| BlackRock Investment Management,LLC 09-Nov-15 yes |
29.86 on mkt buy ADR 2:1 53 106 |
| BlackRock Investment Management,LLC 09-Nov-15 yes |
29.86 on mkt buy ADR 2:1 71 142 |
| BlackRock Investment Management,LLC 09-Nov-15 yes |
29.86 on mkt buy ADR 2:1 74 148 |
| BlackRock Investment Management,LLC 09-Nov-15 yes |
29.86 on mkt buy ADR 2:1 76 152 |
| BlackRock Investment Management,LLC 09-Nov-15 yes |
29.86 on mkt buy ADR 2:1 81 162 |
| BlackRock Investment Management,LLC 09-Nov-15 yes |
29.86 on mkt buy ADR 2:1 88 176 |
| BlackRock Investment Management,LLC 09-Nov-15 yes |
29.86 on mkt buy ADR 2:1 103 206 |
| BlackRock Investment Management,LLC 09-Nov-15 yes |
29.86 on mkt buy ADR 2:1 126 252 |
| BlackRock Investment Management,LLC 09-Nov-15 yes |
29.86 on mkt buy ADR 2:1 128 256 |
| BlackRock Investment Management,LLC 09-Nov-15 yes |
29.86 on mkt buy ADR 2:1 131 262 |
| BlackRock Investment Management,LLC 09-Nov-15 yes |
29.86 on mkt buy ADR 2:1 133 266 |
| BlackRock Investment Management,LLC 09-Nov-15 yes |
29.86 on mkt buy ADR 2:1 137 274 |
| BlackRock Investment Management,LLC 09-Nov-15 yes |
29.86 on mkt buy ADR 2:1 285 570 |
| BlackRock Investment Management,LLC 09-Nov-15 yes |
29.86 on mkt buy ADR 2:1 294 588 |
| BlackRock Investment Management,LLC 09-Nov-15 yes |
29.85 on mkt buy ADR 2:1 2 4 |
| BlackRock Investment Management,LLC 09-Nov-15 yes |
29.86 on mkt buy ADR 2:1 44 88 |
| BlackRock Investment Management,LLC 09-Nov-15 yes |
29.84 on mkt buy ADR 2:1 11 22 |
| BlackRock Investment Management,LLC 09-Nov-15 yes |
29.86 on mkt buy ADR 2:1 13 26 |
page 4 of 68
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management,LLC 09-Nov-15 yes |
29.86 on mkt buy ADR 2:1 30 60 |
| BlackRock Investment Management,LLC 09-Nov-15 yes |
29.84 on mkt buy ADR 2:1 62 124 |
| BlackRock Investment Management,LLC 09-Nov-15 yes |
29.91 on mkt buy ADR 2:1 3 6 |
| BlackRock Investment Management,LLC 09-Nov-15 yes |
29.91 on mkt buy ADR 2:1 23 46 |
| BlackRock Investment Management,LLC 09-Nov-15 yes |
29.91 on mkt buy ADR 2:1 37 74 |
| BlackRock Investment Management,LLC 09-Nov-15 yes |
29.91 on mkt buy ADR 2:1 85 170 |
| BlackRock Investment Management,LLC 09-Nov-15 yes |
29.91 on mkt buy ADR 2:1 173 346 |
| BlackRock Investment Management,LLC 09-Nov-15 yes |
29.91 on mkt buy ADR 2:1 348 696 |
| BlackRock Investment Management,LLC 09-Nov-15 yes |
29.88 on mkt buy ADR 2:1 14 28 |
| BlackRock Investment Management,LLC 09-Nov-15 yes |
29.91 on mkt buy ADR 2:1 27 54 |
| BlackRock Advisors(UK)Limited 10-Nov-15 yes |
21.57 on mkt buy ord 1,076 1,076 |
| BlackRock Fund Advisors 10-Nov-15 no |
n/a in specie ord 37,368 37,368 |
| BlackRock Fund Advisors 10-Nov-15 no |
n/a in specie ord 46,710 46,710 |
| BlackRock Fund Advisors 10-Nov-15 yes |
21.57 on mkt buy ord 15,165 15,165 |
| BlackRock Institutional Trust Company, National Association 10-Nov-15 yes |
21.57 on mkt buy ord 8,838 8,838 |
| BlackRock Institutional Trust Company, National Association 10-Nov-15 yes |
21.57 on mkt buy ord 42,040 42,040 |
| BlackRock Advisors(UK)Limited 10-Nov-15 yes |
21.57 on mkt buy ord 3,099 3,099 |
| BlackRock Investment Management (Australia) Limited 10-Nov-15 yes |
21.57 on mkt buy ord 25,340 25,340 |
| BlackRock Investment Management (Australia) Limited 10-Nov-15 yes |
21.57 on mkt buy ord 25,340 25,340 |
| BlackRock Investment Management (UK) Limited 10-Nov-15 yes |
21.45 on mkt buy ord 629,896 629,896 |
| BlackRock Fund Advisors 10-Nov-15 yes |
21.57 on mkt buy ord 6,710 6,710 |
| BlackRock Fund Advisors 10-Nov-15 no |
n/a in specie ord 50,881 50,881 |
| BlackRock Advisors(UK)Limited 10-Nov-15 yes |
21.57 on mkt buy ord 828 828 |
| BlackRock Financial Management,Inc. 10-Nov-15 yes |
21.35 on mkt buy ord 31,803 31,803 |
| BlackRock Investment Management,LLC 10-Nov-15 yes |
29.69 on mkt buy ADR 2:1 14 28 |
| BlackRock Investment Management,LLC 10-Nov-15 yes |
29.74 on mkt buy ADR 2:1 7 14 |
| BlackRock Investment Management,LLC 10-Nov-15 yes |
29.90 on mkt buy ADR 2:1 103 206 |
| BlackRock Investment Management,LLC 10-Nov-15 yes |
29.69 on mkt buy ADR 2:1 8 16 |
| BlackRock Investment Management,LLC 10-Nov-15 yes |
29.87 on mkt buy ADR 2:1 6 12 |
| BlackRock Investment Management,LLC 10-Nov-15 yes |
29.78 on mkt buy ADR 2:1 64 128 |
| BlackRock Investment Management,LLC 10-Nov-15 yes |
29.78 on mkt buy ADR 2:1 29 58 |
| BlackRock Investment Management,LLC 10-Nov-15 yes |
29.65 on mkt buy ADR 2:1 15 30 |
| BlackRock Investment Management,LLC 10-Nov-15 yes |
29.65 on mkt buy ADR 2:1 40 80 |
| BlackRock Investment Management,LLC 10-Nov-15 yes |
29.78 on mkt buy ADR 2:1 1 2 |
| BlackRock Advisors,LLC 11-Nov-15 yes |
21.48 on mkt buy ord 720 720 |
| BlackRock Fund Advisors 11-Nov-15 no |
n/a in specie ord 27,450 27,450 |
| BlackRock Fund Advisors 11-Nov-15 no |
n/a in specie ord 37,368 37,368 |
| BlackRock Fund Advisors 11-Nov-15 no |
n/a in specie ord 20,578 20,578 |
| BlackRock Advisors(UK)Limited 11-Nov-15 yes |
20.95 on mkt buy ord 2,210 2,210 |
| BlackRock Investment Management,LLC 11-Nov-15 yes |
21.48 on mkt buy ord 190 190 |
| BlackRock Investment Management,LLC 11-Nov-15 yes |
29.17 on mkt buy ADR 2:1 30 60 |
| BlackRock Investment Management,LLC 11-Nov-15 yes |
29.17 on mkt buy ADR 2:1 72 144 |
| BlackRock Investment Management,LLC 11-Nov-15 yes |
29.16 on mkt buy ADR 2:1 10 20 |
| BlackRock Investment Management,LLC 11-Nov-15 yes |
28.92 on mkt buy ADR 2:1 5 10 |
| BlackRock Investment Management,LLC 11-Nov-15 yes |
28.92 on mkt buy ADR 2:1 1 2 |
| BlackRock Investment Management,LLC 11-Nov-15 yes |
28.92 on mkt buy ADR 2:1 8 16 |
| BlackRock Financial Management,Inc. 12-Nov-15 yes |
20.70 on mkt buy ord 6,117 6,117 |
| BlackRock Fund Advisors 12-Nov-15 no |
n/a in specie ord 28,026 28,026 |
| BlackRock Institutional Trust Company, National Association 12-Nov-15 yes |
20.70 on mkt buy ord 6,112 6,112 |
| BlackRock Institutional Trust Company, National Association 12-Nov-15 yes |
20.70 on mkt buy ord 3,453 3,453 |
| BlackRock Japan Co.,Ltd. 12-Nov-15 yes |
20.70 on mkt buy ord 8,920 8,920 |
| BlackRock Japan Co.,Ltd. 12-Nov-15 yes |
20.70 on mkt buy ord 6,556 6,556 |
| BlackRock Japan Co.,Ltd. 12-Nov-15 yes |
20.70 on mkt buy ord 9,858 9,858 |
| BlackRock Japan Co.,Ltd. 12-Nov-15 yes |
20.70 on mkt buy ord 2,528 2,528 |
| BlackRock Institutional Trust Company, National Association 12-Nov-15 yes |
20.70 on mkt buy ord 18,816 18,816 |
| BlackRock Financial Management,Inc. 12-Nov-15 yes |
20.70 on mkt buy ord 3,276 3,276 |
| BlackRock Institutional Trust Company, National Association 12-Nov-15 yes |
20.70 on mkt buy ord 6,904 6,904 |
| BlackRock Investment Management,LLC 12-Nov-15 yes |
28.21 on mkt buy ADR 2:1 51 102 |
| BlackRock Investment Management,LLC 12-Nov-15 yes |
28.25 on mkt buy ADR 2:1 58 116 |
| BlackRock Investment Management,LLC 12-Nov-15 yes |
28.25 on mkt buy ADR 2:1 108 216 |
| BlackRock Investment Management,LLC 12-Nov-15 yes |
28.26 on mkt buy ADR 2:1 42 84 |
page 5 of 68
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management,LLC 12-Nov-15 yes |
28.26 on mkt buy ADR 2:1 3 6 |
| BlackRock Investment Management,LLC 12-Nov-15 yes |
28.26 on mkt buy ADR 2:1 6 12 |
| BlackRock Investment Management,LLC 12-Nov-15 yes |
28.25 on mkt buy ADR 2:1 106 212 |
| BlackRock Investment Management,LLC 12-Nov-15 yes |
28.25 on mkt buy ADR 2:1 39 78 |
| BlackRock Investment Management,LLC 12-Nov-15 yes |
28.12 on mkt buy ADR 2:1 211 422 |
| BlackRock Investment Management,LLC 12-Nov-15 yes |
28.12 on mkt buy ADR 2:1 663 1,326 |
| BlackRock Investment Management,LLC 12-Nov-15 yes |
28.25 on mkt buy ADR 2:1 120 240 |
| BlackRock Investment Management,LLC 12-Nov-15 yes |
28.25 on mkt buy ADR 2:1 27 54 |
| BlackRock Investment Management,LLC 12-Nov-15 yes |
28.25 on mkt buy ADR 2:1 116 232 |
| BlackRock Investment Management,LLC 12-Nov-15 yes |
28.25 on mkt buy ADR 2:1 146 292 |
| BlackRock Investment Management,LLC 12-Nov-15 yes |
28.16 on mkt buy ADR 2:1 3 6 |
| BlackRock Investment Management,LLC 12-Nov-15 yes |
28.16 on mkt buy ADR 2:1 15 30 |
| BlackRock Investment Management,LLC 12-Nov-15 yes |
28.16 on mkt buy ADR 2:1 17 34 |
| BlackRock Investment Management,LLC 12-Nov-15 yes |
28.16 on mkt buy ADR 2:1 21 42 |
| BlackRock Investment Management,LLC 12-Nov-15 yes |
28.16 on mkt buy ADR 2:1 48 96 |
| BlackRock Investment Management,LLC 12-Nov-15 yes |
28.16 on mkt buy ADR 2:1 81 162 |
| BlackRock Investment Management,LLC 12-Nov-15 yes |
28.16 on mkt buy ADR 2:1 100 200 |
| BlackRock Investment Management,LLC 12-Nov-15 yes |
28.16 on mkt buy ADR 2:1 109 218 |
| BlackRock Investment Management,LLC 12-Nov-15 yes |
28.28 on mkt buy ADR 2:1 1 2 |
| BlackRock Investment Management,LLC 12-Nov-15 yes |
28.28 on mkt buy ADR 2:1 2 4 |
| BlackRock Investment Management,LLC 12-Nov-15 yes |
28.28 on mkt buy ADR 2:1 9 18 |
| BlackRock Investment Management,LLC 12-Nov-15 yes |
28.16 on mkt buy ADR 2:1 21 42 |
| BlackRock Investment Management (UK) Limited 13-Nov-15 yes |
20.28 on mkt buy ord 12,108 12,108 |
| BlackRock Financial Management,Inc. 13-Nov-15 yes |
20.20 on mkt buy ord 79,759 79,759 |
| BlackRock Investment Management,LLC 13-Nov-15 yes |
28.35 on mkt buy ADR 2:1 25 50 |
| BlackRock Investment Management,LLC 13-Nov-15 yes |
28.35 on mkt buy ADR 2:1 25 50 |
| BlackRock Investment Management,LLC 13-Nov-15 yes |
28.47 on mkt buy ADR 2:1 25 50 |
| BlackRock Investment Management,LLC 13-Nov-15 yes |
28.48 on mkt buy ADR 2:1 4 8 |
| BlackRock Investment Management,LLC 13-Nov-15 yes |
28.48 on mkt buy ADR 2:1 16 32 |
| BlackRock Investment Management,LLC 13-Nov-15 yes |
28.51 on mkt buy ADR 2:1 8 16 |
| BlackRock Investment Management,LLC 13-Nov-15 yes |
28.56 on mkt buy ADR 2:1 3 6 |
| BlackRock Investment Management,LLC 13-Nov-15 yes |
28.49 on mkt buy ADR 2:1 20 40 |
| BlackRock Investment Management,LLC 13-Nov-15 yes |
28.49 on mkt buy ADR 2:1 21 42 |
| BlackRock Investment Management,LLC 13-Nov-15 yes |
28.40 on mkt buy ADR 2:1 132 264 |
| BlackRock Investment Management,LLC 13-Nov-15 yes |
28.40 on mkt buy ADR 2:1 3 6 |
| BlackRock Investment Management,LLC 13-Nov-15 yes |
28.40 on mkt buy ADR 2:1 39 78 |
| BlackRock Investment Management,LLC 13-Nov-15 yes |
28.40 on mkt buy ADR 2:1 53 106 |
| BlackRock Investment Management,LLC 13-Nov-15 yes |
28.40 on mkt buy ADR 2:1 84 168 |
| BlackRock Investment Management,LLC 13-Nov-15 yes |
28.40 on mkt buy ADR 2:1 110 220 |
| BlackRock Investment Management,LLC 13-Nov-15 yes |
28.45 on mkt buy ADR 2:1 18 36 |
| BlackRock Investment Management,LLC 13-Nov-15 yes |
28.43 on mkt buy ADR 2:1 6 12 |
| BlackRock Investment Management (Australia) Limited 16-Nov-15 yes |
20.22 on mkt buy ord 3,407 3,407 |
| BlackRock Investment Management (Australia) Limited 16-Nov-15 yes |
20.22 on mkt buy ord 104,653 104,653 |
| BlackRock Investment Management (Australia) Limited 16-Nov-15 yes |
20.22 on mkt buy ord 19,994 19,994 |
| BlackRock Investment Management (Australia) Limited 16-Nov-15 yes |
20.22 on mkt buy ord 1,269 1,269 |
| BlackRock Investment Management (Australia) Limited 16-Nov-15 yes |
20.22 on mkt buy ord 49,056 49,056 |
| BlackRock Advisors(UK)Limited 16-Nov-15 yes |
20.10 on mkt buy ord 12,676 12,676 |
| BlackRock Investment Management (Australia) Limited 16-Nov-15 yes |
20.22 on mkt buy ord 7,278 7,278 |
| BlackRock Investment Management (Australia) Limited 16-Nov-15 yes |
20.22 on mkt buy ord 3,909 3,909 |
| BlackRock Investment Management (Australia) Limited 16-Nov-15 yes |
20.22 on mkt buy ord 5,386 5,386 |
| BlackRock Investment Management (Australia) Limited 16-Nov-15 yes |
20.22 on mkt buy ord 18,872 18,872 |
| BlackRock Financial Management,Inc. 16-Nov-15 yes |
20.10 on mkt buy ord 6,954 6,954 |
| BlackRock Investment Management,LLC 16-Nov-15 yes |
28.28 on mkt buy ADR 2:1 37 74 |
| BlackRock Investment Management,LLC 16-Nov-15 yes |
28.31 on mkt buy ADR 2:1 3 6 |
| BlackRock Investment Management,LLC 16-Nov-15 yes |
28.31 on mkt buy ADR 2:1 29 58 |
| BlackRock Investment Management,LLC 16-Nov-15 yes |
28.36 on mkt buy ADR 2:1 36 72 |
| BlackRock Investment Management,LLC 16-Nov-15 yes |
28.29 on mkt buy ADR 2:1 19 38 |
| BlackRock Investment Management,LLC 16-Nov-15 yes |
28.32 on mkt buy ADR 2:1 20 40 |
| BlackRock Investment Management,LLC 16-Nov-15 yes |
28.44 on mkt buy ADR 2:1 19 38 |
| BlackRock Investment Management,LLC 16-Nov-15 yes |
28.46 on mkt buy ADR 2:1 6 12 |
page 6 of 68
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management,LLC 16-Nov-15 yes |
28.32 on mkt buy ADR 2:1 3 6 |
| BlackRock Investment Management,LLC 16-Nov-15 yes |
28.32 on mkt buy ADR 2:1 6 12 |
| BlackRock Investment Management,LLC 16-Nov-15 yes |
28.32 on mkt buy ADR 2:1 23 46 |
| BlackRock Investment Management,LLC 16-Nov-15 yes |
28.32 on mkt buy ADR 2:1 34 68 |
| BlackRock Investment Management,LLC 16-Nov-15 yes |
28.32 on mkt buy ADR 2:1 34 68 |
| BlackRock Investment Management,LLC 16-Nov-15 yes |
28.32 on mkt buy ADR 2:1 40 80 |
| BlackRock Investment Management,LLC 16-Nov-15 yes |
28.32 on mkt buy ADR 2:1 44 88 |
| BlackRock Investment Management,LLC 16-Nov-15 yes |
28.40 on mkt buy ADR 2:1 1 2 |
| BlackRock Investment Management,LLC 16-Nov-15 yes |
28.40 on mkt buy ADR 2:1 9 18 |
| BlackRock Investment Management,LLC 16-Nov-15 yes |
28.32 on mkt buy ADR 2:1 14 28 |
| BlackRock Investment Management,LLC 16-Nov-15 yes |
28.40 on mkt buy ADR 2:1 34 68 |
| BlackRock Investment Management,LLC 16-Nov-15 yes |
28.48 on mkt buy ADR 2:1 6 12 |
| BlackRock Investment Management,LLC 16-Nov-15 yes |
28.63 on mkt buy ADR 2:1 76 152 |
| BlackRock Investment Management (Australia) Limited 17-Nov-15 yes |
20.37 on mkt buy ord 12,670 12,670 |
| BlackRock Investment Management,LLC 17-Nov-15 yes |
28.10 on mkt buy ADR 2:1 13 26 |
| BlackRock Investment Management,LLC 17-Nov-15 yes |
28.20 on mkt buy ADR 2:1 216 432 |
| BlackRock Investment Management,LLC 17-Nov-15 yes |
28.26 on mkt buy ADR 2:1 8 16 |
| BlackRock Investment Management,LLC 17-Nov-15 yes |
28.26 on mkt buy ADR 2:1 8 16 |
| BlackRock Investment Management,LLC 17-Nov-15 yes |
28.22 on mkt buy ADR 2:1 14 28 |
| BlackRock Investment Management,LLC 17-Nov-15 yes |
28.03 on mkt buy ADR 2:1 4 8 |
| BlackRock Investment Management,LLC 17-Nov-15 yes |
28.20 on mkt buy ADR 2:1 64 128 |
| BlackRock Investment Management,LLC 17-Nov-15 yes |
28.20 on mkt buy ADR 2:1 105 210 |
| BlackRock Investment Management,LLC 17-Nov-15 yes |
28.21 on mkt buy ADR 2:1 3 6 |
| BlackRock Investment Management,LLC 17-Nov-15 yes |
28.01 on mkt buy ADR 2:1 3 6 |
| BlackRock Investment Management,LLC 17-Nov-15 yes |
28.01 on mkt buy ADR 2:1 15 30 |
| BlackRock Investment Management,LLC 17-Nov-15 yes |
28.21 on mkt buy ADR 2:1 29 58 |
| BlackRock Investment Management,LLC 17-Nov-15 yes |
28.20 on mkt buy ADR 2:1 43 86 |
| BlackRock Investment Management,LLC 17-Nov-15 yes |
28.21 on mkt buy ADR 2:1 56 112 |
| BlackRock Investment Management,LLC 17-Nov-15 yes |
28.01 on mkt buy ADR 2:1 1 2 |
| BlackRock Investment Management,LLC 17-Nov-15 yes |
28.21 on mkt buy ADR 2:1 24 48 |
| BlackRock Investment Management,LLC 17-Nov-15 yes |
28.21 on mkt buy ADR 2:1 30 60 |
| BlackRock Investment Management,LLC 17-Nov-15 yes |
28.21 on mkt buy ADR 2:1 142 284 |
| BlackRock Investment Management,LLC 17-Nov-15 yes |
28.21 on mkt buy ADR 2:1 16 32 |
| BlackRock Investment Management,LLC 17-Nov-15 yes |
28.21 on mkt buy ADR 2:1 4 8 |
| BlackRock Financial Management,Inc. 18-Nov-15 yes |
19.84 on mkt buy ord 24,761 24,761 |
| BlackRock Investment Management,LLC 18-Nov-15 yes |
19.84 on mkt buy ord 2,419 2,419 |
| BlackRock Investment Management (Australia) Limited 18-Nov-15 yes |
19.84 on mkt buy ord 3,607 3,607 |
| BlackRock Investment Management (UK) Limited 18-Nov-15 yes |
19.84 on mkt buy ord 4,771 4,771 |
| BlackRock International Limited 18-Nov-15 yes |
19.85 on mkt buy ord 13,226 13,226 |
| BlackRock Investment Management (UK) Limited 18-Nov-15 yes |
19.84 on mkt buy ord 11,895 11,895 |
| BlackRock Fund Advisors 18-Nov-15 no |
n/a in specie ord 2,574 2,574 |
| BlackRock Fund Advisors 18-Nov-15 no |
n/a in specie ord 10,289 10,289 |
| BlackRock Fund Advisors 18-Nov-15 yes |
19.81 on mkt buy ord 6,633 6,633 |
| BlackRock Advisors(UK)Limited 18-Nov-15 yes |
19.81 on mkt buy ord 778 778 |
| BlackRock Advisors(UK)Limited 18-Nov-15 yes |
19.81 on mkt buy ord 5,446 5,446 |
| BlackRock Institutional Trust Company, National Association 18-Nov-15 yes |
19.84 on mkt buy ord 10,354 10,354 |
| BlackRock Institutional Trust Company, National Association 18-Nov-15 yes |
19.84 on mkt buy ord 22,932 22,932 |
| BlackRock Investment Management (Australia) Limited 18-Nov-15 yes |
19.84 on mkt buy ord 74,609 74,609 |
| BlackRock Investment Management (Australia) Limited 18-Nov-15 yes |
19.84 on mkt buy ord 14,147 14,147 |
| BlackRock Investment Management (Australia) Limited 18-Nov-15 yes |
19.84 on mkt buy ord 3,139 3,139 |
| BlackRock Investment Management (Australia) Limited 18-Nov-15 yes |
19.84 on mkt buy ord 22,550 22,550 |
| BlackRock Advisors(UK)Limited 18-Nov-15 yes |
19.84 on mkt buy ord 12,932 12,932 |
| BlackRock Institutional Trust Company, National Association 18-Nov-15 yes |
19.84 on mkt buy ord 6,222 6,222 |
| BlackRock Institutional Trust Company, National Association 18-Nov-15 yes |
19.84 on mkt buy ord 45,421 45,421 |
| BlackRock Institutional Trust Company, National Association 18-Nov-15 yes |
19.84 on mkt buy ord 41,619 41,619 |
| BlackRock Japan Co.,Ltd. 18-Nov-15 yes |
19.84 on mkt buy ord 2,474 2,474 |
| BlackRock Japan Co.,Ltd. 18-Nov-15 yes |
19.84 on mkt buy ord 21,660 21,660 |
page 7 of 68
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Japan Co.,Ltd. 18-Nov-15 yes |
19.84 on mkt buy ord 14,625 14,625 |
| BlackRock Japan Co.,Ltd. 18-Nov-15 yes |
19.84 on mkt buy ord 20,914 20,914 |
| BlackRock Japan Co.,Ltd. 18-Nov-15 yes |
19.84 on mkt buy ord 8,261 8,261 |
| BlackRock Advisors(UK)Limited 18-Nov-15 yes |
19.84 on mkt buy ord 3,117 3,117 |
| BlackRock Advisors(UK)Limited 18-Nov-15 yes |
19.84 on mkt buy ord 8,514 8,514 |
| BlackRock Advisors(UK)Limited 18-Nov-15 yes |
19.84 on mkt buy ord 7,015 7,015 |
| BlackRock Advisors(UK)Limited 18-Nov-15 yes |
19.84 on mkt buy ord 9,547 9,547 |
| BlackRock Institutional Trust Company, National Association 18-Nov-15 yes |
19.84 on mkt buy ord 16,385 16,385 |
| BlackRock Institutional Trust Company, National Association 18-Nov-15 yes |
19.84 on mkt buy ord 68,673 68,673 |
| BlackRock Investment Management (Australia) Limited 18-Nov-15 yes |
19.84 on mkt buy ord 5,445 5,445 |
| BlackRock Investment Management (Australia) Limited 18-Nov-15 yes |
19.84 on mkt buy ord 2,935 2,935 |
| BlackRock Investment Management (Australia) Limited 18-Nov-15 yes |
19.84 on mkt buy ord 6,056 6,056 |
| BlackRock Advisors,LLC 18-Nov-15 yes |
19.84 on mkt buy ord 9,265 9,265 |
| BlackRock Asset Management Canada Limited 18-Nov-15 yes |
19.84 on mkt buy ord 6,637 6,637 |
| BlackRock Institutional Trust Company, National Association 18-Nov-15 yes |
19.84 on mkt buy ord 14,267 14,267 |
| BlackRock Investment Management (Australia) Limited 18-Nov-15 yes |
19.84 on mkt buy ord 9,330 9,330 |
| BlackRock Financial Management,Inc. 18-Nov-15 yes |
19.84 on mkt buy ord 3,434 3,434 |
| BlackRock Financial Management,Inc. 18-Nov-15 yes |
19.85 on mkt buy ord 21,331 21,331 |
| BlackRock Financial Management,Inc. 18-Nov-15 yes |
19.84 on mkt buy ord 188,422 188,422 |
| BlackRock Institutional Trust Company, National Association 18-Nov-15 yes |
19.85 on mkt buy ord 17,658 17,658 |
| BlackRock Investment Management,LLC 18-Nov-15 yes |
19.84 on mkt buy ord 4,915 4,915 |
| BlackRock Institutional Trust Company, National Association 18-Nov-15 yes |
19.84 on mkt buy ord 11,548 11,548 |
| BlackRock Institutional Trust Company, National Association 18-Nov-15 yes |
19.81 on mkt buy ord 2,289 2,289 |
| BlackRock Investment Management (UK) Limited 18-Nov-15 yes |
19.84 on mkt buy ord 4,461 4,461 |
| BlackRock Institutional Trust Company, National Association 18-Nov-15 yes |
19.84 on mkt buy ord 8,097 8,097 |
| BlackRock Investment Management,LLC 18-Nov-15 yes |
28.28 on mkt buy ADR 2:1 40 80 |
| BlackRock Investment Management,LLC 18-Nov-15 yes |
28.22 on mkt buy ADR 2:1 9 18 |
| BlackRock Investment Management,LLC 18-Nov-15 yes |
28.37 on mkt buy ADR 2:1 69 138 |
| BlackRock Investment Management,LLC 18-Nov-15 yes |
28.30 on mkt buy ADR 2:1 3 6 |
| BlackRock Investment Management,LLC 18-Nov-15 yes |
28.34 on mkt buy ADR 2:1 4 8 |
| BlackRock Investment Management,LLC 18-Nov-15 yes |
28.34 on mkt buy ADR 2:1 9 18 |
| BlackRock Asset Management Canada Limited 19-Nov-15 no |
n/a in specie ADR 2:1 2,005 4,010 |
| BlackRock Fund Advisors 19-Nov-15 no |
n/a in specie ord 37,368 37,368 |
| BlackRock Fund Advisors 19-Nov-15 yes |
20.42 on mkt buy ord 35,361 35,361 |
| BlackRock Asset Management Canada Limited 19-Nov-15 no |
n/a in specie ord 11,058 11,058 |
| BlackRock Investment Management,LLC 19-Nov-15 yes |
29.16 on mkt buy ADR 2:1 25 50 |
| BlackRock Investment Management,LLC 19-Nov-15 yes |
29.15 on mkt buy ADR 2:1 13 26 |
| BlackRock Investment Management,LLC 19-Nov-15 yes |
29.18 on mkt buy ADR 2:1 69 138 |
| BlackRock Investment Management,LLC 19-Nov-15 yes |
29.19 on mkt buy ADR 2:1 12 24 |
| BlackRock Investment Management,LLC 19-Nov-15 yes |
29.19 on mkt buy ADR 2:1 118 236 |
| BlackRock Asset Management Canada Limited 20-Nov-15 yes |
29.20 on mkt buy ADR 2:1 90 180 |
| BlackRock Asset Management Canada Limited 20-Nov-15 no |
n/a in specie ADR 2:1 2,005 4,010 |
| BlackRock Fund Advisors 20-Nov-15 yes |
29.09 on mkt buy ADR 2:1 540 1,080 |
| BlackRock Advisors(UK)Limited 20-Nov-15 yes |
20.50 on mkt buy ord 14,097 14,097 |
| BlackRock Investment Management (UK) Limited 20-Nov-15 yes |
20.51 on mkt buy ord 714,213 714,213 |
| BlackRock Fund Advisors 20-Nov-15 no |
n/a in specie ord 1,636 1,636 |
| BlackRock Fund Advisors 20-Nov-15 no |
n/a in specie ord 12,370 12,370 |
| BlackRock Investment Management,LLC 20-Nov-15 yes |
29.13 on mkt buy ADR 2:1 62 124 |
| BlackRock Investment Management,LLC 20-Nov-15 yes |
29.09 on mkt buy ADR 2:1 131 262 |
| BlackRock Investment Management,LLC 20-Nov-15 yes |
29.03 on mkt buy ADR 2:1 37 74 |
| BlackRock Investment Management,LLC 20-Nov-15 yes |
29.15 on mkt buy ADR 2:1 21 42 |
| BlackRock Investment Management,LLC 20-Nov-15 yes |
29.11 on mkt buy ADR 2:1 47 94 |
page 8 of 68
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management,LLC 20-Nov-15 yes |
29.18 on mkt buy ADR 2:1 6 12 |
| BlackRock Investment Management,LLC 20-Nov-15 yes |
29.13 on mkt buy ADR 2:1 31 62 |
| BlackRock Investment Management,LLC 20-Nov-15 yes |
29.12 on mkt buy ADR 2:1 35 70 |
| BlackRock Investment Management,LLC 20-Nov-15 yes |
29.10 on mkt buy ADR 2:1 85 170 |
| BlackRock Investment Management,LLC 20-Nov-15 yes |
29.10 on mkt buy ADR 2:1 86 172 |
| BlackRock Investment Management,LLC 20-Nov-15 yes |
29.10 on mkt buy ADR 2:1 394 788 |
| BlackRock Investment Management,LLC 20-Nov-15 yes |
29.11 on mkt buy ADR 2:1 4 8 |
| BlackRock Advisors,LLC 23-Nov-15 yes |
20.15 on mkt buy ord 470 470 |
| BlackRock Investment Management (Australia) Limited 23-Nov-15 yes |
20.03 on mkt buy ord 1,589 1,589 |
| BlackRock Advisors(UK)Limited 23-Nov-15 yes |
20.07 on mkt buy ord 1,124 1,124 |
| BlackRock Investment Management (Australia) Limited 23-Nov-15 yes |
20.03 on mkt buy ord 11,183 11,183 |
| BlackRock Investment Management (Australia) Limited 23-Nov-15 yes |
20.03 on mkt buy ord 1,188 1,188 |
| BlackRock Investment Management (Australia) Limited 23-Nov-15 yes |
20.07 on mkt buy ord 7,964 7,964 |
| BlackRock Investment Management (Australia) Limited 23-Nov-15 yes |
20.03 on mkt buy ord 2,422 2,422 |
| BlackRock Financial Management,Inc. 23-Nov-15 no |
n/a in specie ord 354,783 354,783 |
| BlackRock Investment Management,LLC 23-Nov-15 yes |
28.63 on mkt buy ADR 2:1 176 352 |
| BlackRock Investment Management,LLC 23-Nov-15 yes |
28.63 on mkt buy ADR 2:1 87 174 |
| BlackRock Investment Management,LLC 23-Nov-15 yes |
28.63 on mkt buy ADR 2:1 8 16 |
| BlackRock Investment Management,LLC 23-Nov-15 yes |
28.63 on mkt buy ADR 2:1 59 118 |
| BlackRock Investment Management,LLC 23-Nov-15 yes |
28.63 on mkt buy ADR 2:1 86 172 |
| BlackRock Investment Management,LLC 23-Nov-15 yes |
28.63 on mkt buy ADR 2:1 105 210 |
| BlackRock Investment Management,LLC 23-Nov-15 yes |
28.63 on mkt buy ADR 2:1 435 870 |
| BlackRock Investment Management,LLC 23-Nov-15 yes |
28.73 on mkt buy ADR 2:1 16 32 |
| BlackRock Investment Management,LLC 23-Nov-15 yes |
28.62 on mkt buy ADR 2:1 40 80 |
| BlackRock Investment Management,LLC 23-Nov-15 yes |
28.51 on mkt buy ADR 2:1 25 50 |
| BlackRock Investment Management,LLC 23-Nov-15 yes |
28.63 on mkt buy ADR 2:1 27 54 |
| BlackRock Investment Management,LLC 23-Nov-15 yes |
28.63 on mkt buy ADR 2:1 55 110 |
| BlackRock Investment Management,LLC 23-Nov-15 yes |
28.63 on mkt buy ADR 2:1 174 348 |
| BlackRock Investment Management,LLC 23-Nov-15 yes |
28.63 on mkt buy ADR 2:1 321 642 |
| BlackRock Investment Management,LLC 23-Nov-15 yes |
28.63 on mkt buy ADR 2:1 51 102 |
| BlackRock Investment Management,LLC 23-Nov-15 yes |
28.33 on mkt buy ADR 2:1 13 26 |
| BlackRock Investment Management,LLC 23-Nov-15 yes |
28.33 on mkt buy ADR 2:1 19 38 |
| BlackRock Investment Management,LLC 23-Nov-15 yes |
28.69 on mkt buy ADR 2:1 24 48 |
| BlackRock Investment Management,LLC 23-Nov-15 yes |
28.69 on mkt buy ADR 2:1 28 56 |
| BlackRock Investment Management,LLC 23-Nov-15 yes |
28.69 on mkt buy ADR 2:1 151 302 |
| BlackRock Investment Management,LLC 23-Nov-15 yes |
28.69 on mkt buy ADR 2:1 15 30 |
| BlackRock Investment Management,LLC 23-Nov-15 yes |
28.69 on mkt buy ADR 2:1 15 30 |
| BlackRock Investment Management,LLC 23-Nov-15 yes |
28.69 on mkt buy ADR 2:1 20 40 |
| BlackRock Investment Management,LLC 23-Nov-15 yes |
28.54 on mkt buy ADR 2:1 19 38 |
| BlackRock Investment Management,LLC 23-Nov-15 yes |
28.54 on mkt buy ADR 2:1 20 40 |
| BlackRock Advisors(UK)Limited 24-Nov-15 yes |
19.71 on mkt buy ord 1,686 1,686 |
| BlackRock Advisors(UK)Limited 24-Nov-15 yes |
19.71 on mkt buy ord 5,512 5,512 |
| BlackRock Advisors(UK)Limited 24-Nov-15 yes |
19.71 on mkt buy ord 2,334 2,334 |
| BlackRock Advisors(UK)Limited 24-Nov-15 yes |
19.71 on mkt buy ord 12,626 12,626 |
| BlackRock Advisors(UK)Limited 24-Nov-15 no |
n/a in specie ord 12,133 12,133 |
| BlackRock Financial Management,Inc. 24-Nov-15 yes |
19.71 on mkt buy ord 17,805 17,805 |
| BlackRock Investment Management,LLC 24-Nov-15 yes |
28.71 on mkt buy ADR 2:1 10 20 |
| BlackRock Investment Management,LLC 24-Nov-15 yes |
28.59 on mkt buy ADR 2:1 6 12 |
| BlackRock Investment Management,LLC 24-Nov-15 yes |
28.59 on mkt buy ADR 2:1 6 12 |
| BlackRock Investment Management,LLC 24-Nov-15 yes |
28.65 on mkt buy ADR 2:1 56 112 |
| BlackRock Investment Management,LLC 24-Nov-15 yes |
28.77 on mkt buy ADR 2:1 35 70 |
| BlackRock Investment Management,LLC 24-Nov-15 yes |
28.65 on mkt buy ADR 2:1 1 2 |
| BlackRock Asset Management Canada Limited 25-Nov-15 no |
n/a in specie ADR 2:1 2,008 4,016 |
| BlackRock Investment Management (Australia) Limited 25-Nov-15 yes |
19.81 on mkt buy ord 317 317 |
| BlackRock Investment Management (Australia) Limited 25-Nov-15 yes |
19.81 on mkt buy ord 2,556 2,556 |
| BlackRock Japan Co.,Ltd. 25-Nov-15 yes |
19.67 on mkt buy ord 169 169 |
| BlackRock Investment Management (Australia) Limited 25-Nov-15 yes |
19.81 on mkt buy ord 385 385 |
| BlackRock Investment Management,LLC 25-Nov-15 yes |
28.05 on mkt buy ADR 2:1 7 14 |
| BlackRock Investment Management,LLC 25-Nov-15 yes |
28.05 on mkt buy ADR 2:1 64 128 |
| BlackRock Investment Management,LLC 25-Nov-15 yes |
27.97 on mkt buy ADR 2:1 87 174 |
| BlackRock Investment Management,LLC 25-Nov-15 yes |
27.97 on mkt buy ADR 2:1 88 176 |
page 9 of 68
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management,LLC 25-Nov-15 yes |
28.04 on mkt buy ADR 2:1 89 178 |
| BlackRock Investment Management,LLC 25-Nov-15 yes |
28.07 on mkt buy ADR 2:1 31 62 |
| BlackRock Investment Management,LLC 25-Nov-15 yes |
28.07 on mkt buy ADR 2:1 34 68 |
| BlackRock Investment Management,LLC 25-Nov-15 yes |
27.86 on mkt buy ADR 2:1 3 6 |
| BlackRock Investment Management,LLC 25-Nov-15 yes |
27.86 on mkt buy ADR 2:1 19 38 |
| BlackRock Investment Management,LLC 25-Nov-15 yes |
27.86 on mkt buy ADR 2:1 1 2 |
| BlackRock Investment Management,LLC 25-Nov-15 yes |
27.51 on mkt buy ADR 2:1 3 6 |
| BlackRock Investment Management (UK) Limited 26-Nov-15 yes |
18.94 on mkt buy ord 1,729 1,729 |
| BlackRock Asset Management North Asia Limited 26-Nov-15 yes |
18.94 on mkt buy ord 1,472 1,472 |
| BlackRock Investment Management (Australia) Limited 26-Nov-15 yes |
18.94 on mkt buy ord 339,441 339,441 |
| BlackRock Investment Management (UK) Limited 26-Nov-15 yes |
18.96 on mkt buy ord 15,324 15,324 |
| BlackRock Investment Management (UK) Limited 27-Nov-15 yes |
19.16 on mkt buy ord 3,983 3,983 |
| BlackRock Asset Management North Asia Limited 27-Nov-15 yes |
19.16 on mkt buy ord 3,871 3,871 |
| BlackRock Fund Advisors 27-Nov-15 yes |
18.77 on mkt buy ord 24,266 24,266 |
| BlackRock Investment Management,LLC 27-Nov-15 yes |
26.62 on mkt buy ADR 2:1 37 74 |
| BlackRock Investment Management,LLC 27-Nov-15 yes |
26.69 on mkt buy ADR 2:1 94 188 |
| BlackRock Investment Management,LLC 27-Nov-15 yes |
26.64 on mkt buy ADR 2:1 200 400 |
| BlackRock Investment Management,LLC 27-Nov-15 yes |
26.68 on mkt buy ADR 2:1 100 200 |
| BlackRock Investment Management,LLC 27-Nov-15 yes |
26.64 on mkt buy ADR 2:1 295 590 |
| BlackRock Investment Management,LLC 27-Nov-15 yes |
26.62 on mkt buy ADR 2:1 859 1,718 |
| BlackRock Investment Management,LLC 27-Nov-15 yes |
26.68 on mkt buy ADR 2:1 355 710 |
| BlackRock Investment Management,LLC 27-Nov-15 yes |
26.59 on mkt buy ADR 2:1 65 130 |
| BlackRock Investment Management,LLC 27-Nov-15 yes |
26.80 on mkt buy ADR 2:1 11 22 |
| BlackRock Investment Management,LLC 27-Nov-15 yes |
26.79 on mkt buy ADR 2:1 49 98 |
| BlackRock Investment Management,LLC 27-Nov-15 yes |
26.79 on mkt buy ADR 2:1 49 98 |
| BlackRock Investment Management,LLC 27-Nov-15 yes |
26.79 on mkt buy ADR 2:1 50 100 |
| BlackRock Investment Management (UK) Limited 30-Nov-15 yes |
18.09 on mkt buy ord 53,707 53,707 |
| BlackRock Advisors(UK)Limited 30-Nov-15 yes |
18.09 on mkt buy ord 563 563 |
| BlackRock Fund Advisors 30-Nov-15 yes |
18.09 on mkt buy ord 638 638 |
| BlackRock Institutional Trust Company, National Association 30-Nov-15 yes |
18.09 on mkt buy ord 6,456 6,456 |
| BlackRock Institutional Trust Company, National Association 30-Nov-15 yes |
18.09 on mkt buy ord 59,968 59,968 |
| BlackRock Asset Management Canada Limited 30-Nov-15 yes |
18.09 on mkt buy ord 1,691 1,691 |
| BlackRock Financial Management,Inc. 30-Nov-15 yes |
18.09 on mkt buy ord 61,825 61,825 |
| BlackRock Institutional Trust Company, National Association 30-Nov-15 yes |
18.09 on mkt buy ord 2,138 2,138 |
| BlackRock Financial Management,Inc. 30-Nov-15 yes |
18.09 on mkt buy ord 7,233 7,233 |
| BlackRock Investment Management (UK) Limited 30-Nov-15 yes |
18.09 on mkt buy ord 3,618 3,618 |
| BlackRock(Singapore)Limited 30-Nov-15 yes |
18.09 on mkt buy ord 1,491 1,491 |
| BlackRock Advisors,LLC 30-Nov-15 yes |
18.09 on mkt buy ord 672 672 |
| BlackRock Investment Management,LLC 30-Nov-15 yes |
26.66 on mkt buy ADR 2:1 30 60 |
| BlackRock Investment Management,LLC 30-Nov-15 yes |
26.76 on mkt buy ADR 2:1 100 200 |
| BlackRock Investment Management,LLC 30-Nov-15 yes |
26.64 on mkt buy ADR 2:1 38 76 |
| BlackRock Investment Management,LLC 30-Nov-15 yes |
26.64 on mkt buy ADR 2:1 56 112 |
| BlackRock Investment Management,LLC 30-Nov-15 yes |
26.40 on mkt buy ADR 2:1 32 64 |
| BlackRock Investment Management,LLC 30-Nov-15 yes |
26.49 on mkt buy ADR 2:1 48 96 |
| BlackRock Investment Management,LLC 30-Nov-15 yes |
26.49 on mkt buy ADR 2:1 48 96 |
| BlackRock Investment Management,LLC 30-Nov-15 yes |
26.64 on mkt buy ADR 2:1 691 1,382 |
| BlackRock Investment Management,LLC 30-Nov-15 yes |
26.52 on mkt buy ADR 2:1 26 52 |
| BlackRock Investment Management,LLC 30-Nov-15 yes |
26.39 on mkt buy ADR 2:1 37 74 |
| BlackRock Investment Management,LLC 30-Nov-15 yes |
26.52 on mkt buy ADR 2:1 60 120 |
| BlackRock Investment Management,LLC 30-Nov-15 yes |
26.49 on mkt buy ADR 2:1 29 58 |
| BlackRock Investment Management,LLC 30-Nov-15 yes |
26.49 on mkt buy ADR 2:1 29 58 |
| BlackRock Investment Management,LLC 30-Nov-15 yes |
26.39 on mkt buy ADR 2:1 30 60 |
| BlackRock Investment Management,LLC 30-Nov-15 yes |
26.39 on mkt buy ADR 2:1 49 98 |
| BlackRock Investment Management,LLC 30-Nov-15 yes |
26.39 on mkt buy ADR 2:1 129 258 |
| BlackRock Investment Management,LLC 30-Nov-15 yes |
26.39 on mkt buy ADR 2:1 197 394 |
| BlackRock Investment Management,LLC 30-Nov-15 yes |
26.70 on mkt buy ADR 2:1 3 6 |
| BlackRock Investment Management,LLC 30-Nov-15 yes |
26.70 on mkt buy ADR 2:1 4 8 |
| BlackRock Investment Management,LLC 30-Nov-15 yes |
26.70 on mkt buy ADR 2:1 5 10 |
page 10 of 68
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management,LLC 30-Nov-15 yes |
26.70 on mkt buy ADR 2:1 17 34 |
| BlackRock Investment Management,LLC 30-Nov-15 yes |
26.65 on mkt buy ADR 2:1 43 86 |
| BlackRock Investment Management,LLC 30-Nov-15 yes |
26.65 on mkt buy ADR 2:1 44 88 |
| BlackRock Investment Management,LLC 30-Nov-15 yes |
26.65 on mkt buy ADR 2:1 50 100 |
| BlackRock Investment Management,LLC 30-Nov-15 yes |
26.65 on mkt buy ADR 2:1 58 116 |
| BlackRock Investment Management,LLC 30-Nov-15 yes |
26.65 on mkt buy ADR 2:1 73 146 |
| BlackRock Investment Management,LLC 30-Nov-15 yes |
26.65 on mkt buy ADR 2:1 76 152 |
| BlackRock Investment Management,LLC 30-Nov-15 yes |
26.65 on mkt buy ADR 2:1 97 194 |
| BlackRock Investment Management,LLC 30-Nov-15 yes |
26.65 on mkt buy ADR 2:1 97 194 |
| BlackRock Investment Management,LLC 30-Nov-15 yes |
26.65 on mkt buy ADR 2:1 7 14 |
| BlackRock Investment Management,LLC 30-Nov-15 yes |
26.65 on mkt buy ADR 2:1 35 70 |
| BlackRock Investment Management,LLC 30-Nov-15 yes |
26.65 on mkt buy ADR 2:1 102 204 |
| BlackRock Advisors,LLC 01-Dec-15 yes |
18.59 on mkt buy ord 750 750 |
| BlackRock Investment Management (Australia) Limited 01-Dec-15 yes |
18.61 on mkt buy ord 1,416 1,416 |
| BlackRock Investment Management (Australia) Limited 01-Dec-15 yes |
18.61 on mkt buy ord 31,057 31,057 |
| BlackRock Investment Management (Australia) Limited 01-Dec-15 yes |
18.61 on mkt buy ord 8,674 8,674 |
| BlackRock Investment Management (Australia) Limited 01-Dec-15 yes |
18.61 on mkt buy ord 1,430 1,430 |
| BlackRock Investment Management (Australia) Limited 01-Dec-15 yes |
18.61 on mkt buy ord 16,291 16,291 |
| BlackRock Advisors(UK)Limited 01-Dec-15 yes |
18.75 on mkt buy ord 13,942 13,942 |
| BlackRock Investment Management,LLC 01-Dec-15 yes |
18.59 on mkt buy ord 210 210 |
| BlackRock Advisors(UK)Limited 01-Dec-15 yes |
18.75 on mkt buy ord 1,364 1,364 |
| BlackRock Investment Management (UK) Limited 01-Dec-15 yes |
18.75 on mkt buy ord 1,413 1,413 |
| BlackRock Asset Management Canada Limited 01-Dec-15 yes |
18.75 on mkt buy ord 555 555 |
| BlackRock Investment Management (Australia) Limited 01-Dec-15 yes |
18.61 on mkt buy ord 2,235 2,235 |
| BlackRock Investment Management (Australia) Limited 01-Dec-15 yes |
18.61 on mkt buy ord 5,663 5,663 |
| BlackRock Investment Management (Australia) Limited 01-Dec-15 yes |
18.61 on mkt buy ord 309 309 |
| BlackRock Investment Management (Australia) Limited 01-Dec-15 yes |
18.61 on mkt buy ord 5,395 5,395 |
| BlackRock Investment Management (Australia) Limited 01-Dec-15 yes |
18.75 on mkt buy ord 545 545 |
| BlackRock Institutional Trust Company, National Association 01-Dec-15 no |
n/a in specie ord 86,217 86,217 |
| BlackRock Investment Management,LLC 01-Dec-15 yes |
27.03 on mkt buy ADR 2:1 93 186 |
| BlackRock Investment Management,LLC 01-Dec-15 yes |
27.15 on mkt buy ADR 2:1 28 56 |
| BlackRock Investment Management,LLC 01-Dec-15 yes |
27.09 on mkt buy ADR 2:1 5 10 |
| BlackRock Investment Management,LLC 01-Dec-15 yes |
27.29 on mkt buy ADR 2:1 4 8 |
| BlackRock Investment Management,LLC 01-Dec-15 yes |
27.29 on mkt buy ADR 2:1 5 10 |
| BlackRock Investment Management,LLC 01-Dec-15 yes |
27.29 on mkt buy ADR 2:1 18 36 |
| BlackRock Investment Management,LLC 01-Dec-15 yes |
27.29 on mkt buy ADR 2:1 7 14 |
| BlackRock Investment Management (UK) Limited 02-Dec-15 yes |
18.77 on mkt buy ord 2,550 2,550 |
| BlackRock Asset Management North Asia Limited 02-Dec-15 yes |
18.77 on mkt buy ord 2,132 2,132 |
| BlackRock Fund Advisors 02-Dec-15 no |
n/a in specie ord 18,558 18,558 |
| BlackRock Advisors(UK)Limited 02-Dec-15 yes |
18.75 on mkt buy ord 2,796 2,796 |
| BlackRock Fund Advisors 02-Dec-15 yes |
18.75 on mkt buy ord 62 62 |
| BlackRock Investment Management,LLC 02-Dec-15 yes |
26.95 on mkt buy ADR 2:1 550 1,100 |
| BlackRock Investment Management,LLC 02-Dec-15 yes |
27.16 on mkt buy ADR 2:1 125 250 |
| BlackRock Investment Management,LLC 02-Dec-15 yes |
26.97 on mkt buy ADR 2:1 2 4 |
| BlackRock Investment Management,LLC 02-Dec-15 yes |
26.97 on mkt buy ADR 2:1 3 6 |
| BlackRock Investment Management,LLC 02-Dec-15 yes |
26.97 on mkt buy ADR 2:1 1 2 |
| BlackRock Investment Management (Australia) Limited 03-Dec-15 yes |
18.33 on mkt buy ord 5,986 5,986 |
| BlackRock Japan Co.,Ltd. 03-Dec-15 yes |
18.22 on mkt buy ord 27,672 27,672 |
| BlackRock Advisors(UK)Limited 03-Dec-15 yes |
18.19 on mkt buy ord 12,290 12,290 |
| BlackRock Fund Advisors 03-Dec-15 yes |
18.19 on mkt buy ord 13,381 13,381 |
| BlackRock Asset Management Canada Limited 03-Dec-15 yes |
18.19 on mkt buy ord 788 788 |
| BlackRock Investment Management (Australia) Limited 03-Dec-15 yes |
18.33 on mkt buy ord 311 311 |
page 11 of 68
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management,LLC 03-Dec-15 yes |
26.51 on mkt buy ADR 2:1 7 14 |
| BlackRock Investment Management,LLC 03-Dec-15 yes |
26.43 on mkt buy ADR 2:1 12 24 |
| BlackRock Investment Management,LLC 03-Dec-15 yes |
26.34 on mkt buy ADR 2:1 62 124 |
| BlackRock Investment Management,LLC 03-Dec-15 yes |
26.38 on mkt buy ADR 2:1 6 12 |
| BlackRock Investment Management,LLC 03-Dec-15 yes |
26.56 on mkt buy ADR 2:1 271 542 |
| BlackRock Investment Management,LLC 03-Dec-15 yes |
26.21 on mkt buy ADR 2:1 13 26 |
| BlackRock Advisors(UK)Limited 04-Dec-15 yes |
17.93 on mkt buy ord 8,437 8,437 |
| BlackRock Advisors(UK)Limited 04-Dec-15 yes |
17.93 on mkt buy ord 8,569 8,569 |
| BlackRock Institutional Trust Company, National Association 04-Dec-15 yes |
17.93 on mkt buy ord 21,315 21,315 |
| BlackRock Advisors(UK)Limited 04-Dec-15 yes |
17.93 on mkt buy ord 838 838 |
| BlackRock Fund Advisors 04-Dec-15 yes |
17.93 on mkt buy ord 17,342 17,342 |
| BlackRock Investment Management,LLC 04-Dec-15 yes |
26.13 on mkt buy ADR 2:1 98 196 |
| BlackRock Investment Management,LLC 04-Dec-15 yes |
26.28 on mkt buy ADR 2:1 14 28 |
| BlackRock Investment Management,LLC 04-Dec-15 yes |
26.22 on mkt buy ADR 2:1 186 372 |
| BlackRock Investment Management,LLC 04-Dec-15 yes |
26.12 on mkt buy ADR 2:1 11 22 |
| BlackRock Investment Management,LLC 04-Dec-15 yes |
26.19 on mkt buy ADR 2:1 54 108 |
| BlackRock Investment Management,LLC 04-Dec-15 yes |
26.12 on mkt buy ADR 2:1 60 120 |
| BlackRock Investment Management,LLC 04-Dec-15 yes |
26.20 on mkt buy ADR 2:1 94 188 |
| BlackRock Investment Management,LLC 04-Dec-15 yes |
26.12 on mkt buy ADR 2:1 125 250 |
| BlackRock Investment Management,LLC 04-Dec-15 yes |
26.15 on mkt buy ADR 2:1 1,139 2,278 |
| BlackRock Investment Management,LLC 04-Dec-15 yes |
26.42 on mkt buy ADR 2:1 29 58 |
| BlackRock Investment Management,LLC 04-Dec-15 yes |
26.32 on mkt buy ADR 2:1 21 42 |
| BlackRock Investment Management,LLC 04-Dec-15 yes |
26.23 on mkt buy ADR 2:1 32 64 |
| BlackRock Investment Management,LLC 04-Dec-15 yes |
26.20 on mkt buy ADR 2:1 198 396 |
| BlackRock Investment Management,LLC 04-Dec-15 yes |
26.20 on mkt buy ADR 2:1 201 402 |
| BlackRock Investment Management,LLC 04-Dec-15 yes |
26.39 on mkt buy ADR 2:1 12 24 |
| BlackRock Investment Management,LLC 04-Dec-15 yes |
26.14 on mkt buy ADR 2:1 28 56 |
| BlackRock Investment Management,LLC 04-Dec-15 yes |
26.39 on mkt buy ADR 2:1 35 70 |
| BlackRock Investment Management,LLC 04-Dec-15 yes |
26.39 on mkt buy ADR 2:1 180 360 |
| BlackRock Investment Management,LLC 04-Dec-15 yes |
26.39 on mkt buy ADR 2:1 326 652 |
| BlackRock Investment Management,LLC 04-Dec-15 yes |
26.39 on mkt buy ADR 2:1 334 668 |
| BlackRock Investment Management,LLC 04-Dec-15 yes |
26.14 on mkt buy ADR 2:1 341 682 |
| BlackRock Investment Management,LLC 04-Dec-15 yes |
26.39 on mkt buy ADR 2:1 651 1,302 |
| BlackRock Investment Management,LLC 04-Dec-15 yes |
26.14 on mkt buy ADR 2:1 778 1,556 |
| BlackRock Investment Management,LLC 04-Dec-15 yes |
26.39 on mkt buy ADR 2:1 836 1,672 |
| BlackRock Investment Management,LLC 04-Dec-15 yes |
26.14 on mkt buy ADR 2:1 1,056 2,112 |
| BlackRock Investment Management,LLC 04-Dec-15 yes |
26.14 on mkt buy ADR 2:1 20 40 |
| BlackRock Investment Management,LLC 04-Dec-15 yes |
26.39 on mkt buy ADR 2:1 20 40 |
| BlackRock Investment Management,LLC 04-Dec-15 yes |
26.39 on mkt buy ADR 2:1 26 52 |
| BlackRock Investment Management,LLC 04-Dec-15 yes |
26.39 on mkt buy ADR 2:1 26 52 |
| BlackRock Investment Management,LLC 04-Dec-15 yes |
26.39 on mkt buy ADR 2:1 27 54 |
| BlackRock Investment Management,LLC 04-Dec-15 yes |
26.39 on mkt buy ADR 2:1 29 58 |
| BlackRock Investment Management,LLC 04-Dec-15 yes |
26.39 on mkt buy ADR 2:1 29 58 |
| BlackRock Investment Management,LLC 04-Dec-15 yes |
26.14 on mkt buy ADR 2:1 30 60 |
| BlackRock Investment Management,LLC 04-Dec-15 yes |
26.14 on mkt buy ADR 2:1 77 154 |
| BlackRock Investment Management,LLC 04-Dec-15 yes |
26.39 on mkt buy ADR 2:1 107 214 |
| BlackRock Fund Advisors 07-Dec-15 no |
n/a in specie ord 37,116 37,116 |
| BlackRock Investment Management (Australia) Limited 07-Dec-15 yes |
18.06 on mkt buy ord 9,807 9,807 |
| BlackRock Investment Management,LLC 07-Dec-15 yes |
18.20 on mkt buy ord 590 590 |
| BlackRock Investment Management (Australia) Limited 07-Dec-15 yes |
17.99 on mkt buy ord 16,869 16,869 |
| BlackRock Investment Management,LLC 07-Dec-15 yes |
18.20 on mkt buy ord 2,310 2,310 |
| BlackRock Investment Management (Australia) Limited 07-Dec-15 yes |
18.06 on mkt buy ord 9,945 9,945 |
| BlackRock Investment Management,LLC 07-Dec-15 yes |
25.61 on mkt buy ADR 2:1 17 34 |
| BlackRock Investment Management,LLC 07-Dec-15 yes |
25.61 on mkt buy ADR 2:1 22 44 |
| BlackRock Investment Management,LLC 07-Dec-15 yes |
25.53 on mkt buy ADR 2:1 31 62 |
| BlackRock Investment Management,LLC 07-Dec-15 yes |
25.61 on mkt buy ADR 2:1 46 92 |
| BlackRock Investment Management,LLC 07-Dec-15 yes |
25.61 on mkt buy ADR 2:1 64 128 |
| BlackRock Investment Management,LLC 07-Dec-15 yes |
25.58 on mkt buy ADR 2:1 76 152 |
| BlackRock Investment Management,LLC 07-Dec-15 yes |
25.61 on mkt buy ADR 2:1 114 228 |
| BlackRock Investment Management,LLC 07-Dec-15 yes |
25.61 on mkt buy ADR 2:1 125 250 |
| BlackRock Investment Management,LLC 07-Dec-15 yes |
25.59 on mkt buy ADR 2:1 128 256 |
| BlackRock Investment Management,LLC 07-Dec-15 yes |
25.59 on mkt buy ADR 2:1 128 256 |
| BlackRock Investment Management,LLC 07-Dec-15 yes |
25.61 on mkt buy ADR 2:1 209 418 |
| BlackRock Investment Management,LLC 07-Dec-15 yes |
25.52 on mkt buy ADR 2:1 14 28 |
| BlackRock Investment Management,LLC 07-Dec-15 yes |
25.62 on mkt buy ADR 2:1 50 100 |
| BlackRock Investment Management,LLC 07-Dec-15 yes |
25.53 on mkt buy ADR 2:1 66 132 |
page 12 of 68
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management,LLC 07-Dec-15 yes |
25.68 on mkt buy ADR 2:1 20 40 |
| BlackRock Investment Management,LLC 07-Dec-15 yes |
25.57 on mkt buy ADR 2:1 3 6 |
| BlackRock Investment Management,LLC 07-Dec-15 yes |
25.50 on mkt buy ADR 2:1 5 10 |
| BlackRock Investment Management,LLC 07-Dec-15 yes |
25.60 on mkt buy ADR 2:1 6 12 |
| BlackRock Investment Management,LLC 07-Dec-15 yes |
25.46 on mkt buy ADR 2:1 13 26 |
| BlackRock Investment Management,LLC 07-Dec-15 yes |
25.53 on mkt buy ADR 2:1 30 60 |
| BlackRock Investment Management,LLC 07-Dec-15 yes |
25.53 on mkt buy ADR 2:1 35 70 |
| BlackRock Investment Management,LLC 07-Dec-15 yes |
25.61 on mkt buy ADR 2:1 2 4 |
| BlackRock Investment Management,LLC 07-Dec-15 yes |
25.61 on mkt buy ADR 2:1 2 4 |
| BlackRock Investment Management,LLC 07-Dec-15 yes |
25.61 on mkt buy ADR 2:1 2 4 |
| BlackRock Investment Management,LLC 07-Dec-15 yes |
25.61 on mkt buy ADR 2:1 18 36 |
| BlackRock Investment Management,LLC 07-Dec-15 yes |
25.67 on mkt buy ADR 2:1 23 46 |
| BlackRock Investment Management,LLC 07-Dec-15 yes |
25.61 on mkt buy ADR 2:1 54 108 |
| BlackRock Investment Management,LLC 07-Dec-15 yes |
25.67 on mkt buy ADR 2:1 55 110 |
| BlackRock Investment Management,LLC 07-Dec-15 yes |
25.64 on mkt buy ADR 2:1 34 68 |
| BlackRock Investment Management,LLC 07-Dec-15 yes |
25.64 on mkt buy ADR 2:1 66 132 |
| BlackRock Investment Management,LLC 07-Dec-15 yes |
25.45 on mkt buy ADR 2:1 67 134 |
| BlackRock Investment Management,LLC 07-Dec-15 yes |
25.64 on mkt buy ADR 2:1 78 156 |
| BlackRock Investment Management,LLC 07-Dec-15 yes |
25.64 on mkt buy ADR 2:1 941 1,882 |
| BlackRock Investment Management,LLC 07-Dec-15 yes |
25.64 on mkt buy ADR 2:1 28 56 |
| BlackRock Investment Management,LLC 07-Dec-15 yes |
25.45 on mkt buy ADR 2:1 1 2 |
| BlackRock Investment Management,LLC 07-Dec-15 yes |
25.45 on mkt buy ADR 2:1 2 4 |
| BlackRock Investment Management,LLC 07-Dec-15 yes |
25.45 on mkt buy ADR 2:1 2 4 |
| BlackRock Investment Management,LLC 07-Dec-15 yes |
25.45 on mkt buy ADR 2:1 2 4 |
| BlackRock Investment Management,LLC 07-Dec-15 yes |
25.45 on mkt buy ADR 2:1 4 8 |
| BlackRock Investment Management,LLC 07-Dec-15 yes |
26.41 on mkt buy ADR 2:1 7 14 |
| BlackRock Investment Management,LLC 07-Dec-15 yes |
25.45 on mkt buy ADR 2:1 8 16 |
| BlackRock Investment Management,LLC 07-Dec-15 yes |
25.64 on mkt buy ADR 2:1 12 24 |
| BlackRock Investment Management,LLC 07-Dec-15 yes |
25.64 on mkt buy ADR 2:1 20 40 |
| BlackRock Investment Management,LLC 07-Dec-15 yes |
25.64 on mkt buy ADR 2:1 21 42 |
| BlackRock Investment Management,LLC 07-Dec-15 yes |
25.64 on mkt buy ADR 2:1 23 46 |
| BlackRock Investment Management,LLC 07-Dec-15 yes |
25.64 on mkt buy ADR 2:1 34 68 |
| BlackRock Investment Management,LLC 07-Dec-15 yes |
25.64 on mkt buy ADR 2:1 35 70 |
| BlackRock Investment Management,LLC 07-Dec-15 yes |
25.64 on mkt buy ADR 2:1 37 74 |
| BlackRock Investment Management,LLC 07-Dec-15 yes |
25.58 on mkt buy ADR 2:1 46 92 |
| BlackRock Investment Management,LLC 07-Dec-15 yes |
25.64 on mkt buy ADR 2:1 48 96 |
| BlackRock Investment Management,LLC 07-Dec-15 yes |
25.58 on mkt buy ADR 2:1 59 118 |
| BlackRock Investment Management,LLC 07-Dec-15 yes |
25.64 on mkt buy ADR 2:1 79 158 |
| BlackRock Investment Management,LLC 07-Dec-15 yes |
25.58 on mkt buy ADR 2:1 179 358 |
| BlackRock Investment Management,LLC 07-Dec-15 yes |
25.64 on mkt buy ADR 2:1 245 490 |
| BlackRock Investment Management,LLC 07-Dec-15 yes |
25.58 on mkt buy ADR 2:1 120 240 |
| BlackRock Investment Management (UK) Limited 08-Dec-15 no |
n/a in specie ord 8,386 8,386 |
| BlackRock Advisors(UK)Limited 08-Dec-15 yes |
17.05 on mkt buy ord 779 779 |
| BlackRock Investment Management (Australia) Limited 08-Dec-15 yes |
17.05 on mkt buy ord 6,335 6,335 |
| BlackRock Investment Management,LLC 08-Dec-15 yes |
24.51 on mkt buy ADR 2:1 9 18 |
| BlackRock Investment Management,LLC 08-Dec-15 yes |
24.44 on mkt buy ADR 2:1 60 120 |
| BlackRock Investment Management,LLC 08-Dec-15 yes |
24.49 on mkt buy ADR 2:1 30 60 |
| BlackRock Investment Management,LLC 08-Dec-15 yes |
24.52 on mkt buy ADR 2:1 52 104 |
| BlackRock Investment Management,LLC 08-Dec-15 yes |
24.49 on mkt buy ADR 2:1 83 166 |
| BlackRock Investment Management,LLC 08-Dec-15 yes |
24.45 on mkt buy ADR 2:1 2 4 |
| BlackRock Investment Management,LLC 08-Dec-15 yes |
24.45 on mkt buy ADR 2:1 26 52 |
| BlackRock Investment Management,LLC 08-Dec-15 yes |
24.45 on mkt buy ADR 2:1 1 2 |
| BlackRock Investment Management,LLC 08-Dec-15 yes |
24.45 on mkt buy ADR 2:1 7 14 |
| BlackRock Investment Management,LLC 08-Dec-15 yes |
24.59 on mkt buy ADR 2:1 5 10 |
| BlackRock Fund Advisors 09-Dec-15 yes |
24.89 on mkt buy ADR 2:1 660 1,320 |
| BlackRock Advisors,LLC 09-Dec-15 yes |
17.11 on mkt buy ord 660 660 |
| BlackRock Fund Advisors 09-Dec-15 no |
n/a in specie ord 27,837 27,837 |
| BlackRock Investment Management (Australia) Limited 09-Dec-15 yes |
17.15 on mkt buy ord 4,889 4,889 |
| BlackRock Investment Management (Australia) Limited 09-Dec-15 yes |
17.16 on mkt buy ord 12,670 12,670 |
| BlackRock Fund Advisors 09-Dec-15 yes |
17.16 on mkt buy ord 17,238 17,238 |
| BlackRock Investment Management (Australia) Limited 09-Dec-15 yes |
17.15 on mkt buy ord 1,374 1,374 |
| BlackRock Investment Management,LLC 09-Dec-15 yes |
25.48 on mkt buy ADR 2:1 87 174 |
| BlackRock Investment Management,LLC 09-Dec-15 yes |
25.24 on mkt buy ADR 2:1 65 130 |
| BlackRock Investment Management,LLC 09-Dec-15 yes |
25.10 on mkt buy ADR 2:1 10 20 |
| BlackRock Investment Management,LLC 09-Dec-15 yes |
24.85 on mkt buy ADR 2:1 94 188 |
page 13 of 68
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management,LLC 09-Dec-15 yes |
25.45 on mkt buy ADR 2:1 65 130 |
| BlackRock Investment Management,LLC 09-Dec-15 yes |
25.45 on mkt buy ADR 2:1 140 280 |
| BlackRock Investment Management,LLC 09-Dec-15 yes |
25.01 on mkt buy ADR 2:1 53 106 |
| BlackRock Financial Management,Inc. 10-Dec-15 yes |
17.42 on mkt buy ord 3,952 3,952 |
| BlackRock Advisors(UK)Limited 10-Dec-15 yes |
17.48 on mkt buy ord 1,558 1,558 |
| BlackRock Institutional Trust Company, National Association 10-Dec-15 yes |
17.42 on mkt buy ord 3,952 3,952 |
| BlackRock Investment Management (Australia) Limited 10-Dec-15 yes |
17.46 on mkt buy ord 140,000 140,000 |
| BlackRock Institutional Trust Company, National Association 10-Dec-15 yes |
17.42 on mkt buy ord 6,950 6,950 |
| BlackRock Institutional Trust Company, National Association 10-Dec-15 yes |
17.42 on mkt buy ord 19,189 19,189 |
| BlackRock Institutional Trust Company, National Association 10-Dec-15 yes |
17.42 on mkt buy ord 7,619 7,619 |
| BlackRock Investment Management (UK) Limited 10-Dec-15 yes |
17.48 on mkt buy ord 901,373 901,373 |
| BlackRock Institutional Trust Company, National Association 10-Dec-15 yes |
17.42 on mkt buy ord 12,375 12,375 |
| BlackRock Fund Advisors 10-Dec-15 yes |
17.48 on mkt buy ord 18,353 18,353 |
| BlackRock Institutional Trust Company, National Association 10-Dec-15 yes |
17.42 on mkt buy ord 7,513 7,513 |
| BlackRock Institutional Trust Company, National Association 10-Dec-15 yes |
17.42 on mkt buy ord 3,984 3,984 |
| BlackRock Investment Management,LLC 10-Dec-15 yes |
25.25 on mkt buy ADR 2:1 52 104 |
| BlackRock Investment Management,LLC 10-Dec-15 yes |
25.21 on mkt buy ADR 2:1 20 40 |
| BlackRock Investment Management,LLC 10-Dec-15 yes |
25.09 on mkt buy ADR 2:1 4 8 |
| BlackRock Investment Management,LLC 10-Dec-15 yes |
25.04 on mkt buy ADR 2:1 26 52 |
| BlackRock Investment Management,LLC 10-Dec-15 yes |
25.04 on mkt buy ADR 2:1 43 86 |
| BlackRock Investment Management,LLC 10-Dec-15 yes |
25.04 on mkt buy ADR 2:1 44 88 |
| BlackRock Investment Management,LLC 10-Dec-15 yes |
25.04 on mkt buy ADR 2:1 61 122 |
| BlackRock Investment Management,LLC 10-Dec-15 yes |
25.04 on mkt buy ADR 2:1 71 142 |
| BlackRock Investment Management,LLC 10-Dec-15 yes |
25.04 on mkt buy ADR 2:1 73 146 |
| BlackRock Investment Management,LLC 10-Dec-15 yes |
25.04 on mkt buy ADR 2:1 112 224 |
| BlackRock Investment Management,LLC 10-Dec-15 yes |
25.04 on mkt buy ADR 2:1 180 360 |
| BlackRock Investment Management,LLC 10-Dec-15 yes |
24.99 on mkt buy ADR 2:1 148 296 |
| BlackRock Investment Management,LLC 10-Dec-15 yes |
25.27 on mkt buy ADR 2:1 13 26 |
| BlackRock Investment Management,LLC 10-Dec-15 yes |
25.27 on mkt buy ADR 2:1 15 30 |
| BlackRock Investment Management,LLC 10-Dec-15 yes |
25.27 on mkt buy ADR 2:1 18 36 |
| BlackRock Investment Management,LLC 10-Dec-15 yes |
25.27 on mkt buy ADR 2:1 20 40 |
| BlackRock Investment Management,LLC 10-Dec-15 yes |
25.27 on mkt buy ADR 2:1 25 50 |
| BlackRock Investment Management,LLC 10-Dec-15 yes |
25.27 on mkt buy ADR 2:1 27 54 |
| BlackRock Investment Management,LLC 10-Dec-15 yes |
25.27 on mkt buy ADR 2:1 35 70 |
| BlackRock Investment Management,LLC 10-Dec-15 yes |
25.27 on mkt buy ADR 2:1 37 74 |
| BlackRock Investment Management,LLC 10-Dec-15 yes |
25.27 on mkt buy ADR 2:1 41 82 |
| BlackRock Investment Management,LLC 10-Dec-15 yes |
25.27 on mkt buy ADR 2:1 156 312 |
| BlackRock Investment Management,LLC 10-Dec-15 yes |
25.27 on mkt buy ADR 2:1 159 318 |
| BlackRock Investment Management,LLC 10-Dec-15 yes |
25.27 on mkt buy ADR 2:1 8 16 |
| BlackRock Investment Management,LLC 10-Dec-15 yes |
25.27 on mkt buy ADR 2:1 26 52 |
| BlackRock Investment Management,LLC 10-Dec-15 yes |
25.27 on mkt buy ADR 2:1 38 76 |
| BlackRock Investment Management,LLC 10-Dec-15 yes |
25.27 on mkt buy ADR 2:1 61 122 |
| BlackRock Investment Management,LLC 10-Dec-15 yes |
25.27 on mkt buy ADR 2:1 72 144 |
| BlackRock Investment Management,LLC 10-Dec-15 yes |
25.27 on mkt buy ADR 2:1 80 160 |
| BlackRock Investment Management,LLC 10-Dec-15 yes |
24.95 on mkt buy ADR 2:1 115 230 |
| BlackRock Investment Management,LLC 11-Dec-15 yes |
17.20 on mkt buy ord 2,289 2,289 |
| BlackRock Fund Advisors 11-Dec-15 no |
n/a in specie ord 3,050 3,050 |
| BlackRock Fund Advisors 11-Dec-15 no |
n/a in specie ord 10,675 10,675 |
| BlackRock Fund Advisors 11-Dec-15 no |
n/a in specie ord 64,953 64,953 |
| BlackRock Fund Advisors 11-Dec-15 no |
n/a in specie ord 102,069 102,069 |
| BlackRock Fund Advisors 11-Dec-15 no |
n/a in specie ord 19,936 19,936 |
| BlackRock Advisors(UK)Limited 11-Dec-15 yes |
17.20 on mkt buy ord 3,112 3,112 |
| BlackRock Investment Management (Australia) Limited 11-Dec-15 yes |
17.20 on mkt buy ord 389 389 |
| BlackRock Investment Management (Australia) Limited 11-Dec-15 yes |
17.20 on mkt buy ord 36,419 36,419 |
| BlackRock Advisors(UK)Limited 11-Dec-15 yes |
17.20 on mkt buy ord 17,752 17,752 |
| BlackRock Fund Advisors 11-Dec-15 yes |
17.20 on mkt buy ord 14,892 14,892 |
| BlackRock Investment Management (Australia) Limited 11-Dec-15 yes |
17.20 on mkt buy ord 5,670 5,670 |
page 14 of 68
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management (Australia) Limited 11-Dec-15 yes |
17.20 on mkt buy ord 1,649 1,649 |
| BlackRock Investment Management (Australia) Limited 11-Dec-15 yes |
17.20 on mkt buy ord 13,431 13,431 |
| BlackRock Investment Management,LLC 11-Dec-15 yes |
23.96 on mkt buy ADR 2:1 15 30 |
| BlackRock Investment Management,LLC 11-Dec-15 yes |
24.05 on mkt buy ADR 2:1 18 36 |
| BlackRock Investment Management,LLC 11-Dec-15 yes |
24.08 on mkt buy ADR 2:1 39 78 |
| BlackRock Investment Management,LLC 11-Dec-15 yes |
23.91 on mkt buy ADR 2:1 10 20 |
| BlackRock Investment Management,LLC 11-Dec-15 yes |
23.99 on mkt buy ADR 2:1 36 72 |
| BlackRock Investment Management,LLC 11-Dec-15 yes |
23.98 on mkt buy ADR 2:1 9 18 |
| BlackRock Investment Management,LLC 11-Dec-15 yes |
24.09 on mkt buy ADR 2:1 16 32 |
| BlackRock Investment Management,LLC 11-Dec-15 yes |
24.09 on mkt buy ADR 2:1 40 80 |
| BlackRock Investment Management,LLC 11-Dec-15 yes |
24.09 on mkt buy ADR 2:1 20 40 |
| BlackRock Investment Management,LLC 11-Dec-15 yes |
24.09 on mkt buy ADR 2:1 12 24 |
| BlackRock Investment Management,LLC 11-Dec-15 yes |
24.09 on mkt buy ADR 2:1 53 106 |
| BlackRock Investment Management,LLC 11-Dec-15 yes |
23.86 on mkt buy ADR 2:1 2 4 |
| BlackRock Investment Management,LLC 11-Dec-15 yes |
23.97 on mkt buy ADR 2:1 3 6 |
| BlackRock Investment Management,LLC 11-Dec-15 yes |
23.97 on mkt buy ADR 2:1 7 14 |
| BlackRock Fund Advisors 14-Dec-15 no |
n/a in specie ord 37,116 37,116 |
| BlackRock Fund Advisors 14-Dec-15 no |
n/a in specie ord 46,395 46,395 |
| BlackRock Fund Advisors 14-Dec-15 no |
n/a in specie ord 9,968 9,968 |
| BlackRock Advisors(UK)Limited 14-Dec-15 yes |
16.60 on mkt buy ord 2,337 2,337 |
| BlackRock Advisors(UK)Limited 14-Dec-15 yes |
16.60 on mkt buy ord 3,895 3,895 |
| BlackRock Fund Advisors 14-Dec-15 yes |
16.60 on mkt buy ord 8,688 8,688 |
| BlackRock Asset Management Canada Limited 14-Dec-15 yes |
16.60 on mkt buy ord 10,833 10,833 |
| BlackRock Investment Management,LLC 14-Dec-15 yes |
23.64 on mkt buy ADR 2:1 24 48 |
| BlackRock Investment Management,LLC 14-Dec-15 yes |
23.60 on mkt buy ADR 2:1 40 80 |
| BlackRock Investment Management,LLC 14-Dec-15 yes |
23.55 on mkt buy ADR 2:1 34 68 |
| BlackRock Investment Management,LLC 14-Dec-15 yes |
23.62 on mkt buy ADR 2:1 4 8 |
| BlackRock Investment Management,LLC 14-Dec-15 yes |
23.34 on mkt buy ADR 2:1 5 10 |
| BlackRock Investment Management,LLC 14-Dec-15 yes |
23.34 on mkt buy ADR 2:1 7 14 |
| BlackRock Investment Management,LLC 14-Dec-15 yes |
23.68 on mkt buy ADR 2:1 27 54 |
| BlackRock Investment Management,LLC 14-Dec-15 yes |
23.28 on mkt buy ADR 2:1 34 68 |
| BlackRock Investment Management,LLC 14-Dec-15 yes |
23.65 on mkt buy ADR 2:1 35 70 |
| BlackRock Investment Management,LLC 14-Dec-15 yes |
23.68 on mkt buy ADR 2:1 3 6 |
| BlackRock Investment Management,LLC 14-Dec-15 yes |
23.43 on mkt buy ADR 2:1 11 22 |
| BlackRock Investment Management,LLC 14-Dec-15 yes |
23.43 on mkt buy ADR 2:1 13 26 |
| BlackRock Investment Management,LLC 14-Dec-15 yes |
23.34 on mkt buy ADR 2:1 13 26 |
| BlackRock Investment Management,LLC 14-Dec-15 yes |
23.43 on mkt buy ADR 2:1 15 30 |
| BlackRock Investment Management,LLC 14-Dec-15 yes |
23.34 on mkt buy ADR 2:1 15 30 |
| BlackRock Investment Management,LLC 14-Dec-15 yes |
23.34 on mkt buy ADR 2:1 17 34 |
| BlackRock Investment Management,LLC 14-Dec-15 yes |
23.43 on mkt buy ADR 2:1 19 38 |
| BlackRock Investment Management,LLC 14-Dec-15 yes |
23.43 on mkt buy ADR 2:1 19 38 |
| BlackRock Investment Management,LLC 14-Dec-15 yes |
23.34 on mkt buy ADR 2:1 23 46 |
| BlackRock Investment Management,LLC 14-Dec-15 yes |
23.43 on mkt buy ADR 2:1 24 48 |
| BlackRock Investment Management,LLC 14-Dec-15 yes |
23.43 on mkt buy ADR 2:1 28 56 |
| BlackRock Investment Management,LLC 14-Dec-15 yes |
23.43 on mkt buy ADR 2:1 29 58 |
| BlackRock Investment Management,LLC 14-Dec-15 yes |
23.43 on mkt buy ADR 2:1 30 60 |
| BlackRock Investment Management,LLC 14-Dec-15 yes |
23.43 on mkt buy ADR 2:1 31 62 |
| BlackRock Investment Management,LLC 14-Dec-15 yes |
23.43 on mkt buy ADR 2:1 35 70 |
| BlackRock Investment Management,LLC 14-Dec-15 yes |
23.43 on mkt buy ADR 2:1 38 76 |
| BlackRock Investment Management,LLC 14-Dec-15 yes |
23.43 on mkt buy ADR 2:1 42 84 |
| BlackRock Investment Management,LLC 14-Dec-15 yes |
23.43 on mkt buy ADR 2:1 42 84 |
| BlackRock Investment Management,LLC 14-Dec-15 yes |
23.34 on mkt buy ADR 2:1 43 86 |
| BlackRock Investment Management,LLC 14-Dec-15 yes |
23.43 on mkt buy ADR 2:1 51 102 |
| BlackRock Investment Management,LLC 14-Dec-15 yes |
23.34 on mkt buy ADR 2:1 62 124 |
| BlackRock Investment Management,LLC 14-Dec-15 yes |
23.43 on mkt buy ADR 2:1 68 136 |
| BlackRock Investment Management,LLC 14-Dec-15 yes |
23.43 on mkt buy ADR 2:1 69 138 |
| BlackRock Investment Management,LLC 14-Dec-15 yes |
23.43 on mkt buy ADR 2:1 101 202 |
| BlackRock Investment Management,LLC 14-Dec-15 yes |
23.34 on mkt buy ADR 2:1 8 16 |
| BlackRock Investment Management,LLC 14-Dec-15 yes |
23.43 on mkt buy ADR 2:1 9 18 |
| BlackRock Investment Management,LLC 14-Dec-15 yes |
23.43 on mkt buy ADR 2:1 12 24 |
| BlackRock Investment Management,LLC 14-Dec-15 yes |
23.43 on mkt buy ADR 2:1 12 24 |
| BlackRock Investment Management,LLC 14-Dec-15 yes |
23.34 on mkt buy ADR 2:1 12 24 |
| BlackRock Investment Management,LLC 14-Dec-15 yes |
23.43 on mkt buy ADR 2:1 13 26 |
| BlackRock Investment Management,LLC 14-Dec-15 yes |
23.34 on mkt buy ADR 2:1 13 26 |
| BlackRock Investment Management,LLC 14-Dec-15 yes |
23.43 on mkt buy ADR 2:1 14 28 |
| BlackRock Investment Management,LLC 14-Dec-15 yes |
23.43 on mkt buy ADR 2:1 16 32 |
| BlackRock Investment Management,LLC 14-Dec-15 yes |
23.43 on mkt buy ADR 2:1 22 44 |
page 15 of 68
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management,LLC 14-Dec-15 yes |
23.43 on mkt buy ADR 2:1 27 54 |
| BlackRock Investment Management,LLC 14-Dec-15 yes |
23.43 on mkt buy ADR 2:1 30 60 |
| BlackRock Investment Management,LLC 14-Dec-15 yes |
23.43 on mkt buy ADR 2:1 34 68 |
| BlackRock Investment Management,LLC 14-Dec-15 yes |
23.34 on mkt buy ADR 2:1 36 72 |
| BlackRock Investment Management,LLC 14-Dec-15 yes |
23.34 on mkt buy ADR 2:1 58 116 |
| BlackRock Investment Management,LLC 14-Dec-15 yes |
23.43 on mkt buy ADR 2:1 76 152 |
| BlackRock Investment Management,LLC 14-Dec-15 yes |
23.34 on mkt buy ADR 2:1 88 176 |
| BlackRock Investment Management,LLC 14-Dec-15 yes |
23.43 on mkt buy ADR 2:1 134 268 |
| BlackRock Investment Management,LLC 14-Dec-15 yes |
23.43 on mkt buy ADR 2:1 19 38 |
| BlackRock Investment Management,LLC 14-Dec-15 yes |
23.43 on mkt buy ADR 2:1 32 64 |
| BlackRock Investment Management,LLC 14-Dec-15 yes |
23.40 on mkt buy ADR 2:1 105 210 |
| BlackRock Financial Management,Inc. 15-Dec-15 yes |
16.35 on mkt buy ord 40,032 40,032 |
| BlackRock Investment Management,LLC 15-Dec-15 yes |
16.35 on mkt buy ord 6,182 6,182 |
| BlackRock Investment Management (Australia) Limited 15-Dec-15 yes |
16.37 on mkt buy ord 1,533 1,533 |
| BlackRock Investment Management (Australia) Limited 15-Dec-15 yes |
16.35 on mkt buy ord 2,323 2,323 |
| BlackRock Investment Management (UK) Limited 15-Dec-15 yes |
16.35 on mkt buy ord 7,091 7,091 |
| BlackRock Investment Management (UK) Limited 15-Dec-15 yes |
16.35 on mkt buy ord 18,442 18,442 |
| BlackRock Advisors(UK)Limited 15-Dec-15 yes |
16.27 on mkt buy ord 779 779 |
| BlackRock Advisors(UK)Limited 15-Dec-15 yes |
16.27 on mkt buy ord 2,337 2,337 |
| BlackRock Institutional Trust Company, National Association 15-Dec-15 yes |
16.35 on mkt buy ord 19,891 19,891 |
| BlackRock Institutional Trust Company, National Association 15-Dec-15 yes |
16.35 on mkt buy ord 38,932 38,932 |
| BlackRock Investment Management (Australia) Limited 15-Dec-15 yes |
16.37 on mkt buy ord 13,757 13,757 |
| BlackRock Investment Management (Australia) Limited 15-Dec-15 yes |
16.35 on mkt buy ord 20,828 20,828 |
| BlackRock Investment Management (Australia) Limited 15-Dec-15 yes |
16.37 on mkt buy ord 1,786 1,786 |
| BlackRock Investment Management (Australia) Limited 15-Dec-15 yes |
16.35 on mkt buy ord 2,703 2,703 |
| BlackRock Investment Management (Australia) Limited 15-Dec-15 yes |
16.37 on mkt buy ord 20,415 20,415 |
| BlackRock Investment Management (Australia) Limited 15-Dec-15 yes |
16.35 on mkt buy ord 30,910 30,910 |
| BlackRock Institutional Trust Company, National Association 15-Dec-15 yes |
16.35 on mkt buy ord 54,873 54,873 |
| BlackRock Institutional Trust Company, National Association 15-Dec-15 yes |
16.35 on mkt buy ord 92,102 92,102 |
| BlackRock Japan Co.,Ltd. 15-Dec-15 yes |
16.35 on mkt buy ord 2,602 2,602 |
| BlackRock Japan Co.,Ltd. 15-Dec-15 yes |
16.35 on mkt buy ord 22,448 22,448 |
| BlackRock Japan Co.,Ltd. 15-Dec-15 yes |
16.35 on mkt buy ord 36,531 36,531 |
| BlackRock Japan Co.,Ltd. 15-Dec-15 yes |
16.35 on mkt buy ord 9,220 9,220 |
| BlackRock Advisors(UK)Limited 15-Dec-15 yes |
16.35 on mkt buy ord 2,728 2,728 |
| BlackRock Advisors(UK)Limited 15-Dec-15 yes |
16.35 on mkt buy ord 17,560 17,560 |
| BlackRock Institutional Trust Company, National Association 15-Dec-15 yes |
16.35 on mkt buy ord 26,348 26,348 |
| BlackRock Investment Management (Australia) Limited 15-Dec-15 yes |
16.27 on mkt buy ord 6,335 6,335 |
| BlackRock Investment Management (Australia) Limited 15-Dec-15 yes |
16.27 on mkt buy ord 9,679 9,679 |
| BlackRock Fund Advisors 15-Dec-15 no |
n/a in specie ord 1,396 1,396 |
| BlackRock Institutional Trust Company, National Association 15-Dec-15 yes |
16.35 on mkt buy ord 134,090 134,090 |
| BlackRock Investment Management (Australia) Limited 15-Dec-15 yes |
16.27 on mkt buy ord 3,755 3,755 |
| BlackRock Asset Management Canada Limited 15-Dec-15 yes |
16.27 on mkt buy ord 5,998 5,998 |
| BlackRock Investment Management (Australia) Limited 15-Dec-15 yes |
16.37 on mkt buy ord 3,081 3,081 |
| BlackRock Investment Management (Australia) Limited 15-Dec-15 yes |
16.35 on mkt buy ord 4,666 4,666 |
| BlackRock Investment Management (Australia) Limited 15-Dec-15 yes |
16.37 on mkt buy ord 3,097 3,097 |
| BlackRock Investment Management (Australia) Limited 15-Dec-15 yes |
16.35 on mkt buy ord 4,688 4,688 |
page 16 of 68
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Advisors,LLC 15-Dec-15 yes |
16.35 on mkt buy ord 10,903 10,903 |
| BlackRock Institutional Trust Company, National Association 15-Dec-15 yes |
16.35 on mkt buy ord 27,358 27,358 |
| BlackRock Investment Management (Australia) Limited 15-Dec-15 yes |
16.37 on mkt buy ord 6,285 6,285 |
| BlackRock Investment Management (Australia) Limited 15-Dec-15 yes |
16.35 on mkt buy ord 9,516 9,516 |
| BlackRock Financial Management,Inc. 15-Dec-15 yes |
16.35 on mkt buy ord 3,969 3,969 |
| BlackRock Institutional Trust Company, National Association 15-Dec-15 yes |
16.35 on mkt buy ord 4,086 4,086 |
| BlackRock Investment Management (UK) Limited 15-Dec-15 yes |
16.35 on mkt buy ord 10,601 10,601 |
| BlackRock Institutional Trust Company, National Association 15-Dec-15 yes |
16.35 on mkt buy ord 2,418 2,418 |
| BlackRock Institutional Trust Company, National Association 15-Dec-15 yes |
16.35 on mkt buy ord 10,783 10,783 |
| BlackRock Institutional Trust Company, National Association 15-Dec-15 yes |
16.35 on mkt buy ord 5,722 5,722 |
| BlackRock Investment Management,LLC 15-Dec-15 yes |
23.97 on mkt buy ADR 2:1 35 70 |
| BlackRock Investment Management,LLC 15-Dec-15 yes |
23.84 on mkt buy ADR 2:1 24 48 |
| BlackRock Investment Management,LLC 15-Dec-15 yes |
23.97 on mkt buy ADR 2:1 28 56 |
| BlackRock Investment Management,LLC 15-Dec-15 yes |
23.83 on mkt buy ADR 2:1 11 22 |
| BlackRock Investment Management,LLC 15-Dec-15 yes |
23.91 on mkt buy ADR 2:1 104 208 |
| BlackRock Investment Management,LLC 15-Dec-15 yes |
23.81 on mkt buy ADR 2:1 6 12 |
| BlackRock Investment Management,LLC 15-Dec-15 yes |
23.93 on mkt buy ADR 2:1 13 26 |
| BlackRock Investment Management,LLC 15-Dec-15 yes |
23.74 on mkt buy ADR 2:1 32 64 |
| BlackRock Investment Management,LLC 15-Dec-15 yes |
23.82 on mkt buy ADR 2:1 56 112 |
| BlackRock Investment Management,LLC 15-Dec-15 yes |
23.84 on mkt buy ADR 2:1 68 136 |
| BlackRock Investment Management,LLC 15-Dec-15 yes |
23.97 on mkt buy ADR 2:1 70 140 |
| BlackRock Investment Management,LLC 15-Dec-15 yes |
23.93 on mkt buy ADR 2:1 71 142 |
| BlackRock Investment Management,LLC 15-Dec-15 yes |
23.82 on mkt buy ADR 2:1 74 148 |
| BlackRock Investment Management,LLC 15-Dec-15 yes |
23.77 on mkt buy ADR 2:1 138 276 |
| BlackRock Investment Management,LLC 15-Dec-15 yes |
23.86 on mkt buy ADR 2:1 416 832 |
| BlackRock Investment Management,LLC 15-Dec-15 yes |
23.83 on mkt buy ADR 2:1 8 16 |
| BlackRock Investment Management,LLC 15-Dec-15 yes |
23.87 on mkt buy ADR 2:1 77 154 |
| BlackRock Investment Management,LLC 15-Dec-15 yes |
23.83 on mkt buy ADR 2:1 173 346 |
| BlackRock Investment Management,LLC 15-Dec-15 yes |
23.80 on mkt buy ADR 2:1 26 52 |
| BlackRock Investment Management,LLC 15-Dec-15 yes |
23.80 on mkt buy ADR 2:1 41 82 |
| BlackRock Investment Management,LLC 15-Dec-15 yes |
23.80 on mkt buy ADR 2:1 49 98 |
| BlackRock Investment Management,LLC 15-Dec-15 yes |
23.93 on mkt buy ADR 2:1 181 362 |
| BlackRock Investment Management,LLC 15-Dec-15 yes |
23.93 on mkt buy ADR 2:1 189 378 |
| BlackRock Investment Management,LLC 15-Dec-15 yes |
23.92 on mkt buy ADR 2:1 229 458 |
| BlackRock Investment Management,LLC 15-Dec-15 yes |
23.92 on mkt buy ADR 2:1 505 1,010 |
| BlackRock Investment Management,LLC 15-Dec-15 yes |
23.96 on mkt buy ADR 2:1 73 146 |
| BlackRock Investment Management,LLC 15-Dec-15 yes |
23.96 on mkt buy ADR 2:1 151 302 |
| BlackRock Investment Management,LLC 15-Dec-15 yes |
23.96 on mkt buy ADR 2:1 158 316 |
| BlackRock Investment Management,LLC 15-Dec-15 yes |
23.99 on mkt buy ADR 2:1 2 4 |
| BlackRock Investment Management,LLC 15-Dec-15 yes |
23.99 on mkt buy ADR 2:1 31 62 |
| BlackRock Investment Management,LLC 15-Dec-15 yes |
23.93 on mkt buy ADR 2:1 36 72 |
| BlackRock Investment Management,LLC 15-Dec-15 yes |
23.93 on mkt buy ADR 2:1 46 92 |
| BlackRock Investment Management,LLC 15-Dec-15 yes |
23.99 on mkt buy ADR 2:1 49 98 |
| BlackRock Investment Management,LLC 15-Dec-15 yes |
23.86 on mkt buy ADR 2:1 2 4 |
| BlackRock Investment Management,LLC 15-Dec-15 yes |
23.92 on mkt buy ADR 2:1 1 2 |
| BlackRock Investment Management,LLC 15-Dec-15 yes |
23.92 on mkt buy ADR 2:1 2 4 |
| BlackRock Investment Management,LLC 15-Dec-15 yes |
23.92 on mkt buy ADR 2:1 17 34 |
| BlackRock Investment Management,LLC 15-Dec-15 yes |
23.92 on mkt buy ADR 2:1 23 46 |
| BlackRock Investment Management,LLC 15-Dec-15 yes |
23.92 on mkt buy ADR 2:1 35 70 |
| BlackRock Investment Management,LLC 15-Dec-15 yes |
23.92 on mkt buy ADR 2:1 35 70 |
| BlackRock Investment Management,LLC 15-Dec-15 yes |
23.92 on mkt buy ADR 2:1 37 74 |
| BlackRock Investment Management,LLC 15-Dec-15 yes |
23.92 on mkt buy ADR 2:1 56 112 |
| BlackRock Investment Management,LLC 15-Dec-15 yes |
23.92 on mkt buy ADR 2:1 112 224 |
| BlackRock Investment Management,LLC 15-Dec-15 yes |
23.92 on mkt buy ADR 2:1 1,002 2,004 |
| BlackRock Investment Management,LLC 15-Dec-15 yes |
23.92 on mkt buy ADR 2:1 170 340 |
| BlackRock Advisors(UK)Limited 16-Dec-15 yes |
17.18 on mkt buy ord 1,568 1,568 |
| BlackRock Fund Advisors 16-Dec-15 no |
n/a in specie ord 10,675 10,675 |
| BlackRock Fund Advisors 16-Dec-15 no |
n/a in specie ord 55,674 55,674 |
| BlackRock Institutional Trust Company, National Association 16-Dec-15 yes |
17.18 on mkt buy ord 17,007 17,007 |
| BlackRock Fund Advisors 16-Dec-15 yes |
17.18 on mkt buy ord 15,335 15,335 |
| BlackRock Investment Management,LLC 16-Dec-15 yes |
24.42 on mkt buy ADR 2:1 80 160 |
page 17 of 68
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management,LLC 16-Dec-15 yes |
24.21 on mkt buy ADR 2:1 22 44 |
| BlackRock Investment Management,LLC 16-Dec-15 yes |
24.31 on mkt buy ADR 2:1 24 48 |
| BlackRock Investment Management,LLC 16-Dec-15 yes |
24.11 on mkt buy ADR 2:1 27 54 |
| BlackRock Investment Management,LLC 16-Dec-15 yes |
24.50 on mkt buy ADR 2:1 75 150 |
| BlackRock Investment Management,LLC 16-Dec-15 yes |
24.50 on mkt buy ADR 2:1 180 360 |
| BlackRock Investment Management,LLC 16-Dec-15 yes |
24.43 on mkt buy ADR 2:1 18 36 |
| BlackRock Investment Management,LLC 16-Dec-15 yes |
24.40 on mkt buy ADR 2:1 25 50 |
| BlackRock Investment Management,LLC 16-Dec-15 yes |
24.30 on mkt buy ADR 2:1 153 306 |
| BlackRock Investment Management,LLC 16-Dec-15 yes |
24.31 on mkt buy ADR 2:1 7 14 |
| BlackRock Investment Management,LLC 16-Dec-15 yes |
24.31 on mkt buy ADR 2:1 11 22 |
| BlackRock Investment Management,LLC 16-Dec-15 yes |
24.31 on mkt buy ADR 2:1 11 22 |
| BlackRock Financial Management,Inc. 17-Dec-15 yes |
17.10 on mkt buy ord 20,497 20,497 |
| BlackRock Investment Management,LLC 17-Dec-15 yes |
17.10 on mkt buy ord 2,114 2,114 |
| BlackRock Investment Management (UK) Limited 17-Dec-15 yes |
17.10 on mkt buy ord 2,925 2,925 |
| BlackRock Investment Management (UK) Limited 17-Dec-15 yes |
17.10 on mkt buy ord 8,361 8,361 |
| BlackRock Fund Advisors 17-Dec-15 no |
n/a in specie ord 6,209 6,209 |
| BlackRock Fund Advisors 17-Dec-15 no |
n/a in specie ord 27,837 27,837 |
| BlackRock Fund Advisors 17-Dec-15 no |
n/a in specie ord 27,837 27,837 |
| BlackRock Institutional Trust Company, National Association 17-Dec-15 yes |
17.10 on mkt buy ord 15,652 15,652 |
| BlackRock Institutional Trust Company, National Association 17-Dec-15 yes |
17.10 on mkt buy ord 19,365 19,365 |
| BlackRock Investment Management (Australia) Limited 17-Dec-15 yes |
17.08 on mkt buy ord 24,464 24,464 |
| BlackRock Investment Management (Australia) Limited 17-Dec-15 yes |
17.05 on mkt buy ord 9,623 9,623 |
| BlackRock Institutional Trust Company, National Association 17-Dec-15 yes |
17.10 on mkt buy ord 35,864 35,864 |
| BlackRock Institutional Trust Company, National Association 17-Dec-15 yes |
17.10 on mkt buy ord 41,002 41,002 |
| BlackRock Japan Co.,Ltd. 17-Dec-15 yes |
17.10 on mkt buy ord 9,438 9,438 |
| BlackRock Japan Co.,Ltd. 17-Dec-15 yes |
17.10 on mkt buy ord 15,183 15,183 |
| BlackRock Japan Co.,Ltd. 17-Dec-15 yes |
17.10 on mkt buy ord 5,520 5,520 |
| BlackRock Advisors(UK)Limited 17-Dec-15 yes |
17.10 on mkt buy ord 9,023 9,023 |
| BlackRock Institutional Trust Company, National Association 17-Dec-15 yes |
17.10 on mkt buy ord 13,060 13,060 |
| BlackRock Institutional Trust Company, National Association 17-Dec-15 no |
n/a in specie ord 4,725 4,725 |
| BlackRock Institutional Trust Company, National Association 17-Dec-15 yes |
17.02 on mkt buy ord 3,085 3,085 |
| BlackRock Institutional Trust Company, National Association 17-Dec-15 yes |
17.10 on mkt buy ord 65,970 65,970 |
| BlackRock Advisors,LLC 17-Dec-15 yes |
17.10 on mkt buy ord 5,968 5,968 |
| BlackRock Fund Advisors 17-Dec-15 no |
n/a in specie ord 17,376 17,376 |
| BlackRock Institutional Trust Company, National Association 17-Dec-15 yes |
17.10 on mkt buy ord 7,845 7,845 |
| BlackRock Financial Management,Inc. 17-Dec-15 yes |
17.10 on mkt buy ord 1,974 1,974 |
| BlackRock Financial Management,Inc. 17-Dec-15 yes |
17.08 on mkt buy ord 110,923 110,923 |
| BlackRock Investment Management (UK) Limited 17-Dec-15 yes |
17.10 on mkt buy ord 3,546 3,546 |
| BlackRock Institutional Trust Company, National Association 17-Dec-15 yes |
17.10 on mkt buy ord 6,878 6,878 |
| BlackRock Institutional Trust Company, National Association 17-Dec-15 yes |
17.10 on mkt buy ord 2,688 2,688 |
| BlackRock Investment Management,LLC 17-Dec-15 yes |
23.66 on mkt buy ADR 2:1 35 70 |
| BlackRock Investment Management,LLC 17-Dec-15 yes |
23.83 on mkt buy ADR 2:1 13 26 |
| BlackRock Investment Management,LLC 17-Dec-15 yes |
23.81 on mkt buy ADR 2:1 33 66 |
| BlackRock Investment Management,LLC 17-Dec-15 yes |
23.66 on mkt buy ADR 2:1 25 50 |
| BlackRock Investment Management,LLC 17-Dec-15 yes |
23.66 on mkt buy ADR 2:1 25 50 |
| BlackRock Investment Management,LLC 17-Dec-15 yes |
23.81 on mkt buy ADR 2:1 105 210 |
| BlackRock Investment Management,LLC 17-Dec-15 yes |
23.81 on mkt buy ADR 2:1 269 538 |
| BlackRock Investment Management,LLC 17-Dec-15 yes |
23.78 on mkt buy ADR 2:1 47 94 |
| BlackRock Investment Management,LLC 17-Dec-15 yes |
23.71 on mkt buy ADR 2:1 5 10 |
| BlackRock Investment Management,LLC 17-Dec-15 yes |
23.67 on mkt buy ADR 2:1 12 24 |
| BlackRock Investment Management,LLC 17-Dec-15 yes |
23.78 on mkt buy ADR 2:1 69 138 |
| BlackRock Investment Management,LLC 17-Dec-15 yes |
23.79 on mkt buy ADR 2:1 8 16 |
| BlackRock Investment Management,LLC 17-Dec-15 yes |
23.81 on mkt buy ADR 2:1 45 90 |
| BlackRock Investment Management,LLC 17-Dec-15 yes |
23.81 on mkt buy ADR 2:1 49 98 |
page 18 of 68
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management,LLC 17-Dec-15 yes |
23.81 on mkt buy ADR 2:1 127 254 |
| BlackRock Investment Management,LLC 17-Dec-15 yes |
23.69 on mkt buy ADR 2:1 14 28 |
| BlackRock Investment Management,LLC 17-Dec-15 yes |
23.85 on mkt buy ADR 2:1 18 36 |
| BlackRock Investment Management,LLC 17-Dec-15 yes |
23.69 on mkt buy ADR 2:1 19 38 |
| BlackRock Investment Management,LLC 17-Dec-15 yes |
23.69 on mkt buy ADR 2:1 25 50 |
| BlackRock Investment Management,LLC 17-Dec-15 yes |
23.69 on mkt buy ADR 2:1 51 102 |
| BlackRock Investment Management,LLC 17-Dec-15 yes |
23.69 on mkt buy ADR 2:1 52 104 |
| BlackRock Investment Management,LLC 17-Dec-15 yes |
23.85 on mkt buy ADR 2:1 7 14 |
| BlackRock Investment Management,LLC 17-Dec-15 yes |
23.85 on mkt buy ADR 2:1 4 8 |
| BlackRock Investment Management,LLC 17-Dec-15 yes |
23.69 on mkt buy ADR 2:1 12 24 |
| BlackRock Investment Management,LLC 17-Dec-15 yes |
23.85 on mkt buy ADR 2:1 13 26 |
| BlackRock Investment Management,LLC 17-Dec-15 yes |
23.69 on mkt buy ADR 2:1 14 28 |
| BlackRock Investment Management,LLC 17-Dec-15 yes |
23.69 on mkt buy ADR 2:1 22 44 |
| BlackRock Investment Management,LLC 17-Dec-15 yes |
23.85 on mkt buy ADR 2:1 25 50 |
| BlackRock Investment Management,LLC 17-Dec-15 yes |
23.83 on mkt buy ADR 2:1 41 82 |
| BlackRock Asset Management Canada Limited 18-Dec-15 yes |
23.93 on mkt buy ADR 2:1 4,271 8,542 |
| BlackRock Advisors,LLC 18-Dec-15 yes |
16.45 on mkt buy ord 900 900 |
| BlackRock Investment Management (UK) Limited 18-Dec-15 yes |
16.69 on mkt buy ord 5,103 5,103 |
| BlackRock Asset Management North Asia Limited 18-Dec-15 yes |
16.69 on mkt buy ord 1,892 1,892 |
| BlackRock Institutional Trust Company, National Association 18-Dec-15 yes |
16.87 on mkt buy ord 1,621 1,621 |
| BlackRock Fund Advisors 18-Dec-15 no |
n/a in specie ord 12,200 12,200 |
| BlackRock Fund Advisors 18-Dec-15 no |
n/a in specie ord 139,185 139,185 |
| BlackRock Fund Advisors 18-Dec-15 no |
n/a in specie ord 27,071 27,071 |
| BlackRock Institutional Trust Company, National Association 18-Dec-15 yes |
16.87 on mkt buy ord 7,376 7,376 |
| BlackRock Institutional Trust Company, National Association 18-Dec-15 yes |
16.87 on mkt buy ord 33,677 33,677 |
| BlackRock Institutional Trust Company, National Association 18-Dec-15 yes |
16.87 on mkt buy ord 48,522 48,522 |
| BlackRock Advisors(UK)Limited 18-Dec-15 yes |
16.87 on mkt buy ord 18,435 18,435 |
| BlackRock Advisors(UK)Limited 18-Dec-15 yes |
16.63 on mkt buy ord 43,015 43,015 |
| BlackRock Advisors(UK)Limited 18-Dec-15 yes |
16.86 on mkt buy ord 1,124,535 1,124,535 |
| BlackRock Advisors(UK)Limited 18-Dec-15 yes |
16.87 on mkt buy ord 20,232 20,232 |
| BlackRock Advisors(UK)Limited 18-Dec-15 yes |
16.87 on mkt buy ord 68,837 68,837 |
| BlackRock Fund Advisors 18-Dec-15 yes |
16.87 on mkt buy ord 41,099 41,099 |
| BlackRock Advisors(UK)Limited 18-Dec-15 yes |
16.87 on mkt buy ord 6,202 6,202 |
| BlackRock Institutional Trust Company, National Association 18-Dec-15 yes |
16.87 on mkt buy ord 11,836 11,836 |
| BlackRock Financial Management,Inc. 18-Dec-15 yes |
16.87 on mkt buy ord 39,195 39,195 |
| BlackRock Advisors(UK)Limited 18-Dec-15 yes |
16.87 on mkt buy ord 20,848 20,848 |
| BlackRock Investment Management,LLC 18-Dec-15 yes |
24.25 on mkt buy ADR 2:1 25 50 |
| BlackRock Investment Management,LLC 18-Dec-15 yes |
24.23 on mkt buy ADR 2:1 59 118 |
| BlackRock Investment Management,LLC 18-Dec-15 yes |
24.30 on mkt buy ADR 2:1 86 172 |
| BlackRock Investment Management,LLC 18-Dec-15 yes |
24.30 on mkt buy ADR 2:1 114 228 |
| BlackRock Investment Management,LLC 18-Dec-15 yes |
24.10 on mkt buy ADR 2:1 144 288 |
| BlackRock Investment Management,LLC 18-Dec-15 yes |
24.10 on mkt buy ADR 2:1 65 130 |
| BlackRock Investment Management,LLC 18-Dec-15 yes |
24.00 on mkt buy ADR 2:1 127 254 |
| BlackRock Investment Management,LLC 18-Dec-15 yes |
24.22 on mkt buy ADR 2:1 184 368 |
| BlackRock Investment Management,LLC 18-Dec-15 yes |
24.30 on mkt buy ADR 2:1 327 654 |
| BlackRock Investment Management,LLC 18-Dec-15 yes |
24.21 on mkt buy ADR 2:1 33 66 |
| BlackRock Investment Management,LLC 18-Dec-15 yes |
24.08 on mkt buy ADR 2:1 18 36 |
| BlackRock Investment Management,LLC 18-Dec-15 yes |
24.02 on mkt buy ADR 2:1 2 4 |
| BlackRock Investment Management,LLC 18-Dec-15 yes |
24.02 on mkt buy ADR 2:1 2 4 |
| BlackRock Investment Management,LLC 18-Dec-15 yes |
24.02 on mkt buy ADR 2:1 2 4 |
| BlackRock Investment Management,LLC 18-Dec-15 yes |
24.20 on mkt buy ADR 2:1 19 38 |
| BlackRock Investment Management,LLC 18-Dec-15 yes |
24.20 on mkt buy ADR 2:1 20 40 |
| BlackRock Investment Management,LLC 18-Dec-15 yes |
24.20 on mkt buy ADR 2:1 23 46 |
| BlackRock Investment Management,LLC 18-Dec-15 yes |
24.20 on mkt buy ADR 2:1 28 56 |
| BlackRock Investment Management,LLC 18-Dec-15 yes |
24.02 on mkt buy ADR 2:1 28 56 |
| BlackRock Investment Management,LLC 18-Dec-15 yes |
24.20 on mkt buy ADR 2:1 29 58 |
| BlackRock Investment Management,LLC 18-Dec-15 yes |
24.20 on mkt buy ADR 2:1 34 68 |
| BlackRock Investment Management,LLC 18-Dec-15 yes |
24.20 on mkt buy ADR 2:1 37 74 |
| BlackRock Investment Management,LLC 18-Dec-15 yes |
24.20 on mkt buy ADR 2:1 49 98 |
| BlackRock Investment Management,LLC 18-Dec-15 yes |
24.20 on mkt buy ADR 2:1 53 106 |
| BlackRock Investment Management,LLC 18-Dec-15 yes |
24.20 on mkt buy ADR 2:1 55 110 |
| BlackRock Investment Management,LLC 18-Dec-15 yes |
24.20 on mkt buy ADR 2:1 71 142 |
page 19 of 68
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management,LLC 18-Dec-15 yes |
24.20 on mkt buy ADR 2:1 79 158 |
| BlackRock Investment Management,LLC 18-Dec-15 yes |
24.20 on mkt buy ADR 2:1 97 194 |
| BlackRock Investment Management,LLC 18-Dec-15 yes |
24.20 on mkt buy ADR 2:1 125 250 |
| BlackRock Investment Management,LLC 18-Dec-15 yes |
24.02 on mkt buy ADR 2:1 25 50 |
| BlackRock Investment Management,LLC 18-Dec-15 yes |
24.02 on mkt buy ADR 2:1 70 140 |
| BlackRock Investment Management,LLC 18-Dec-15 yes |
24.20 on mkt buy ADR 2:1 78 156 |
| BlackRock Investment Management,LLC 18-Dec-15 yes |
24.20 on mkt buy ADR 2:1 113 226 |
| BlackRock Investment Management,LLC 18-Dec-15 yes |
24.04 on mkt buy ADR 2:1 13 26 |
| BlackRock Investment Management,LLC 18-Dec-15 yes |
24.20 on mkt buy ADR 2:1 16 32 |
| BlackRock Investment Management,LLC 18-Dec-15 yes |
24.20 on mkt buy ADR 2:1 17 34 |
| BlackRock Investment Management,LLC 18-Dec-15 yes |
24.20 on mkt buy ADR 2:1 56 112 |
| BlackRock Investment Management,LLC 18-Dec-15 yes |
24.20 on mkt buy ADR 2:1 61 122 |
| BlackRock Investment Management,LLC 18-Dec-15 yes |
23.96 on mkt buy ADR 2:1 1 2 |
| BlackRock Investment Management,LLC 18-Dec-15 yes |
23.91 on mkt buy ADR 2:1 1 2 |
| BlackRock Investment Management,LLC 18-Dec-15 yes |
23.96 on mkt buy ADR 2:1 2 4 |
| BlackRock Investment Management,LLC 18-Dec-15 yes |
23.96 on mkt buy ADR 2:1 5 10 |
| BlackRock Investment Management,LLC 18-Dec-15 yes |
23.96 on mkt buy ADR 2:1 23 46 |
| BlackRock Asset Management Canada Limited 21-Dec-15 yes |
24.43 on mkt buy ADR 2:1 54 108 |
| BlackRock Fund Advisors 21-Dec-15 yes |
17.13 on mkt buy ord 11,327 11,327 |
| BlackRock Institutional Trust Company, National Association 21-Dec-15 yes |
17.13 on mkt buy ord 6,359 6,359 |
| BlackRock Advisors(UK)Limited 21-Dec-15 yes |
16.97 on mkt buy ord 30,725 30,725 |
| BlackRock Advisors(UK)Limited 21-Dec-15 yes |
17.13 on mkt buy ord 245,800 245,800 |
| BlackRock Fund Advisors 21-Dec-15 no |
n/a in specie ord 698 698 |
| BlackRock Investment Management,LLC 21-Dec-15 yes |
24.14 on mkt buy ADR 2:1 18 36 |
| BlackRock Investment Management,LLC 21-Dec-15 yes |
24.14 on mkt buy ADR 2:1 7 14 |
| BlackRock Investment Management,LLC 21-Dec-15 yes |
24.14 on mkt buy ADR 2:1 38 76 |
| BlackRock Investment Management,LLC 21-Dec-15 yes |
24.14 on mkt buy ADR 2:1 75 150 |
| BlackRock Investment Management,LLC 21-Dec-15 yes |
24.14 on mkt buy ADR 2:1 15 30 |
| BlackRock Investment Management,LLC 21-Dec-15 yes |
24.14 on mkt buy ADR 2:1 32 64 |
| BlackRock Investment Management,LLC 21-Dec-15 yes |
24.53 on mkt buy ADR 2:1 41 82 |
| BlackRock Investment Management,LLC 21-Dec-15 yes |
24.14 on mkt buy ADR 2:1 27 54 |
| BlackRock Investment Management,LLC 21-Dec-15 yes |
24.14 on mkt buy ADR 2:1 31 62 |
| BlackRock Investment Management,LLC 21-Dec-15 yes |
24.12 on mkt buy ADR 2:1 49 98 |
| BlackRock Investment Management,LLC 21-Dec-15 yes |
24.14 on mkt buy ADR 2:1 94 188 |
| BlackRock Investment Management,LLC 21-Dec-15 yes |
24.14 on mkt buy ADR 2:1 96 192 |
| BlackRock Investment Management,LLC 21-Dec-15 yes |
24.14 on mkt buy ADR 2:1 99 198 |
| BlackRock Investment Management,LLC 21-Dec-15 yes |
24.14 on mkt buy ADR 2:1 164 328 |
| BlackRock Investment Management,LLC 21-Dec-15 yes |
24.11 on mkt buy ADR 2:1 12 24 |
| BlackRock Investment Management,LLC 21-Dec-15 yes |
24.20 on mkt buy ADR 2:1 6 12 |
| BlackRock Investment Management,LLC 21-Dec-15 yes |
24.28 on mkt buy ADR 2:1 3 6 |
| BlackRock Investment Management,LLC 21-Dec-15 yes |
24.30 on mkt buy ADR 2:1 37 74 |
| BlackRock Investment Management,LLC 21-Dec-15 yes |
24.10 on mkt buy ADR 2:1 90 180 |
| BlackRock Investment Management,LLC 21-Dec-15 yes |
24.10 on mkt buy ADR 2:1 135 270 |
| BlackRock Investment Management,LLC 21-Dec-15 yes |
24.15 on mkt buy ADR 2:1 62 124 |
| BlackRock Investment Management,LLC 21-Dec-15 yes |
24.26 on mkt buy ADR 2:1 2 4 |
| BlackRock Investment Management,LLC 21-Dec-15 yes |
24.26 on mkt buy ADR 2:1 8 16 |
| BlackRock Investment Management,LLC 21-Dec-15 yes |
24.26 on mkt buy ADR 2:1 51 102 |
| BlackRock Investment Management,LLC 21-Dec-15 yes |
24.16 on mkt buy ADR 2:1 1 2 |
| BlackRock Investment Management,LLC 21-Dec-15 yes |
24.16 on mkt buy ADR 2:1 30 60 |
| BlackRock Financial Management,Inc. 22-Dec-15 yes |
16.92 on mkt buy ord 9,025 9,025 |
| BlackRock Advisors(UK)Limited 22-Dec-15 yes |
16.83 on mkt buy ord 560 560 |
| BlackRock Advisors(UK)Limited 22-Dec-15 yes |
16.83 on mkt buy ord 560 560 |
| BlackRock Investment Management (UK) Limited 22-Dec-15 yes |
16.92 on mkt buy ord 3,959 3,959 |
| BlackRock Advisors(UK)Limited 22-Dec-15 yes |
16.83 on mkt buy ord 3,733 3,733 |
| BlackRock Fund Advisors 22-Dec-15 no |
n/a in specie ord 3,798 3,798 |
| BlackRock Fund Advisors 22-Dec-15 no |
n/a in specie ord 9,150 9,150 |
| BlackRock Advisors(UK)Limited 22-Dec-15 yes |
16.83 on mkt buy ord 1,556 1,556 |
| BlackRock Institutional Trust Company, National Association 22-Dec-15 yes |
16.92 on mkt buy ord 8,809 8,809 |
| BlackRock Institutional Trust Company, National Association 22-Dec-15 yes |
16.92 on mkt buy ord 10,403 10,403 |
| BlackRock Institutional Trust Company, National Association 22-Dec-15 yes |
16.91 on mkt buy ord 8,313 8,313 |
| BlackRock Advisors(UK)Limited 22-Dec-15 yes |
16.92 on mkt buy ord 12,290 12,290 |
| BlackRock Advisors(UK)Limited 22-Dec-15 yes |
16.83 on mkt buy ord 24,580 24,580 |
| BlackRock Advisors(UK)Limited 22-Dec-15 yes |
16.83 on mkt buy ord 30,725 30,725 |
| BlackRock Advisors(UK)Limited 22-Dec-15 no |
n/a in specie ord 184,350 184,350 |
page 20 of 68
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Institutional Trust Company, National Association 22-Dec-15 yes |
16.91 on mkt buy ord 16,462 16,462 |
| BlackRock Advisors(UK)Limited 22-Dec-15 yes |
16.83 on mkt buy ord 2,869 2,869 |
| BlackRock Investment Management (UK) Limited 22-Dec-15 yes |
17.01 on mkt buy ord 4,954 4,954 |
| BlackRock Investment Management (Australia) Limited 22-Dec-15 yes |
16.83 on mkt buy ord 542 542 |
| BlackRock Advisors,LLC 22-Dec-15 yes |
16.83 on mkt buy ord 709 709 |
| BlackRock Investment Management,LLC 22-Dec-15 yes |
24.33 on mkt buy ADR 2:1 26 52 |
| BlackRock Investment Management,LLC 22-Dec-15 yes |
24.32 on mkt buy ADR 2:1 36 72 |
| BlackRock Investment Management,LLC 22-Dec-15 yes |
24.41 on mkt buy ADR 2:1 17 34 |
| BlackRock Investment Management,LLC 22-Dec-15 yes |
24.41 on mkt buy ADR 2:1 45 90 |
| BlackRock Investment Management,LLC 22-Dec-15 yes |
24.39 on mkt buy ADR 2:1 72 144 |
| BlackRock Investment Management,LLC 22-Dec-15 yes |
24.35 on mkt buy ADR 2:1 160 320 |
| BlackRock Investment Management,LLC 22-Dec-15 yes |
24.36 on mkt buy ADR 2:1 170 340 |
| BlackRock Investment Management,LLC 22-Dec-15 yes |
24.32 on mkt buy ADR 2:1 200 400 |
| BlackRock Investment Management,LLC 22-Dec-15 yes |
24.40 on mkt buy ADR 2:1 4 8 |
| BlackRock Investment Management,LLC 22-Dec-15 yes |
24.44 on mkt buy ADR 2:1 173 346 |
| BlackRock Investment Management,LLC 22-Dec-15 yes |
24.39 on mkt buy ADR 2:1 48 96 |
| BlackRock Investment Management,LLC 22-Dec-15 yes |
24.58 on mkt buy ADR 2:1 3 6 |
| BlackRock Investment Management,LLC 22-Dec-15 yes |
24.58 on mkt buy ADR 2:1 6 12 |
| BlackRock Investment Management,LLC 22-Dec-15 yes |
24.58 on mkt buy ADR 2:1 17 34 |
| BlackRock Investment Management,LLC 22-Dec-15 yes |
24.47 on mkt buy ADR 2:1 39 78 |
| BlackRock Investment Management,LLC 22-Dec-15 yes |
24.35 on mkt buy ADR 2:1 42 84 |
| BlackRock Investment Management,LLC 22-Dec-15 yes |
24.35 on mkt buy ADR 2:1 51 102 |
| BlackRock Investment Management,LLC 22-Dec-15 yes |
24.35 on mkt buy ADR 2:1 51 102 |
| BlackRock Investment Management,LLC 22-Dec-15 yes |
24.35 on mkt buy ADR 2:1 62 124 |
| BlackRock Investment Management,LLC 22-Dec-15 yes |
24.35 on mkt buy ADR 2:1 125 250 |
| BlackRock Investment Management,LLC 22-Dec-15 yes |
24.35 on mkt buy ADR 2:1 160 320 |
| BlackRock Investment Management,LLC 22-Dec-15 yes |
24.45 on mkt buy ADR 2:1 12 24 |
| BlackRock Investment Management,LLC 22-Dec-15 yes |
24.45 on mkt buy ADR 2:1 14 28 |
| BlackRock Advisors(UK)Limited 23-Dec-15 yes |
17.32 on mkt buy ord 560 560 |
| BlackRock Fund Advisors 23-Dec-15 no |
n/a in specie ord 3,810 3,810 |
| BlackRock Fund Advisors 23-Dec-15 no |
n/a in specie ord 10,675 10,675 |
| BlackRock Fund Advisors 23-Dec-15 no |
n/a in specie ord 35,075 35,075 |
| BlackRock Fund Advisors 23-Dec-15 no |
n/a in specie ord 73,616 73,616 |
| BlackRock Fund Advisors 23-Dec-15 no |
n/a in specie ord 19,738 19,738 |
| BlackRock Advisors(UK)Limited 23-Dec-15 yes |
17.38 on mkt buy ord 3,112 3,112 |
| BlackRock Advisors(UK)Limited 23-Dec-15 yes |
17.41 on mkt buy ord 3,890 3,890 |
| BlackRock Advisors(UK)Limited 23-Dec-15 yes |
17.41 on mkt buy ord 18,435 18,435 |
| BlackRock Fund Advisors 23-Dec-15 no |
n/a in specie ord 2,094 2,094 |
| BlackRock Investment Management,LLC 23-Dec-15 yes |
25.80 on mkt buy ADR 2:1 105 210 |
| BlackRock Investment Management,LLC 23-Dec-15 yes |
26.09 on mkt buy ADR 2:1 144 288 |
| BlackRock Investment Management,LLC 23-Dec-15 yes |
25.80 on mkt buy ADR 2:1 48 96 |
| BlackRock Investment Management,LLC 23-Dec-15 yes |
25.89 on mkt buy ADR 2:1 20 40 |
| BlackRock Investment Management,LLC 23-Dec-15 yes |
25.82 on mkt buy ADR 2:1 35 70 |
| BlackRock Investment Management,LLC 23-Dec-15 yes |
25.94 on mkt buy ADR 2:1 2 4 |
| BlackRock Investment Management,LLC 23-Dec-15 yes |
25.94 on mkt buy ADR 2:1 4 8 |
| BlackRock Investment Management,LLC 23-Dec-15 yes |
25.94 on mkt buy ADR 2:1 8 16 |
| BlackRock Investment Management,LLC 23-Dec-15 yes |
25.90 on mkt buy ADR 2:1 8 16 |
| BlackRock Advisors(UK)Limited 24-Dec-15 yes |
18.25 on mkt buy ord 1,122 1,122 |
| BlackRock Fund Advisors 24-Dec-15 yes |
18.13 on mkt buy ord 3,023 3,023 |
| BlackRock Fund Advisors 24-Dec-15 yes |
18.13 on mkt buy ord 7,695 7,695 |
| BlackRock Fund Advisors 24-Dec-15 yes |
18.13 on mkt buy ord 18,929 18,929 |
| BlackRock Institutional Trust Company, National Association 24-Dec-15 yes |
18.34 on mkt buy ord 111,346 111,346 |
| BlackRock Advisors(UK)Limited 24-Dec-15 yes |
18.34 on mkt buy ord 12,290 12,290 |
| BlackRock Advisors(UK)Limited 24-Dec-15 yes |
18.22 on mkt buy ord 12,290 12,290 |
| BlackRock Institutional Trust Company, National Association 24-Dec-15 yes |
18.34 on mkt buy ord 2,138 2,138 |
| BlackRock Investment Management,LLC 24-Dec-15 yes |
26.19 on mkt buy ADR 2:1 1 2 |
| BlackRock Investment Management,LLC 24-Dec-15 yes |
26.19 on mkt buy ADR 2:1 7 14 |
| BlackRock Investment Management,LLC 24-Dec-15 yes |
26.19 on mkt buy ADR 2:1 54 108 |
| BlackRock Investment Management,LLC 24-Dec-15 yes |
25.94 on mkt buy ADR 2:1 3 6 |
| BlackRock Investment Management,LLC 24-Dec-15 yes |
25.94 on mkt buy ADR 2:1 24 48 |
| BlackRock Investment Management,LLC 28-Dec-15 yes |
25.67 on mkt buy ADR 2:1 16 32 |
| BlackRock Investment Management,LLC 28-Dec-15 yes |
25.72 on mkt buy ADR 2:1 724 1,448 |
| BlackRock Investment Management,LLC 28-Dec-15 yes |
25.77 on mkt buy ADR 2:1 8 16 |
| BlackRock Investment Management,LLC 28-Dec-15 yes |
25.80 on mkt buy ADR 2:1 180 360 |
| BlackRock Investment Management,LLC 28-Dec-15 yes |
25.69 on mkt buy ADR 2:1 370 740 |
page 21 of 68
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management,LLC 28-Dec-15 yes |
25.66 on mkt buy ADR 2:1 193 386 |
| BlackRock Investment Management,LLC 28-Dec-15 yes |
25.69 on mkt buy ADR 2:1 400 800 |
| BlackRock Investment Management,LLC 28-Dec-15 yes |
25.74 on mkt buy ADR 2:1 11 22 |
| BlackRock Advisors,LLC 29-Dec-15 yes |
17.83 on mkt buy ord 500 500 |
| BlackRock Institutional Trust Company, National Association 29-Dec-15 yes |
18.11 on mkt buy ord 8,507 8,507 |
| BlackRock Institutional Trust Company, National Association 29-Dec-15 yes |
18.11 on mkt buy ord 45,724 45,724 |
| BlackRock Fund Advisors 29-Dec-15 no |
n/a in specie ord 13,196 13,196 |
| BlackRock Fund Advisors 29-Dec-15 yes |
18.11 on mkt buy ord 14,777 14,777 |
| BlackRock Fund Advisors 29-Dec-15 yes |
18.11 on mkt buy ord 57,287 57,287 |
| BlackRock Investment Management,LLC 29-Dec-15 yes |
26.25 on mkt buy ADR 2:1 92 184 |
| BlackRock Investment Management,LLC 29-Dec-15 yes |
26.20 on mkt buy ADR 2:1 13 26 |
| BlackRock Investment Management,LLC 29-Dec-15 yes |
26.13 on mkt buy ADR 2:1 75 150 |
| BlackRock Investment Management,LLC 29-Dec-15 yes |
26.23 on mkt buy ADR 2:1 7 14 |
| BlackRock Investment Management,LLC 29-Dec-15 yes |
26.18 on mkt buy ADR 2:1 26 52 |
| BlackRock Investment Management,LLC 29-Dec-15 yes |
26.24 on mkt buy ADR 2:1 3 6 |
| BlackRock Investment Management,LLC 29-Dec-15 yes |
26.23 on mkt buy ADR 2:1 12 24 |
| BlackRock Investment Management,LLC 29-Dec-15 yes |
26.31 on mkt buy ADR 2:1 19 38 |
| BlackRock Investment Management,LLC 29-Dec-15 yes |
26.23 on mkt buy ADR 2:1 27 54 |
| BlackRock Investment Management,LLC 29-Dec-15 yes |
26.29 on mkt buy ADR 2:1 12 24 |
| BlackRock Investment Management,LLC 30-Dec-15 yes |
18.09 on mkt buy ord 12,465 12,465 |
| BlackRock Advisors(UK)Limited 30-Dec-15 yes |
18.02 on mkt buy ord 5,453 5,453 |
| BlackRock Advisors(UK)Limited 30-Dec-15 yes |
18.09 on mkt buy ord 5,453 5,453 |
| BlackRock Advisors(UK)Limited 30-Dec-15 yes |
18.09 on mkt buy ord 49,152 49,152 |
| BlackRock Advisors(UK)Limited 30-Dec-15 yes |
18.02 on mkt buy ord 839 839 |
| BlackRock Advisors(UK)Limited 30-Dec-15 yes |
18.09 on mkt buy ord 839 839 |
| BlackRock Fund Advisors 30-Dec-15 no |
n/a in specie ord 16,495 16,495 |
| BlackRock Fund Advisors 30-Dec-15 no |
n/a in specie ord 39,588 39,588 |
| BlackRock Advisors(UK)Limited 30-Dec-15 yes |
18.09 on mkt buy ord 6,230 6,230 |
| BlackRock Japan Co.,Ltd. 30-Dec-15 yes |
18.21 on mkt buy ord 3,195 3,195 |
| BlackRock Investment Management (Australia) Limited 30-Dec-15 yes |
17.99 on mkt buy ord 253 253 |
| BlackRock Investment Management,LLC 30-Dec-15 yes |
25.81 on mkt buy ADR 2:1 30 60 |
| BlackRock Investment Management,LLC 30-Dec-15 yes |
25.79 on mkt buy ADR 2:1 500 1,000 |
| BlackRock Investment Management,LLC 30-Dec-15 yes |
25.81 on mkt buy ADR 2:1 34 68 |
| BlackRock Investment Management,LLC 30-Dec-15 yes |
25.81 on mkt buy ADR 2:1 35 70 |
| BlackRock Investment Management,LLC 30-Dec-15 yes |
25.81 on mkt buy ADR 2:1 46 92 |
| BlackRock Investment Management,LLC 30-Dec-15 yes |
25.98 on mkt buy ADR 2:1 120 240 |
| BlackRock Investment Management,LLC 30-Dec-15 yes |
25.81 on mkt buy ADR 2:1 45 90 |
| BlackRock Investment Management,LLC 30-Dec-15 yes |
25.77 on mkt buy ADR 2:1 11 22 |
| BlackRock Investment Management,LLC 30-Dec-15 yes |
25.78 on mkt buy ADR 2:1 12 24 |
| BlackRock Investment Management,LLC 30-Dec-15 yes |
25.97 on mkt buy ADR 2:1 14 28 |
| BlackRock Investment Management,LLC 30-Dec-15 yes |
25.97 on mkt buy ADR 2:1 2 4 |
| BlackRock International Limited 31-Dec-15 yes |
17.86 on mkt buy ord 22,030 22,030 |
| BlackRock Institutional Trust Company, National Association 31-Dec-15 yes |
17.86 on mkt buy ord 11,505 11,505 |
| BlackRock Institutional Trust Company, National Association 31-Dec-15 yes |
17.86 on mkt buy ord 9,724 9,724 |
| BlackRock Investment Management (UK) Limited 31-Dec-15 yes |
17.86 on mkt buy ord 453,388 453,388 |
| BlackRock Investment Management (UK) Limited 31-Dec-15 yes |
17.85 on mkt buy ord 2,107 2,107 |
| BlackRock Investment Management,LLC 31-Dec-15 yes |
25.87 on mkt buy ADR 2:1 116 232 |
| BlackRock Investment Management,LLC 31-Dec-15 yes |
25.78 on mkt buy ADR 2:1 32 64 |
| BlackRock Investment Management,LLC 31-Dec-15 yes |
25.88 on mkt buy ADR 2:1 6 12 |
| BlackRock Investment Management,LLC 31-Dec-15 yes |
25.86 on mkt buy ADR 2:1 7 14 |
| BlackRock Institutional Trust Company, National Association 04-Jan-16 yes |
17.80 on mkt buy ord 103,628 103,628 |
| BlackRock Institutional Trust Company, National Association 04-Jan-16 yes |
17.80 on mkt buy ord 114,370 114,370 |
| BlackRock Institutional Trust Company, National Association 04-Jan-16 yes |
17.80 on mkt buy ord 2,801 2,801 |
| BlackRock Fund Advisors 04-Jan-16 yes |
17.80 on mkt buy ord 16,598 16,598 |
| BlackRock Investment Management (UK) Limited 04-Jan-16 yes |
17.85 on mkt buy ord 29,316 29,316 |
| BlackRock Advisors,LLC 04-Jan-16 yes |
17.80 on mkt buy ord 1,089 1,089 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
24.86 on mkt buy ADR 2:1 29 58 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
24.86 on mkt buy ADR 2:1 30 60 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.28 on mkt buy ADR 2:1 204 408 |
page 22 of 68
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.23 on mkt buy ADR 2:1 2 4 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.29 on mkt buy ADR 2:1 32 64 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.29 on mkt buy ADR 2:1 37 74 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.32 on mkt buy ADR 2:1 44 88 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
24.84 on mkt buy ADR 2:1 52 104 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
24.79 on mkt buy ADR 2:1 68 136 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.03 on mkt buy ADR 2:1 79 158 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
24.83 on mkt buy ADR 2:1 63 126 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
24.83 on mkt buy ADR 2:1 71 142 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.34 on mkt buy ADR 2:1 23 46 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.34 on mkt buy ADR 2:1 54 108 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.33 on mkt buy ADR 2:1 56 112 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
24.80 on mkt buy ADR 2:1 58 116 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.32 on mkt buy ADR 2:1 61 122 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.29 on mkt buy ADR 2:1 74 148 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.29 on mkt buy ADR 2:1 74 148 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
24.87 on mkt buy ADR 2:1 79 158 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
24.91 on mkt buy ADR 2:1 88 176 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.34 on mkt buy ADR 2:1 127 254 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
24.96 on mkt buy ADR 2:1 141 282 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.25 on mkt buy ADR 2:1 150 300 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
24.87 on mkt buy ADR 2:1 151 302 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.25 on mkt buy ADR 2:1 224 448 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
24.87 on mkt buy ADR 2:1 363 726 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.29 on mkt buy ADR 2:1 30 60 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.34 on mkt buy ADR 2:1 31 62 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.31 on mkt buy ADR 2:1 32 64 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.34 on mkt buy ADR 2:1 34 68 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.34 on mkt buy ADR 2:1 55 110 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.33 on mkt buy ADR 2:1 66 132 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.29 on mkt buy ADR 2:1 80 160 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.34 on mkt buy ADR 2:1 90 180 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.31 on mkt buy ADR 2:1 112 224 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.04 on mkt buy ADR 2:1 142 284 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
24.87 on mkt buy ADR 2:1 146 292 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
24.80 on mkt buy ADR 2:1 227 454 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.31 on mkt buy ADR 2:1 283 566 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.29 on mkt buy ADR 2:1 18 36 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
24.91 on mkt buy ADR 2:1 37 74 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.21 on mkt buy ADR 2:1 40 80 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.26 on mkt buy ADR 2:1 41 82 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.19 on mkt buy ADR 2:1 42 84 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.19 on mkt buy ADR 2:1 45 90 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.19 on mkt buy ADR 2:1 54 108 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.21 on mkt buy ADR 2:1 88 176 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.04 on mkt buy ADR 2:1 117 234 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.29 on mkt buy ADR 2:1 130 260 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.28 on mkt buy ADR 2:1 200 400 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.28 on mkt buy ADR 2:1 224 448 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.04 on mkt buy ADR 2:1 312 624 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.04 on mkt buy ADR 2:1 443 886 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.09 on mkt buy ADR 2:1 612 1,224 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.21 on mkt buy ADR 2:1 82 164 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.21 on mkt buy ADR 2:1 106 212 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.28 on mkt buy ADR 2:1 25 50 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.28 on mkt buy ADR 2:1 4 8 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.37 on mkt buy ADR 2:1 5 10 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.30 on mkt buy ADR 2:1 71 142 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.30 on mkt buy ADR 2:1 75 150 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.30 on mkt buy ADR 2:1 270 540 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.30 on mkt buy ADR 2:1 283 566 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.30 on mkt buy ADR 2:1 305 610 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.30 on mkt buy ADR 2:1 408 816 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.30 on mkt buy ADR 2:1 409 818 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.30 on mkt buy ADR 2:1 611 1,222 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.24 on mkt buy ADR 2:1 21 42 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.30 on mkt buy ADR 2:1 361 722 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.30 on mkt buy ADR 2:1 364 728 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.23 on mkt buy ADR 2:1 28 56 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.23 on mkt buy ADR 2:1 32 64 |
page 23 of 68
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.31 on mkt buy ADR 2:1 7 14 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
24.86 on mkt buy ADR 2:1 30 60 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
24.78 on mkt buy ADR 2:1 6 12 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.28 on mkt buy ADR 2:1 45 90 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.23 on mkt buy ADR 2:1 21 42 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.28 on mkt buy ADR 2:1 26 52 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.28 on mkt buy ADR 2:1 31 62 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.23 on mkt buy ADR 2:1 35 70 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.23 on mkt buy ADR 2:1 48 96 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.24 on mkt buy ADR 2:1 54 108 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.24 on mkt buy ADR 2:1 54 108 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.34 on mkt buy ADR 2:1 56 112 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.24 on mkt buy ADR 2:1 65 130 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
24.83 on mkt buy ADR 2:1 75 150 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.28 on mkt buy ADR 2:1 79 158 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
24.83 on mkt buy ADR 2:1 26 52 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
24.82 on mkt buy ADR 2:1 31 62 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
24.82 on mkt buy ADR 2:1 31 62 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
24.86 on mkt buy ADR 2:1 62 124 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
24.82 on mkt buy ADR 2:1 68 136 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.27 on mkt buy ADR 2:1 20 40 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.31 on mkt buy ADR 2:1 23 46 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.04 on mkt buy ADR 2:1 24 48 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.06 on mkt buy ADR 2:1 35 70 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.32 on mkt buy ADR 2:1 46 92 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.22 on mkt buy ADR 2:1 50 100 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
24.83 on mkt buy ADR 2:1 52 104 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.29 on mkt buy ADR 2:1 52 104 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.19 on mkt buy ADR 2:1 58 116 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.27 on mkt buy ADR 2:1 60 120 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.32 on mkt buy ADR 2:1 64 128 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.34 on mkt buy ADR 2:1 65 130 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.06 on mkt buy ADR 2:1 69 138 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.27 on mkt buy ADR 2:1 70 140 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.19 on mkt buy ADR 2:1 74 148 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.31 on mkt buy ADR 2:1 74 148 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.19 on mkt buy ADR 2:1 77 154 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.12 on mkt buy ADR 2:1 89 178 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.32 on mkt buy ADR 2:1 99 198 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.12 on mkt buy ADR 2:1 106 212 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.27 on mkt buy ADR 2:1 130 260 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.35 on mkt buy ADR 2:1 132 264 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.35 on mkt buy ADR 2:1 160 320 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.22 on mkt buy ADR 2:1 182 364 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.34 on mkt buy ADR 2:1 229 458 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.15 on mkt buy ADR 2:1 308 616 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
24.83 on mkt buy ADR 2:1 325 650 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.19 on mkt buy ADR 2:1 375 750 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.19 on mkt buy ADR 2:1 379 758 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.22 on mkt buy ADR 2:1 440 880 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.08 on mkt buy ADR 2:1 722 1,444 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.27 on mkt buy ADR 2:1 32 64 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
24.84 on mkt buy ADR 2:1 171 342 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.29 on mkt buy ADR 2:1 213 426 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.29 on mkt buy ADR 2:1 23 46 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.32 on mkt buy ADR 2:1 186 372 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.07 on mkt buy ADR 2:1 8 16 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.33 on mkt buy ADR 2:1 8 16 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.33 on mkt buy ADR 2:1 9 18 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.33 on mkt buy ADR 2:1 13 26 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.24 on mkt buy ADR 2:1 14 28 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.33 on mkt buy ADR 2:1 15 30 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.24 on mkt buy ADR 2:1 15 30 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.33 on mkt buy ADR 2:1 17 34 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.33 on mkt buy ADR 2:1 17 34 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.24 on mkt buy ADR 2:1 18 36 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.24 on mkt buy ADR 2:1 19 38 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.24 on mkt buy ADR 2:1 23 46 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.33 on mkt buy ADR 2:1 25 50 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.24 on mkt buy ADR 2:1 28 56 |
page 24 of 68
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.24 on mkt buy ADR 2:1 30 60 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.33 on mkt buy ADR 2:1 33 66 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.33 on mkt buy ADR 2:1 35 70 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.33 on mkt buy ADR 2:1 45 90 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.24 on mkt buy ADR 2:1 51 102 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.24 on mkt buy ADR 2:1 69 138 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.24 on mkt buy ADR 2:1 74 148 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.24 on mkt buy ADR 2:1 89 178 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.24 on mkt buy ADR 2:1 97 194 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.33 on mkt buy ADR 2:1 294 588 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.33 on mkt buy ADR 2:1 22 44 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.24 on mkt buy ADR 2:1 37 74 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.24 on mkt buy ADR 2:1 5 10 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.24 on mkt buy ADR 2:1 12 24 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.24 on mkt buy ADR 2:1 12 24 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.24 on mkt buy ADR 2:1 16 32 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.24 on mkt buy ADR 2:1 18 36 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.24 on mkt buy ADR 2:1 20 40 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.24 on mkt buy ADR 2:1 22 44 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.24 on mkt buy ADR 2:1 26 52 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.24 on mkt buy ADR 2:1 27 54 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.33 on mkt buy ADR 2:1 28 56 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.24 on mkt buy ADR 2:1 32 64 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.24 on mkt buy ADR 2:1 32 64 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.24 on mkt buy ADR 2:1 33 66 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.24 on mkt buy ADR 2:1 33 66 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.24 on mkt buy ADR 2:1 34 68 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.24 on mkt buy ADR 2:1 40 80 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.24 on mkt buy ADR 2:1 57 114 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.24 on mkt buy ADR 2:1 74 148 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.24 on mkt buy ADR 2:1 92 184 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.33 on mkt buy ADR 2:1 103 206 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.24 on mkt buy ADR 2:1 108 216 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.24 on mkt buy ADR 2:1 11 22 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.20 on mkt buy ADR 2:1 43 86 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.20 on mkt buy ADR 2:1 123 246 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.33 on mkt buy ADR 2:1 1 2 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.33 on mkt buy ADR 2:1 10 20 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.27 on mkt buy ADR 2:1 15 30 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.27 on mkt buy ADR 2:1 16 32 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.27 on mkt buy ADR 2:1 16 32 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.33 on mkt buy ADR 2:1 17 34 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.33 on mkt buy ADR 2:1 20 40 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.33 on mkt buy ADR 2:1 21 42 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.33 on mkt buy ADR 2:1 23 46 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.33 on mkt buy ADR 2:1 24 48 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.33 on mkt buy ADR 2:1 27 54 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.33 on mkt buy ADR 2:1 28 56 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.27 on mkt buy ADR 2:1 30 60 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.22 on mkt buy ADR 2:1 32 64 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.33 on mkt buy ADR 2:1 32 64 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.33 on mkt buy ADR 2:1 34 68 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.33 on mkt buy ADR 2:1 35 70 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.33 on mkt buy ADR 2:1 38 76 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.33 on mkt buy ADR 2:1 46 92 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.33 on mkt buy ADR 2:1 49 98 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.33 on mkt buy ADR 2:1 51 102 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.33 on mkt buy ADR 2:1 53 106 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.33 on mkt buy ADR 2:1 53 106 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.33 on mkt buy ADR 2:1 55 110 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.33 on mkt buy ADR 2:1 61 122 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.27 on mkt buy ADR 2:1 63 126 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.33 on mkt buy ADR 2:1 67 134 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.27 on mkt buy ADR 2:1 77 154 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.33 on mkt buy ADR 2:1 79 158 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.27 on mkt buy ADR 2:1 85 170 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.27 on mkt buy ADR 2:1 93 186 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.33 on mkt buy ADR 2:1 98 196 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.33 on mkt buy ADR 2:1 130 260 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.33 on mkt buy ADR 2:1 170 340 |
page 25 of 68
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.27 on mkt buy ADR 2:1 275 550 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.33 on mkt buy ADR 2:1 301 602 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.27 on mkt buy ADR 2:1 359 718 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.27 on mkt buy ADR 2:1 369 738 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.27 on mkt buy ADR 2:1 542 1,084 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.27 on mkt buy ADR 2:1 50 100 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.27 on mkt buy ADR 2:1 102 204 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.33 on mkt buy ADR 2:1 111 222 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.33 on mkt buy ADR 2:1 129 258 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.33 on mkt buy ADR 2:1 167 334 |
| BlackRock Investment Management,LLC 04-Jan-16 yes |
25.27 on mkt buy ADR 2:1 175 350 |
| BlackRock Asset Management Canada Limited 05-Jan-16 no |
n/a in specie ADR 2:1 2,117 4,234 |
| BlackRock Asset Management North Asia Limited 05-Jan-16 yes |
17.77 on mkt buy ord 7,885 7,885 |
| BlackRock Advisors(UK)Limited 05-Jan-16 yes |
17.58 on mkt buy ord 7,790 7,790 |
| BlackRock Advisors(UK)Limited 05-Jan-16 yes |
17.58 on mkt buy ord 24,149 24,149 |
| BlackRock Japan Co.,Ltd. 05-Jan-16 yes |
17.73 on mkt buy ord 702 702 |
| BlackRock Investment Management (UK) Limited 05-Jan-16 yes |
17.73 on mkt buy ord 630 630 |
| BlackRock Fund Advisors 05-Jan-16 no |
n/a in specie ord 29,691 29,691 |
| BlackRock Fund Advisors 05-Jan-16 yes |
17.58 on mkt buy ord 13,328 13,328 |
| BlackRock Investment Management (Australia) Limited 05-Jan-16 yes |
17.58 on mkt buy ord 550 550 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.11 on mkt buy ADR 2:1 21 42 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.29 on mkt buy ADR 2:1 38 76 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.29 on mkt buy ADR 2:1 67 134 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.28 on mkt buy ADR 2:1 43 86 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.29 on mkt buy ADR 2:1 49 98 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.08 on mkt buy ADR 2:1 49 98 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.24 on mkt buy ADR 2:1 51 102 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.31 on mkt buy ADR 2:1 58 116 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.02 on mkt buy ADR 2:1 72 144 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.05 on mkt buy ADR 2:1 81 162 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.08 on mkt buy ADR 2:1 90 180 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.14 on mkt buy ADR 2:1 97 194 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.02 on mkt buy ADR 2:1 102 204 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.31 on mkt buy ADR 2:1 104 208 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.16 on mkt buy ADR 2:1 170 340 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.17 on mkt buy ADR 2:1 172 344 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.21 on mkt buy ADR 2:1 196 392 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.31 on mkt buy ADR 2:1 199 398 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.01 on mkt buy ADR 2:1 221 442 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.25 on mkt buy ADR 2:1 234 468 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.11 on mkt buy ADR 2:1 425 850 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.14 on mkt buy ADR 2:1 36 72 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.14 on mkt buy ADR 2:1 51 102 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.31 on mkt buy ADR 2:1 54 108 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
24.98 on mkt buy ADR 2:1 60 120 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.27 on mkt buy ADR 2:1 60 120 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.27 on mkt buy ADR 2:1 70 140 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.20 on mkt buy ADR 2:1 101 202 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.19 on mkt buy ADR 2:1 101 202 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.10 on mkt buy ADR 2:1 191 382 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.31 on mkt buy ADR 2:1 202 404 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.10 on mkt buy ADR 2:1 272 544 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
24.98 on mkt buy ADR 2:1 333 666 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.10 on mkt buy ADR 2:1 450 900 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.10 on mkt buy ADR 2:1 532 1,064 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.10 on mkt buy ADR 2:1 533 1,066 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.10 on mkt buy ADR 2:1 564 1,128 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.10 on mkt buy ADR 2:1 693 1,386 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.10 on mkt buy ADR 2:1 778 1,556 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.10 on mkt buy ADR 2:1 1,132 2,264 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.32 on mkt buy ADR 2:1 1,279 2,558 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.15 on mkt buy ADR 2:1 94 188 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.13 on mkt buy ADR 2:1 110 220 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.31 on mkt buy ADR 2:1 275 550 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.15 on mkt buy ADR 2:1 25 50 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.21 on mkt buy ADR 2:1 22 44 |
page 26 of 68
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.24 on mkt buy ADR 2:1 5 10 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.17 on mkt buy ADR 2:1 8 16 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.23 on mkt buy ADR 2:1 9 18 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.21 on mkt buy ADR 2:1 4 8 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.23 on mkt buy ADR 2:1 23 46 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.26 on mkt buy ADR 2:1 34 68 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.30 on mkt buy ADR 2:1 91 182 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.24 on mkt buy ADR 2:1 14 28 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.27 on mkt buy ADR 2:1 17 34 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.16 on mkt buy ADR 2:1 25 50 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.25 on mkt buy ADR 2:1 30 60 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.21 on mkt buy ADR 2:1 30 60 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.33 on mkt buy ADR 2:1 31 62 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.18 on mkt buy ADR 2:1 33 66 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.07 on mkt buy ADR 2:1 33 66 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.11 on mkt buy ADR 2:1 35 70 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.23 on mkt buy ADR 2:1 39 78 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.20 on mkt buy ADR 2:1 44 88 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.07 on mkt buy ADR 2:1 47 94 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.29 on mkt buy ADR 2:1 47 94 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.18 on mkt buy ADR 2:1 48 96 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.26 on mkt buy ADR 2:1 49 98 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.27 on mkt buy ADR 2:1 55 110 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.33 on mkt buy ADR 2:1 63 126 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.22 on mkt buy ADR 2:1 64 128 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.33 on mkt buy ADR 2:1 80 160 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.32 on mkt buy ADR 2:1 82 164 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.22 on mkt buy ADR 2:1 99 198 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.23 on mkt buy ADR 2:1 99 198 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.33 on mkt buy ADR 2:1 138 276 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.24 on mkt buy ADR 2:1 206 412 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.24 on mkt buy ADR 2:1 207 414 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.23 on mkt buy ADR 2:1 34 68 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.24 on mkt buy ADR 2:1 69 138 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.18 on mkt buy ADR 2:1 95 190 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.18 on mkt buy ADR 2:1 275 550 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.21 on mkt buy ADR 2:1 287 574 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.16 on mkt buy ADR 2:1 1 2 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.18 on mkt buy ADR 2:1 19 38 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.25 on mkt buy ADR 2:1 22 44 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.27 on mkt buy ADR 2:1 23 46 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.11 on mkt buy ADR 2:1 31 62 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.29 on mkt buy ADR 2:1 32 64 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.23 on mkt buy ADR 2:1 47 94 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.19 on mkt buy ADR 2:1 51 102 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.27 on mkt buy ADR 2:1 55 110 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.27 on mkt buy ADR 2:1 57 114 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.29 on mkt buy ADR 2:1 57 114 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.11 on mkt buy ADR 2:1 80 160 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.25 on mkt buy ADR 2:1 85 170 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.25 on mkt buy ADR 2:1 86 172 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.29 on mkt buy ADR 2:1 102 204 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.33 on mkt buy ADR 2:1 105 210 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.32 on mkt buy ADR 2:1 106 212 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.33 on mkt buy ADR 2:1 107 214 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.09 on mkt buy ADR 2:1 111 222 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.28 on mkt buy ADR 2:1 186 372 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.19 on mkt buy ADR 2:1 189 378 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.19 on mkt buy ADR 2:1 189 378 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.16 on mkt buy ADR 2:1 229 458 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.09 on mkt buy ADR 2:1 257 514 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.09 on mkt buy ADR 2:1 263 526 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.14 on mkt buy ADR 2:1 290 580 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.21 on mkt buy ADR 2:1 394 788 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.26 on mkt buy ADR 2:1 461 922 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.21 on mkt buy ADR 2:1 13 26 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.22 on mkt buy ADR 2:1 14 28 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.22 on mkt buy ADR 2:1 21 42 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.22 on mkt buy ADR 2:1 38 76 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.23 on mkt buy ADR 2:1 88 176 |
page 27 of 68
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.22 on mkt buy ADR 2:1 112 224 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.21 on mkt buy ADR 2:1 118 236 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.21 on mkt buy ADR 2:1 140 280 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.25 on mkt buy ADR 2:1 294 588 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.18 on mkt buy ADR 2:1 355 710 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.25 on mkt buy ADR 2:1 3 6 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.16 on mkt buy ADR 2:1 24 48 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.16 on mkt buy ADR 2:1 1 2 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.16 on mkt buy ADR 2:1 11 22 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.16 on mkt buy ADR 2:1 14 28 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.16 on mkt buy ADR 2:1 17 34 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.16 on mkt buy ADR 2:1 17 34 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.16 on mkt buy ADR 2:1 18 36 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.16 on mkt buy ADR 2:1 18 36 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.16 on mkt buy ADR 2:1 19 38 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.16 on mkt buy ADR 2:1 22 44 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.16 on mkt buy ADR 2:1 24 48 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.16 on mkt buy ADR 2:1 25 50 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.16 on mkt buy ADR 2:1 27 54 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.16 on mkt buy ADR 2:1 29 58 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.23 on mkt buy ADR 2:1 29 58 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.16 on mkt buy ADR 2:1 30 60 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.16 on mkt buy ADR 2:1 33 66 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.16 on mkt buy ADR 2:1 33 66 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.16 on mkt buy ADR 2:1 34 68 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.16 on mkt buy ADR 2:1 40 80 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.16 on mkt buy ADR 2:1 44 88 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.16 on mkt buy ADR 2:1 45 90 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.16 on mkt buy ADR 2:1 46 92 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.16 on mkt buy ADR 2:1 47 94 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.16 on mkt buy ADR 2:1 48 96 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.16 on mkt buy ADR 2:1 48 96 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.16 on mkt buy ADR 2:1 53 106 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.16 on mkt buy ADR 2:1 55 110 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.16 on mkt buy ADR 2:1 59 118 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.16 on mkt buy ADR 2:1 65 130 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.16 on mkt buy ADR 2:1 71 142 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.16 on mkt buy ADR 2:1 117 234 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.16 on mkt buy ADR 2:1 125 250 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.16 on mkt buy ADR 2:1 126 252 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.16 on mkt buy ADR 2:1 145 290 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.16 on mkt buy ADR 2:1 195 390 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.16 on mkt buy ADR 2:1 513 1,026 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.16 on mkt buy ADR 2:1 37 74 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.23 on mkt buy ADR 2:1 3 6 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.23 on mkt buy ADR 2:1 5 10 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.23 on mkt buy ADR 2:1 11 22 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.16 on mkt buy ADR 2:1 12 24 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.16 on mkt buy ADR 2:1 15 30 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.16 on mkt buy ADR 2:1 15 30 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.16 on mkt buy ADR 2:1 16 32 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.16 on mkt buy ADR 2:1 17 34 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.16 on mkt buy ADR 2:1 17 34 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.16 on mkt buy ADR 2:1 18 36 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.16 on mkt buy ADR 2:1 19 38 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.16 on mkt buy ADR 2:1 20 40 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.16 on mkt buy ADR 2:1 20 40 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.23 on mkt buy ADR 2:1 22 44 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.16 on mkt buy ADR 2:1 23 46 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.16 on mkt buy ADR 2:1 23 46 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.16 on mkt buy ADR 2:1 24 48 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.16 on mkt buy ADR 2:1 25 50 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.16 on mkt buy ADR 2:1 25 50 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.16 on mkt buy ADR 2:1 27 54 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.16 on mkt buy ADR 2:1 28 56 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.16 on mkt buy ADR 2:1 28 56 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.16 on mkt buy ADR 2:1 29 58 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.23 on mkt buy ADR 2:1 29 58 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.16 on mkt buy ADR 2:1 30 60 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.16 on mkt buy ADR 2:1 30 60 |
page 28 of 68
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.16 on mkt buy ADR 2:1 31 62 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.16 on mkt buy ADR 2:1 33 66 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.16 on mkt buy ADR 2:1 33 66 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.16 on mkt buy ADR 2:1 36 72 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.16 on mkt buy ADR 2:1 38 76 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.23 on mkt buy ADR 2:1 44 88 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.16 on mkt buy ADR 2:1 44 88 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.16 on mkt buy ADR 2:1 45 90 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.16 on mkt buy ADR 2:1 59 118 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.16 on mkt buy ADR 2:1 86 172 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.16 on mkt buy ADR 2:1 107 214 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.16 on mkt buy ADR 2:1 122 244 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.16 on mkt buy ADR 2:1 274 548 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.16 on mkt buy ADR 2:1 347 694 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.23 on mkt buy ADR 2:1 38 76 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.20 on mkt buy ADR 2:1 1 2 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
24.98 on mkt buy ADR 2:1 1 2 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.20 on mkt buy ADR 2:1 1 2 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.20 on mkt buy ADR 2:1 1 2 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.20 on mkt buy ADR 2:1 1 2 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.20 on mkt buy ADR 2:1 1 2 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.20 on mkt buy ADR 2:1 2 4 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.20 on mkt buy ADR 2:1 5 10 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
24.98 on mkt buy ADR 2:1 7 14 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.20 on mkt buy ADR 2:1 16 32 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.20 on mkt buy ADR 2:1 25 50 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
25.20 on mkt buy ADR 2:1 82 164 |
| BlackRock Investment Management,LLC 05-Jan-16 yes |
24.98 on mkt buy ADR 2:1 129 258 |
| BlackRock Advisors(UK)Limited 06-Jan-16 yes |
17.15 on mkt buy ord 8,452 8,452 |
| BlackRock Fund Advisors 06-Jan-16 no |
n/a in specie ord 9,890 9,890 |
| BlackRock Advisors(UK)Limited 06-Jan-16 yes |
17.15 on mkt buy ord 2,340 2,340 |
| BlackRock Fund Advisors 06-Jan-16 yes |
17.75 on mkt buy ord 1,104 1,104 |
| BlackRock Investment Management (UK) Limited 06-Jan-16 yes |
17.75 on mkt buy ord 17,685 17,685 |
| BlackRock Fund Advisors 06-Jan-16 yes |
17.15 on mkt buy ord 12,376 12,376 |
| BlackRock Institutional Trust Company, National Association 06-Jan-16 yes |
17.51 on mkt buy ord 128,781 128,781 |
| BlackRock Investment Management,LLC 06-Jan-16 yes |
23.87 on mkt buy ADR 2:1 23 46 |
| BlackRock Investment Management,LLC 06-Jan-16 yes |
23.65 on mkt buy ADR 2:1 45 90 |
| BlackRock Investment Management,LLC 06-Jan-16 yes |
23.87 on mkt buy ADR 2:1 183 366 |
| BlackRock Investment Management,LLC 06-Jan-16 yes |
23.63 on mkt buy ADR 2:1 34 68 |
| BlackRock Investment Management,LLC 06-Jan-16 yes |
23.63 on mkt buy ADR 2:1 49 98 |
| BlackRock Investment Management,LLC 06-Jan-16 yes |
23.86 on mkt buy ADR 2:1 54 108 |
| BlackRock Investment Management,LLC 06-Jan-16 yes |
23.86 on mkt buy ADR 2:1 62 124 |
| BlackRock Investment Management,LLC 06-Jan-16 yes |
23.86 on mkt buy ADR 2:1 77 154 |
| BlackRock Investment Management,LLC 06-Jan-16 yes |
23.87 on mkt buy ADR 2:1 111 222 |
| BlackRock Investment Management,LLC 06-Jan-16 yes |
23.87 on mkt buy ADR 2:1 16 32 |
| BlackRock Investment Management,LLC 06-Jan-16 yes |
23.52 on mkt buy ADR 2:1 34 68 |
| BlackRock Investment Management,LLC 06-Jan-16 yes |
23.87 on mkt buy ADR 2:1 95 190 |
| BlackRock Investment Management,LLC 06-Jan-16 yes |
23.64 on mkt buy ADR 2:1 145 290 |
| BlackRock Investment Management,LLC 06-Jan-16 yes |
23.61 on mkt buy ADR 2:1 159 318 |
| BlackRock Investment Management,LLC 06-Jan-16 yes |
23.64 on mkt buy ADR 2:1 241 482 |
| BlackRock Investment Management,LLC 06-Jan-16 yes |
23.86 on mkt buy ADR 2:1 35 70 |
| BlackRock Investment Management,LLC 06-Jan-16 yes |
23.64 on mkt buy ADR 2:1 58 116 |
| BlackRock Investment Management,LLC 06-Jan-16 yes |
23.51 on mkt buy ADR 2:1 4 8 |
| BlackRock Investment Management,LLC 06-Jan-16 yes |
23.70 on mkt buy ADR 2:1 61 122 |
| BlackRock Investment Management,LLC 06-Jan-16 yes |
23.85 on mkt buy ADR 2:1 22 44 |
| BlackRock Investment Management,LLC 06-Jan-16 yes |
23.85 on mkt buy ADR 2:1 107 214 |
| BlackRock Investment Management,LLC 06-Jan-16 yes |
23.61 on mkt buy ADR 2:1 19 38 |
| BlackRock Investment Management,LLC 06-Jan-16 yes |
23.57 on mkt buy ADR 2:1 22 44 |
| BlackRock Investment Management,LLC 06-Jan-16 yes |
23.61 on mkt buy ADR 2:1 37 74 |
| BlackRock Investment Management,LLC 06-Jan-16 yes |
23.61 on mkt buy ADR 2:1 39 78 |
| BlackRock Investment Management,LLC 06-Jan-16 yes |
23.59 on mkt buy ADR 2:1 49 98 |
| BlackRock Investment Management,LLC 06-Jan-16 yes |
23.57 on mkt buy ADR 2:1 79 158 |
| BlackRock Investment Management,LLC 06-Jan-16 yes |
23.81 on mkt buy ADR 2:1 103 206 |
| BlackRock Investment Management,LLC 06-Jan-16 yes |
23.81 on mkt buy ADR 2:1 107 214 |
| BlackRock Investment Management,LLC 06-Jan-16 yes |
23.87 on mkt buy ADR 2:1 109 218 |
| BlackRock Investment Management,LLC 06-Jan-16 yes |
23.50 on mkt buy ADR 2:1 123 246 |
| BlackRock Investment Management,LLC 06-Jan-16 yes |
23.53 on mkt buy ADR 2:1 33 66 |
| BlackRock Investment Management,LLC 06-Jan-16 yes |
23.61 on mkt buy ADR 2:1 42 84 |
page 29 of 68
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management,LLC 06-Jan-16 yes |
23.68 on mkt buy ADR 2:1 47 94 |
| BlackRock Investment Management,LLC 06-Jan-16 yes |
23.62 on mkt buy ADR 2:1 87 174 |
| BlackRock Investment Management,LLC 06-Jan-16 yes |
23.57 on mkt buy ADR 2:1 124 248 |
| BlackRock Investment Management,LLC 06-Jan-16 yes |
23.68 on mkt buy ADR 2:1 290 580 |
| BlackRock Investment Management,LLC 06-Jan-16 yes |
23.53 on mkt buy ADR 2:1 448 896 |
| BlackRock Investment Management,LLC 06-Jan-16 yes |
23.82 on mkt buy ADR 2:1 21 42 |
| BlackRock Investment Management,LLC 06-Jan-16 yes |
23.57 on mkt buy ADR 2:1 31 62 |
| BlackRock Investment Management,LLC 06-Jan-16 yes |
23.59 on mkt buy ADR 2:1 34 68 |
| BlackRock Investment Management,LLC 06-Jan-16 yes |
23.64 on mkt buy ADR 2:1 49 98 |
| BlackRock Investment Management,LLC 06-Jan-16 yes |
23.85 on mkt buy ADR 2:1 57 114 |
| BlackRock Investment Management,LLC 06-Jan-16 yes |
23.85 on mkt buy ADR 2:1 57 114 |
| BlackRock Investment Management,LLC 06-Jan-16 yes |
23.89 on mkt buy ADR 2:1 64 128 |
| BlackRock Investment Management,LLC 06-Jan-16 yes |
23.59 on mkt buy ADR 2:1 70 140 |
| BlackRock Investment Management,LLC 06-Jan-16 yes |
23.67 on mkt buy ADR 2:1 71 142 |
| BlackRock Investment Management,LLC 06-Jan-16 yes |
23.60 on mkt buy ADR 2:1 82 164 |
| BlackRock Investment Management,LLC 06-Jan-16 yes |
23.57 on mkt buy ADR 2:1 83 166 |
| BlackRock Investment Management,LLC 06-Jan-16 yes |
23.59 on mkt buy ADR 2:1 129 258 |
| BlackRock Investment Management,LLC 06-Jan-16 yes |
23.62 on mkt buy ADR 2:1 206 412 |
| BlackRock Investment Management,LLC 06-Jan-16 yes |
23.82 on mkt buy ADR 2:1 236 472 |
| BlackRock Investment Management,LLC 06-Jan-16 yes |
23.84 on mkt buy ADR 2:1 229 458 |
| BlackRock Investment Management,LLC 06-Jan-16 yes |
23.81 on mkt buy ADR 2:1 1 2 |
| BlackRock Investment Management,LLC 06-Jan-16 yes |
23.82 on mkt buy ADR 2:1 3 6 |
| BlackRock Investment Management,LLC 06-Jan-16 yes |
23.82 on mkt buy ADR 2:1 8 16 |
| BlackRock Investment Management,LLC 06-Jan-16 yes |
23.70 on mkt buy ADR 2:1 10 20 |
| BlackRock Investment Management,LLC 06-Jan-16 yes |
23.70 on mkt buy ADR 2:1 10 20 |
| BlackRock Investment Management,LLC 06-Jan-16 yes |
23.82 on mkt buy ADR 2:1 11 22 |
| BlackRock Investment Management,LLC 06-Jan-16 yes |
23.75 on mkt buy ADR 2:1 12 24 |
| BlackRock Investment Management,LLC 06-Jan-16 yes |
23.70 on mkt buy ADR 2:1 13 26 |
| BlackRock Investment Management,LLC 06-Jan-16 yes |
23.82 on mkt buy ADR 2:1 16 32 |
| BlackRock Investment Management,LLC 06-Jan-16 yes |
23.82 on mkt buy ADR 2:1 16 32 |
| BlackRock Investment Management,LLC 06-Jan-16 yes |
23.82 on mkt buy ADR 2:1 17 34 |
| BlackRock Investment Management,LLC 06-Jan-16 yes |
23.82 on mkt buy ADR 2:1 19 38 |
| BlackRock Investment Management,LLC 06-Jan-16 yes |
23.82 on mkt buy ADR 2:1 19 38 |
| BlackRock Investment Management,LLC 06-Jan-16 yes |
23.70 on mkt buy ADR 2:1 20 40 |
| BlackRock Investment Management,LLC 06-Jan-16 yes |
23.82 on mkt buy ADR 2:1 20 40 |
| BlackRock Investment Management,LLC 06-Jan-16 yes |
23.82 on mkt buy ADR 2:1 20 40 |
| BlackRock Investment Management,LLC 06-Jan-16 yes |
23.82 on mkt buy ADR 2:1 21 42 |
| BlackRock Investment Management,LLC 06-Jan-16 yes |
23.82 on mkt buy ADR 2:1 22 44 |
| BlackRock Investment Management,LLC 06-Jan-16 yes |
23.70 on mkt buy ADR 2:1 22 44 |
| BlackRock Investment Management,LLC 06-Jan-16 yes |
23.82 on mkt buy ADR 2:1 23 46 |
| BlackRock Investment Management,LLC 06-Jan-16 yes |
23.82 on mkt buy ADR 2:1 26 52 |
| BlackRock Investment Management,LLC 06-Jan-16 yes |
23.82 on mkt buy ADR 2:1 26 52 |
| BlackRock Investment Management,LLC 06-Jan-16 yes |
23.82 on mkt buy ADR 2:1 27 54 |
| BlackRock Investment Management,LLC 06-Jan-16 yes |
23.82 on mkt buy ADR 2:1 27 54 |
| BlackRock Investment Management,LLC 06-Jan-16 yes |
23.82 on mkt buy ADR 2:1 28 56 |
| BlackRock Investment Management,LLC 06-Jan-16 yes |
23.82 on mkt buy ADR 2:1 28 56 |
| BlackRock Investment Management,LLC 06-Jan-16 yes |
23.82 on mkt buy ADR 2:1 28 56 |
| BlackRock Investment Management,LLC 06-Jan-16 yes |
23.70 on mkt buy ADR 2:1 29 58 |
| BlackRock Investment Management,LLC 06-Jan-16 yes |
23.82 on mkt buy ADR 2:1 30 60 |
| BlackRock Investment Management,LLC 06-Jan-16 yes |
23.70 on mkt buy ADR 2:1 33 66 |
| BlackRock Investment Management,LLC 06-Jan-16 yes |
23.82 on mkt buy ADR 2:1 50 100 |
| BlackRock Investment Management,LLC 06-Jan-16 yes |
23.82 on mkt buy ADR 2:1 52 104 |
| BlackRock Investment Management,LLC 06-Jan-16 yes |
23.82 on mkt buy ADR 2:1 52 104 |
| BlackRock Investment Management,LLC 06-Jan-16 yes |
23.82 on mkt buy ADR 2:1 53 106 |
| BlackRock Investment Management,LLC 06-Jan-16 yes |
23.82 on mkt buy ADR 2:1 60 120 |
| BlackRock Investment Management,LLC 06-Jan-16 yes |
23.82 on mkt buy ADR 2:1 60 120 |
| BlackRock Investment Management,LLC 06-Jan-16 yes |
23.82 on mkt buy ADR 2:1 63 126 |
| BlackRock Investment Management,LLC 06-Jan-16 yes |
23.82 on mkt buy ADR 2:1 69 138 |
| BlackRock Investment Management,LLC 06-Jan-16 yes |
23.70 on mkt buy ADR 2:1 116 232 |
| BlackRock Investment Management,LLC 06-Jan-16 yes |
23.82 on mkt buy ADR 2:1 122 244 |
| BlackRock Investment Management,LLC 06-Jan-16 yes |
23.82 on mkt buy ADR 2:1 190 380 |
| BlackRock Investment Management,LLC 06-Jan-16 yes |
23.82 on mkt buy ADR 2:1 15 30 |
| BlackRock Investment Management,LLC 06-Jan-16 yes |
23.70 on mkt buy ADR 2:1 19 38 |
| BlackRock Investment Management,LLC 06-Jan-16 yes |
23.82 on mkt buy ADR 2:1 22 44 |
| BlackRock Investment Management,LLC 06-Jan-16 yes |
23.70 on mkt buy ADR 2:1 22 44 |
| BlackRock Investment Management,LLC 06-Jan-16 yes |
23.82 on mkt buy ADR 2:1 32 64 |
| BlackRock Investment Management,LLC 06-Jan-16 yes |
23.70 on mkt buy ADR 2:1 57 114 |
| BlackRock Investment Management,LLC 06-Jan-16 yes |
23.82 on mkt buy ADR 2:1 68 136 |
| BlackRock Investment Management,LLC 06-Jan-16 yes |
23.70 on mkt buy ADR 2:1 276 552 |
| BlackRock Investment Management,LLC 06-Jan-16 yes |
23.70 on mkt buy ADR 2:1 364 728 |
page 30 of 68
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management,LLC 06-Jan-16 yes |
23.75 on mkt buy ADR 2:1 1 2 |
| BlackRock Investment Management,LLC 06-Jan-16 yes |
23.82 on mkt buy ADR 2:1 11 22 |
| BlackRock Investment Management,LLC 06-Jan-16 yes |
23.70 on mkt buy ADR 2:1 13 26 |
| BlackRock Investment Management,LLC 06-Jan-16 yes |
23.70 on mkt buy ADR 2:1 13 26 |
| BlackRock Investment Management,LLC 06-Jan-16 yes |
23.70 on mkt buy ADR 2:1 13 26 |
| BlackRock Investment Management,LLC 06-Jan-16 yes |
23.82 on mkt buy ADR 2:1 14 28 |
| BlackRock Investment Management,LLC 06-Jan-16 yes |
23.82 on mkt buy ADR 2:1 15 30 |
| BlackRock Investment Management,LLC 06-Jan-16 yes |
23.82 on mkt buy ADR 2:1 18 36 |
| BlackRock Investment Management,LLC 06-Jan-16 yes |
23.70 on mkt buy ADR 2:1 22 44 |
| BlackRock Investment Management,LLC 06-Jan-16 yes |
23.75 on mkt buy ADR 2:1 24 48 |
| BlackRock Investment Management,LLC 06-Jan-16 yes |
23.82 on mkt buy ADR 2:1 32 64 |
| BlackRock Investment Management,LLC 06-Jan-16 yes |
23.82 on mkt buy ADR 2:1 33 66 |
| BlackRock Investment Management,LLC 06-Jan-16 yes |
23.82 on mkt buy ADR 2:1 35 70 |
| BlackRock Investment Management,LLC 06-Jan-16 yes |
23.82 on mkt buy ADR 2:1 37 74 |
| BlackRock Investment Management,LLC 06-Jan-16 yes |
23.82 on mkt buy ADR 2:1 40 80 |
| BlackRock Investment Management,LLC 06-Jan-16 yes |
23.82 on mkt buy ADR 2:1 52 104 |
| BlackRock Investment Management,LLC 06-Jan-16 yes |
23.82 on mkt buy ADR 2:1 53 106 |
| BlackRock Investment Management,LLC 06-Jan-16 yes |
23.82 on mkt buy ADR 2:1 69 138 |
| BlackRock Investment Management,LLC 06-Jan-16 yes |
23.82 on mkt buy ADR 2:1 92 184 |
| BlackRock Investment Management,LLC 06-Jan-16 yes |
23.82 on mkt buy ADR 2:1 115 230 |
| BlackRock Investment Management,LLC 06-Jan-16 yes |
23.82 on mkt buy ADR 2:1 168 336 |
| BlackRock Investment Management,LLC 06-Jan-16 yes |
23.82 on mkt buy ADR 2:1 239 478 |
| BlackRock Investment Management,LLC 06-Jan-16 yes |
23.75 on mkt buy ADR 2:1 18 36 |
| BlackRock Investment Management,LLC 06-Jan-16 yes |
23.79 on mkt buy ADR 2:1 28 56 |
| BlackRock Investment Management,LLC 06-Jan-16 yes |
23.79 on mkt buy ADR 2:1 16 32 |
| BlackRock Investment Management,LLC 07-Jan-16 yes |
16.33 on mkt buy ord 7,045 7,045 |
| BlackRock Advisors,LLC 07-Jan-16 yes |
16.73 on mkt buy ord 680 680 |
| BlackRock Advisors(UK)Limited 07-Jan-16 yes |
16.33 on mkt buy ord 3,120 3,120 |
| BlackRock Fund Advisors 07-Jan-16 yes |
16.33 on mkt buy ord 6,680 6,680 |
| BlackRock Investment Management (Australia) Limited 07-Jan-16 yes |
16.53 on mkt buy ord 370 370 |
| BlackRock Investment Management (Australia) Limited 07-Jan-16 yes |
16.53 on mkt buy ord 554 554 |
| BlackRock(Singapore)Limited 07-Jan-16 yes |
16.37 on mkt buy ord 1,396 1,396 |
| BlackRock Investment Management,LLC 07-Jan-16 yes |
22.55 on mkt buy ADR 2:1 61 122 |
| BlackRock Investment Management,LLC 07-Jan-16 yes |
22.58 on mkt buy ADR 2:1 68 136 |
| BlackRock Investment Management,LLC 07-Jan-16 yes |
22.74 on mkt buy ADR 2:1 437 874 |
| BlackRock Investment Management,LLC 07-Jan-16 yes |
22.61 on mkt buy ADR 2:1 40 80 |
| BlackRock Investment Management,LLC 07-Jan-16 yes |
22.60 on mkt buy ADR 2:1 225 450 |
| BlackRock Investment Management,LLC 07-Jan-16 yes |
22.76 on mkt buy ADR 2:1 950 1,900 |
| BlackRock Investment Management,LLC 07-Jan-16 yes |
22.62 on mkt buy ADR 2:1 31 62 |
| BlackRock Investment Management,LLC 07-Jan-16 yes |
22.49 on mkt buy ADR 2:1 56 112 |
| BlackRock Investment Management,LLC 07-Jan-16 yes |
22.79 on mkt buy ADR 2:1 161 322 |
| BlackRock Investment Management,LLC 07-Jan-16 yes |
22.75 on mkt buy ADR 2:1 640 1,280 |
| BlackRock Investment Management,LLC 07-Jan-16 yes |
22.83 on mkt buy ADR 2:1 4 8 |
| BlackRock Investment Management,LLC 07-Jan-16 yes |
22.55 on mkt buy ADR 2:1 75 150 |
| BlackRock Investment Management,LLC 07-Jan-16 yes |
22.66 on mkt buy ADR 2:1 806 1,612 |
| BlackRock Investment Management,LLC 07-Jan-16 yes |
22.51 on mkt buy ADR 2:1 12 24 |
| BlackRock Advisors(UK)Limited 08-Jan-16 yes |
16.35 on mkt buy ord 8,450 8,450 |
| BlackRock Advisors(UK)Limited 08-Jan-16 yes |
16.35 on mkt buy ord 6,234 6,234 |
| BlackRock Investment Management (Australia) Limited 08-Jan-16 yes |
16.26 on mkt buy ord 370 370 |
| BlackRock Asset Management Canada Limited 08-Jan-16 no |
n/a in specie ord 11,077 11,077 |
| BlackRock Investment Management (Australia) Limited 08-Jan-16 yes |
16.26 on mkt buy ord 553 553 |
| BlackRock Investment Management,LLC 08-Jan-16 yes |
22.30 on mkt buy ADR 2:1 53 106 |
| BlackRock Investment Management,LLC 08-Jan-16 yes |
22.33 on mkt buy ADR 2:1 12 24 |
| BlackRock Investment Management,LLC 08-Jan-16 yes |
22.29 on mkt buy ADR 2:1 44 88 |
| BlackRock Investment Management,LLC 08-Jan-16 yes |
22.29 on mkt buy ADR 2:1 310 620 |
| BlackRock Investment Management,LLC 08-Jan-16 yes |
22.19 on mkt buy ADR 2:1 12 24 |
| BlackRock Investment Management,LLC 08-Jan-16 yes |
22.28 on mkt buy ADR 2:1 32 64 |
| BlackRock Investment Management,LLC 08-Jan-16 yes |
22.28 on mkt buy ADR 2:1 35 70 |
| BlackRock Investment Management,LLC 08-Jan-16 yes |
22.42 on mkt buy ADR 2:1 36 72 |
| BlackRock Investment Management,LLC 08-Jan-16 yes |
22.40 on mkt buy ADR 2:1 56 112 |
| BlackRock Investment Management,LLC 08-Jan-16 yes |
22.40 on mkt buy ADR 2:1 63 126 |
| BlackRock Investment Management,LLC 08-Jan-16 yes |
22.40 on mkt buy ADR 2:1 101 202 |
| BlackRock Investment Management,LLC 08-Jan-16 yes |
22.36 on mkt buy ADR 2:1 130 260 |
| BlackRock Investment Management,LLC 08-Jan-16 yes |
22.24 on mkt buy ADR 2:1 138 276 |
| BlackRock Investment Management,LLC 08-Jan-16 yes |
22.42 on mkt buy ADR 2:1 195 390 |
page 31 of 68
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management,LLC 08-Jan-16 yes |
22.33 on mkt buy ADR 2:1 250 500 |
| BlackRock Investment Management,LLC 08-Jan-16 yes |
22.24 on mkt buy ADR 2:1 12 24 |
| BlackRock Investment Management,LLC 08-Jan-16 yes |
22.25 on mkt buy ADR 2:1 31 62 |
| BlackRock Investment Management,LLC 08-Jan-16 yes |
22.31 on mkt buy ADR 2:1 34 68 |
| BlackRock Investment Management,LLC 08-Jan-16 yes |
22.35 on mkt buy ADR 2:1 46 92 |
| BlackRock Investment Management,LLC 08-Jan-16 yes |
22.24 on mkt buy ADR 2:1 47 94 |
| BlackRock Investment Management,LLC 08-Jan-16 yes |
22.24 on mkt buy ADR 2:1 62 124 |
| BlackRock Investment Management,LLC 08-Jan-16 yes |
22.30 on mkt buy ADR 2:1 67 134 |
| BlackRock Investment Management,LLC 08-Jan-16 yes |
22.28 on mkt buy ADR 2:1 90 180 |
| BlackRock Investment Management,LLC 08-Jan-16 yes |
22.33 on mkt buy ADR 2:1 109 218 |
| BlackRock Investment Management,LLC 08-Jan-16 yes |
22.24 on mkt buy ADR 2:1 120 240 |
| BlackRock Investment Management,LLC 08-Jan-16 yes |
22.31 on mkt buy ADR 2:1 180 360 |
| BlackRock Investment Management,LLC 08-Jan-16 yes |
22.31 on mkt buy ADR 2:1 247 494 |
| BlackRock Investment Management,LLC 08-Jan-16 yes |
22.24 on mkt buy ADR 2:1 250 500 |
| BlackRock Investment Management,LLC 08-Jan-16 yes |
22.33 on mkt buy ADR 2:1 74 148 |
| BlackRock Investment Management,LLC 08-Jan-16 yes |
22.13 on mkt buy ADR 2:1 85 170 |
| BlackRock Investment Management,LLC 08-Jan-16 yes |
22.18 on mkt buy ADR 2:1 107 214 |
| BlackRock Investment Management,LLC 08-Jan-16 yes |
22.35 on mkt buy ADR 2:1 186 372 |
| BlackRock Investment Management,LLC 08-Jan-16 yes |
22.15 on mkt buy ADR 2:1 94 188 |
| BlackRock Investment Management,LLC 08-Jan-16 yes |
22.37 on mkt buy ADR 2:1 8 16 |
| BlackRock Investment Management,LLC 08-Jan-16 yes |
22.18 on mkt buy ADR 2:1 750 1,500 |
| BlackRock Investment Management,LLC 08-Jan-16 yes |
22.13 on mkt buy ADR 2:1 177 354 |
| BlackRock Investment Management,LLC 08-Jan-16 yes |
22.07 on mkt buy ADR 2:1 378 756 |
| BlackRock Investment Management,LLC 08-Jan-16 yes |
22.28 on mkt buy ADR 2:1 27 54 |
| BlackRock Investment Management,LLC 08-Jan-16 yes |
22.27 on mkt buy ADR 2:1 49 98 |
| BlackRock Investment Management,LLC 08-Jan-16 yes |
22.25 on mkt buy ADR 2:1 55 110 |
| BlackRock Investment Management,LLC 08-Jan-16 yes |
22.31 on mkt buy ADR 2:1 34 68 |
| BlackRock Investment Management,LLC 08-Jan-16 yes |
22.29 on mkt buy ADR 2:1 38 76 |
| BlackRock Investment Management,LLC 08-Jan-16 yes |
22.15 on mkt buy ADR 2:1 49 98 |
| BlackRock Investment Management,LLC 08-Jan-16 yes |
22.31 on mkt buy ADR 2:1 54 108 |
| BlackRock Investment Management,LLC 08-Jan-16 yes |
22.29 on mkt buy ADR 2:1 76 152 |
| BlackRock Investment Management,LLC 08-Jan-16 yes |
22.40 on mkt buy ADR 2:1 79 158 |
| BlackRock Investment Management,LLC 08-Jan-16 yes |
22.29 on mkt buy ADR 2:1 83 166 |
| BlackRock Investment Management,LLC 08-Jan-16 yes |
22.29 on mkt buy ADR 2:1 85 170 |
| BlackRock Investment Management,LLC 08-Jan-16 yes |
22.29 on mkt buy ADR 2:1 85 170 |
| BlackRock Investment Management,LLC 08-Jan-16 yes |
22.19 on mkt buy ADR 2:1 30 60 |
| BlackRock Investment Management,LLC 08-Jan-16 yes |
22.28 on mkt buy ADR 2:1 49 98 |
| BlackRock Investment Management,LLC 08-Jan-16 yes |
22.36 on mkt buy ADR 2:1 63 126 |
| BlackRock Investment Management,LLC 08-Jan-16 yes |
22.35 on mkt buy ADR 2:1 72 144 |
| BlackRock Investment Management,LLC 08-Jan-16 yes |
22.29 on mkt buy ADR 2:1 80 160 |
| BlackRock Investment Management,LLC 08-Jan-16 yes |
22.27 on mkt buy ADR 2:1 111 222 |
| BlackRock Investment Management,LLC 08-Jan-16 yes |
22.32 on mkt buy ADR 2:1 115 230 |
| BlackRock Investment Management,LLC 08-Jan-16 yes |
22.32 on mkt buy ADR 2:1 116 232 |
| BlackRock Investment Management,LLC 08-Jan-16 yes |
22.29 on mkt buy ADR 2:1 119 238 |
| BlackRock Investment Management,LLC 08-Jan-16 yes |
22.29 on mkt buy ADR 2:1 256 512 |
| BlackRock Investment Management,LLC 08-Jan-16 yes |
22.32 on mkt buy ADR 2:1 123 246 |
| BlackRock Investment Management,LLC 08-Jan-16 yes |
22.30 on mkt buy ADR 2:1 1 2 |
| BlackRock Investment Management,LLC 08-Jan-16 yes |
22.12 on mkt buy ADR 2:1 4 8 |
| BlackRock Investment Management,LLC 08-Jan-16 yes |
22.37 on mkt buy ADR 2:1 49 98 |
| BlackRock Investment Management,LLC 08-Jan-16 yes |
22.13 on mkt buy ADR 2:1 12 24 |
| BlackRock Investment Management,LLC 08-Jan-16 yes |
22.13 on mkt buy ADR 2:1 13 26 |
| BlackRock Investment Management,LLC 08-Jan-16 yes |
22.13 on mkt buy ADR 2:1 14 28 |
| BlackRock Investment Management,LLC 08-Jan-16 yes |
22.13 on mkt buy ADR 2:1 16 32 |
| BlackRock Investment Management,LLC 08-Jan-16 yes |
22.13 on mkt buy ADR 2:1 16 32 |
| BlackRock Investment Management,LLC 08-Jan-16 yes |
22.13 on mkt buy ADR 2:1 18 36 |
| BlackRock Investment Management,LLC 08-Jan-16 yes |
22.13 on mkt buy ADR 2:1 19 38 |
| BlackRock Investment Management,LLC 08-Jan-16 yes |
22.13 on mkt buy ADR 2:1 21 42 |
| BlackRock Investment Management,LLC 08-Jan-16 yes |
22.13 on mkt buy ADR 2:1 22 44 |
| BlackRock Investment Management,LLC 08-Jan-16 yes |
22.27 on mkt buy ADR 2:1 26 52 |
| BlackRock Investment Management,LLC 08-Jan-16 yes |
22.13 on mkt buy ADR 2:1 26 52 |
| BlackRock Investment Management,LLC 08-Jan-16 yes |
22.13 on mkt buy ADR 2:1 36 72 |
| BlackRock Investment Management,LLC 08-Jan-16 yes |
22.13 on mkt buy ADR 2:1 40 80 |
| BlackRock Investment Management,LLC 08-Jan-16 yes |
22.13 on mkt buy ADR 2:1 43 86 |
| BlackRock Investment Management,LLC 08-Jan-16 yes |
22.13 on mkt buy ADR 2:1 44 88 |
| BlackRock Investment Management,LLC 08-Jan-16 yes |
22.13 on mkt buy ADR 2:1 46 92 |
| BlackRock Investment Management,LLC 08-Jan-16 yes |
22.13 on mkt buy ADR 2:1 46 92 |
| BlackRock Investment Management,LLC 08-Jan-16 yes |
22.13 on mkt buy ADR 2:1 47 94 |
| BlackRock Investment Management,LLC 08-Jan-16 yes |
22.13 on mkt buy ADR 2:1 59 118 |
| BlackRock Investment Management,LLC 08-Jan-16 yes |
22.13 on mkt buy ADR 2:1 64 128 |
| BlackRock Investment Management,LLC 08-Jan-16 yes |
22.13 on mkt buy ADR 2:1 77 154 |
page 32 of 68
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management,LLC 08-Jan-16 yes |
22.13 on mkt buy ADR 2:1 77 154 |
| BlackRock Investment Management,LLC 08-Jan-16 yes |
22.13 on mkt buy ADR 2:1 80 160 |
| BlackRock Investment Management,LLC 08-Jan-16 yes |
22.13 on mkt buy ADR 2:1 93 186 |
| BlackRock Investment Management,LLC 08-Jan-16 yes |
22.13 on mkt buy ADR 2:1 97 194 |
| BlackRock Investment Management,LLC 08-Jan-16 yes |
22.13 on mkt buy ADR 2:1 105 210 |
| BlackRock Investment Management,LLC 08-Jan-16 yes |
22.13 on mkt buy ADR 2:1 106 212 |
| BlackRock Investment Management,LLC 08-Jan-16 yes |
22.13 on mkt buy ADR 2:1 109 218 |
| BlackRock Investment Management,LLC 08-Jan-16 yes |
22.13 on mkt buy ADR 2:1 156 312 |
| BlackRock Investment Management,LLC 08-Jan-16 yes |
22.13 on mkt buy ADR 2:1 250 500 |
| BlackRock Investment Management,LLC 08-Jan-16 yes |
22.13 on mkt buy ADR 2:1 322 644 |
| BlackRock Investment Management,LLC 08-Jan-16 yes |
22.13 on mkt buy ADR 2:1 179 358 |
| BlackRock Investment Management,LLC 08-Jan-16 yes |
22.13 on mkt buy ADR 2:1 10 20 |
| BlackRock Investment Management,LLC 08-Jan-16 yes |
22.13 on mkt buy ADR 2:1 13 26 |
| BlackRock Investment Management,LLC 08-Jan-16 yes |
22.13 on mkt buy ADR 2:1 14 28 |
| BlackRock Investment Management,LLC 08-Jan-16 yes |
22.27 on mkt buy ADR 2:1 14 28 |
| BlackRock Investment Management,LLC 08-Jan-16 yes |
22.13 on mkt buy ADR 2:1 15 30 |
| BlackRock Investment Management,LLC 08-Jan-16 yes |
22.13 on mkt buy ADR 2:1 15 30 |
| BlackRock Investment Management,LLC 08-Jan-16 yes |
22.13 on mkt buy ADR 2:1 26 52 |
| BlackRock Investment Management,LLC 08-Jan-16 yes |
22.13 on mkt buy ADR 2:1 26 52 |
| BlackRock Investment Management,LLC 08-Jan-16 yes |
22.13 on mkt buy ADR 2:1 28 56 |
| BlackRock Investment Management,LLC 08-Jan-16 yes |
22.13 on mkt buy ADR 2:1 36 72 |
| BlackRock Investment Management,LLC 08-Jan-16 yes |
22.13 on mkt buy ADR 2:1 47 94 |
| BlackRock Investment Management,LLC 08-Jan-16 yes |
22.13 on mkt buy ADR 2:1 115 230 |
| BlackRock Investment Management,LLC 08-Jan-16 yes |
22.13 on mkt buy ADR 2:1 204 408 |
| BlackRock Investment Management,LLC 08-Jan-16 yes |
22.37 on mkt buy ADR 2:1 3 6 |
| BlackRock Investment Management,LLC 08-Jan-16 yes |
22.37 on mkt buy ADR 2:1 3 6 |
| BlackRock Advisors,LLC 11-Jan-16 yes |
15.85 on mkt buy ord 600 600 |
| BlackRock Institutional Trust Company, National Association 11-Jan-16 yes |
15.76 on mkt buy ord 116 116 |
| BlackRock Investment Management (Australia) Limited 11-Jan-16 yes |
15.55 on mkt buy ord 5,620 5,620 |
| BlackRock Advisors(UK)Limited 11-Jan-16 yes |
15.55 on mkt buy ord 1,177 1,177 |
| BlackRock Investment Management,LLC 11-Jan-16 yes |
21.96 on mkt buy ADR 2:1 30 60 |
| BlackRock Investment Management,LLC 11-Jan-16 yes |
21.50 on mkt buy ADR 2:1 42 84 |
| BlackRock Investment Management,LLC 11-Jan-16 yes |
21.22 on mkt buy ADR 2:1 26 52 |
| BlackRock Investment Management,LLC 11-Jan-16 yes |
21.93 on mkt buy ADR 2:1 289 578 |
| BlackRock Investment Management,LLC 11-Jan-16 yes |
21.96 on mkt buy ADR 2:1 32 64 |
| BlackRock Investment Management,LLC 11-Jan-16 yes |
21.88 on mkt buy ADR 2:1 35 70 |
| BlackRock Investment Management,LLC 11-Jan-16 yes |
21.88 on mkt buy ADR 2:1 63 126 |
| BlackRock Investment Management,LLC 11-Jan-16 yes |
21.91 on mkt buy ADR 2:1 137 274 |
| BlackRock Investment Management,LLC 11-Jan-16 yes |
21.25 on mkt buy ADR 2:1 371 742 |
| BlackRock Investment Management,LLC 11-Jan-16 yes |
21.91 on mkt buy ADR 2:1 58 116 |
| BlackRock Investment Management,LLC 11-Jan-16 yes |
21.31 on mkt buy ADR 2:1 10 20 |
| BlackRock Investment Management,LLC 11-Jan-16 yes |
21.32 on mkt buy ADR 2:1 42 84 |
| BlackRock Investment Management,LLC 11-Jan-16 yes |
21.16 on mkt buy ADR 2:1 698 1,396 |
| BlackRock Investment Management,LLC 11-Jan-16 yes |
21.32 on mkt buy ADR 2:1 114 228 |
| BlackRock Investment Management,LLC 11-Jan-16 yes |
21.14 on mkt buy ADR 2:1 5 10 |
| BlackRock Investment Management,LLC 11-Jan-16 yes |
21.17 on mkt buy ADR 2:1 5 10 |
| BlackRock Investment Management,LLC 11-Jan-16 yes |
21.80 on mkt buy ADR 2:1 52 104 |
| BlackRock Investment Management,LLC 11-Jan-16 yes |
21.80 on mkt buy ADR 2:1 55 110 |
| BlackRock Investment Management,LLC 11-Jan-16 yes |
21.75 on mkt buy ADR 2:1 140 280 |
| BlackRock Investment Management,LLC 11-Jan-16 yes |
21.87 on mkt buy ADR 2:1 37 74 |
| BlackRock Investment Management,LLC 11-Jan-16 yes |
21.61 on mkt buy ADR 2:1 61 122 |
| BlackRock Investment Management,LLC 11-Jan-16 yes |
21.61 on mkt buy ADR 2:1 61 122 |
| BlackRock Investment Management,LLC 11-Jan-16 yes |
21.61 on mkt buy ADR 2:1 61 122 |
| BlackRock Investment Management,LLC 11-Jan-16 yes |
21.30 on mkt buy ADR 2:1 94 188 |
| BlackRock Investment Management,LLC 11-Jan-16 yes |
21.78 on mkt buy ADR 2:1 142 284 |
| BlackRock Investment Management,LLC 11-Jan-16 yes |
21.28 on mkt buy ADR 2:1 85 170 |
| BlackRock Investment Management,LLC 11-Jan-16 yes |
21.28 on mkt buy ADR 2:1 85 170 |
| BlackRock Investment Management,LLC 11-Jan-16 yes |
21.28 on mkt buy ADR 2:1 85 170 |
| BlackRock Investment Management,LLC 11-Jan-16 yes |
21.46 on mkt buy ADR 2:1 102 204 |
| BlackRock Investment Management,LLC 11-Jan-16 yes |
21.79 on mkt buy ADR 2:1 34 68 |
| BlackRock Investment Management,LLC 11-Jan-16 yes |
21.34 on mkt buy ADR 2:1 34 68 |
| BlackRock Investment Management,LLC 11-Jan-16 yes |
21.84 on mkt buy ADR 2:1 36 72 |
| BlackRock Investment Management,LLC 11-Jan-16 yes |
21.84 on mkt buy ADR 2:1 36 72 |
| BlackRock Investment Management,LLC 11-Jan-16 yes |
21.84 on mkt buy ADR 2:1 36 72 |
| BlackRock Investment Management,LLC 11-Jan-16 yes |
21.91 on mkt buy ADR 2:1 43 86 |
| BlackRock Investment Management,LLC 11-Jan-16 yes |
21.71 on mkt buy ADR 2:1 46 92 |
| BlackRock Investment Management,LLC 11-Jan-16 yes |
21.37 on mkt buy ADR 2:1 51 102 |
| BlackRock Investment Management,LLC 11-Jan-16 yes |
21.83 on mkt buy ADR 2:1 53 106 |
page 33 of 68
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management,LLC 11-Jan-16 yes |
21.31 on mkt buy ADR 2:1 53 106 |
| BlackRock Investment Management,LLC 11-Jan-16 yes |
21.27 on mkt buy ADR 2:1 56 112 |
| BlackRock Investment Management,LLC 11-Jan-16 yes |
21.34 on mkt buy ADR 2:1 56 112 |
| BlackRock Investment Management,LLC 11-Jan-16 yes |
21.27 on mkt buy ADR 2:1 62 124 |
| BlackRock Investment Management,LLC 11-Jan-16 yes |
21.79 on mkt buy ADR 2:1 65 130 |
| BlackRock Investment Management,LLC 11-Jan-16 yes |
21.30 on mkt buy ADR 2:1 65 130 |
| BlackRock Investment Management,LLC 11-Jan-16 yes |
21.54 on mkt buy ADR 2:1 80 160 |
| BlackRock Investment Management,LLC 11-Jan-16 yes |
21.26 on mkt buy ADR 2:1 83 166 |
| BlackRock Investment Management,LLC 11-Jan-16 yes |
21.25 on mkt buy ADR 2:1 87 174 |
| BlackRock Investment Management,LLC 11-Jan-16 yes |
21.78 on mkt buy ADR 2:1 105 210 |
| BlackRock Investment Management,LLC 11-Jan-16 yes |
21.31 on mkt buy ADR 2:1 107 214 |
| BlackRock Investment Management,LLC 11-Jan-16 yes |
21.75 on mkt buy ADR 2:1 112 224 |
| BlackRock Investment Management,LLC 11-Jan-16 yes |
21.46 on mkt buy ADR 2:1 118 236 |
| BlackRock Investment Management,LLC 11-Jan-16 yes |
21.71 on mkt buy ADR 2:1 126 252 |
| BlackRock Investment Management,LLC 11-Jan-16 yes |
21.83 on mkt buy ADR 2:1 136 272 |
| BlackRock Investment Management,LLC 11-Jan-16 yes |
21.85 on mkt buy ADR 2:1 136 272 |
| BlackRock Investment Management,LLC 11-Jan-16 yes |
21.37 on mkt buy ADR 2:1 141 282 |
| BlackRock Investment Management,LLC 11-Jan-16 yes |
21.85 on mkt buy ADR 2:1 141 282 |
| BlackRock Investment Management,LLC 11-Jan-16 yes |
21.79 on mkt buy ADR 2:1 183 366 |
| BlackRock Investment Management,LLC 11-Jan-16 yes |
21.39 on mkt buy ADR 2:1 330 660 |
| BlackRock Investment Management,LLC 11-Jan-16 yes |
21.87 on mkt buy ADR 2:1 47 94 |
| BlackRock Investment Management,LLC 11-Jan-16 yes |
21.91 on mkt buy ADR 2:1 183 366 |
| BlackRock Investment Management,LLC 11-Jan-16 yes |
21.35 on mkt buy ADR 2:1 28 56 |
| BlackRock Investment Management,LLC 11-Jan-16 yes |
21.20 on mkt buy ADR 2:1 28 56 |
| BlackRock Investment Management,LLC 11-Jan-16 yes |
21.32 on mkt buy ADR 2:1 2 4 |
| BlackRock Investment Management,LLC 11-Jan-16 yes |
21.33 on mkt buy ADR 2:1 13 26 |
| BlackRock Investment Management,LLC 11-Jan-16 yes |
21.33 on mkt buy ADR 2:1 13 26 |
| BlackRock Investment Management,LLC 11-Jan-16 yes |
21.33 on mkt buy ADR 2:1 17 34 |
| BlackRock Investment Management,LLC 11-Jan-16 yes |
21.32 on mkt buy ADR 2:1 18 36 |
| BlackRock Investment Management,LLC 11-Jan-16 yes |
21.33 on mkt buy ADR 2:1 20 40 |
| BlackRock Investment Management,LLC 11-Jan-16 yes |
21.33 on mkt buy ADR 2:1 20 40 |
| BlackRock Investment Management,LLC 11-Jan-16 yes |
21.33 on mkt buy ADR 2:1 21 42 |
| BlackRock Investment Management,LLC 11-Jan-16 yes |
21.33 on mkt buy ADR 2:1 23 46 |
| BlackRock Investment Management,LLC 11-Jan-16 yes |
21.33 on mkt buy ADR 2:1 31 62 |
| BlackRock Investment Management,LLC 11-Jan-16 yes |
21.33 on mkt buy ADR 2:1 32 64 |
| BlackRock Investment Management,LLC 11-Jan-16 yes |
21.33 on mkt buy ADR 2:1 33 66 |
| BlackRock Investment Management,LLC 11-Jan-16 yes |
21.33 on mkt buy ADR 2:1 36 72 |
| BlackRock Investment Management,LLC 11-Jan-16 yes |
21.33 on mkt buy ADR 2:1 48 96 |
| BlackRock Investment Management,LLC 11-Jan-16 yes |
21.33 on mkt buy ADR 2:1 50 100 |
| BlackRock Investment Management,LLC 11-Jan-16 yes |
21.33 on mkt buy ADR 2:1 54 108 |
| BlackRock Investment Management,LLC 11-Jan-16 yes |
21.33 on mkt buy ADR 2:1 61 122 |
| BlackRock Investment Management,LLC 11-Jan-16 yes |
21.33 on mkt buy ADR 2:1 128 256 |
| BlackRock Investment Management,LLC 11-Jan-16 yes |
21.32 on mkt buy ADR 2:1 184 368 |
| BlackRock Investment Management,LLC 11-Jan-16 yes |
21.43 on mkt buy ADR 2:1 211 422 |
| BlackRock Investment Management,LLC 11-Jan-16 yes |
21.33 on mkt buy ADR 2:1 280 560 |
| BlackRock Investment Management,LLC 11-Jan-16 yes |
21.33 on mkt buy ADR 2:1 18 36 |
| BlackRock Investment Management,LLC 11-Jan-16 yes |
21.32 on mkt buy ADR 2:1 2 4 |
| BlackRock Investment Management,LLC 11-Jan-16 yes |
21.32 on mkt buy ADR 2:1 3 6 |
| BlackRock Investment Management,LLC 11-Jan-16 yes |
21.32 on mkt buy ADR 2:1 4 8 |
| BlackRock Investment Management,LLC 11-Jan-16 yes |
21.32 on mkt buy ADR 2:1 8 16 |
| BlackRock Investment Management,LLC 11-Jan-16 yes |
21.33 on mkt buy ADR 2:1 12 24 |
| BlackRock Investment Management,LLC 11-Jan-16 yes |
21.33 on mkt buy ADR 2:1 12 24 |
| BlackRock Investment Management,LLC 11-Jan-16 yes |
21.83 on mkt buy ADR 2:1 13 26 |
| BlackRock Investment Management,LLC 11-Jan-16 yes |
21.83 on mkt buy ADR 2:1 13 26 |
| BlackRock Investment Management,LLC 11-Jan-16 yes |
21.33 on mkt buy ADR 2:1 18 36 |
| BlackRock Investment Management,LLC 11-Jan-16 yes |
21.33 on mkt buy ADR 2:1 21 42 |
| BlackRock Investment Management,LLC 11-Jan-16 yes |
21.33 on mkt buy ADR 2:1 23 46 |
| BlackRock Investment Management,LLC 11-Jan-16 yes |
21.33 on mkt buy ADR 2:1 26 52 |
| BlackRock Investment Management,LLC 11-Jan-16 yes |
21.33 on mkt buy ADR 2:1 32 64 |
| BlackRock Investment Management,LLC 11-Jan-16 yes |
21.33 on mkt buy ADR 2:1 34 68 |
| BlackRock Investment Management,LLC 11-Jan-16 yes |
21.33 on mkt buy ADR 2:1 44 88 |
| BlackRock Investment Management,LLC 11-Jan-16 yes |
21.83 on mkt buy ADR 2:1 51 102 |
| BlackRock Investment Management,LLC 11-Jan-16 yes |
21.33 on mkt buy ADR 2:1 62 124 |
| BlackRock Investment Management,LLC 11-Jan-16 yes |
21.33 on mkt buy ADR 2:1 76 152 |
| BlackRock Investment Management,LLC 11-Jan-16 yes |
21.33 on mkt buy ADR 2:1 79 158 |
| BlackRock Investment Management,LLC 11-Jan-16 yes |
21.33 on mkt buy ADR 2:1 110 220 |
| BlackRock Investment Management,LLC 11-Jan-16 yes |
21.33 on mkt buy ADR 2:1 154 308 |
| BlackRock Investment Management,LLC 11-Jan-16 yes |
21.32 on mkt buy ADR 2:1 2 4 |
| BlackRock Investment Management,LLC 11-Jan-16 yes |
21.14 on mkt buy ADR 2:1 1 2 |
| BlackRock Investment Management,LLC 11-Jan-16 yes |
21.20 on mkt buy ADR 2:1 1 2 |
page 34 of 68
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management,LLC 11-Jan-16 yes |
21.14 on mkt buy ADR 2:1 2 4 |
| BlackRock Investment Management,LLC 11-Jan-16 yes |
21.14 on mkt buy ADR 2:1 11 22 |
| BlackRock Investment Management,LLC 11-Jan-16 yes |
21.14 on mkt buy ADR 2:1 11 22 |
| BlackRock Investment Management,LLC 11-Jan-16 yes |
21.21 on mkt buy ADR 2:1 13 26 |
| BlackRock Investment Management,LLC 11-Jan-16 yes |
21.21 on mkt buy ADR 2:1 16 32 |
| BlackRock Investment Management,LLC 11-Jan-16 yes |
21.14 on mkt buy ADR 2:1 18 36 |
| BlackRock Investment Management,LLC 11-Jan-16 yes |
21.14 on mkt buy ADR 2:1 21 42 |
| BlackRock Investment Management,LLC 11-Jan-16 yes |
21.14 on mkt buy ADR 2:1 24 48 |
| BlackRock Investment Management,LLC 11-Jan-16 yes |
21.14 on mkt buy ADR 2:1 28 56 |
| BlackRock Investment Management,LLC 11-Jan-16 yes |
21.21 on mkt buy ADR 2:1 32 64 |
| BlackRock Investment Management,LLC 11-Jan-16 yes |
21.21 on mkt buy ADR 2:1 36 72 |
| BlackRock Investment Management,LLC 11-Jan-16 yes |
21.14 on mkt buy ADR 2:1 39 78 |
| BlackRock Investment Management,LLC 11-Jan-16 yes |
21.14 on mkt buy ADR 2:1 45 90 |
| BlackRock Investment Management,LLC 11-Jan-16 yes |
21.14 on mkt buy ADR 2:1 69 138 |
| BlackRock Investment Management,LLC 11-Jan-16 yes |
21.21 on mkt buy ADR 2:1 88 176 |
| BlackRock Investment Management,LLC 11-Jan-16 yes |
21.21 on mkt buy ADR 2:1 96 192 |
| BlackRock Investment Management,LLC 11-Jan-16 yes |
21.21 on mkt buy ADR 2:1 99 198 |
| BlackRock Investment Management,LLC 11-Jan-16 yes |
21.21 on mkt buy ADR 2:1 127 254 |
| BlackRock Investment Management,LLC 11-Jan-16 yes |
21.14 on mkt buy ADR 2:1 185 370 |
| BlackRock Investment Management,LLC 11-Jan-16 yes |
21.21 on mkt buy ADR 2:1 237 474 |
| BlackRock Investment Management,LLC 11-Jan-16 yes |
21.21 on mkt buy ADR 2:1 331 662 |
| BlackRock Investment Management,LLC 11-Jan-16 yes |
21.21 on mkt buy ADR 2:1 29 58 |
| BlackRock Investment Management,LLC 11-Jan-16 yes |
21.14 on mkt buy ADR 2:1 32 64 |
| BlackRock Investment Management,LLC 11-Jan-16 yes |
21.21 on mkt buy ADR 2:1 51 102 |
| BlackRock Investment Management,LLC 11-Jan-16 yes |
21.21 on mkt buy ADR 2:1 65 130 |
| BlackRock Fund Advisors 12-Jan-16 no |
n/a in specie ord 43,449 43,449 |
| BlackRock Advisors(UK)Limited 12-Jan-16 yes |
15.01 on mkt buy ord 12,300 12,300 |
| BlackRock Advisors(UK)Limited 12-Jan-16 yes |
15.01 on mkt buy ord 12,300 12,300 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
15.01 on mkt buy ord 220,340 220,340 |
| BlackRock Investment Management (Australia) Limited 12-Jan-16 yes |
15.01 on mkt buy ord 549 549 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
21.06 on mkt buy ADR 2:1 20 40 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
20.60 on mkt buy ADR 2:1 21 42 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
20.60 on mkt buy ADR 2:1 38 76 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
20.72 on mkt buy ADR 2:1 3 6 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
20.81 on mkt buy ADR 2:1 16 32 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
20.71 on mkt buy ADR 2:1 22 44 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
20.78 on mkt buy ADR 2:1 31 62 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
20.66 on mkt buy ADR 2:1 40 80 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
21.03 on mkt buy ADR 2:1 54 108 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
20.76 on mkt buy ADR 2:1 111 222 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
20.61 on mkt buy ADR 2:1 61 122 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
21.12 on mkt buy ADR 2:1 67 134 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
20.89 on mkt buy ADR 2:1 91 182 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
20.81 on mkt buy ADR 2:1 36 72 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
20.78 on mkt buy ADR 2:1 40 80 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
20.61 on mkt buy ADR 2:1 52 104 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
20.64 on mkt buy ADR 2:1 54 108 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
20.66 on mkt buy ADR 2:1 64 128 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
20.74 on mkt buy ADR 2:1 69 138 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
21.15 on mkt buy ADR 2:1 99 198 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
20.61 on mkt buy ADR 2:1 108 216 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
20.56 on mkt buy ADR 2:1 113 226 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
20.63 on mkt buy ADR 2:1 114 228 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
20.64 on mkt buy ADR 2:1 130 260 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
20.74 on mkt buy ADR 2:1 142 284 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
20.60 on mkt buy ADR 2:1 146 292 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
20.64 on mkt buy ADR 2:1 155 310 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
20.78 on mkt buy ADR 2:1 167 334 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
20.85 on mkt buy ADR 2:1 191 382 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
20.52 on mkt buy ADR 2:1 193 386 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
20.64 on mkt buy ADR 2:1 204 408 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
20.67 on mkt buy ADR 2:1 209 418 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
20.81 on mkt buy ADR 2:1 596 1,192 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
20.74 on mkt buy ADR 2:1 32 64 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
20.98 on mkt buy ADR 2:1 35 70 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
21.03 on mkt buy ADR 2:1 38 76 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
20.64 on mkt buy ADR 2:1 42 84 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
20.81 on mkt buy ADR 2:1 43 86 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
20.64 on mkt buy ADR 2:1 47 94 |
page 35 of 68
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management,LLC 12-Jan-16 yes |
20.86 on mkt buy ADR 2:1 50 100 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
21.12 on mkt buy ADR 2:1 50 100 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
20.86 on mkt buy ADR 2:1 57 114 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
20.98 on mkt buy ADR 2:1 61 122 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
20.81 on mkt buy ADR 2:1 73 146 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
20.65 on mkt buy ADR 2:1 79 158 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
20.81 on mkt buy ADR 2:1 88 176 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
20.71 on mkt buy ADR 2:1 102 204 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
20.86 on mkt buy ADR 2:1 107 214 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
20.85 on mkt buy ADR 2:1 119 238 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
21.16 on mkt buy ADR 2:1 134 268 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
20.71 on mkt buy ADR 2:1 138 276 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
20.98 on mkt buy ADR 2:1 143 286 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
20.62 on mkt buy ADR 2:1 146 292 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
20.89 on mkt buy ADR 2:1 149 298 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
21.21 on mkt buy ADR 2:1 151 302 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
20.71 on mkt buy ADR 2:1 168 336 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
20.71 on mkt buy ADR 2:1 168 336 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
21.16 on mkt buy ADR 2:1 170 340 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
20.63 on mkt buy ADR 2:1 547 1,094 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
20.49 on mkt buy ADR 2:1 18 36 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
20.65 on mkt buy ADR 2:1 55 110 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
20.65 on mkt buy ADR 2:1 60 120 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
20.66 on mkt buy ADR 2:1 65 130 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
20.62 on mkt buy ADR 2:1 69 138 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
20.57 on mkt buy ADR 2:1 74 148 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
20.62 on mkt buy ADR 2:1 76 152 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
20.65 on mkt buy ADR 2:1 118 236 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
20.66 on mkt buy ADR 2:1 129 258 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
20.88 on mkt buy ADR 2:1 137 274 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
20.45 on mkt buy ADR 2:1 139 278 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
20.67 on mkt buy ADR 2:1 169 338 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
20.64 on mkt buy ADR 2:1 176 352 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
20.67 on mkt buy ADR 2:1 242 484 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
20.67 on mkt buy ADR 2:1 288 576 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
20.63 on mkt buy ADR 2:1 302 604 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
20.65 on mkt buy ADR 2:1 357 714 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
20.68 on mkt buy ADR 2:1 474 948 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
20.53 on mkt buy ADR 2:1 576 1,152 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
20.56 on mkt buy ADR 2:1 12 24 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
20.64 on mkt buy ADR 2:1 121 242 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
20.46 on mkt buy ADR 2:1 318 636 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
20.64 on mkt buy ADR 2:1 17 34 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
20.43 on mkt buy ADR 2:1 40 80 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
20.43 on mkt buy ADR 2:1 59 118 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
20.64 on mkt buy ADR 2:1 205 410 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
20.74 on mkt buy ADR 2:1 56 112 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
20.66 on mkt buy ADR 2:1 82 164 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
20.66 on mkt buy ADR 2:1 143 286 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
20.74 on mkt buy ADR 2:1 23 46 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
20.74 on mkt buy ADR 2:1 29 58 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
20.62 on mkt buy ADR 2:1 44 88 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
20.74 on mkt buy ADR 2:1 63 126 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
20.68 on mkt buy ADR 2:1 89 178 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
20.74 on mkt buy ADR 2:1 168 336 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
20.68 on mkt buy ADR 2:1 459 918 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
20.74 on mkt buy ADR 2:1 119 238 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
20.65 on mkt buy ADR 2:1 131 262 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
20.68 on mkt buy ADR 2:1 178 356 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
20.66 on mkt buy ADR 2:1 109 218 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
20.66 on mkt buy ADR 2:1 110 220 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
20.65 on mkt buy ADR 2:1 197 394 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
20.43 on mkt buy ADR 2:1 1 2 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
20.43 on mkt buy ADR 2:1 5 10 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
20.43 on mkt buy ADR 2:1 5 10 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
20.43 on mkt buy ADR 2:1 13 26 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
20.43 on mkt buy ADR 2:1 23 46 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
20.65 on mkt buy ADR 2:1 26 52 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
20.65 on mkt buy ADR 2:1 31 62 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
20.43 on mkt buy ADR 2:1 58 116 |
page 36 of 68
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management,LLC 12-Jan-16 yes |
20.65 on mkt buy ADR 2:1 83 166 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
20.65 on mkt buy ADR 2:1 132 264 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
20.65 on mkt buy ADR 2:1 132 264 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
20.65 on mkt buy ADR 2:1 157 314 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
20.65 on mkt buy ADR 2:1 19 38 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
20.65 on mkt buy ADR 2:1 58 116 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
20.65 on mkt buy ADR 2:1 22 44 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
20.65 on mkt buy ADR 2:1 110 220 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
20.47 on mkt buy ADR 2:1 3 6 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
20.47 on mkt buy ADR 2:1 7 14 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
20.68 on mkt buy ADR 2:1 8 16 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
21.17 on mkt buy ADR 2:1 12 24 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
21.17 on mkt buy ADR 2:1 13 26 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
21.17 on mkt buy ADR 2:1 13 26 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
21.17 on mkt buy ADR 2:1 14 28 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
21.17 on mkt buy ADR 2:1 17 34 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
20.99 on mkt buy ADR 2:1 17 34 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
20.68 on mkt buy ADR 2:1 18 36 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
20.68 on mkt buy ADR 2:1 18 36 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
21.17 on mkt buy ADR 2:1 19 38 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
21.17 on mkt buy ADR 2:1 20 40 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
21.17 on mkt buy ADR 2:1 26 52 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
21.17 on mkt buy ADR 2:1 27 54 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
21.17 on mkt buy ADR 2:1 32 64 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
21.17 on mkt buy ADR 2:1 34 68 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
20.68 on mkt buy ADR 2:1 35 70 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
20.68 on mkt buy ADR 2:1 39 78 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
21.17 on mkt buy ADR 2:1 42 84 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
20.68 on mkt buy ADR 2:1 45 90 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
20.68 on mkt buy ADR 2:1 46 92 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
20.99 on mkt buy ADR 2:1 50 100 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
21.17 on mkt buy ADR 2:1 55 110 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
21.17 on mkt buy ADR 2:1 57 114 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
20.68 on mkt buy ADR 2:1 67 134 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
21.17 on mkt buy ADR 2:1 75 150 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
20.47 on mkt buy ADR 2:1 87 174 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
21.17 on mkt buy ADR 2:1 90 180 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
20.68 on mkt buy ADR 2:1 93 186 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
20.68 on mkt buy ADR 2:1 102 204 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
21.17 on mkt buy ADR 2:1 110 220 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
20.68 on mkt buy ADR 2:1 127 254 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
20.68 on mkt buy ADR 2:1 163 326 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
21.17 on mkt buy ADR 2:1 188 376 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
21.17 on mkt buy ADR 2:1 245 490 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
20.68 on mkt buy ADR 2:1 250 500 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
20.99 on mkt buy ADR 2:1 497 994 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
20.99 on mkt buy ADR 2:1 672 1,344 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
20.68 on mkt buy ADR 2:1 1 2 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
20.68 on mkt buy ADR 2:1 24 48 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
21.17 on mkt buy ADR 2:1 61 122 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
20.68 on mkt buy ADR 2:1 122 244 |
| BlackRock Investment Management,LLC 12-Jan-16 yes |
21.17 on mkt buy ADR 2:1 161 322 |
| BlackRock Fund Advisors 13-Jan-16 no |
n/a in specie ADR 2:1 3,554 7,108 |
| BlackRock Investment Management (UK) Limited 13-Jan-16 yes |
14.69 on mkt buy ord 4,372 4,372 |
| BlackRock Asset Management North Asia Limited 13-Jan-16 yes |
14.69 on mkt buy ord 4,151 4,151 |
| BlackRock Advisors(UK)Limited 13-Jan-16 yes |
14.77 on mkt buy ord 2,760 2,760 |
| BlackRock Advisors(UK)Limited 13-Jan-16 yes |
14.77 on mkt buy ord 14,004 14,004 |
| BlackRock Institutional Trust Company, National Association 13-Jan-16 yes |
14.77 on mkt buy ord 51,374 51,374 |
| BlackRock Fund Advisors 13-Jan-16 yes |
14.77 on mkt buy ord 12,084 12,084 |
| BlackRock Investment Management,LLC 13-Jan-16 yes |
21.08 on mkt buy ADR 2:1 27 54 |
| BlackRock Investment Management,LLC 13-Jan-16 yes |
20.58 on mkt buy ADR 2:1 38 76 |
| BlackRock Investment Management,LLC 13-Jan-16 yes |
20.49 on mkt buy ADR 2:1 90 180 |
| BlackRock Investment Management,LLC 13-Jan-16 yes |
20.59 on mkt buy ADR 2:1 18 36 |
| BlackRock Investment Management,LLC 13-Jan-16 yes |
20.67 on mkt buy ADR 2:1 20 40 |
| BlackRock Investment Management,LLC 13-Jan-16 yes |
20.58 on mkt buy ADR 2:1 48 96 |
| BlackRock Investment Management,LLC 13-Jan-16 yes |
20.97 on mkt buy ADR 2:1 104 208 |
| BlackRock Investment Management,LLC 13-Jan-16 yes |
21.08 on mkt buy ADR 2:1 43 86 |
page 37 of 68
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management,LLC 13-Jan-16 yes |
20.63 on mkt buy ADR 2:1 67 134 |
| BlackRock Investment Management,LLC 13-Jan-16 yes |
20.86 on mkt buy ADR 2:1 75 150 |
| BlackRock Investment Management,LLC 13-Jan-16 yes |
20.63 on mkt buy ADR 2:1 34 68 |
| BlackRock Investment Management,LLC 13-Jan-16 yes |
20.86 on mkt buy ADR 2:1 35 70 |
| BlackRock Investment Management,LLC 13-Jan-16 yes |
21.12 on mkt buy ADR 2:1 39 78 |
| BlackRock Investment Management,LLC 13-Jan-16 yes |
20.86 on mkt buy ADR 2:1 42 84 |
| BlackRock Investment Management,LLC 13-Jan-16 yes |
21.12 on mkt buy ADR 2:1 42 84 |
| BlackRock Investment Management,LLC 13-Jan-16 yes |
20.67 on mkt buy ADR 2:1 43 86 |
| BlackRock Investment Management,LLC 13-Jan-16 yes |
20.58 on mkt buy ADR 2:1 44 88 |
| BlackRock Investment Management,LLC 13-Jan-16 yes |
20.58 on mkt buy ADR 2:1 55 110 |
| BlackRock Investment Management,LLC 13-Jan-16 yes |
20.45 on mkt buy ADR 2:1 63 126 |
| BlackRock Investment Management,LLC 13-Jan-16 yes |
21.06 on mkt buy ADR 2:1 65 130 |
| BlackRock Investment Management,LLC 13-Jan-16 yes |
20.45 on mkt buy ADR 2:1 69 138 |
| BlackRock Investment Management,LLC 13-Jan-16 yes |
20.80 on mkt buy ADR 2:1 72 144 |
| BlackRock Investment Management,LLC 13-Jan-16 yes |
20.45 on mkt buy ADR 2:1 82 164 |
| BlackRock Investment Management,LLC 13-Jan-16 yes |
20.67 on mkt buy ADR 2:1 88 176 |
| BlackRock Investment Management,LLC 13-Jan-16 yes |
20.64 on mkt buy ADR 2:1 102 204 |
| BlackRock Investment Management,LLC 13-Jan-16 yes |
20.57 on mkt buy ADR 2:1 107 214 |
| BlackRock Investment Management,LLC 13-Jan-16 yes |
20.64 on mkt buy ADR 2:1 152 304 |
| BlackRock Investment Management,LLC 13-Jan-16 yes |
20.78 on mkt buy ADR 2:1 168 336 |
| BlackRock Investment Management,LLC 13-Jan-16 yes |
20.93 on mkt buy ADR 2:1 231 462 |
| BlackRock Investment Management,LLC 13-Jan-16 yes |
20.64 on mkt buy ADR 2:1 278 556 |
| BlackRock Investment Management,LLC 13-Jan-16 yes |
20.63 on mkt buy ADR 2:1 279 558 |
| BlackRock Investment Management,LLC 13-Jan-16 yes |
20.49 on mkt buy ADR 2:1 299 598 |
| BlackRock Investment Management,LLC 13-Jan-16 yes |
20.49 on mkt buy ADR 2:1 586 1,172 |
| BlackRock Investment Management,LLC 13-Jan-16 yes |
20.78 on mkt buy ADR 2:1 20 40 |
| BlackRock Investment Management,LLC 13-Jan-16 yes |
20.85 on mkt buy ADR 2:1 45 90 |
| BlackRock Investment Management,LLC 13-Jan-16 yes |
20.85 on mkt buy ADR 2:1 47 94 |
| BlackRock Investment Management,LLC 13-Jan-16 yes |
20.57 on mkt buy ADR 2:1 60 120 |
| BlackRock Investment Management,LLC 13-Jan-16 yes |
20.80 on mkt buy ADR 2:1 61 122 |
| BlackRock Investment Management,LLC 13-Jan-16 yes |
20.78 on mkt buy ADR 2:1 61 122 |
| BlackRock Investment Management,LLC 13-Jan-16 yes |
20.78 on mkt buy ADR 2:1 77 154 |
| BlackRock Investment Management,LLC 13-Jan-16 yes |
20.64 on mkt buy ADR 2:1 78 156 |
| BlackRock Investment Management,LLC 13-Jan-16 yes |
21.06 on mkt buy ADR 2:1 79 158 |
| BlackRock Investment Management,LLC 13-Jan-16 yes |
20.63 on mkt buy ADR 2:1 79 158 |
| BlackRock Investment Management,LLC 13-Jan-16 yes |
20.59 on mkt buy ADR 2:1 101 202 |
| BlackRock Investment Management,LLC 13-Jan-16 yes |
20.58 on mkt buy ADR 2:1 130 260 |
| BlackRock Investment Management,LLC 13-Jan-16 yes |
20.93 on mkt buy ADR 2:1 304 608 |
| BlackRock Investment Management,LLC 13-Jan-16 yes |
20.57 on mkt buy ADR 2:1 10 20 |
| BlackRock Investment Management,LLC 13-Jan-16 yes |
20.63 on mkt buy ADR 2:1 42 84 |
| BlackRock Investment Management,LLC 13-Jan-16 yes |
20.58 on mkt buy ADR 2:1 77 154 |
| BlackRock Investment Management,LLC 13-Jan-16 yes |
20.58 on mkt buy ADR 2:1 87 174 |
| BlackRock Investment Management,LLC 13-Jan-16 yes |
20.58 on mkt buy ADR 2:1 114 228 |
| BlackRock Investment Management,LLC 13-Jan-16 yes |
20.58 on mkt buy ADR 2:1 121 242 |
| BlackRock Investment Management,LLC 13-Jan-16 yes |
20.80 on mkt buy ADR 2:1 126 252 |
| BlackRock Investment Management,LLC 13-Jan-16 yes |
20.59 on mkt buy ADR 2:1 129 258 |
| BlackRock Investment Management,LLC 13-Jan-16 yes |
20.59 on mkt buy ADR 2:1 162 324 |
| BlackRock Investment Management,LLC 13-Jan-16 yes |
20.58 on mkt buy ADR 2:1 205 410 |
| BlackRock Investment Management,LLC 13-Jan-16 yes |
20.50 on mkt buy ADR 2:1 3,356 6,712 |
| BlackRock Investment Management,LLC 13-Jan-16 yes |
20.58 on mkt buy ADR 2:1 13 26 |
| BlackRock Investment Management,LLC 13-Jan-16 yes |
20.60 on mkt buy ADR 2:1 6 12 |
| BlackRock Investment Management,LLC 13-Jan-16 yes |
20.57 on mkt buy ADR 2:1 57 114 |
| BlackRock Investment Management,LLC 13-Jan-16 yes |
20.64 on mkt buy ADR 2:1 17 34 |
| BlackRock Investment Management,LLC 13-Jan-16 yes |
20.58 on mkt buy ADR 2:1 64 128 |
| BlackRock Investment Management,LLC 13-Jan-16 yes |
20.58 on mkt buy ADR 2:1 164 328 |
| BlackRock Investment Management,LLC 13-Jan-16 yes |
20.40 on mkt buy ADR 2:1 7 14 |
| BlackRock Investment Management,LLC 13-Jan-16 yes |
21.04 on mkt buy ADR 2:1 14 28 |
| BlackRock Investment Management,LLC 13-Jan-16 yes |
20.59 on mkt buy ADR 2:1 63 126 |
| BlackRock Investment Management,LLC 13-Jan-16 yes |
20.59 on mkt buy ADR 2:1 83 166 |
| BlackRock Investment Management,LLC 13-Jan-16 yes |
20.59 on mkt buy ADR 2:1 160 320 |
| BlackRock Investment Management,LLC 13-Jan-16 yes |
20.59 on mkt buy ADR 2:1 211 422 |
| BlackRock Investment Management,LLC 13-Jan-16 yes |
20.59 on mkt buy ADR 2:1 522 1,044 |
| BlackRock Investment Management,LLC 13-Jan-16 yes |
20.59 on mkt buy ADR 2:1 331 662 |
| BlackRock Investment Management,LLC 13-Jan-16 yes |
20.31 on mkt buy ADR 2:1 12 24 |
| BlackRock Investment Management,LLC 13-Jan-16 yes |
20.59 on mkt buy ADR 2:1 35 70 |
| BlackRock Investment Management,LLC 13-Jan-16 yes |
20.59 on mkt buy ADR 2:1 63 126 |
| BlackRock Investment Management,LLC 13-Jan-16 yes |
20.43 on mkt buy ADR 2:1 2 4 |
| BlackRock Investment Management,LLC 13-Jan-16 yes |
20.43 on mkt buy ADR 2:1 7 14 |
| BlackRock Investment Management,LLC 13-Jan-16 yes |
20.43 on mkt buy ADR 2:1 13 26 |
| BlackRock Investment Management,LLC 13-Jan-16 yes |
20.43 on mkt buy ADR 2:1 22 44 |
page 38 of 68
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management,LLC 13-Jan-16 yes |
20.43 on mkt buy ADR 2:1 26 52 |
| BlackRock Investment Management,LLC 14-Jan-16 yes |
14.88 on mkt buy ord 5,656 5,656 |
| BlackRock Advisors(UK)Limited 14-Jan-16 yes |
14.88 on mkt buy ord 6,085 6,085 |
| BlackRock Advisors(UK)Limited 14-Jan-16 yes |
14.83 on mkt buy ord 12,300 12,300 |
| BlackRock Advisors(UK)Limited 14-Jan-16 yes |
14.88 on mkt buy ord 18,450 18,450 |
| BlackRock Fund Advisors 14-Jan-16 yes |
14.88 on mkt buy ord 13,491 13,491 |
| BlackRock Advisors(UK)Limited 14-Jan-16 yes |
14.88 on mkt buy ord 12,468 12,468 |
| BlackRock Advisors,LLC 14-Jan-16 yes |
14.75 on mkt buy ord 11,311 11,311 |
| BlackRock Investment Management,LLC 14-Jan-16 yes |
21.60 on mkt buy ADR 2:1 34 68 |
| BlackRock Investment Management,LLC 14-Jan-16 yes |
21.60 on mkt buy ADR 2:1 54 108 |
| BlackRock Investment Management,LLC 14-Jan-16 yes |
21.60 on mkt buy ADR 2:1 82 164 |
| BlackRock Investment Management,LLC 14-Jan-16 yes |
21.60 on mkt buy ADR 2:1 87 174 |
| BlackRock Investment Management,LLC 14-Jan-16 yes |
21.60 on mkt buy ADR 2:1 119 238 |
| BlackRock Investment Management,LLC 14-Jan-16 yes |
21.56 on mkt buy ADR 2:1 127 254 |
| BlackRock Investment Management,LLC 14-Jan-16 yes |
21.60 on mkt buy ADR 2:1 5 10 |
| BlackRock Investment Management,LLC 14-Jan-16 yes |
21.58 on mkt buy ADR 2:1 26 52 |
| BlackRock Investment Management,LLC 14-Jan-16 yes |
21.60 on mkt buy ADR 2:1 37 74 |
| BlackRock Investment Management,LLC 14-Jan-16 yes |
21.53 on mkt buy ADR 2:1 40 80 |
| BlackRock Investment Management,LLC 14-Jan-16 yes |
21.60 on mkt buy ADR 2:1 48 96 |
| BlackRock Investment Management,LLC 14-Jan-16 yes |
21.61 on mkt buy ADR 2:1 76 152 |
| BlackRock Investment Management,LLC 14-Jan-16 yes |
21.48 on mkt buy ADR 2:1 113 226 |
| BlackRock Investment Management,LLC 14-Jan-16 yes |
21.63 on mkt buy ADR 2:1 244 488 |
| BlackRock Investment Management,LLC 14-Jan-16 yes |
21.58 on mkt buy ADR 2:1 273 546 |
| BlackRock Investment Management,LLC 14-Jan-16 yes |
21.59 on mkt buy ADR 2:1 37 74 |
| BlackRock Investment Management,LLC 14-Jan-16 yes |
21.67 on mkt buy ADR 2:1 84 168 |
| BlackRock Investment Management,LLC 14-Jan-16 yes |
21.59 on mkt buy ADR 2:1 91 182 |
| BlackRock Investment Management,LLC 14-Jan-16 yes |
21.53 on mkt buy ADR 2:1 96 192 |
| BlackRock Investment Management,LLC 14-Jan-16 yes |
21.65 on mkt buy ADR 2:1 125 250 |
| BlackRock Investment Management,LLC 14-Jan-16 yes |
21.58 on mkt buy ADR 2:1 132 264 |
| BlackRock Investment Management,LLC 14-Jan-16 yes |
21.65 on mkt buy ADR 2:1 136 272 |
| BlackRock Investment Management,LLC 14-Jan-16 yes |
21.63 on mkt buy ADR 2:1 138 276 |
| BlackRock Investment Management,LLC 14-Jan-16 yes |
21.63 on mkt buy ADR 2:1 153 306 |
| BlackRock Investment Management,LLC 14-Jan-16 yes |
21.58 on mkt buy ADR 2:1 163 326 |
| BlackRock Investment Management,LLC 14-Jan-16 yes |
21.59 on mkt buy ADR 2:1 209 418 |
| BlackRock Investment Management,LLC 14-Jan-16 yes |
21.60 on mkt buy ADR 2:1 230 460 |
| BlackRock Investment Management,LLC 14-Jan-16 yes |
21.67 on mkt buy ADR 2:1 241 482 |
| BlackRock Investment Management,LLC 14-Jan-16 yes |
21.53 on mkt buy ADR 2:1 440 880 |
| BlackRock Investment Management,LLC 14-Jan-16 yes |
21.44 on mkt buy ADR 2:1 2,850 5,700 |
| BlackRock Investment Management,LLC 14-Jan-16 yes |
21.44 on mkt buy ADR 2:1 4,086 8,172 |
| BlackRock Investment Management,LLC 14-Jan-16 yes |
21.60 on mkt buy ADR 2:1 94 188 |
| BlackRock Investment Management,LLC 14-Jan-16 yes |
21.75 on mkt buy ADR 2:1 27 54 |
| BlackRock Investment Management,LLC 14-Jan-16 yes |
21.67 on mkt buy ADR 2:1 15 30 |
| BlackRock Investment Management,LLC 14-Jan-16 yes |
21.66 on mkt buy ADR 2:1 73 146 |
| BlackRock Investment Management,LLC 14-Jan-16 yes |
21.73 on mkt buy ADR 2:1 35 70 |
| BlackRock Investment Management,LLC 14-Jan-16 yes |
21.71 on mkt buy ADR 2:1 157 314 |
| BlackRock Investment Management,LLC 14-Jan-16 yes |
21.61 on mkt buy ADR 2:1 22 44 |
| BlackRock Investment Management,LLC 14-Jan-16 yes |
21.61 on mkt buy ADR 2:1 22 44 |
| BlackRock Investment Management,LLC 14-Jan-16 yes |
21.46 on mkt buy ADR 2:1 34 68 |
| BlackRock Investment Management,LLC 14-Jan-16 yes |
21.14 on mkt buy ADR 2:1 109 218 |
| BlackRock Investment Management,LLC 14-Jan-16 yes |
21.55 on mkt buy ADR 2:1 18 36 |
| BlackRock Investment Management,LLC 14-Jan-16 yes |
21.67 on mkt buy ADR 2:1 22 44 |
| BlackRock Investment Management,LLC 14-Jan-16 yes |
21.67 on mkt buy ADR 2:1 22 44 |
| BlackRock Investment Management,LLC 14-Jan-16 yes |
21.68 on mkt buy ADR 2:1 33 66 |
| BlackRock Investment Management,LLC 14-Jan-16 yes |
21.68 on mkt buy ADR 2:1 35 70 |
| BlackRock Investment Management,LLC 14-Jan-16 yes |
21.00 on mkt buy ADR 2:1 38 76 |
| BlackRock Investment Management,LLC 14-Jan-16 yes |
20.91 on mkt buy ADR 2:1 44 88 |
| BlackRock Investment Management,LLC 14-Jan-16 yes |
20.91 on mkt buy ADR 2:1 45 90 |
| BlackRock Investment Management,LLC 14-Jan-16 yes |
21.68 on mkt buy ADR 2:1 49 98 |
| BlackRock Investment Management,LLC 14-Jan-16 yes |
20.91 on mkt buy ADR 2:1 50 100 |
| BlackRock Investment Management,LLC 14-Jan-16 yes |
21.61 on mkt buy ADR 2:1 52 104 |
| BlackRock Investment Management,LLC 14-Jan-16 yes |
21.70 on mkt buy ADR 2:1 55 110 |
| BlackRock Investment Management,LLC 14-Jan-16 yes |
20.96 on mkt buy ADR 2:1 65 130 |
| BlackRock Investment Management,LLC 14-Jan-16 yes |
21.46 on mkt buy ADR 2:1 67 134 |
| BlackRock Investment Management,LLC 14-Jan-16 yes |
21.68 on mkt buy ADR 2:1 83 166 |
| BlackRock Investment Management,LLC 14-Jan-16 yes |
21.53 on mkt buy ADR 2:1 90 180 |
| BlackRock Investment Management,LLC 14-Jan-16 yes |
21.70 on mkt buy ADR 2:1 91 182 |
| BlackRock Investment Management,LLC 14-Jan-16 yes |
21.55 on mkt buy ADR 2:1 92 184 |
| BlackRock Investment Management,LLC 14-Jan-16 yes |
21.53 on mkt buy ADR 2:1 98 196 |
| BlackRock Investment Management,LLC 14-Jan-16 yes |
21.53 on mkt buy ADR 2:1 104 208 |
| BlackRock Investment Management,LLC 14-Jan-16 yes |
21.68 on mkt buy ADR 2:1 111 222 |
page 39 of 68
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management,LLC 14-Jan-16 yes |
21.53 on mkt buy ADR 2:1 116 232 |
| BlackRock Investment Management,LLC 14-Jan-16 yes |
21.53 on mkt buy ADR 2:1 124 248 |
| BlackRock Investment Management,LLC 14-Jan-16 yes |
21.53 on mkt buy ADR 2:1 128 256 |
| BlackRock Investment Management,LLC 14-Jan-16 yes |
21.46 on mkt buy ADR 2:1 137 274 |
| BlackRock Investment Management,LLC 14-Jan-16 yes |
21.53 on mkt buy ADR 2:1 146 292 |
| BlackRock Investment Management,LLC 14-Jan-16 yes |
21.53 on mkt buy ADR 2:1 151 302 |
| BlackRock Investment Management,LLC 14-Jan-16 yes |
21.46 on mkt buy ADR 2:1 156 312 |
| BlackRock Investment Management,LLC 14-Jan-16 yes |
21.53 on mkt buy ADR 2:1 156 312 |
| BlackRock Investment Management,LLC 14-Jan-16 yes |
21.53 on mkt buy ADR 2:1 157 314 |
| BlackRock Investment Management,LLC 14-Jan-16 yes |
21.68 on mkt buy ADR 2:1 158 316 |
| BlackRock Investment Management,LLC 14-Jan-16 yes |
21.53 on mkt buy ADR 2:1 159 318 |
| BlackRock Investment Management,LLC 14-Jan-16 yes |
21.53 on mkt buy ADR 2:1 169 338 |
| BlackRock Investment Management,LLC 14-Jan-16 yes |
21.53 on mkt buy ADR 2:1 173 346 |
| BlackRock Investment Management,LLC 14-Jan-16 yes |
21.53 on mkt buy ADR 2:1 178 356 |
| BlackRock Investment Management,LLC 14-Jan-16 yes |
21.53 on mkt buy ADR 2:1 193 386 |
| BlackRock Investment Management,LLC 14-Jan-16 yes |
21.53 on mkt buy ADR 2:1 238 476 |
| BlackRock Investment Management,LLC 14-Jan-16 yes |
21.53 on mkt buy ADR 2:1 244 488 |
| BlackRock Investment Management,LLC 14-Jan-16 yes |
21.53 on mkt buy ADR 2:1 244 488 |
| BlackRock Investment Management,LLC 14-Jan-16 yes |
21.53 on mkt buy ADR 2:1 269 538 |
| BlackRock Investment Management,LLC 14-Jan-16 yes |
21.53 on mkt buy ADR 2:1 284 568 |
| BlackRock Investment Management,LLC 14-Jan-16 yes |
21.53 on mkt buy ADR 2:1 300 600 |
| BlackRock Investment Management,LLC 14-Jan-16 yes |
21.53 on mkt buy ADR 2:1 385 770 |
| BlackRock Investment Management,LLC 14-Jan-16 yes |
21.53 on mkt buy ADR 2:1 447 894 |
| BlackRock Investment Management,LLC 14-Jan-16 yes |
21.53 on mkt buy ADR 2:1 458 916 |
| BlackRock Investment Management,LLC 14-Jan-16 yes |
21.53 on mkt buy ADR 2:1 817 1,634 |
| BlackRock Investment Management,LLC 14-Jan-16 yes |
21.72 on mkt buy ADR 2:1 64 128 |
| BlackRock Investment Management,LLC 14-Jan-16 yes |
20.99 on mkt buy ADR 2:1 77 154 |
| BlackRock Investment Management,LLC 14-Jan-16 yes |
21.72 on mkt buy ADR 2:1 91 182 |
| BlackRock Investment Management,LLC 14-Jan-16 yes |
21.14 on mkt buy ADR 2:1 33 66 |
| BlackRock Investment Management,LLC 14-Jan-16 yes |
20.96 on mkt buy ADR 2:1 38 76 |
| BlackRock Investment Management,LLC 14-Jan-16 yes |
20.99 on mkt buy ADR 2:1 49 98 |
| BlackRock Investment Management,LLC 14-Jan-16 yes |
21.70 on mkt buy ADR 2:1 49 98 |
| BlackRock Investment Management,LLC 14-Jan-16 yes |
21.68 on mkt buy ADR 2:1 56 112 |
| BlackRock Investment Management,LLC 14-Jan-16 yes |
20.96 on mkt buy ADR 2:1 57 114 |
| BlackRock Investment Management,LLC 14-Jan-16 yes |
21.48 on mkt buy ADR 2:1 60 120 |
| BlackRock Investment Management,LLC 14-Jan-16 yes |
21.14 on mkt buy ADR 2:1 85 170 |
| BlackRock Investment Management,LLC 14-Jan-16 yes |
20.91 on mkt buy ADR 2:1 102 204 |
| BlackRock Investment Management,LLC 14-Jan-16 yes |
21.72 on mkt buy ADR 2:1 108 216 |
| BlackRock Investment Management,LLC 14-Jan-16 yes |
21.72 on mkt buy ADR 2:1 119 238 |
| BlackRock Investment Management,LLC 14-Jan-16 yes |
21.46 on mkt buy ADR 2:1 121 242 |
| BlackRock Investment Management,LLC 14-Jan-16 yes |
21.00 on mkt buy ADR 2:1 179 358 |
| BlackRock Investment Management,LLC 14-Jan-16 yes |
20.99 on mkt buy ADR 2:1 215 430 |
| BlackRock Investment Management,LLC 14-Jan-16 yes |
21.68 on mkt buy ADR 2:1 230 460 |
| BlackRock Investment Management,LLC 14-Jan-16 yes |
21.65 on mkt buy ADR 2:1 445 890 |
| BlackRock Investment Management,LLC 14-Jan-16 yes |
21.63 on mkt buy ADR 2:1 63 126 |
| BlackRock Investment Management,LLC 14-Jan-16 yes |
21.68 on mkt buy ADR 2:1 295 590 |
| BlackRock Investment Management,LLC 14-Jan-16 yes |
21.00 on mkt buy ADR 2:1 296 592 |
| BlackRock Investment Management,LLC 14-Jan-16 yes |
21.90 on mkt buy ADR 2:1 2 4 |
| BlackRock Investment Management,LLC 14-Jan-16 yes |
21.90 on mkt buy ADR 2:1 14 28 |
| BlackRock Investment Management,LLC 14-Jan-16 yes |
21.76 on mkt buy ADR 2:1 7 14 |
| BlackRock Investment Management,LLC 14-Jan-16 yes |
21.76 on mkt buy ADR 2:1 66 132 |
| BlackRock Investment Management,LLC 14-Jan-16 yes |
21.73 on mkt buy ADR 2:1 36 72 |
| BlackRock Investment Management,LLC 14-Jan-16 yes |
21.73 on mkt buy ADR 2:1 268 536 |
| BlackRock Investment Management,LLC 14-Jan-16 yes |
21.74 on mkt buy ADR 2:1 1 2 |
| BlackRock Investment Management,LLC 14-Jan-16 yes |
21.71 on mkt buy ADR 2:1 17 34 |
| BlackRock Investment Management,LLC 14-Jan-16 yes |
21.71 on mkt buy ADR 2:1 18 36 |
| BlackRock Investment Management,LLC 14-Jan-16 yes |
21.71 on mkt buy ADR 2:1 24 48 |
| BlackRock Investment Management,LLC 14-Jan-16 yes |
21.71 on mkt buy ADR 2:1 31 62 |
| BlackRock Investment Management,LLC 14-Jan-16 yes |
21.71 on mkt buy ADR 2:1 36 72 |
| BlackRock Investment Management,LLC 14-Jan-16 yes |
21.71 on mkt buy ADR 2:1 18 36 |
| BlackRock Investment Management,LLC 14-Jan-16 yes |
21.71 on mkt buy ADR 2:1 35 70 |
| BlackRock Advisors,LLC 15-Jan-16 yes |
15.59 on mkt buy ord 470 470 |
| BlackRock Investment Management (Australia) Limited 15-Jan-16 yes |
26.90 on mkt buy ord 21,862 21,862 |
| BlackRock Institutional Trust Company, National Association 15-Jan-16 yes |
15.07 on mkt buy ord 150,690 150,690 |
| BlackRock Advisors(UK)Limited 15-Jan-16 yes |
15.07 on mkt buy ord 6,989 6,989 |
| BlackRock Investment Management,LLC 15-Jan-16 yes |
20.00 on mkt buy ADR 2:1 61 122 |
| BlackRock Investment Management,LLC 15-Jan-16 yes |
20.01 on mkt buy ADR 2:1 117 234 |
| BlackRock Investment Management,LLC 15-Jan-16 yes |
20.08 on mkt buy ADR 2:1 47 94 |
page 40 of 68
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management,LLC 15-Jan-16 yes |
19.96 on mkt buy ADR 2:1 130 260 |
| BlackRock Investment Management,LLC 15-Jan-16 yes |
19.95 on mkt buy ADR 2:1 175 350 |
| BlackRock Investment Management,LLC 15-Jan-16 yes |
20.21 on mkt buy ADR 2:1 8 16 |
| BlackRock Investment Management,LLC 15-Jan-16 yes |
20.00 on mkt buy ADR 2:1 20 40 |
| BlackRock Investment Management,LLC 15-Jan-16 yes |
20.00 on mkt buy ADR 2:1 44 88 |
| BlackRock Investment Management,LLC 15-Jan-16 yes |
19.99 on mkt buy ADR 2:1 54 108 |
| BlackRock Investment Management,LLC 15-Jan-16 yes |
20.04 on mkt buy ADR 2:1 64 128 |
| BlackRock Investment Management,LLC 15-Jan-16 yes |
19.87 on mkt buy ADR 2:1 79 158 |
| BlackRock Investment Management,LLC 15-Jan-16 yes |
19.98 on mkt buy ADR 2:1 82 164 |
| BlackRock Investment Management,LLC 15-Jan-16 yes |
19.96 on mkt buy ADR 2:1 83 166 |
| BlackRock Investment Management,LLC 15-Jan-16 yes |
20.16 on mkt buy ADR 2:1 150 300 |
| BlackRock Investment Management,LLC 15-Jan-16 yes |
20.13 on mkt buy ADR 2:1 239 478 |
| BlackRock Investment Management,LLC 15-Jan-16 yes |
19.92 on mkt buy ADR 2:1 76 152 |
| BlackRock Investment Management,LLC 15-Jan-16 yes |
20.01 on mkt buy ADR 2:1 223 446 |
| BlackRock Investment Management,LLC 15-Jan-16 yes |
20.01 on mkt buy ADR 2:1 244 488 |
| BlackRock Investment Management,LLC 15-Jan-16 yes |
20.23 on mkt buy ADR 2:1 683 1,366 |
| BlackRock Investment Management,LLC 15-Jan-16 yes |
20.01 on mkt buy ADR 2:1 150 300 |
| BlackRock Investment Management,LLC 15-Jan-16 yes |
19.99 on mkt buy ADR 2:1 26 52 |
| BlackRock Investment Management,LLC 15-Jan-16 yes |
20.12 on mkt buy ADR 2:1 10 20 |
| BlackRock Investment Management,LLC 15-Jan-16 yes |
20.05 on mkt buy ADR 2:1 118 236 |
| BlackRock Investment Management,LLC 15-Jan-16 yes |
20.12 on mkt buy ADR 2:1 12 24 |
| BlackRock Investment Management,LLC 15-Jan-16 yes |
19.93 on mkt buy ADR 2:1 73 146 |
| BlackRock Investment Management,LLC 15-Jan-16 yes |
19.99 on mkt buy ADR 2:1 75 150 |
| BlackRock Investment Management,LLC 15-Jan-16 yes |
19.92 on mkt buy ADR 2:1 11 22 |
| BlackRock Investment Management,LLC 15-Jan-16 yes |
20.02 on mkt buy ADR 2:1 15 30 |
| BlackRock Investment Management,LLC 15-Jan-16 yes |
19.90 on mkt buy ADR 2:1 23 46 |
| BlackRock Investment Management,LLC 15-Jan-16 yes |
19.92 on mkt buy ADR 2:1 28 56 |
| BlackRock Investment Management,LLC 15-Jan-16 yes |
19.87 on mkt buy ADR 2:1 35 70 |
| BlackRock Investment Management,LLC 15-Jan-16 yes |
20.01 on mkt buy ADR 2:1 36 72 |
| BlackRock Investment Management,LLC 15-Jan-16 yes |
20.00 on mkt buy ADR 2:1 43 86 |
| BlackRock Investment Management,LLC 15-Jan-16 yes |
19.92 on mkt buy ADR 2:1 47 94 |
| BlackRock Investment Management,LLC 15-Jan-16 yes |
19.92 on mkt buy ADR 2:1 62 124 |
| BlackRock Investment Management,LLC 15-Jan-16 yes |
20.02 on mkt buy ADR 2:1 64 128 |
| BlackRock Investment Management,LLC 15-Jan-16 yes |
19.92 on mkt buy ADR 2:1 65 130 |
| BlackRock Investment Management,LLC 15-Jan-16 yes |
19.92 on mkt buy ADR 2:1 66 132 |
| BlackRock Investment Management,LLC 15-Jan-16 yes |
19.92 on mkt buy ADR 2:1 66 132 |
| BlackRock Investment Management,LLC 15-Jan-16 yes |
19.92 on mkt buy ADR 2:1 71 142 |
| BlackRock Investment Management,LLC 15-Jan-16 yes |
19.92 on mkt buy ADR 2:1 77 154 |
| BlackRock Investment Management,LLC 15-Jan-16 yes |
20.02 on mkt buy ADR 2:1 81 162 |
| BlackRock Investment Management,LLC 15-Jan-16 yes |
19.99 on mkt buy ADR 2:1 46 92 |
| BlackRock Investment Management,LLC 15-Jan-16 yes |
19.90 on mkt buy ADR 2:1 46 92 |
| BlackRock Investment Management,LLC 15-Jan-16 yes |
19.99 on mkt buy ADR 2:1 47 94 |
| BlackRock Investment Management,LLC 15-Jan-16 yes |
20.01 on mkt buy ADR 2:1 79 158 |
| BlackRock Investment Management,LLC 15-Jan-16 yes |
19.96 on mkt buy ADR 2:1 9 18 |
| BlackRock Investment Management,LLC 15-Jan-16 yes |
19.86 on mkt buy ADR 2:1 10 20 |
| BlackRock Investment Management,LLC 15-Jan-16 yes |
19.90 on mkt buy ADR 2:1 21 42 |
| BlackRock Investment Management,LLC 15-Jan-16 yes |
19.90 on mkt buy ADR 2:1 24 48 |
| BlackRock Investment Management,LLC 15-Jan-16 yes |
19.90 on mkt buy ADR 2:1 24 48 |
| BlackRock Investment Management,LLC 15-Jan-16 yes |
19.99 on mkt buy ADR 2:1 27 54 |
| BlackRock Investment Management,LLC 15-Jan-16 yes |
19.99 on mkt buy ADR 2:1 29 58 |
| BlackRock Investment Management,LLC 15-Jan-16 yes |
19.92 on mkt buy ADR 2:1 32 64 |
| BlackRock Investment Management,LLC 15-Jan-16 yes |
20.01 on mkt buy ADR 2:1 54 108 |
| BlackRock Investment Management,LLC 15-Jan-16 yes |
19.90 on mkt buy ADR 2:1 56 112 |
| BlackRock Investment Management,LLC 15-Jan-16 yes |
20.01 on mkt buy ADR 2:1 57 114 |
| BlackRock Investment Management,LLC 15-Jan-16 yes |
19.99 on mkt buy ADR 2:1 61 122 |
| BlackRock Investment Management,LLC 15-Jan-16 yes |
20.03 on mkt buy ADR 2:1 63 126 |
| BlackRock Investment Management,LLC 15-Jan-16 yes |
19.96 on mkt buy ADR 2:1 65 130 |
| BlackRock Investment Management,LLC 15-Jan-16 yes |
19.92 on mkt buy ADR 2:1 73 146 |
| BlackRock Investment Management,LLC 15-Jan-16 yes |
20.01 on mkt buy ADR 2:1 89 178 |
| BlackRock Investment Management,LLC 15-Jan-16 yes |
19.87 on mkt buy ADR 2:1 121 242 |
| BlackRock Investment Management,LLC 15-Jan-16 yes |
19.92 on mkt buy ADR 2:1 133 266 |
| BlackRock Investment Management,LLC 15-Jan-16 yes |
20.00 on mkt buy ADR 2:1 142 284 |
| BlackRock Investment Management,LLC 15-Jan-16 yes |
20.00 on mkt buy ADR 2:1 148 296 |
| BlackRock Investment Management,LLC 15-Jan-16 yes |
19.93 on mkt buy ADR 2:1 155 310 |
| BlackRock Investment Management,LLC 15-Jan-16 yes |
20.02 on mkt buy ADR 2:1 183 366 |
| BlackRock Investment Management,LLC 15-Jan-16 yes |
19.99 on mkt buy ADR 2:1 195 390 |
| BlackRock Investment Management,LLC 15-Jan-16 yes |
20.00 on mkt buy ADR 2:1 199 398 |
| BlackRock Investment Management,LLC 15-Jan-16 yes |
19.93 on mkt buy ADR 2:1 260 520 |
| BlackRock Investment Management,LLC 15-Jan-16 yes |
19.92 on mkt buy ADR 2:1 47 94 |
| BlackRock Investment Management,LLC 15-Jan-16 yes |
19.99 on mkt buy ADR 2:1 48 96 |
page 41 of 68
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management,LLC 15-Jan-16 yes |
20.01 on mkt buy ADR 2:1 80 160 |
| BlackRock Investment Management,LLC 15-Jan-16 yes |
19.99 on mkt buy ADR 2:1 110 220 |
| BlackRock Investment Management,LLC 15-Jan-16 yes |
20.00 on mkt buy ADR 2:1 145 290 |
| BlackRock Investment Management,LLC 15-Jan-16 yes |
20.01 on mkt buy ADR 2:1 179 358 |
| BlackRock Investment Management,LLC 15-Jan-16 yes |
20.01 on mkt buy ADR 2:1 534 1,068 |
| BlackRock Investment Management,LLC 15-Jan-16 yes |
19.92 on mkt buy ADR 2:1 106 212 |
| BlackRock Investment Management,LLC 15-Jan-16 yes |
20.03 on mkt buy ADR 2:1 166 332 |
| BlackRock Investment Management,LLC 15-Jan-16 yes |
20.08 on mkt buy ADR 2:1 754 1,508 |
| BlackRock Investment Management,LLC 15-Jan-16 yes |
20.08 on mkt buy ADR 2:1 900 1,800 |
| BlackRock Investment Management,LLC 15-Jan-16 yes |
20.20 on mkt buy ADR 2:1 16 32 |
| BlackRock Investment Management,LLC 15-Jan-16 yes |
19.98 on mkt buy ADR 2:1 2 4 |
| BlackRock Investment Management,LLC 15-Jan-16 yes |
19.98 on mkt buy ADR 2:1 4 8 |
| BlackRock Investment Management,LLC 15-Jan-16 yes |
20.22 on mkt buy ADR 2:1 14 28 |
| BlackRock Investment Management,LLC 15-Jan-16 yes |
20.21 on mkt buy ADR 2:1 15 30 |
| BlackRock Investment Management,LLC 15-Jan-16 yes |
19.98 on mkt buy ADR 2:1 20 40 |
| BlackRock Investment Management,LLC 15-Jan-16 yes |
20.22 on mkt buy ADR 2:1 29 58 |
| BlackRock Investment Management,LLC 15-Jan-16 yes |
19.98 on mkt buy ADR 2:1 2 4 |
| BlackRock Investment Management,LLC 15-Jan-16 yes |
19.98 on mkt buy ADR 2:1 5 10 |
| BlackRock Investment Management,LLC 15-Jan-16 yes |
19.98 on mkt buy ADR 2:1 12 24 |
| BlackRock Investment Management,LLC 15-Jan-16 yes |
19.98 on mkt buy ADR 2:1 18 36 |
| BlackRock Investment Management,LLC 15-Jan-16 yes |
19.98 on mkt buy ADR 2:1 2 4 |
| BlackRock Investment Management,LLC 15-Jan-16 yes |
20.06 on mkt buy ADR 2:1 90 180 |
| BlackRock Investment Management,LLC 15-Jan-16 yes |
19.98 on mkt buy ADR 2:1 1 2 |
| BlackRock Investment Management,LLC 15-Jan-16 yes |
19.98 on mkt buy ADR 2:1 3 6 |
| BlackRock Investment Management,LLC 15-Jan-16 yes |
20.15 on mkt buy ADR 2:1 3 6 |
| BlackRock Investment Management,LLC 15-Jan-16 yes |
20.15 on mkt buy ADR 2:1 5 10 |
| BlackRock Investment Management,LLC 15-Jan-16 yes |
20.15 on mkt buy ADR 2:1 22 44 |
| BlackRock Fund Advisors 18-Jan-16 yes |
14.64 on mkt buy ord 3,775 3,775 |
| BlackRock Advisors(UK)Limited 18-Jan-16 yes |
14.63 on mkt buy ord 12,300 12,300 |
| BlackRock Advisors(UK)Limited 18-Jan-16 yes |
14.77 on mkt buy ord 13,897 13,897 |
| BlackRock Investment Management (Australia) Limited 19-Jan-16 yes |
14.71 on mkt buy ord 257 257 |
| BlackRock Investment Management,LLC 19-Jan-16 yes |
14.73 on mkt buy ord 3,612 3,612 |
| BlackRock Fund Advisors 19-Jan-16 no |
n/a in specie ord 72,415 72,415 |
| BlackRock Investment Management (Australia) Limited 19-Jan-16 yes |
14.71 on mkt buy ord 3,505 3,505 |
| BlackRock Investment Management (Australia) Limited 19-Jan-16 yes |
14.71 on mkt buy ord 338 338 |
| BlackRock Institutional Trust Company, National Association 19-Jan-16 yes |
14.73 on mkt buy ord 181,985 181,985 |
| BlackRock(Netherlands)B.V. 19-Jan-16 yes |
14.73 on mkt buy ord 5,837 5,837 |
| BlackRock Fund Advisors 19-Jan-16 yes |
14.73 on mkt buy ord 16,186 16,186 |
| BlackRock Investment Management (Australia) Limited 19-Jan-16 yes |
14.71 on mkt buy ord 1,305 1,305 |
| BlackRock Advisors(UK)Limited 19-Jan-16 yes |
14.73 on mkt buy ord 34,603 34,603 |
| BlackRock Investment Management,LLC 19-Jan-16 yes |
19.92 on mkt buy ADR 2:1 26 52 |
| BlackRock Investment Management,LLC 19-Jan-16 yes |
20.01 on mkt buy ADR 2:1 40 80 |
| BlackRock Investment Management,LLC 19-Jan-16 yes |
20.05 on mkt buy ADR 2:1 46 92 |
| BlackRock Investment Management,LLC 19-Jan-16 yes |
20.00 on mkt buy ADR 2:1 41 82 |
| BlackRock Investment Management,LLC 19-Jan-16 yes |
20.00 on mkt buy ADR 2:1 60 120 |
| BlackRock Investment Management,LLC 19-Jan-16 yes |
20.00 on mkt buy ADR 2:1 80 160 |
| BlackRock Investment Management,LLC 19-Jan-16 yes |
20.05 on mkt buy ADR 2:1 100 200 |
| BlackRock Investment Management,LLC 19-Jan-16 yes |
19.92 on mkt buy ADR 2:1 100 200 |
| BlackRock Investment Management,LLC 19-Jan-16 yes |
19.96 on mkt buy ADR 2:1 10 20 |
| BlackRock Investment Management,LLC 19-Jan-16 yes |
20.01 on mkt buy ADR 2:1 150 300 |
| BlackRock Investment Management,LLC 19-Jan-16 yes |
20.01 on mkt buy ADR 2:1 160 320 |
| BlackRock Investment Management,LLC 19-Jan-16 yes |
20.05 on mkt buy ADR 2:1 267 534 |
| BlackRock Investment Management,LLC 19-Jan-16 yes |
19.96 on mkt buy ADR 2:1 290 580 |
| BlackRock Investment Management,LLC 19-Jan-16 yes |
20.01 on mkt buy ADR 2:1 700 1,400 |
| BlackRock Investment Management,LLC 19-Jan-16 yes |
20.19 on mkt buy ADR 2:1 1,900 3,800 |
| BlackRock Investment Management,LLC 19-Jan-16 yes |
20.19 on mkt buy ADR 2:1 2,100 4,200 |
| BlackRock Investment Management,LLC 19-Jan-16 yes |
20.25 on mkt buy ADR 2:1 48 96 |
| BlackRock Investment Management,LLC 19-Jan-16 yes |
20.28 on mkt buy ADR 2:1 15 30 |
| BlackRock Investment Management,LLC 19-Jan-16 yes |
20.33 on mkt buy ADR 2:1 53 106 |
| BlackRock Investment Management,LLC 19-Jan-16 yes |
20.35 on mkt buy ADR 2:1 54 108 |
| BlackRock Investment Management,LLC 19-Jan-16 yes |
20.06 on mkt buy ADR 2:1 120 240 |
| BlackRock Investment Management,LLC 19-Jan-16 yes |
20.24 on mkt buy ADR 2:1 4 8 |
| BlackRock Investment Management,LLC 19-Jan-16 yes |
20.01 on mkt buy ADR 2:1 5 10 |
| BlackRock Investment Management,LLC 19-Jan-16 yes |
19.86 on mkt buy ADR 2:1 25 50 |
| BlackRock Investment Management,LLC 19-Jan-16 yes |
20.01 on mkt buy ADR 2:1 90 180 |
page 42 of 68
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management,LLC 19-Jan-16 yes |
19.96 on mkt buy ADR 2:1 17 34 |
| BlackRock Investment Management,LLC 19-Jan-16 yes |
20.34 on mkt buy ADR 2:1 23 46 |
| BlackRock Investment Management,LLC 19-Jan-16 yes |
20.05 on mkt buy ADR 2:1 44 88 |
| BlackRock Investment Management,LLC 19-Jan-16 yes |
20.34 on mkt buy ADR 2:1 61 122 |
| BlackRock Investment Management,LLC 19-Jan-16 yes |
19.91 on mkt buy ADR 2:1 260 520 |
| BlackRock Investment Management,LLC 19-Jan-16 yes |
19.86 on mkt buy ADR 2:1 50 100 |
| BlackRock Investment Management,LLC 19-Jan-16 yes |
19.94 on mkt buy ADR 2:1 80 160 |
| BlackRock Investment Management,LLC 19-Jan-16 yes |
20.05 on mkt buy ADR 2:1 91 182 |
| BlackRock Investment Management,LLC 19-Jan-16 yes |
20.05 on mkt buy ADR 2:1 98 196 |
| BlackRock Investment Management,LLC 19-Jan-16 yes |
20.05 on mkt buy ADR 2:1 182 364 |
| BlackRock Investment Management,LLC 19-Jan-16 yes |
20.00 on mkt buy ADR 2:1 240 480 |
| BlackRock Investment Management,LLC 19-Jan-16 yes |
19.86 on mkt buy ADR 2:1 400 800 |
| BlackRock Investment Management,LLC 19-Jan-16 yes |
19.86 on mkt buy ADR 2:1 440 880 |
| BlackRock Investment Management,LLC 19-Jan-16 yes |
20.00 on mkt buy ADR 2:1 48 96 |
| BlackRock Investment Management,LLC 19-Jan-16 yes |
20.00 on mkt buy ADR 2:1 81 162 |
| BlackRock Investment Management,LLC 19-Jan-16 yes |
20.00 on mkt buy ADR 2:1 242 484 |
| BlackRock Investment Management,LLC 19-Jan-16 yes |
20.20 on mkt buy ADR 2:1 9 18 |
| BlackRock Investment Management,LLC 19-Jan-16 yes |
20.20 on mkt buy ADR 2:1 12 24 |
| BlackRock Investment Management,LLC 19-Jan-16 yes |
20.20 on mkt buy ADR 2:1 12 24 |
| BlackRock Investment Management,LLC 19-Jan-16 yes |
20.20 on mkt buy ADR 2:1 13 26 |
| BlackRock Investment Management,LLC 19-Jan-16 yes |
20.20 on mkt buy ADR 2:1 14 28 |
| BlackRock Investment Management,LLC 19-Jan-16 yes |
20.10 on mkt buy ADR 2:1 14 28 |
| BlackRock Investment Management,LLC 19-Jan-16 yes |
20.20 on mkt buy ADR 2:1 14 28 |
| BlackRock Investment Management,LLC 19-Jan-16 yes |
20.20 on mkt buy ADR 2:1 16 32 |
| BlackRock Investment Management,LLC 19-Jan-16 yes |
20.20 on mkt buy ADR 2:1 16 32 |
| BlackRock Investment Management,LLC 19-Jan-16 yes |
20.20 on mkt buy ADR 2:1 18 36 |
| BlackRock Investment Management,LLC 19-Jan-16 yes |
20.20 on mkt buy ADR 2:1 19 38 |
| BlackRock Investment Management,LLC 19-Jan-16 yes |
20.20 on mkt buy ADR 2:1 20 40 |
| BlackRock Investment Management,LLC 19-Jan-16 yes |
20.20 on mkt buy ADR 2:1 20 40 |
| BlackRock Investment Management,LLC 19-Jan-16 yes |
20.20 on mkt buy ADR 2:1 21 42 |
| BlackRock Investment Management,LLC 19-Jan-16 yes |
20.20 on mkt buy ADR 2:1 22 44 |
| BlackRock Investment Management,LLC 19-Jan-16 yes |
20.20 on mkt buy ADR 2:1 22 44 |
| BlackRock Investment Management,LLC 19-Jan-16 yes |
20.20 on mkt buy ADR 2:1 23 46 |
| BlackRock Investment Management,LLC 19-Jan-16 yes |
20.20 on mkt buy ADR 2:1 23 46 |
| BlackRock Investment Management,LLC 19-Jan-16 yes |
20.20 on mkt buy ADR 2:1 24 48 |
| BlackRock Investment Management,LLC 19-Jan-16 yes |
20.20 on mkt buy ADR 2:1 24 48 |
| BlackRock Investment Management,LLC 19-Jan-16 yes |
20.20 on mkt buy ADR 2:1 24 48 |
| BlackRock Investment Management,LLC 19-Jan-16 yes |
20.20 on mkt buy ADR 2:1 27 54 |
| BlackRock Investment Management,LLC 19-Jan-16 yes |
20.20 on mkt buy ADR 2:1 28 56 |
| BlackRock Investment Management,LLC 19-Jan-16 yes |
20.20 on mkt buy ADR 2:1 32 64 |
| BlackRock Investment Management,LLC 19-Jan-16 yes |
20.20 on mkt buy ADR 2:1 35 70 |
| BlackRock Investment Management,LLC 19-Jan-16 yes |
20.20 on mkt buy ADR 2:1 36 72 |
| BlackRock Investment Management,LLC 19-Jan-16 yes |
20.20 on mkt buy ADR 2:1 40 80 |
| BlackRock Investment Management,LLC 19-Jan-16 yes |
20.20 on mkt buy ADR 2:1 43 86 |
| BlackRock Investment Management,LLC 19-Jan-16 yes |
20.20 on mkt buy ADR 2:1 53 106 |
| BlackRock Investment Management,LLC 19-Jan-16 yes |
20.20 on mkt buy ADR 2:1 54 108 |
| BlackRock Investment Management,LLC 19-Jan-16 yes |
20.20 on mkt buy ADR 2:1 64 128 |
| BlackRock Investment Management,LLC 19-Jan-16 yes |
20.20 on mkt buy ADR 2:1 70 140 |
| BlackRock Investment Management,LLC 19-Jan-16 yes |
20.20 on mkt buy ADR 2:1 71 142 |
| BlackRock Investment Management,LLC 19-Jan-16 yes |
20.20 on mkt buy ADR 2:1 72 144 |
| BlackRock Investment Management,LLC 19-Jan-16 yes |
20.20 on mkt buy ADR 2:1 73 146 |
| BlackRock Investment Management,LLC 19-Jan-16 yes |
20.20 on mkt buy ADR 2:1 75 150 |
| BlackRock Investment Management,LLC 19-Jan-16 yes |
20.20 on mkt buy ADR 2:1 81 162 |
| BlackRock Investment Management,LLC 19-Jan-16 yes |
20.20 on mkt buy ADR 2:1 97 194 |
| BlackRock Investment Management,LLC 19-Jan-16 yes |
20.20 on mkt buy ADR 2:1 105 210 |
| BlackRock Investment Management,LLC 19-Jan-16 yes |
20.20 on mkt buy ADR 2:1 107 214 |
| BlackRock Investment Management,LLC 19-Jan-16 yes |
20.20 on mkt buy ADR 2:1 111 222 |
| BlackRock Investment Management,LLC 19-Jan-16 yes |
20.20 on mkt buy ADR 2:1 27 54 |
| BlackRock Investment Management,LLC 19-Jan-16 yes |
20.20 on mkt buy ADR 2:1 29 58 |
| BlackRock Investment Management,LLC 19-Jan-16 yes |
20.20 on mkt buy ADR 2:1 43 86 |
| BlackRock Investment Management,LLC 19-Jan-16 yes |
20.20 on mkt buy ADR 2:1 3 6 |
| BlackRock Investment Management,LLC 19-Jan-16 yes |
20.20 on mkt buy ADR 2:1 10 20 |
| BlackRock Investment Management,LLC 19-Jan-16 yes |
20.20 on mkt buy ADR 2:1 15 30 |
| BlackRock Investment Management,LLC 19-Jan-16 yes |
20.10 on mkt buy ADR 2:1 25 50 |
| BlackRock Investment Management,LLC 19-Jan-16 yes |
20.20 on mkt buy ADR 2:1 33 66 |
| BlackRock Investment Management,LLC 19-Jan-16 yes |
20.20 on mkt buy ADR 2:1 40 80 |
| BlackRock Investment Management,LLC 19-Jan-16 yes |
20.20 on mkt buy ADR 2:1 95 190 |
| BlackRock Investment Management,LLC 19-Jan-16 yes |
20.20 on mkt buy ADR 2:1 104 208 |
| BlackRock Investment Management,LLC 19-Jan-16 yes |
20.20 on mkt buy ADR 2:1 133 266 |
| BlackRock Investment Management,LLC 19-Jan-16 yes |
20.07 on mkt buy ADR 2:1 1 2 |
page 43 of 68
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management,LLC 19-Jan-16 yes |
20.17 on mkt buy ADR 2:1 1 2 |
| BlackRock Investment Management,LLC 19-Jan-16 yes |
20.07 on mkt buy ADR 2:1 13 26 |
| BlackRock Investment Management,LLC 19-Jan-16 yes |
20.17 on mkt buy ADR 2:1 15 30 |
| BlackRock Investment Management,LLC 19-Jan-16 yes |
20.17 on mkt buy ADR 2:1 16 32 |
| BlackRock Investment Management,LLC 19-Jan-16 yes |
20.17 on mkt buy ADR 2:1 17 34 |
| BlackRock Investment Management,LLC 19-Jan-16 yes |
20.17 on mkt buy ADR 2:1 17 34 |
| BlackRock Investment Management,LLC 19-Jan-16 yes |
20.17 on mkt buy ADR 2:1 18 36 |
| BlackRock Investment Management,LLC 19-Jan-16 yes |
20.17 on mkt buy ADR 2:1 20 40 |
| BlackRock Investment Management,LLC 19-Jan-16 yes |
20.17 on mkt buy ADR 2:1 20 40 |
| BlackRock Investment Management,LLC 19-Jan-16 yes |
20.17 on mkt buy ADR 2:1 23 46 |
| BlackRock Investment Management,LLC 19-Jan-16 yes |
20.17 on mkt buy ADR 2:1 24 48 |
| BlackRock Investment Management,LLC 19-Jan-16 yes |
20.17 on mkt buy ADR 2:1 24 48 |
| BlackRock Investment Management,LLC 19-Jan-16 yes |
20.17 on mkt buy ADR 2:1 26 52 |
| BlackRock Investment Management,LLC 19-Jan-16 yes |
20.17 on mkt buy ADR 2:1 27 54 |
| BlackRock Investment Management,LLC 19-Jan-16 yes |
20.17 on mkt buy ADR 2:1 27 54 |
| BlackRock Investment Management,LLC 19-Jan-16 yes |
20.17 on mkt buy ADR 2:1 29 58 |
| BlackRock Investment Management,LLC 19-Jan-16 yes |
20.17 on mkt buy ADR 2:1 31 62 |
| BlackRock Investment Management,LLC 19-Jan-16 yes |
20.17 on mkt buy ADR 2:1 31 62 |
| BlackRock Investment Management,LLC 19-Jan-16 yes |
20.17 on mkt buy ADR 2:1 35 70 |
| BlackRock Investment Management,LLC 19-Jan-16 yes |
20.17 on mkt buy ADR 2:1 43 86 |
| BlackRock Investment Management,LLC 19-Jan-16 yes |
20.17 on mkt buy ADR 2:1 52 104 |
| BlackRock Investment Management,LLC 19-Jan-16 yes |
20.17 on mkt buy ADR 2:1 54 108 |
| BlackRock Investment Management,LLC 19-Jan-16 yes |
20.17 on mkt buy ADR 2:1 58 116 |
| BlackRock Investment Management,LLC 19-Jan-16 yes |
20.17 on mkt buy ADR 2:1 69 138 |
| BlackRock Investment Management,LLC 19-Jan-16 yes |
20.17 on mkt buy ADR 2:1 72 144 |
| BlackRock Investment Management,LLC 19-Jan-16 yes |
20.17 on mkt buy ADR 2:1 76 152 |
| BlackRock Investment Management,LLC 19-Jan-16 yes |
20.17 on mkt buy ADR 2:1 81 162 |
| BlackRock Investment Management,LLC 19-Jan-16 yes |
20.17 on mkt buy ADR 2:1 87 174 |
| BlackRock Investment Management,LLC 19-Jan-16 yes |
20.17 on mkt buy ADR 2:1 89 178 |
| BlackRock Investment Management,LLC 19-Jan-16 yes |
20.17 on mkt buy ADR 2:1 94 188 |
| BlackRock Investment Management,LLC 19-Jan-16 yes |
20.17 on mkt buy ADR 2:1 129 258 |
| BlackRock Investment Management,LLC 19-Jan-16 yes |
20.17 on mkt buy ADR 2:1 255 510 |
| BlackRock Investment Management,LLC 19-Jan-16 yes |
20.17 on mkt buy ADR 2:1 327 654 |
| BlackRock Investment Management,LLC 19-Jan-16 yes |
20.17 on mkt buy ADR 2:1 513 1,026 |
| BlackRock Investment Management,LLC 19-Jan-16 yes |
20.17 on mkt buy ADR 2:1 758 1,516 |
| BlackRock Asset Management North Asia Limited 20-Jan-16 yes |
14.17 on mkt buy ord 3,101 3,101 |
| BlackRock Asset Management North Asia Limited 20-Jan-16 yes |
14.17 on mkt buy ord 11,637 11,637 |
| BlackRock Advisors(UK)Limited 20-Jan-16 yes |
14.21 on mkt buy ord 3,895 3,895 |
| BlackRock Advisors(UK)Limited 20-Jan-16 yes |
14.21 on mkt buy ord 3,895 3,895 |
| BlackRock Institutional Trust Company, National Association 20-Jan-16 no |
n/a in specie ord 190,773 190,773 |
| BlackRock Investment Management,LLC 20-Jan-16 yes |
14.53 on mkt buy ord 290 290 |
| BlackRock Investment Management (UK) Limited 20-Jan-16 yes |
14.17 on mkt buy ord 5,101 5,101 |
| BlackRock Investment Management (UK) Limited 20-Jan-16 yes |
14.55 on mkt buy ord 852,140 852,140 |
| BlackRock Fund Advisors 20-Jan-16 yes |
14.53 on mkt buy ord 552 552 |
| BlackRock Financial Management,Inc. 20-Jan-16 yes |
14.55 on mkt buy ord 13,244 13,244 |
| BlackRock Institutional Trust Company, National Association 20-Jan-16 yes |
14.25 on mkt buy ord 8,642 8,642 |
| BlackRock Institutional Trust Company, National Association 20-Jan-16 yes |
14.25 on mkt buy ord 2,302 2,302 |
| BlackRock Investment Management,LLC 20-Jan-16 yes |
18.59 on mkt buy ADR 2:1 21 42 |
| BlackRock Investment Management,LLC 20-Jan-16 yes |
18.53 on mkt buy ADR 2:1 23 46 |
| BlackRock Investment Management,LLC 20-Jan-16 yes |
18.79 on mkt buy ADR 2:1 26 52 |
| BlackRock Investment Management,LLC 20-Jan-16 yes |
18.78 on mkt buy ADR 2:1 30 60 |
| BlackRock Investment Management,LLC 20-Jan-16 yes |
18.76 on mkt buy ADR 2:1 38 76 |
| BlackRock Investment Management,LLC 20-Jan-16 yes |
18.79 on mkt buy ADR 2:1 5 10 |
| BlackRock Investment Management,LLC 20-Jan-16 yes |
18.75 on mkt buy ADR 2:1 33 66 |
| BlackRock Investment Management,LLC 20-Jan-16 yes |
18.50 on mkt buy ADR 2:1 37 74 |
| BlackRock Investment Management,LLC 20-Jan-16 yes |
18.76 on mkt buy ADR 2:1 48 96 |
| BlackRock Investment Management,LLC 20-Jan-16 yes |
18.50 on mkt buy ADR 2:1 58 116 |
| BlackRock Investment Management,LLC 20-Jan-16 yes |
18.64 on mkt buy ADR 2:1 75 150 |
| BlackRock Investment Management,LLC 20-Jan-16 yes |
18.84 on mkt buy ADR 2:1 96 192 |
| BlackRock Investment Management,LLC 20-Jan-16 yes |
18.54 on mkt buy ADR 2:1 189 378 |
| BlackRock Investment Management,LLC 20-Jan-16 yes |
18.86 on mkt buy ADR 2:1 211 422 |
| BlackRock Investment Management,LLC 20-Jan-16 yes |
18.79 on mkt buy ADR 2:1 24 48 |
| BlackRock Investment Management,LLC 20-Jan-16 yes |
18.60 on mkt buy ADR 2:1 24 48 |
page 44 of 68
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management,LLC 20-Jan-16 yes |
18.80 on mkt buy ADR 2:1 28 56 |
| BlackRock Investment Management,LLC 20-Jan-16 yes |
18.84 on mkt buy ADR 2:1 34 68 |
| BlackRock Investment Management,LLC 20-Jan-16 yes |
18.76 on mkt buy ADR 2:1 49 98 |
| BlackRock Investment Management,LLC 20-Jan-16 yes |
18.93 on mkt buy ADR 2:1 62 124 |
| BlackRock Investment Management,LLC 20-Jan-16 yes |
18.79 on mkt buy ADR 2:1 79 158 |
| BlackRock Investment Management,LLC 20-Jan-16 yes |
18.79 on mkt buy ADR 2:1 137 274 |
| BlackRock Investment Management,LLC 20-Jan-16 yes |
18.54 on mkt buy ADR 2:1 152 304 |
| BlackRock Investment Management,LLC 20-Jan-16 yes |
18.54 on mkt buy ADR 2:1 219 438 |
| BlackRock Investment Management,LLC 20-Jan-16 yes |
18.59 on mkt buy ADR 2:1 291 582 |
| BlackRock Investment Management,LLC 20-Jan-16 yes |
18.59 on mkt buy ADR 2:1 291 582 |
| BlackRock Investment Management,LLC 20-Jan-16 yes |
19.22 on mkt buy ADR 2:1 7 14 |
| BlackRock Investment Management,LLC 20-Jan-16 yes |
18.79 on mkt buy ADR 2:1 37 74 |
| BlackRock Investment Management,LLC 20-Jan-16 yes |
18.79 on mkt buy ADR 2:1 40 80 |
| BlackRock Investment Management,LLC 20-Jan-16 yes |
18.80 on mkt buy ADR 2:1 42 84 |
| BlackRock Investment Management,LLC 20-Jan-16 yes |
18.53 on mkt buy ADR 2:1 44 88 |
| BlackRock Investment Management,LLC 20-Jan-16 yes |
18.76 on mkt buy ADR 2:1 45 90 |
| BlackRock Investment Management,LLC 20-Jan-16 yes |
18.59 on mkt buy ADR 2:1 45 90 |
| BlackRock Investment Management,LLC 20-Jan-16 yes |
18.63 on mkt buy ADR 2:1 67 134 |
| BlackRock Investment Management,LLC 20-Jan-16 yes |
18.63 on mkt buy ADR 2:1 69 138 |
| BlackRock Investment Management,LLC 20-Jan-16 yes |
18.63 on mkt buy ADR 2:1 69 138 |
| BlackRock Investment Management,LLC 20-Jan-16 yes |
18.76 on mkt buy ADR 2:1 70 140 |
| BlackRock Investment Management,LLC 20-Jan-16 yes |
18.50 on mkt buy ADR 2:1 80 160 |
| BlackRock Investment Management,LLC 20-Jan-16 yes |
18.59 on mkt buy ADR 2:1 97 194 |
| BlackRock Investment Management,LLC 20-Jan-16 yes |
18.63 on mkt buy ADR 2:1 107 214 |
| BlackRock Investment Management,LLC 20-Jan-16 yes |
18.59 on mkt buy ADR 2:1 115 230 |
| BlackRock Investment Management,LLC 20-Jan-16 yes |
18.63 on mkt buy ADR 2:1 156 312 |
| BlackRock Investment Management,LLC 20-Jan-16 yes |
18.78 on mkt buy ADR 2:1 206 412 |
| BlackRock Investment Management,LLC 20-Jan-16 yes |
18.82 on mkt buy ADR 2:1 496 992 |
| BlackRock Investment Management,LLC 20-Jan-16 yes |
18.52 on mkt buy ADR 2:1 715 1,430 |
| BlackRock Investment Management,LLC 20-Jan-16 yes |
19.25 on mkt buy ADR 2:1 5 10 |
| BlackRock Investment Management,LLC 20-Jan-16 yes |
18.63 on mkt buy ADR 2:1 82 164 |
| BlackRock Investment Management,LLC 20-Jan-16 yes |
18.84 on mkt buy ADR 2:1 92 184 |
| BlackRock Investment Management,LLC 20-Jan-16 yes |
18.70 on mkt buy ADR 2:1 98 196 |
| BlackRock Investment Management,LLC 20-Jan-16 yes |
18.63 on mkt buy ADR 2:1 367 734 |
| BlackRock Investment Management,LLC 20-Jan-16 yes |
18.52 on mkt buy ADR 2:1 642 1,284 |
| BlackRock Investment Management,LLC 20-Jan-16 yes |
19.20 on mkt buy ADR 2:1 12 24 |
| BlackRock Investment Management,LLC 20-Jan-16 yes |
19.19 on mkt buy ADR 2:1 171 342 |
| BlackRock Investment Management,LLC 20-Jan-16 yes |
19.12 on mkt buy ADR 2:1 5 10 |
| BlackRock Investment Management,LLC 20-Jan-16 yes |
19.46 on mkt buy ADR 2:1 24 48 |
| BlackRock Investment Management,LLC 20-Jan-16 yes |
19.17 on mkt buy ADR 2:1 6 12 |
| BlackRock Investment Management,LLC 20-Jan-16 yes |
19.20 on mkt buy ADR 2:1 12 24 |
| BlackRock Investment Management,LLC 20-Jan-16 yes |
18.79 on mkt buy ADR 2:1 135 270 |
| BlackRock Investment Management,LLC 20-Jan-16 yes |
18.84 on mkt buy ADR 2:1 27 54 |
| BlackRock Investment Management,LLC 20-Jan-16 yes |
18.63 on mkt buy ADR 2:1 48 96 |
| BlackRock Investment Management,LLC 20-Jan-16 yes |
18.78 on mkt buy ADR 2:1 49 98 |
| BlackRock Investment Management,LLC 20-Jan-16 yes |
18.75 on mkt buy ADR 2:1 62 124 |
| BlackRock Investment Management,LLC 20-Jan-16 yes |
18.59 on mkt buy ADR 2:1 70 140 |
| BlackRock Investment Management,LLC 20-Jan-16 yes |
18.65 on mkt buy ADR 2:1 96 192 |
| BlackRock Investment Management,LLC 20-Jan-16 yes |
18.65 on mkt buy ADR 2:1 184 368 |
| BlackRock Investment Management,LLC 20-Jan-16 yes |
18.60 on mkt buy ADR 2:1 23 46 |
| BlackRock Investment Management,LLC 20-Jan-16 yes |
18.65 on mkt buy ADR 2:1 42 84 |
| BlackRock Investment Management,LLC 20-Jan-16 yes |
18.63 on mkt buy ADR 2:1 69 138 |
| BlackRock Investment Management,LLC 20-Jan-16 yes |
18.93 on mkt buy ADR 2:1 113 226 |
| BlackRock Investment Management,LLC 20-Jan-16 yes |
18.93 on mkt buy ADR 2:1 116 232 |
| BlackRock Investment Management,LLC 20-Jan-16 yes |
18.93 on mkt buy ADR 2:1 116 232 |
| BlackRock Investment Management,LLC 20-Jan-16 yes |
18.59 on mkt buy ADR 2:1 118 236 |
| BlackRock Investment Management,LLC 20-Jan-16 yes |
18.50 on mkt buy ADR 2:1 189 378 |
| BlackRock Investment Management,LLC 20-Jan-16 yes |
18.65 on mkt buy ADR 2:1 43 86 |
| BlackRock Investment Management,LLC 20-Jan-16 yes |
18.76 on mkt buy ADR 2:1 14 28 |
| BlackRock Investment Management,LLC 20-Jan-16 yes |
18.81 on mkt buy ADR 2:1 21 42 |
| BlackRock Investment Management,LLC 20-Jan-16 yes |
18.65 on mkt buy ADR 2:1 46 92 |
| BlackRock Investment Management,LLC 20-Jan-16 yes |
18.65 on mkt buy ADR 2:1 69 138 |
| BlackRock Investment Management,LLC 20-Jan-16 yes |
18.63 on mkt buy ADR 2:1 71 142 |
| BlackRock Investment Management,LLC 20-Jan-16 yes |
18.65 on mkt buy ADR 2:1 78 156 |
| BlackRock Investment Management,LLC 20-Jan-16 yes |
18.65 on mkt buy ADR 2:1 78 156 |
| BlackRock Investment Management,LLC 20-Jan-16 yes |
18.80 on mkt buy ADR 2:1 82 164 |
| BlackRock Investment Management,LLC 20-Jan-16 yes |
18.78 on mkt buy ADR 2:1 88 176 |
| BlackRock Investment Management,LLC 20-Jan-16 yes |
18.80 on mkt buy ADR 2:1 108 216 |
| BlackRock Investment Management,LLC 20-Jan-16 yes |
18.63 on mkt buy ADR 2:1 129 258 |
| BlackRock Investment Management,LLC 20-Jan-16 yes |
18.65 on mkt buy ADR 2:1 193 386 |
page 45 of 68
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management,LLC 20-Jan-16 yes |
18.60 on mkt buy ADR 2:1 222 444 |
| BlackRock Investment Management,LLC 20-Jan-16 yes |
18.60 on mkt buy ADR 2:1 162 324 |
| BlackRock Investment Management,LLC 20-Jan-16 yes |
18.75 on mkt buy ADR 2:1 205 410 |
| BlackRock Investment Management,LLC 20-Jan-16 yes |
19.43 on mkt buy ADR 2:1 19 38 |
| BlackRock Investment Management,LLC 20-Jan-16 yes |
18.63 on mkt buy ADR 2:1 2 4 |
| BlackRock Investment Management (Australia) Limited 21-Jan-16 yes |
14.40 on mkt buy ord 1,061 1,061 |
| BlackRock Institutional Trust Company, National Association 21-Jan-16 yes |
14.20 on mkt buy ord 16,957 16,957 |
| BlackRock Investment Management (Australia) Limited 21-Jan-16 yes |
14.40 on mkt buy ord 8,792 8,792 |
| BlackRock Investment Management (Australia) Limited 21-Jan-16 yes |
14.40 on mkt buy ord 933 933 |
| BlackRock Investment Management (Australia) Limited 21-Jan-16 yes |
14.40 on mkt buy ord 6,964 6,964 |
| BlackRock Japan Co.,Ltd. 21-Jan-16 yes |
14.31 on mkt buy ord 668 668 |
| BlackRock Institutional Trust Company, National Association 21-Jan-16 yes |
14.20 on mkt buy ord 151,220 151,220 |
| BlackRock Advisors(UK)Limited 21-Jan-16 yes |
14.20 on mkt buy ord 24,944 24,944 |
| BlackRock Investment Management (Australia) Limited 21-Jan-16 yes |
14.40 on mkt buy ord 2,791 2,791 |
| BlackRock Investment Management (Australia) Limited 21-Jan-16 yes |
14.40 on mkt buy ord 848 848 |
| BlackRock Investment Management,LLC 21-Jan-16 yes |
21.10 on mkt buy ADR 2:1 51 102 |
| BlackRock Investment Management,LLC 21-Jan-16 yes |
20.93 on mkt buy ADR 2:1 78 156 |
| BlackRock Investment Management,LLC 21-Jan-16 yes |
20.45 on mkt buy ADR 2:1 14 28 |
| BlackRock Investment Management,LLC 21-Jan-16 yes |
21.01 on mkt buy ADR 2:1 37 74 |
| BlackRock Investment Management,LLC 21-Jan-16 yes |
20.93 on mkt buy ADR 2:1 80 160 |
| BlackRock Investment Management,LLC 21-Jan-16 yes |
21.00 on mkt buy ADR 2:1 105 210 |
| BlackRock Investment Management,LLC 21-Jan-16 yes |
20.97 on mkt buy ADR 2:1 108 216 |
| BlackRock Investment Management,LLC 21-Jan-16 yes |
20.97 on mkt buy ADR 2:1 109 218 |
| BlackRock Investment Management,LLC 21-Jan-16 yes |
21.09 on mkt buy ADR 2:1 40 80 |
| BlackRock Investment Management,LLC 21-Jan-16 yes |
20.82 on mkt buy ADR 2:1 99 198 |
| BlackRock Investment Management,LLC 21-Jan-16 yes |
21.10 on mkt buy ADR 2:1 205 410 |
| BlackRock Investment Management,LLC 21-Jan-16 yes |
21.01 on mkt buy ADR 2:1 29 58 |
| BlackRock Investment Management,LLC 21-Jan-16 yes |
20.46 on mkt buy ADR 2:1 32 64 |
| BlackRock Investment Management,LLC 21-Jan-16 yes |
20.25 on mkt buy ADR 2:1 36 72 |
| BlackRock Investment Management,LLC 21-Jan-16 yes |
20.93 on mkt buy ADR 2:1 55 110 |
| BlackRock Investment Management,LLC 21-Jan-16 yes |
20.92 on mkt buy ADR 2:1 65 130 |
| BlackRock Investment Management,LLC 21-Jan-16 yes |
20.91 on mkt buy ADR 2:1 74 148 |
| BlackRock Investment Management,LLC 21-Jan-16 yes |
20.36 on mkt buy ADR 2:1 74 148 |
| BlackRock Investment Management,LLC 21-Jan-16 yes |
20.25 on mkt buy ADR 2:1 75 150 |
| BlackRock Investment Management,LLC 21-Jan-16 yes |
20.26 on mkt buy ADR 2:1 82 164 |
| BlackRock Investment Management,LLC 21-Jan-16 yes |
21.09 on mkt buy ADR 2:1 86 172 |
| BlackRock Investment Management,LLC 21-Jan-16 yes |
21.01 on mkt buy ADR 2:1 95 190 |
| BlackRock Investment Management,LLC 21-Jan-16 yes |
20.90 on mkt buy ADR 2:1 133 266 |
| BlackRock Investment Management,LLC 21-Jan-16 yes |
19.96 on mkt buy ADR 2:1 147 294 |
| BlackRock Investment Management,LLC 21-Jan-16 yes |
20.93 on mkt buy ADR 2:1 183 366 |
| BlackRock Investment Management,LLC 21-Jan-16 yes |
20.97 on mkt buy ADR 2:1 210 420 |
| BlackRock Investment Management,LLC 21-Jan-16 yes |
21.10 on mkt buy ADR 2:1 292 584 |
| BlackRock Investment Management,LLC 21-Jan-16 yes |
20.82 on mkt buy ADR 2:1 673 1,346 |
| BlackRock Investment Management,LLC 21-Jan-16 yes |
19.78 on mkt buy ADR 2:1 35 70 |
| BlackRock Investment Management,LLC 21-Jan-16 yes |
21.02 on mkt buy ADR 2:1 41 82 |
| BlackRock Investment Management,LLC 21-Jan-16 yes |
20.90 on mkt buy ADR 2:1 68 136 |
| BlackRock Investment Management,LLC 21-Jan-16 yes |
21.00 on mkt buy ADR 2:1 74 148 |
| BlackRock Investment Management,LLC 21-Jan-16 yes |
20.95 on mkt buy ADR 2:1 74 148 |
| BlackRock Investment Management,LLC 21-Jan-16 yes |
21.13 on mkt buy ADR 2:1 76 152 |
| BlackRock Investment Management,LLC 21-Jan-16 yes |
21.09 on mkt buy ADR 2:1 79 158 |
| BlackRock Investment Management,LLC 21-Jan-16 yes |
20.95 on mkt buy ADR 2:1 94 188 |
| BlackRock Investment Management,LLC 21-Jan-16 yes |
20.99 on mkt buy ADR 2:1 124 248 |
| BlackRock Investment Management,LLC 21-Jan-16 yes |
20.82 on mkt buy ADR 2:1 128 256 |
| BlackRock Investment Management,LLC 21-Jan-16 yes |
20.99 on mkt buy ADR 2:1 151 302 |
| BlackRock Investment Management,LLC 21-Jan-16 yes |
20.99 on mkt buy ADR 2:1 153 306 |
| BlackRock Investment Management,LLC 21-Jan-16 yes |
21.01 on mkt buy ADR 2:1 215 430 |
| BlackRock Investment Management,LLC 21-Jan-16 yes |
21.32 on mkt buy ADR 2:1 569 1,138 |
| BlackRock Investment Management,LLC 21-Jan-16 yes |
20.55 on mkt buy ADR 2:1 63 126 |
| BlackRock Investment Management,LLC 21-Jan-16 yes |
20.08 on mkt buy ADR 2:1 93 186 |
| BlackRock Investment Management,LLC 21-Jan-16 yes |
19.99 on mkt buy ADR 2:1 113 226 |
| BlackRock Investment Management,LLC 21-Jan-16 yes |
20.63 on mkt buy ADR 2:1 117 234 |
| BlackRock Investment Management,LLC 21-Jan-16 yes |
19.84 on mkt buy ADR 2:1 159 318 |
page 46 of 68
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management,LLC 21-Jan-16 yes |
20.39 on mkt buy ADR 2:1 161 322 |
| BlackRock Investment Management,LLC 21-Jan-16 yes |
20.18 on mkt buy ADR 2:1 227 454 |
| BlackRock Investment Management,LLC 21-Jan-16 yes |
20.30 on mkt buy ADR 2:1 251 502 |
| BlackRock Investment Management,LLC 21-Jan-16 yes |
19.92 on mkt buy ADR 2:1 720 1,440 |
| BlackRock Investment Management,LLC 21-Jan-16 yes |
20.90 on mkt buy ADR 2:1 832 1,664 |
| BlackRock Investment Management,LLC 21-Jan-16 yes |
20.70 on mkt buy ADR 2:1 12 24 |
| BlackRock Investment Management,LLC 21-Jan-16 yes |
20.73 on mkt buy ADR 2:1 12 24 |
| BlackRock Investment Management,LLC 21-Jan-16 yes |
20.90 on mkt buy ADR 2:1 15 30 |
| BlackRock Investment Management,LLC 21-Jan-16 yes |
20.87 on mkt buy ADR 2:1 48 96 |
| BlackRock Investment Management,LLC 21-Jan-16 yes |
21.03 on mkt buy ADR 2:1 61 122 |
| BlackRock Investment Management,LLC 21-Jan-16 yes |
21.02 on mkt buy ADR 2:1 9 18 |
| BlackRock Investment Management,LLC 21-Jan-16 yes |
20.97 on mkt buy ADR 2:1 21 42 |
| BlackRock Investment Management,LLC 21-Jan-16 yes |
20.95 on mkt buy ADR 2:1 34 68 |
| BlackRock Investment Management,LLC 21-Jan-16 yes |
21.13 on mkt buy ADR 2:1 227 454 |
| BlackRock Investment Management,LLC 21-Jan-16 yes |
20.95 on mkt buy ADR 2:1 6 12 |
| BlackRock Investment Management,LLC 21-Jan-16 yes |
21.13 on mkt buy ADR 2:1 23 46 |
| BlackRock Investment Management,LLC 21-Jan-16 yes |
21.13 on mkt buy ADR 2:1 31 62 |
| BlackRock Investment Management,LLC 21-Jan-16 yes |
21.14 on mkt buy ADR 2:1 89 178 |
| BlackRock Investment Management,LLC 21-Jan-16 yes |
21.13 on mkt buy ADR 2:1 94 188 |
| BlackRock Investment Management,LLC 21-Jan-16 yes |
20.97 on mkt buy ADR 2:1 131 262 |
| BlackRock Investment Management,LLC 21-Jan-16 yes |
20.97 on mkt buy ADR 2:1 144 288 |
| BlackRock Investment Management,LLC 21-Jan-16 yes |
20.97 on mkt buy ADR 2:1 163 326 |
| BlackRock Investment Management,LLC 21-Jan-16 yes |
21.14 on mkt buy ADR 2:1 282 564 |
| BlackRock Investment Management,LLC 21-Jan-16 yes |
21.18 on mkt buy ADR 2:1 293 586 |
| BlackRock Investment Management,LLC 21-Jan-16 yes |
21.18 on mkt buy ADR 2:1 321 642 |
| BlackRock Investment Management,LLC 21-Jan-16 yes |
21.18 on mkt buy ADR 2:1 356 712 |
| BlackRock Investment Management,LLC 21-Jan-16 yes |
20.94 on mkt buy ADR 2:1 100 200 |
| BlackRock Investment Management,LLC 21-Jan-16 yes |
20.68 on mkt buy ADR 2:1 19 38 |
| BlackRock Investment Management,LLC 21-Jan-16 yes |
20.68 on mkt buy ADR 2:1 23 46 |
| BlackRock Investment Management,LLC 21-Jan-16 yes |
20.68 on mkt buy ADR 2:1 27 54 |
| BlackRock Investment Management,LLC 21-Jan-16 yes |
20.68 on mkt buy ADR 2:1 27 54 |
| BlackRock Investment Management,LLC 21-Jan-16 yes |
20.68 on mkt buy ADR 2:1 31 62 |
| BlackRock Investment Management,LLC 21-Jan-16 yes |
20.68 on mkt buy ADR 2:1 48 96 |
| BlackRock Investment Management,LLC 21-Jan-16 yes |
20.68 on mkt buy ADR 2:1 59 118 |
| BlackRock Investment Management,LLC 21-Jan-16 yes |
20.68 on mkt buy ADR 2:1 97 194 |
| BlackRock Investment Management,LLC 21-Jan-16 yes |
20.68 on mkt buy ADR 2:1 102 204 |
| BlackRock Investment Management,LLC 21-Jan-16 yes |
20.68 on mkt buy ADR 2:1 109 218 |
| BlackRock Investment Management,LLC 21-Jan-16 yes |
20.68 on mkt buy ADR 2:1 142 284 |
| BlackRock Investment Management,LLC 21-Jan-16 yes |
20.68 on mkt buy ADR 2:1 243 486 |
| BlackRock Institutional Trust Company, National Association 22-Jan-16 yes |
15.26 on mkt buy ord 55,355 55,355 |
| BlackRock Investment Management (UK) Limited 22-Jan-16 yes |
15.31 on mkt buy ord 6,661 6,661 |
| BlackRock Investment Management (Australia) Limited 22-Jan-16 yes |
15.26 on mkt buy ord 1,100 1,100 |
| BlackRock Investment Management,LLC 22-Jan-16 yes |
21.28 on mkt buy ADR 2:1 666 1,332 |
| BlackRock Investment Management,LLC 22-Jan-16 yes |
21.18 on mkt buy ADR 2:1 66 132 |
| BlackRock Investment Management,LLC 22-Jan-16 yes |
21.27 on mkt buy ADR 2:1 72 144 |
| BlackRock Investment Management,LLC 22-Jan-16 yes |
21.41 on mkt buy ADR 2:1 72 144 |
| BlackRock Investment Management,LLC 22-Jan-16 yes |
21.31 on mkt buy ADR 2:1 92 184 |
| BlackRock Investment Management,LLC 22-Jan-16 yes |
21.11 on mkt buy ADR 2:1 444 888 |
| BlackRock Investment Management,LLC 22-Jan-16 yes |
21.34 on mkt buy ADR 2:1 51 102 |
| BlackRock Investment Management,LLC 22-Jan-16 yes |
21.28 on mkt buy ADR 2:1 84 168 |
| BlackRock Investment Management,LLC 22-Jan-16 yes |
21.24 on mkt buy ADR 2:1 263 526 |
| BlackRock Investment Management,LLC 22-Jan-16 yes |
21.13 on mkt buy ADR 2:1 8 16 |
| BlackRock Investment Management,LLC 22-Jan-16 yes |
21.13 on mkt buy ADR 2:1 8 16 |
| BlackRock Investment Management,LLC 22-Jan-16 yes |
21.18 on mkt buy ADR 2:1 14 28 |
| BlackRock Investment Management,LLC 22-Jan-16 yes |
21.38 on mkt buy ADR 2:1 29 58 |
| BlackRock Investment Management,LLC 22-Jan-16 yes |
21.41 on mkt buy ADR 2:1 4 8 |
| BlackRock Investment Management,LLC 22-Jan-16 yes |
21.28 on mkt buy ADR 2:1 72 144 |
| BlackRock Investment Management,LLC 22-Jan-16 yes |
21.16 on mkt buy ADR 2:1 147 294 |
| BlackRock Investment Management,LLC 22-Jan-16 yes |
21.28 on mkt buy ADR 2:1 267 534 |
| BlackRock Investment Management,LLC 22-Jan-16 yes |
21.34 on mkt buy ADR 2:1 18 36 |
| BlackRock Investment Management,LLC 22-Jan-16 yes |
21.19 on mkt buy ADR 2:1 245 490 |
| BlackRock Investment Management,LLC 22-Jan-16 yes |
21.23 on mkt buy ADR 2:1 1 2 |
| BlackRock Investment Management,LLC 22-Jan-16 yes |
21.23 on mkt buy ADR 2:1 1 2 |
| BlackRock Investment Management,LLC 22-Jan-16 yes |
21.23 on mkt buy ADR 2:1 13 26 |
| BlackRock Investment Management,LLC 22-Jan-16 yes |
21.23 on mkt buy ADR 2:1 80 160 |
| BlackRock Investment Management,LLC 22-Jan-16 yes |
21.19 on mkt buy ADR 2:1 9 18 |
| BlackRock Investment Management,LLC 22-Jan-16 yes |
21.24 on mkt buy ADR 2:1 4 8 |
page 47 of 68
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management,LLC 22-Jan-16 yes |
21.25 on mkt buy ADR 2:1 15 30 |
| BlackRock Investment Management,LLC 22-Jan-16 yes |
21.25 on mkt buy ADR 2:1 37 74 |
| BlackRock Investment Management,LLC 22-Jan-16 yes |
21.25 on mkt buy ADR 2:1 44 88 |
| BlackRock Investment Management,LLC 22-Jan-16 yes |
21.25 on mkt buy ADR 2:1 50 100 |
| BlackRock Investment Management,LLC 22-Jan-16 yes |
21.25 on mkt buy ADR 2:1 17 34 |
| BlackRock Investment Management,LLC 22-Jan-16 yes |
21.24 on mkt buy ADR 2:1 7 14 |
| BlackRock Investment Management,LLC 22-Jan-16 yes |
21.30 on mkt buy ADR 2:1 7 14 |
| BlackRock Investment Management,LLC 22-Jan-16 yes |
21.25 on mkt buy ADR 2:1 15 30 |
| BlackRock Investment Management,LLC 22-Jan-16 yes |
21.25 on mkt buy ADR 2:1 21 42 |
| BlackRock Investment Management,LLC 22-Jan-16 yes |
21.25 on mkt buy ADR 2:1 39 78 |
| BlackRock Investment Management,LLC 22-Jan-16 yes |
21.25 on mkt buy ADR 2:1 61 122 |
| BlackRock Investment Management,LLC 22-Jan-16 yes |
21.25 on mkt buy ADR 2:1 82 164 |
| BlackRock Investment Management,LLC 22-Jan-16 yes |
21.25 on mkt buy ADR 2:1 161 322 |
| BlackRock Investment Management,LLC 22-Jan-16 yes |
21.25 on mkt buy ADR 2:1 179 358 |
| BlackRock Investment Management,LLC 22-Jan-16 yes |
21.29 on mkt buy ADR 2:1 211 422 |
| BlackRock Advisors,LLC 25-Jan-16 yes |
15.40 on mkt buy ord 500 500 |
| BlackRock Investment Management,LLC 25-Jan-16 yes |
15.28 on mkt buy ord 12,039 12,039 |
| BlackRock Institutional Trust Company, National Association 25-Jan-16 yes |
15.28 on mkt buy ord 28,821 28,821 |
| BlackRock Japan Co.,Ltd. 25-Jan-16 yes |
15.40 on mkt buy ord 242 242 |
| BlackRock Investment Management,LLC 25-Jan-16 yes |
15.40 on mkt buy ord 2,700 2,700 |
| BlackRock Institutional Trust Company, National Association 25-Jan-16 yes |
15.28 on mkt buy ord 29,126 29,126 |
| BlackRock Institutional Trust Company, National Association 25-Jan-16 yes |
15.28 on mkt buy ord 15,701 15,701 |
| BlackRock Fund Advisors 25-Jan-16 yes |
15.28 on mkt buy ord 46,450 46,450 |
| BlackRock Advisors(UK)Limited 25-Jan-16 yes |
15.28 on mkt buy ord 12,476 12,476 |
| BlackRock Advisors,LLC 25-Jan-16 yes |
15.29 on mkt buy ord 1,299 1,299 |
| BlackRock Investment Management,LLC 25-Jan-16 yes |
20.89 on mkt buy ADR 2:1 28 56 |
| BlackRock Investment Management,LLC 25-Jan-16 yes |
20.95 on mkt buy ADR 2:1 50 100 |
| BlackRock Investment Management,LLC 25-Jan-16 yes |
20.89 on mkt buy ADR 2:1 35 70 |
| BlackRock Investment Management,LLC 25-Jan-16 yes |
20.89 on mkt buy ADR 2:1 35 70 |
| BlackRock Investment Management,LLC 25-Jan-16 yes |
20.88 on mkt buy ADR 2:1 40 80 |
| BlackRock Investment Management,LLC 25-Jan-16 yes |
20.89 on mkt buy ADR 2:1 45 90 |
| BlackRock Investment Management,LLC 25-Jan-16 yes |
20.91 on mkt buy ADR 2:1 60 120 |
| BlackRock Investment Management,LLC 25-Jan-16 yes |
20.90 on mkt buy ADR 2:1 94 188 |
| BlackRock Investment Management,LLC 25-Jan-16 yes |
20.91 on mkt buy ADR 2:1 120 240 |
| BlackRock Investment Management,LLC 25-Jan-16 yes |
21.06 on mkt buy ADR 2:1 136 272 |
| BlackRock Investment Management,LLC 25-Jan-16 yes |
20.84 on mkt buy ADR 2:1 232 464 |
| BlackRock Investment Management,LLC 25-Jan-16 yes |
20.88 on mkt buy ADR 2:1 350 700 |
| BlackRock Investment Management,LLC 25-Jan-16 yes |
20.95 on mkt buy ADR 2:1 80 160 |
| BlackRock Investment Management,LLC 25-Jan-16 yes |
20.91 on mkt buy ADR 2:1 90 180 |
| BlackRock Investment Management,LLC 25-Jan-16 yes |
20.89 on mkt buy ADR 2:1 105 210 |
| BlackRock Investment Management,LLC 25-Jan-16 yes |
20.95 on mkt buy ADR 2:1 105 210 |
| BlackRock Investment Management,LLC 25-Jan-16 yes |
20.89 on mkt buy ADR 2:1 110 220 |
| BlackRock Investment Management,LLC 25-Jan-16 yes |
20.89 on mkt buy ADR 2:1 210 420 |
| BlackRock Investment Management,LLC 25-Jan-16 yes |
20.89 on mkt buy ADR 2:1 230 460 |
| BlackRock Investment Management,LLC 25-Jan-16 yes |
20.89 on mkt buy ADR 2:1 33 66 |
| BlackRock Investment Management,LLC 25-Jan-16 yes |
20.93 on mkt buy ADR 2:1 35 70 |
| BlackRock Investment Management,LLC 25-Jan-16 yes |
21.08 on mkt buy ADR 2:1 50 100 |
| BlackRock Investment Management,LLC 25-Jan-16 yes |
20.95 on mkt buy ADR 2:1 80 160 |
| BlackRock Investment Management,LLC 25-Jan-16 yes |
20.95 on mkt buy ADR 2:1 105 210 |
| BlackRock Investment Management,LLC 25-Jan-16 yes |
21.06 on mkt buy ADR 2:1 679 1,358 |
| BlackRock Investment Management,LLC 25-Jan-16 yes |
20.88 on mkt buy ADR 2:1 30 60 |
| BlackRock Investment Management,LLC 25-Jan-16 yes |
20.84 on mkt buy ADR 2:1 29 58 |
| BlackRock Investment Management,LLC 25-Jan-16 yes |
20.88 on mkt buy ADR 2:1 94 188 |
| BlackRock Investment Management,LLC 25-Jan-16 yes |
20.86 on mkt buy ADR 2:1 14 28 |
| BlackRock Investment Management,LLC 25-Jan-16 yes |
21.04 on mkt buy ADR 2:1 9 18 |
| BlackRock Investment Management,LLC 25-Jan-16 yes |
21.04 on mkt buy ADR 2:1 75 150 |
| BlackRock Investment Management,LLC 25-Jan-16 yes |
21.04 on mkt buy ADR 2:1 135 270 |
| BlackRock Investment Management,LLC 25-Jan-16 yes |
20.88 on mkt buy ADR 2:1 178 356 |
| BlackRock Investment Management,LLC 25-Jan-16 yes |
21.01 on mkt buy ADR 2:1 21 42 |
| BlackRock Investment Management,LLC 25-Jan-16 yes |
20.88 on mkt buy ADR 2:1 41 82 |
| BlackRock Investment Management,LLC 25-Jan-16 yes |
20.88 on mkt buy ADR 2:1 51 102 |
| BlackRock Investment Management,LLC 25-Jan-16 yes |
20.89 on mkt buy ADR 2:1 24 48 |
| BlackRock Investment Management,LLC 25-Jan-16 yes |
20.79 on mkt buy ADR 2:1 106 212 |
| BlackRock Investment Management,LLC 25-Jan-16 yes |
21.04 on mkt buy ADR 2:1 169 338 |
| BlackRock Investment Management,LLC 25-Jan-16 yes |
21.04 on mkt buy ADR 2:1 6 12 |
| BlackRock Investment Management,LLC 25-Jan-16 yes |
20.91 on mkt buy ADR 2:1 7 14 |
| BlackRock Investment Management,LLC 25-Jan-16 yes |
20.74 on mkt buy ADR 2:1 120 240 |
page 48 of 68
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management,LLC 25-Jan-16 yes |
20.91 on mkt buy ADR 2:1 19 38 |
| BlackRock Investment Management,LLC 25-Jan-16 yes |
20.91 on mkt buy ADR 2:1 30 60 |
| BlackRock Investment Management,LLC 25-Jan-16 yes |
20.86 on mkt buy ADR 2:1 120 240 |
| BlackRock Investment Management,LLC 25-Jan-16 yes |
20.86 on mkt buy ADR 2:1 120 240 |
| BlackRock Investment Management,LLC 25-Jan-16 yes |
20.86 on mkt buy ADR 2:1 150 300 |
| BlackRock Investment Management,LLC 25-Jan-16 yes |
20.86 on mkt buy ADR 2:1 150 300 |
| BlackRock Investment Management,LLC 25-Jan-16 yes |
20.86 on mkt buy ADR 2:1 150 300 |
| BlackRock Investment Management,LLC 25-Jan-16 yes |
21.13 on mkt buy ADR 2:1 10 20 |
| BlackRock Investment Management,LLC 25-Jan-16 yes |
20.91 on mkt buy ADR 2:1 50 100 |
| BlackRock Investment Management,LLC 25-Jan-16 yes |
20.91 on mkt buy ADR 2:1 90 180 |
| BlackRock Investment Management,LLC 25-Jan-16 yes |
20.86 on mkt buy ADR 2:1 90 180 |
| BlackRock Investment Management,LLC 25-Jan-16 yes |
20.86 on mkt buy ADR 2:1 100 200 |
| BlackRock Investment Management,LLC 25-Jan-16 yes |
20.86 on mkt buy ADR 2:1 100 200 |
| BlackRock Investment Management,LLC 25-Jan-16 yes |
20.86 on mkt buy ADR 2:1 110 220 |
| BlackRock Investment Management,LLC 25-Jan-16 yes |
20.74 on mkt buy ADR 2:1 110 220 |
| BlackRock Investment Management,LLC 25-Jan-16 yes |
20.74 on mkt buy ADR 2:1 200 400 |
| BlackRock Investment Management,LLC 25-Jan-16 yes |
20.86 on mkt buy ADR 2:1 216 432 |
| BlackRock Investment Management,LLC 25-Jan-16 yes |
21.06 on mkt buy ADR 2:1 26 52 |
| BlackRock Investment Management,LLC 25-Jan-16 yes |
21.06 on mkt buy ADR 2:1 42 84 |
| BlackRock Investment Management,LLC 25-Jan-16 yes |
21.13 on mkt buy ADR 2:1 4 8 |
| BlackRock Investment Management,LLC 25-Jan-16 yes |
20.84 on mkt buy ADR 2:1 4 8 |
| BlackRock Investment Management,LLC 25-Jan-16 yes |
20.98 on mkt buy ADR 2:1 12 24 |
| BlackRock Investment Management,LLC 25-Jan-16 yes |
20.98 on mkt buy ADR 2:1 14 28 |
| BlackRock Investment Management,LLC 25-Jan-16 yes |
20.98 on mkt buy ADR 2:1 16 32 |
| BlackRock Investment Management,LLC 25-Jan-16 yes |
20.98 on mkt buy ADR 2:1 18 36 |
| BlackRock Investment Management,LLC 25-Jan-16 yes |
20.98 on mkt buy ADR 2:1 21 42 |
| BlackRock Investment Management,LLC 25-Jan-16 yes |
20.98 on mkt buy ADR 2:1 21 42 |
| BlackRock Investment Management,LLC 25-Jan-16 yes |
20.98 on mkt buy ADR 2:1 21 42 |
| BlackRock Investment Management,LLC 25-Jan-16 yes |
20.98 on mkt buy ADR 2:1 22 44 |
| BlackRock Investment Management,LLC 25-Jan-16 yes |
20.98 on mkt buy ADR 2:1 29 58 |
| BlackRock Investment Management,LLC 25-Jan-16 yes |
20.98 on mkt buy ADR 2:1 29 58 |
| BlackRock Investment Management,LLC 25-Jan-16 yes |
20.98 on mkt buy ADR 2:1 31 62 |
| BlackRock Investment Management,LLC 25-Jan-16 yes |
20.98 on mkt buy ADR 2:1 31 62 |
| BlackRock Investment Management,LLC 25-Jan-16 yes |
20.98 on mkt buy ADR 2:1 32 64 |
| BlackRock Investment Management,LLC 25-Jan-16 yes |
20.98 on mkt buy ADR 2:1 43 86 |
| BlackRock Investment Management,LLC 25-Jan-16 yes |
20.98 on mkt buy ADR 2:1 64 128 |
| BlackRock Investment Management,LLC 25-Jan-16 yes |
20.98 on mkt buy ADR 2:1 156 312 |
| BlackRock Investment Management,LLC 25-Jan-16 yes |
20.98 on mkt buy ADR 2:1 180 360 |
| BlackRock Investment Management,LLC 25-Jan-16 yes |
20.98 on mkt buy ADR 2:1 417 834 |
| BlackRock Investment Management,LLC 25-Jan-16 yes |
20.84 on mkt buy ADR 2:1 2 4 |
| BlackRock Investment Management,LLC 25-Jan-16 yes |
20.84 on mkt buy ADR 2:1 4 8 |
| BlackRock Investment Management,LLC 25-Jan-16 yes |
20.98 on mkt buy ADR 2:1 11 22 |
| BlackRock Investment Management,LLC 25-Jan-16 yes |
20.98 on mkt buy ADR 2:1 12 24 |
| BlackRock Investment Management,LLC 25-Jan-16 yes |
20.98 on mkt buy ADR 2:1 13 26 |
| BlackRock Investment Management,LLC 25-Jan-16 yes |
20.84 on mkt buy ADR 2:1 13 26 |
| BlackRock Investment Management,LLC 25-Jan-16 yes |
20.98 on mkt buy ADR 2:1 15 30 |
| BlackRock Investment Management,LLC 25-Jan-16 yes |
20.98 on mkt buy ADR 2:1 15 30 |
| BlackRock Investment Management,LLC 25-Jan-16 yes |
20.98 on mkt buy ADR 2:1 19 38 |
| BlackRock Investment Management,LLC 25-Jan-16 yes |
20.98 on mkt buy ADR 2:1 23 46 |
| BlackRock Investment Management,LLC 25-Jan-16 yes |
20.98 on mkt buy ADR 2:1 26 52 |
| BlackRock Investment Management,LLC 25-Jan-16 yes |
20.98 on mkt buy ADR 2:1 26 52 |
| BlackRock Investment Management,LLC 25-Jan-16 yes |
20.98 on mkt buy ADR 2:1 31 62 |
| BlackRock Investment Management,LLC 25-Jan-16 yes |
20.98 on mkt buy ADR 2:1 73 146 |
| BlackRock Investment Management,LLC 25-Jan-16 yes |
20.98 on mkt buy ADR 2:1 97 194 |
| BlackRock Investment Management,LLC 25-Jan-16 yes |
21.09 on mkt buy ADR 2:1 1 2 |
| BlackRock Investment Management,LLC 25-Jan-16 yes |
20.97 on mkt buy ADR 2:1 16 32 |
| BlackRock Investment Management,LLC 25-Jan-16 yes |
20.94 on mkt buy ADR 2:1 27 54 |
| BlackRock Investment Management,LLC 25-Jan-16 yes |
20.97 on mkt buy ADR 2:1 11 22 |
| BlackRock Investment Management,LLC 26-Jan-16 yes |
21.98 on mkt buy ADR 2:1 77 154 |
| BlackRock Investment Management,LLC 26-Jan-16 yes |
21.89 on mkt buy ADR 2:1 55 110 |
| BlackRock Investment Management,LLC 26-Jan-16 yes |
21.85 on mkt buy ADR 2:1 140 280 |
| BlackRock Investment Management,LLC 26-Jan-16 yes |
21.84 on mkt buy ADR 2:1 30 60 |
| BlackRock Investment Management,LLC 26-Jan-16 yes |
21.86 on mkt buy ADR 2:1 34 68 |
| BlackRock Investment Management,LLC 26-Jan-16 yes |
21.90 on mkt buy ADR 2:1 55 110 |
| BlackRock Investment Management,LLC 26-Jan-16 yes |
21.33 on mkt buy ADR 2:1 60 120 |
| BlackRock Investment Management,LLC 26-Jan-16 yes |
21.98 on mkt buy ADR 2:1 241 482 |
| BlackRock Investment Management,LLC 26-Jan-16 yes |
21.87 on mkt buy ADR 2:1 248 496 |
| BlackRock Investment Management,LLC 26-Jan-16 yes |
21.93 on mkt buy ADR 2:1 45 90 |
| BlackRock Investment Management,LLC 26-Jan-16 yes |
21.18 on mkt buy ADR 2:1 350 700 |
| BlackRock Investment Management,LLC 26-Jan-16 yes |
21.71 on mkt buy ADR 2:1 202 404 |
page 49 of 68
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management,LLC 26-Jan-16 yes |
21.77 on mkt buy ADR 2:1 20 40 |
| BlackRock Investment Management,LLC 26-Jan-16 yes |
21.78 on mkt buy ADR 2:1 28 56 |
| BlackRock Investment Management,LLC 26-Jan-16 yes |
21.77 on mkt buy ADR 2:1 23 46 |
| BlackRock Investment Management,LLC 26-Jan-16 yes |
21.77 on mkt buy ADR 2:1 27 54 |
| BlackRock Investment Management,LLC 26-Jan-16 yes |
21.77 on mkt buy ADR 2:1 32 64 |
| BlackRock Investment Management,LLC 26-Jan-16 yes |
21.83 on mkt buy ADR 2:1 60 120 |
| BlackRock Investment Management,LLC 26-Jan-16 yes |
21.99 on mkt buy ADR 2:1 77 154 |
| BlackRock Investment Management,LLC 26-Jan-16 yes |
21.77 on mkt buy ADR 2:1 16 32 |
| BlackRock Investment Management,LLC 26-Jan-16 yes |
21.81 on mkt buy ADR 2:1 25 50 |
| BlackRock Investment Management,LLC 26-Jan-16 yes |
21.93 on mkt buy ADR 2:1 10 20 |
| BlackRock Investment Management,LLC 26-Jan-16 yes |
21.87 on mkt buy ADR 2:1 32 64 |
| BlackRock Investment Management,LLC 26-Jan-16 yes |
21.81 on mkt buy ADR 2:1 49 98 |
| BlackRock Investment Management,LLC 26-Jan-16 yes |
21.69 on mkt buy ADR 2:1 2 4 |
| BlackRock Investment Management,LLC 26-Jan-16 yes |
21.81 on mkt buy ADR 2:1 65 130 |
| BlackRock Investment Management,LLC 26-Jan-16 yes |
21.83 on mkt buy ADR 2:1 11 22 |
| BlackRock Investment Management,LLC 26-Jan-16 yes |
21.77 on mkt buy ADR 2:1 49 98 |
| BlackRock Investment Management,LLC 26-Jan-16 yes |
21.88 on mkt buy ADR 2:1 98 196 |
| BlackRock Investment Management,LLC 26-Jan-16 yes |
21.98 on mkt buy ADR 2:1 148 296 |
| BlackRock Investment Management,LLC 26-Jan-16 yes |
21.88 on mkt buy ADR 2:1 252 504 |
| BlackRock Investment Management,LLC 26-Jan-16 yes |
21.83 on mkt buy ADR 2:1 9 18 |
| BlackRock Investment Management,LLC 26-Jan-16 yes |
21.87 on mkt buy ADR 2:1 170 340 |
| BlackRock Investment Management,LLC 26-Jan-16 yes |
21.84 on mkt buy ADR 2:1 300 600 |
| BlackRock Investment Management,LLC 26-Jan-16 yes |
21.89 on mkt buy ADR 2:1 459 918 |
| BlackRock Investment Management,LLC 26-Jan-16 yes |
21.89 on mkt buy ADR 2:1 111 222 |
| BlackRock Investment Management,LLC 26-Jan-16 yes |
21.89 on mkt buy ADR 2:1 13 26 |
| BlackRock Investment Management,LLC 26-Jan-16 yes |
22.03 on mkt buy ADR 2:1 56 112 |
| BlackRock Investment Management,LLC 26-Jan-16 yes |
21.63 on mkt buy ADR 2:1 54 108 |
| BlackRock Investment Management,LLC 26-Jan-16 yes |
21.63 on mkt buy ADR 2:1 67 134 |
| BlackRock Investment Management,LLC 26-Jan-16 yes |
21.63 on mkt buy ADR 2:1 90 180 |
| BlackRock Advisors,LLC 27-Jan-16 yes |
15.01 on mkt buy ord 26,152 26,152 |
| BlackRock Investment Management (Australia) Limited 27-Jan-16 yes |
15.20 on mkt buy ord 2,251 2,251 |
| BlackRock Investment Management (Australia) Limited 27-Jan-16 yes |
15.20 on mkt buy ord 17,541 17,541 |
| BlackRock Investment Management (Australia) Limited 27-Jan-16 yes |
15.20 on mkt buy ord 2,063 2,063 |
| BlackRock Investment Management (Australia) Limited 27-Jan-16 yes |
15.20 on mkt buy ord 14,159 14,159 |
| BlackRock Japan Co.,Ltd. 27-Jan-16 yes |
15.49 on mkt buy ord 35,086 35,086 |
| BlackRock Investment Management (UK) Limited 27-Jan-16 yes |
15.49 on mkt buy ord 4,842 4,842 |
| BlackRock Fund Advisors 27-Jan-16 yes |
15.01 on mkt buy ord 49,386 49,386 |
| BlackRock Investment Management (Australia) Limited 27-Jan-16 yes |
15.20 on mkt buy ord 4,214 4,214 |
| BlackRock Investment Management (Australia) Limited 27-Jan-16 yes |
15.20 on mkt buy ord 1,728 1,728 |
| BlackRock Investment Management (Australia) Limited 27-Jan-16 yes |
15.20 on mkt buy ord 2,471 2,471 |
| BlackRock Financial Management,Inc. 27-Jan-16 yes |
15.20 on mkt buy ord 237,885 237,885 |
| BlackRock Advisors(UK)Limited 27-Jan-16 no |
n/a in specie ord 5,827 5,827 |
| BlackRock Advisors(UK)Limited 27-Jan-16 no |
n/a in specie ord 4,143 4,143 |
| BlackRock Japan Co.,Ltd. 27-Jan-16 yes |
15.01 on mkt buy ord 17,099 17,099 |
| BlackRock Japan Co.,Ltd. 27-Jan-16 yes |
15.01 on mkt buy ord 19,680 19,680 |
| BlackRock Investment Management,LLC 27-Jan-16 yes |
21.65 on mkt buy ADR 2:1 39 78 |
| BlackRock Investment Management,LLC 27-Jan-16 yes |
21.81 on mkt buy ADR 2:1 22 44 |
| BlackRock Investment Management,LLC 27-Jan-16 yes |
21.25 on mkt buy ADR 2:1 31 62 |
| BlackRock Investment Management,LLC 27-Jan-16 yes |
21.46 on mkt buy ADR 2:1 64 128 |
| BlackRock Investment Management,LLC 27-Jan-16 yes |
21.46 on mkt buy ADR 2:1 70 140 |
| BlackRock Investment Management,LLC 27-Jan-16 yes |
21.25 on mkt buy ADR 2:1 145 290 |
| BlackRock Investment Management,LLC 27-Jan-16 yes |
21.85 on mkt buy ADR 2:1 225 450 |
| BlackRock Investment Management,LLC 27-Jan-16 yes |
21.89 on mkt buy ADR 2:1 372 744 |
| BlackRock Investment Management,LLC 27-Jan-16 yes |
21.85 on mkt buy ADR 2:1 20 40 |
| BlackRock Investment Management,LLC 27-Jan-16 yes |
21.46 on mkt buy ADR 2:1 41 82 |
| BlackRock Investment Management,LLC 27-Jan-16 yes |
21.71 on mkt buy ADR 2:1 90 180 |
| BlackRock Investment Management,LLC 27-Jan-16 yes |
21.49 on mkt buy ADR 2:1 123 246 |
| BlackRock Investment Management,LLC 27-Jan-16 yes |
21.85 on mkt buy ADR 2:1 217 434 |
| BlackRock Investment Management,LLC 27-Jan-16 yes |
21.85 on mkt buy ADR 2:1 316 632 |
| BlackRock Investment Management,LLC 27-Jan-16 yes |
21.94 on mkt buy ADR 2:1 48 96 |
| BlackRock Investment Management,LLC 27-Jan-16 yes |
21.67 on mkt buy ADR 2:1 47 94 |
| BlackRock Investment Management,LLC 27-Jan-16 yes |
21.60 on mkt buy ADR 2:1 4 8 |
page 50 of 68
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management,LLC 27-Jan-16 yes |
21.60 on mkt buy ADR 2:1 5 10 |
| BlackRock Investment Management,LLC 27-Jan-16 yes |
21.60 on mkt buy ADR 2:1 5 10 |
| BlackRock Investment Management,LLC 27-Jan-16 yes |
21.85 on mkt buy ADR 2:1 68 136 |
| BlackRock Investment Management,LLC 27-Jan-16 yes |
21.87 on mkt buy ADR 2:1 12 24 |
| BlackRock Investment Management,LLC 27-Jan-16 yes |
21.85 on mkt buy ADR 2:1 17 34 |
| BlackRock Investment Management,LLC 27-Jan-16 yes |
21.85 on mkt buy ADR 2:1 26 52 |
| BlackRock Investment Management,LLC 27-Jan-16 yes |
21.87 on mkt buy ADR 2:1 8 16 |
| BlackRock Investment Management,LLC 27-Jan-16 yes |
21.71 on mkt buy ADR 2:1 12 24 |
| BlackRock Investment Management,LLC 27-Jan-16 yes |
21.58 on mkt buy ADR 2:1 16 32 |
| BlackRock Investment Management,LLC 27-Jan-16 yes |
21.95 on mkt buy ADR 2:1 30 60 |
| BlackRock Investment Management,LLC 27-Jan-16 yes |
21.67 on mkt buy ADR 2:1 135 270 |
| BlackRock Investment Management,LLC 27-Jan-16 yes |
21.86 on mkt buy ADR 2:1 21 42 |
| BlackRock Investment Management,LLC 27-Jan-16 yes |
21.85 on mkt buy ADR 2:1 35 70 |
| BlackRock Investment Management,LLC 27-Jan-16 yes |
21.94 on mkt buy ADR 2:1 37 74 |
| BlackRock Investment Management,LLC 27-Jan-16 yes |
21.85 on mkt buy ADR 2:1 11 22 |
| BlackRock Investment Management,LLC 27-Jan-16 yes |
21.46 on mkt buy ADR 2:1 12 24 |
| BlackRock Investment Management,LLC 27-Jan-16 yes |
21.53 on mkt buy ADR 2:1 21 42 |
| BlackRock Investment Management,LLC 27-Jan-16 yes |
21.85 on mkt buy ADR 2:1 23 46 |
| BlackRock Investment Management,LLC 27-Jan-16 yes |
21.85 on mkt buy ADR 2:1 40 80 |
| BlackRock Investment Management,LLC 27-Jan-16 yes |
21.54 on mkt buy ADR 2:1 61 122 |
| BlackRock Investment Management,LLC 27-Jan-16 yes |
21.29 on mkt buy ADR 2:1 152 304 |
| BlackRock Investment Management,LLC 27-Jan-16 yes |
21.27 on mkt buy ADR 2:1 41 82 |
| BlackRock Investment Management,LLC 27-Jan-16 yes |
21.67 on mkt buy ADR 2:1 13 26 |
| BlackRock Investment Management,LLC 27-Jan-16 yes |
21.50 on mkt buy ADR 2:1 14 28 |
| BlackRock Investment Management,LLC 27-Jan-16 yes |
21.85 on mkt buy ADR 2:1 1 2 |
| BlackRock Investment Management,LLC 27-Jan-16 yes |
21.99 on mkt buy ADR 2:1 3 6 |
| BlackRock Investment Management,LLC 27-Jan-16 yes |
21.51 on mkt buy ADR 2:1 9 18 |
| BlackRock Investment Management,LLC 27-Jan-16 yes |
21.86 on mkt buy ADR 2:1 72 144 |
| BlackRock Investment Management,LLC 27-Jan-16 yes |
21.42 on mkt buy ADR 2:1 72 144 |
| BlackRock Investment Management,LLC 27-Jan-16 yes |
21.94 on mkt buy ADR 2:1 45 90 |
| BlackRock Investment Management,LLC 27-Jan-16 yes |
21.85 on mkt buy ADR 2:1 94 188 |
| BlackRock Investment Management,LLC 27-Jan-16 yes |
21.85 on mkt buy ADR 2:1 108 216 |
| BlackRock Investment Management,LLC 27-Jan-16 yes |
21.22 on mkt buy ADR 2:1 240 480 |
| BlackRock Investment Management,LLC 27-Jan-16 yes |
21.50 on mkt buy ADR 2:1 310 620 |
| BlackRock Investment Management,LLC 27-Jan-16 yes |
21.89 on mkt buy ADR 2:1 4 8 |
| BlackRock Investment Management,LLC 27-Jan-16 yes |
21.26 on mkt buy ADR 2:1 24 48 |
| BlackRock Investment Management,LLC 27-Jan-16 yes |
21.83 on mkt buy ADR 2:1 41 82 |
| BlackRock Investment Management,LLC 27-Jan-16 yes |
21.97 on mkt buy ADR 2:1 13 26 |
| BlackRock Investment Management,LLC 27-Jan-16 yes |
21.31 on mkt buy ADR 2:1 8 16 |
| BlackRock Investment Management,LLC 27-Jan-16 yes |
21.71 on mkt buy ADR 2:1 165 330 |
| BlackRock Investment Management,LLC 27-Jan-16 yes |
21.86 on mkt buy ADR 2:1 8 16 |
| BlackRock Investment Management,LLC 27-Jan-16 yes |
21.86 on mkt buy ADR 2:1 15 30 |
| BlackRock Investment Management,LLC 27-Jan-16 yes |
21.86 on mkt buy ADR 2:1 4 8 |
| BlackRock Investment Management,LLC 27-Jan-16 yes |
21.43 on mkt buy ADR 2:1 70 140 |
| BlackRock Investment Management,LLC 27-Jan-16 yes |
21.81 on mkt buy ADR 2:1 2 4 |
| BlackRock Investment Management,LLC 27-Jan-16 yes |
21.81 on mkt buy ADR 2:1 4 8 |
| BlackRock Investment Management,LLC 27-Jan-16 yes |
21.81 on mkt buy ADR 2:1 17 34 |
| BlackRock Investment Management,LLC 27-Jan-16 yes |
21.91 on mkt buy ADR 2:1 19 38 |
| BlackRock Investment Management,LLC 27-Jan-16 yes |
21.81 on mkt buy ADR 2:1 20 40 |
| BlackRock Investment Management,LLC 27-Jan-16 yes |
21.81 on mkt buy ADR 2:1 24 48 |
| BlackRock Investment Management,LLC 27-Jan-16 yes |
21.81 on mkt buy ADR 2:1 38 76 |
| BlackRock Investment Management,LLC 27-Jan-16 yes |
21.81 on mkt buy ADR 2:1 39 78 |
| BlackRock Investment Management,LLC 27-Jan-16 yes |
21.81 on mkt buy ADR 2:1 96 192 |
| BlackRock Investment Management,LLC 27-Jan-16 yes |
21.91 on mkt buy ADR 2:1 145 290 |
| BlackRock Investment Management,LLC 27-Jan-16 yes |
21.81 on mkt buy ADR 2:1 31 62 |
| BlackRock Investment Management,LLC 27-Jan-16 yes |
21.81 on mkt buy ADR 2:1 48 96 |
| BlackRock Investment Management,LLC 27-Jan-16 yes |
21.81 on mkt buy ADR 2:1 604 1,208 |
| BlackRock Fund Advisors 28-Jan-16 no |
n/a in specie ord 23,156 23,156 |
| BlackRock Fund Advisors 28-Jan-16 yes |
15.10 on mkt buy ord 16,614 16,614 |
| BlackRock Advisors(UK)Limited 28-Jan-16 yes |
15.10 on mkt buy ord 31,185 31,185 |
| BlackRock Investment Management,LLC 28-Jan-16 yes |
22.06 on mkt buy ADR 2:1 34 68 |
| BlackRock Investment Management,LLC 28-Jan-16 yes |
22.10 on mkt buy ADR 2:1 49 98 |
| BlackRock Investment Management,LLC 28-Jan-16 yes |
21.79 on mkt buy ADR 2:1 45 90 |
| BlackRock Investment Management,LLC 28-Jan-16 yes |
21.77 on mkt buy ADR 2:1 50 100 |
| BlackRock Investment Management,LLC 28-Jan-16 yes |
21.73 on mkt buy ADR 2:1 71 142 |
| BlackRock Investment Management,LLC 28-Jan-16 yes |
21.86 on mkt buy ADR 2:1 100 200 |
| BlackRock Investment Management,LLC 28-Jan-16 yes |
21.67 on mkt buy ADR 2:1 136 272 |
| BlackRock Investment Management,LLC 28-Jan-16 yes |
21.72 on mkt buy ADR 2:1 230 460 |
| BlackRock Investment Management,LLC 28-Jan-16 yes |
21.68 on mkt buy ADR 2:1 246 492 |
| BlackRock Investment Management,LLC 28-Jan-16 yes |
21.82 on mkt buy ADR 2:1 278 556 |
page 51 of 68
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management,LLC 28-Jan-16 yes |
21.73 on mkt buy ADR 2:1 61 122 |
| BlackRock Investment Management,LLC 28-Jan-16 yes |
21.91 on mkt buy ADR 2:1 86 172 |
| BlackRock Investment Management,LLC 28-Jan-16 yes |
21.77 on mkt buy ADR 2:1 110 220 |
| BlackRock Investment Management,LLC 28-Jan-16 yes |
22.14 on mkt buy ADR 2:1 9 18 |
| BlackRock Investment Management,LLC 28-Jan-16 yes |
21.85 on mkt buy ADR 2:1 25 50 |
| BlackRock Investment Management,LLC 28-Jan-16 yes |
22.00 on mkt buy ADR 2:1 168 336 |
| BlackRock Investment Management,LLC 28-Jan-16 yes |
21.93 on mkt buy ADR 2:1 7 14 |
| BlackRock Investment Management,LLC 28-Jan-16 yes |
21.93 on mkt buy ADR 2:1 7 14 |
| BlackRock Investment Management,LLC 28-Jan-16 yes |
21.85 on mkt buy ADR 2:1 49 98 |
| BlackRock Investment Management,LLC 28-Jan-16 yes |
21.88 on mkt buy ADR 2:1 188 376 |
| BlackRock Investment Management,LLC 28-Jan-16 yes |
21.87 on mkt buy ADR 2:1 6 12 |
| BlackRock Investment Management,LLC 28-Jan-16 yes |
21.88 on mkt buy ADR 2:1 55 110 |
| BlackRock Investment Management,LLC 28-Jan-16 yes |
21.93 on mkt buy ADR 2:1 5 10 |
| BlackRock Investment Management,LLC 28-Jan-16 yes |
21.85 on mkt buy ADR 2:1 17 34 |
| BlackRock Investment Management,LLC 28-Jan-16 yes |
21.90 on mkt buy ADR 2:1 53 106 |
| BlackRock Investment Management,LLC 28-Jan-16 yes |
22.01 on mkt buy ADR 2:1 27 54 |
| BlackRock Investment Management,LLC 28-Jan-16 yes |
21.90 on mkt buy ADR 2:1 35 70 |
| BlackRock Investment Management,LLC 28-Jan-16 yes |
21.90 on mkt buy ADR 2:1 49 98 |
| BlackRock Investment Management,LLC 28-Jan-16 yes |
21.73 on mkt buy ADR 2:1 55 110 |
| BlackRock Investment Management,LLC 28-Jan-16 yes |
21.75 on mkt buy ADR 2:1 56 112 |
| BlackRock Investment Management,LLC 28-Jan-16 yes |
21.90 on mkt buy ADR 2:1 65 130 |
| BlackRock Investment Management,LLC 28-Jan-16 yes |
21.97 on mkt buy ADR 2:1 82 164 |
| BlackRock Investment Management,LLC 28-Jan-16 yes |
21.90 on mkt buy ADR 2:1 182 364 |
| BlackRock Investment Management,LLC 28-Jan-16 yes |
21.90 on mkt buy ADR 2:1 195 390 |
| BlackRock Investment Management,LLC 28-Jan-16 yes |
21.92 on mkt buy ADR 2:1 198 396 |
| BlackRock Investment Management,LLC 28-Jan-16 yes |
22.01 on mkt buy ADR 2:1 52 104 |
| BlackRock Investment Management,LLC 28-Jan-16 yes |
21.99 on mkt buy ADR 2:1 4 8 |
| BlackRock Investment Management,LLC 28-Jan-16 yes |
21.90 on mkt buy ADR 2:1 188 376 |
| BlackRock Investment Management,LLC 28-Jan-16 yes |
21.83 on mkt buy ADR 2:1 99 198 |
| BlackRock Investment Management,LLC 28-Jan-16 yes |
21.87 on mkt buy ADR 2:1 101 202 |
| BlackRock Investment Management,LLC 28-Jan-16 yes |
21.85 on mkt buy ADR 2:1 108 216 |
| BlackRock Investment Management,LLC 28-Jan-16 yes |
21.92 on mkt buy ADR 2:1 6 12 |
| BlackRock Investment Management,LLC 28-Jan-16 yes |
21.84 on mkt buy ADR 2:1 1 2 |
| BlackRock Investment Management,LLC 28-Jan-16 yes |
21.94 on mkt buy ADR 2:1 25 50 |
| BlackRock Asset Management Canada Limited 29-Jan-16 no |
n/a in specie ADR 2:1 2,117 4,234 |
| BlackRock International Limited 29-Jan-16 yes |
15.34 on mkt buy ord 5,229 5,229 |
| BlackRock Fund Advisors 29-Jan-16 yes |
15.35 on mkt buy ord 19,679 19,679 |
| BlackRock Advisors(UK)Limited 29-Jan-16 yes |
15.35 on mkt buy ord 16,380 16,380 |
| BlackRock Institutional Trust Company, National Association 29-Jan-16 yes |
15.34 on mkt buy ord 7,369 7,369 |
| BlackRock Institutional Trust Company, National Association 29-Jan-16 yes |
15.35 on mkt buy ord 19,522 19,522 |
| BlackRock Investment Management (Australia) Limited 29-Jan-16 yes |
15.36 on mkt buy ord 50,961 50,961 |
| BlackRock Investment Management (Australia) Limited 29-Jan-16 yes |
15.36 on mkt buy ord 22,209 22,209 |
| BlackRock Advisors(UK)Limited 29-Jan-16 yes |
15.34 on mkt buy ord 8,288 8,288 |
| BlackRock Institutional Trust Company, National Association 29-Jan-16 yes |
15.34 on mkt buy ord 3,647 3,647 |
| BlackRock Institutional Trust Company, National Association 29-Jan-16 yes |
15.35 on mkt buy ord 9,358 9,358 |
| BlackRock Japan Co.,Ltd. 29-Jan-16 yes |
15.34 on mkt buy ord 18,766 18,766 |
| BlackRock Advisors(UK)Limited 29-Jan-16 yes |
15.34 on mkt buy ord 9,054 9,054 |
| BlackRock Advisors(UK)Limited 29-Jan-16 yes |
15.34 on mkt buy ord 5,460 5,460 |
| BlackRock Institutional Trust Company, National Association 29-Jan-16 yes |
15.34 on mkt buy ord 5,817 5,817 |
| BlackRock Institutional Trust Company, National Association 29-Jan-16 yes |
15.35 on mkt buy ord 74,957 74,957 |
| BlackRock Institutional Trust Company, National Association 29-Jan-16 yes |
15.34 on mkt buy ord 2,379 2,379 |
| BlackRock Investment Management (Australia) Limited 29-Jan-16 yes |
15.36 on mkt buy ord 3,752 3,752 |
| BlackRock Investment Management (Australia) Limited 29-Jan-16 yes |
15.36 on mkt buy ord 4,841 4,841 |
| BlackRock Investment Management (UK) Limited 29-Jan-16 yes |
15.35 on mkt buy ord 13,368 13,368 |
| BlackRock Financial Management,Inc. 29-Jan-16 yes |
15.34 on mkt buy ord 14,434 14,434 |
| BlackRock Investment Management (UK) Limited 29-Jan-16 yes |
15.35 on mkt buy ord 10,702 10,702 |
page 52 of 68
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock(Netherlands)B.V. 29-Jan-16 yes |
15.35 on mkt buy ord 5,965 5,965 |
| BlackRock Institutional Trust Company, National Association 29-Jan-16 yes |
15.34 on mkt buy ord 18,297 18,297 |
| BlackRock Investment Management,LLC 29-Jan-16 yes |
15.34 on mkt buy ord 3,764 3,764 |
| BlackRock Institutional Trust Company, National Association 29-Jan-16 yes |
15.34 on mkt buy ord 41,932 41,932 |
| BlackRock Japan Co.,Ltd. 29-Jan-16 yes |
15.35 on mkt buy ord 12,197 12,197 |
| BlackRock Japan Co.,Ltd. 29-Jan-16 yes |
15.35 on mkt buy ord 14,537 14,537 |
| BlackRock Investment Management,LLC 29-Jan-16 yes |
21.79 on mkt buy ADR 2:1 34 68 |
| BlackRock Investment Management,LLC 29-Jan-16 yes |
21.54 on mkt buy ADR 2:1 23 46 |
| BlackRock Investment Management,LLC 29-Jan-16 yes |
21.79 on mkt buy ADR 2:1 26 52 |
| BlackRock Investment Management,LLC 29-Jan-16 yes |
21.53 on mkt buy ADR 2:1 43 86 |
| BlackRock Investment Management,LLC 29-Jan-16 yes |
21.69 on mkt buy ADR 2:1 66 132 |
| BlackRock Investment Management,LLC 29-Jan-16 yes |
21.59 on mkt buy ADR 2:1 67 134 |
| BlackRock Investment Management,LLC 29-Jan-16 yes |
21.58 on mkt buy ADR 2:1 151 302 |
| BlackRock Investment Management,LLC 29-Jan-16 yes |
21.55 on mkt buy ADR 2:1 217 434 |
| BlackRock Investment Management,LLC 29-Jan-16 yes |
21.62 on mkt buy ADR 2:1 234 468 |
| BlackRock Investment Management,LLC 29-Jan-16 yes |
21.61 on mkt buy ADR 2:1 253 506 |
| BlackRock Investment Management,LLC 29-Jan-16 yes |
21.55 on mkt buy ADR 2:1 26 52 |
| BlackRock Investment Management,LLC 29-Jan-16 yes |
21.58 on mkt buy ADR 2:1 49 98 |
| BlackRock Investment Management,LLC 29-Jan-16 yes |
21.70 on mkt buy ADR 2:1 65 130 |
| BlackRock Investment Management,LLC 29-Jan-16 yes |
21.64 on mkt buy ADR 2:1 80 160 |
| BlackRock Investment Management,LLC 29-Jan-16 yes |
21.67 on mkt buy ADR 2:1 507 1,014 |
| BlackRock Investment Management,LLC 29-Jan-16 yes |
21.57 on mkt buy ADR 2:1 49 98 |
| BlackRock Investment Management,LLC 29-Jan-16 yes |
21.48 on mkt buy ADR 2:1 152 304 |
| BlackRock Investment Management,LLC 29-Jan-16 yes |
21.48 on mkt buy ADR 2:1 307 614 |
| BlackRock Investment Management,LLC 29-Jan-16 yes |
21.48 on mkt buy ADR 2:1 307 614 |
| BlackRock Investment Management,LLC 29-Jan-16 yes |
21.53 on mkt buy ADR 2:1 360 720 |
| BlackRock Investment Management,LLC 29-Jan-16 yes |
21.53 on mkt buy ADR 2:1 496 992 |
| BlackRock Investment Management,LLC 29-Jan-16 yes |
21.53 on mkt buy ADR 2:1 680 1,360 |
| BlackRock Investment Management,LLC 29-Jan-16 yes |
21.65 on mkt buy ADR 2:1 711 1,422 |
| BlackRock Investment Management,LLC 29-Jan-16 yes |
21.79 on mkt buy ADR 2:1 168 336 |
| BlackRock Investment Management,LLC 29-Jan-16 yes |
21.65 on mkt buy ADR 2:1 7 14 |
| BlackRock Investment Management,LLC 29-Jan-16 yes |
21.53 on mkt buy ADR 2:1 103 206 |
| BlackRock Investment Management,LLC 29-Jan-16 yes |
21.77 on mkt buy ADR 2:1 2 4 |
| BlackRock Investment Management,LLC 29-Jan-16 yes |
21.77 on mkt buy ADR 2:1 3 6 |
| BlackRock Investment Management,LLC 29-Jan-16 yes |
21.61 on mkt buy ADR 2:1 29 58 |
| BlackRock Investment Management,LLC 29-Jan-16 yes |
21.68 on mkt buy ADR 2:1 74 148 |
| BlackRock Investment Management,LLC 29-Jan-16 yes |
21.79 on mkt buy ADR 2:1 3 6 |
| BlackRock Investment Management,LLC 29-Jan-16 yes |
21.54 on mkt buy ADR 2:1 15 30 |
| BlackRock Investment Management,LLC 29-Jan-16 yes |
21.86 on mkt buy ADR 2:1 29 58 |
| BlackRock Investment Management,LLC 29-Jan-16 yes |
21.79 on mkt buy ADR 2:1 198 396 |
| BlackRock Investment Management,LLC 29-Jan-16 yes |
21.85 on mkt buy ADR 2:1 9 18 |
| BlackRock Investment Management,LLC 29-Jan-16 yes |
21.51 on mkt buy ADR 2:1 2 4 |
| BlackRock Investment Management,LLC 29-Jan-16 yes |
21.79 on mkt buy ADR 2:1 19 38 |
| BlackRock Investment Management,LLC 29-Jan-16 yes |
21.51 on mkt buy ADR 2:1 7 14 |
| BlackRock Investment Management,LLC 29-Jan-16 yes |
21.48 on mkt buy ADR 2:1 78 156 |
| BlackRock Investment Management,LLC 29-Jan-16 yes |
21.79 on mkt buy ADR 2:1 122 244 |
| BlackRock Investment Management,LLC 29-Jan-16 yes |
21.54 on mkt buy ADR 2:1 1 2 |
| BlackRock Investment Management,LLC 29-Jan-16 yes |
21.54 on mkt buy ADR 2:1 3 6 |
| BlackRock Investment Management,LLC 29-Jan-16 yes |
21.54 on mkt buy ADR 2:1 3 6 |
| BlackRock Investment Management,LLC 29-Jan-16 yes |
21.54 on mkt buy ADR 2:1 3 6 |
| BlackRock Investment Management,LLC 29-Jan-16 yes |
21.54 on mkt buy ADR 2:1 4 8 |
| BlackRock Investment Management,LLC 29-Jan-16 yes |
21.54 on mkt buy ADR 2:1 5 10 |
| BlackRock Investment Management,LLC 29-Jan-16 yes |
21.54 on mkt buy ADR 2:1 5 10 |
| BlackRock Investment Management,LLC 29-Jan-16 yes |
21.54 on mkt buy ADR 2:1 9 18 |
| BlackRock Investment Management,LLC 29-Jan-16 yes |
21.54 on mkt buy ADR 2:1 11 22 |
| BlackRock Investment Management,LLC 29-Jan-16 yes |
21.54 on mkt buy ADR 2:1 13 26 |
| BlackRock Investment Management,LLC 29-Jan-16 yes |
21.54 on mkt buy ADR 2:1 20 40 |
| BlackRock Investment Management,LLC 29-Jan-16 yes |
21.54 on mkt buy ADR 2:1 23 46 |
| BlackRock Investment Management,LLC 29-Jan-16 yes |
21.54 on mkt buy ADR 2:1 25 50 |
| BlackRock Investment Management,LLC 29-Jan-16 yes |
21.54 on mkt buy ADR 2:1 28 56 |
| BlackRock Investment Management,LLC 29-Jan-16 yes |
21.54 on mkt buy ADR 2:1 31 62 |
| BlackRock Investment Management,LLC 29-Jan-16 yes |
21.54 on mkt buy ADR 2:1 35 70 |
| BlackRock Investment Management,LLC 29-Jan-16 yes |
21.54 on mkt buy ADR 2:1 35 70 |
| BlackRock Investment Management,LLC 29-Jan-16 yes |
21.54 on mkt buy ADR 2:1 38 76 |
| BlackRock Investment Management,LLC 29-Jan-16 yes |
21.54 on mkt buy ADR 2:1 195 390 |
| BlackRock Investment Management,LLC 29-Jan-16 yes |
21.54 on mkt buy ADR 2:1 10 20 |
| BlackRock Investment Management,LLC 29-Jan-16 yes |
21.54 on mkt buy ADR 2:1 19 38 |
| BlackRock Investment Management,LLC 29-Jan-16 yes |
21.53 on mkt buy ADR 2:1 13 26 |
page 53 of 68
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management,LLC 29-Jan-16 yes |
21.48 on mkt buy ADR 2:1 2 4 |
| BlackRock Investment Management,LLC 29-Jan-16 yes |
21.92 on mkt buy ADR 2:1 4 8 |
| BlackRock Investment Management,LLC 29-Jan-16 yes |
21.89 on mkt buy ADR 2:1 4 8 |
| BlackRock Investment Management,LLC 29-Jan-16 yes |
21.57 on mkt buy ADR 2:1 16 32 |
| BlackRock Investment Management,LLC 29-Jan-16 yes |
21.57 on mkt buy ADR 2:1 266 532 |
| BlackRock Investment Management,LLC 29-Jan-16 yes |
21.57 on mkt buy ADR 2:1 102 204 |
| BlackRock Investment Management,LLC 29-Jan-16 yes |
21.57 on mkt buy ADR 2:1 155 310 |
| BlackRock Investment Management,LLC 29-Jan-16 yes |
21.60 on mkt buy ADR 2:1 61 122 |
| BlackRock Investment Management,LLC 29-Jan-16 yes |
21.60 on mkt buy ADR 2:1 61 122 |
| BlackRock Investment Management,LLC 29-Jan-16 yes |
21.60 on mkt buy ADR 2:1 61 122 |
| BlackRock Investment Management,LLC 29-Jan-16 yes |
21.79 on mkt buy ADR 2:1 275 550 |
| BlackRock Investment Management,LLC 29-Jan-16 yes |
21.83 on mkt buy ADR 2:1 63 126 |
| BlackRock Investment Management,LLC 29-Jan-16 yes |
21.83 on mkt buy ADR 2:1 66 132 |
| BlackRock Investment Management,LLC 29-Jan-16 yes |
21.83 on mkt buy ADR 2:1 17 34 |
| BlackRock Investment Management,LLC 29-Jan-16 yes |
21.57 on mkt buy ADR 2:1 181 362 |
| BlackRock Investment Management,LLC 29-Jan-16 yes |
21.57 on mkt buy ADR 2:1 184 368 |
| BlackRock Investment Management,LLC 29-Jan-16 yes |
21.80 on mkt buy ADR 2:1 18 36 |
| BlackRock Investment Management,LLC 29-Jan-16 yes |
21.80 on mkt buy ADR 2:1 19 38 |
| BlackRock Investment Management,LLC 29-Jan-16 yes |
21.80 on mkt buy ADR 2:1 21 42 |
| BlackRock Investment Management,LLC 29-Jan-16 yes |
21.80 on mkt buy ADR 2:1 37 74 |
| BlackRock Investment Management,LLC 29-Jan-16 yes |
21.80 on mkt buy ADR 2:1 105 210 |
| BlackRock Investment Management,LLC 29-Jan-16 yes |
21.80 on mkt buy ADR 2:1 91 182 |
| BlackRock Investment Management,LLC 29-Jan-16 yes |
21.80 on mkt buy ADR 2:1 103 206 |
| BlackRock Investment Management,LLC 29-Jan-16 yes |
21.81 on mkt buy ADR 2:1 1 2 |
| BlackRock Investment Management,LLC 29-Jan-16 yes |
21.81 on mkt buy ADR 2:1 2 4 |
| BlackRock Investment Management,LLC 29-Jan-16 yes |
21.80 on mkt buy ADR 2:1 21 42 |
| BlackRock Investment Management,LLC 29-Jan-16 yes |
21.80 on mkt buy ADR 2:1 38 76 |
| BlackRock Investment Management,LLC 29-Jan-16 yes |
21.75 on mkt buy ADR 2:1 1 2 |
| BlackRock Investment Management,LLC 29-Jan-16 yes |
21.75 on mkt buy ADR 2:1 1 2 |
| BlackRock Investment Management,LLC 29-Jan-16 yes |
21.75 on mkt buy ADR 2:1 1 2 |
| BlackRock Investment Management,LLC 29-Jan-16 yes |
21.75 on mkt buy ADR 2:1 1 2 |
| BlackRock Investment Management,LLC 29-Jan-16 yes |
21.75 on mkt buy ADR 2:1 1 2 |
| BlackRock Investment Management,LLC 29-Jan-16 yes |
21.75 on mkt buy ADR 2:1 1 2 |
| BlackRock Investment Management,LLC 29-Jan-16 yes |
21.75 on mkt buy ADR 2:1 1 2 |
| BlackRock Investment Management,LLC 29-Jan-16 yes |
21.75 on mkt buy ADR 2:1 1 2 |
| BlackRock Investment Management,LLC 29-Jan-16 yes |
21.75 on mkt buy ADR 2:1 1 2 |
| BlackRock Investment Management,LLC 29-Jan-16 yes |
21.75 on mkt buy ADR 2:1 1 2 |
| BlackRock Investment Management,LLC 29-Jan-16 yes |
21.75 on mkt buy ADR 2:1 1 2 |
| BlackRock Investment Management,LLC 29-Jan-16 yes |
21.75 on mkt buy ADR 2:1 1 2 |
| BlackRock Investment Management,LLC 29-Jan-16 yes |
21.75 on mkt buy ADR 2:1 1 2 |
| BlackRock Investment Management,LLC 29-Jan-16 yes |
21.75 on mkt buy ADR 2:1 1 2 |
| BlackRock Investment Management,LLC 29-Jan-16 yes |
21.75 on mkt buy ADR 2:1 1 2 |
| BlackRock Investment Management,LLC 29-Jan-16 yes |
21.75 on mkt buy ADR 2:1 1 2 |
| BlackRock Investment Management,LLC 29-Jan-16 yes |
21.75 on mkt buy ADR 2:1 1 2 |
| BlackRock Investment Management,LLC 29-Jan-16 yes |
21.75 on mkt buy ADR 2:1 1 2 |
| BlackRock Investment Management,LLC 29-Jan-16 yes |
21.75 on mkt buy ADR 2:1 2 4 |
| BlackRock Investment Management,LLC 29-Jan-16 yes |
21.75 on mkt buy ADR 2:1 4 8 |
| BlackRock Investment Management,LLC 29-Jan-16 yes |
21.77 on mkt buy ADR 2:1 15 30 |
| BlackRock Investment Management,LLC 29-Jan-16 yes |
21.77 on mkt buy ADR 2:1 47 94 |
| BlackRock Advisors,LLC 01-Feb-16 yes |
15.50 on mkt buy ord 530 530 |
| BlackRock Institutional Trust Company, National Association 01-Feb-16 yes |
15.25 on mkt buy ord 36,563 36,563 |
| BlackRock Advisors(UK)Limited 01-Feb-16 yes |
15.25 on mkt buy ord 3,271 3,271 |
| BlackRock Investment Management,LLC 01-Feb-16 yes |
21.56 on mkt buy ADR 2:1 55 110 |
| BlackRock Investment Management,LLC 01-Feb-16 yes |
21.57 on mkt buy ADR 2:1 45 90 |
| BlackRock Investment Management,LLC 01-Feb-16 yes |
21.57 on mkt buy ADR 2:1 55 110 |
| BlackRock Investment Management,LLC 01-Feb-16 yes |
21.54 on mkt buy ADR 2:1 29 58 |
| BlackRock Investment Management,LLC 01-Feb-16 yes |
21.61 on mkt buy ADR 2:1 55 110 |
| BlackRock Investment Management,LLC 01-Feb-16 yes |
21.49 on mkt buy ADR 2:1 292 584 |
| BlackRock Investment Management,LLC 01-Feb-16 yes |
21.60 on mkt buy ADR 2:1 14 28 |
| BlackRock Investment Management,LLC 01-Feb-16 yes |
21.61 on mkt buy ADR 2:1 42 84 |
| BlackRock Investment Management,LLC 01-Feb-16 yes |
21.50 on mkt buy ADR 2:1 85 170 |
| BlackRock Investment Management,LLC 01-Feb-16 yes |
21.50 on mkt buy ADR 2:1 110 220 |
| BlackRock Investment Management,LLC 01-Feb-16 yes |
21.56 on mkt buy ADR 2:1 120 240 |
| BlackRock Investment Management,LLC 01-Feb-16 yes |
21.60 on mkt buy ADR 2:1 47 94 |
| BlackRock Investment Management,LLC 01-Feb-16 yes |
21.54 on mkt buy ADR 2:1 172 344 |
| BlackRock Investment Management,LLC 01-Feb-16 yes |
21.54 on mkt buy ADR 2:1 180 360 |
| BlackRock Investment Management,LLC 01-Feb-16 yes |
21.59 on mkt buy ADR 2:1 17 34 |
| BlackRock Investment Management,LLC 01-Feb-16 yes |
21.59 on mkt buy ADR 2:1 55 110 |
| BlackRock Investment Management,LLC 01-Feb-16 yes |
21.59 on mkt buy ADR 2:1 72 144 |
page 54 of 68
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management,LLC 01-Feb-16 yes |
21.59 on mkt buy ADR 2:1 74 148 |
| BlackRock Investment Management,LLC 01-Feb-16 yes |
21.59 on mkt buy ADR 2:1 74 148 |
| BlackRock Investment Management,LLC 01-Feb-16 yes |
21.59 on mkt buy ADR 2:1 74 148 |
| BlackRock Investment Management,LLC 01-Feb-16 yes |
21.59 on mkt buy ADR 2:1 92 184 |
| BlackRock Investment Management,LLC 01-Feb-16 yes |
21.75 on mkt buy ADR 2:1 16 32 |
| BlackRock Investment Management,LLC 01-Feb-16 yes |
21.64 on mkt buy ADR 2:1 85 170 |
| BlackRock Investment Management,LLC 01-Feb-16 yes |
21.64 on mkt buy ADR 2:1 85 170 |
| BlackRock Investment Management,LLC 01-Feb-16 yes |
21.75 on mkt buy ADR 2:1 4 8 |
| BlackRock Investment Management,LLC 01-Feb-16 yes |
21.75 on mkt buy ADR 2:1 65 130 |
| BlackRock Investment Management,LLC 01-Feb-16 yes |
21.61 on mkt buy ADR 2:1 72 144 |
| BlackRock Investment Management,LLC 01-Feb-16 yes |
21.50 on mkt buy ADR 2:1 199 398 |
| BlackRock Investment Management,LLC 01-Feb-16 yes |
21.54 on mkt buy ADR 2:1 43 86 |
| BlackRock Investment Management,LLC 01-Feb-16 yes |
21.49 on mkt buy ADR 2:1 108 216 |
| BlackRock Investment Management,LLC 01-Feb-16 yes |
21.55 on mkt buy ADR 2:1 13 26 |
| BlackRock Investment Management,LLC 01-Feb-16 yes |
21.55 on mkt buy ADR 2:1 24 48 |
| BlackRock Investment Management,LLC 01-Feb-16 yes |
21.64 on mkt buy ADR 2:1 11 22 |
| BlackRock Investment Management,LLC 01-Feb-16 yes |
21.55 on mkt buy ADR 2:1 4 8 |
| BlackRock Investment Management,LLC 01-Feb-16 yes |
21.64 on mkt buy ADR 2:1 6 12 |
| BlackRock Investment Management,LLC 01-Feb-16 yes |
21.54 on mkt buy ADR 2:1 14 28 |
| BlackRock Investment Management,LLC 01-Feb-16 yes |
21.64 on mkt buy ADR 2:1 70 140 |
| BlackRock Investment Management,LLC 01-Feb-16 yes |
21.54 on mkt buy ADR 2:1 80 160 |
| BlackRock Investment Management,LLC 01-Feb-16 yes |
21.54 on mkt buy ADR 2:1 80 160 |
| BlackRock Investment Management,LLC 01-Feb-16 yes |
21.64 on mkt buy ADR 2:1 95 190 |
| BlackRock Investment Management,LLC 01-Feb-16 yes |
21.50 on mkt buy ADR 2:1 100 200 |
| BlackRock Investment Management,LLC 01-Feb-16 yes |
21.50 on mkt buy ADR 2:1 50 100 |
| BlackRock Investment Management,LLC 01-Feb-16 yes |
21.50 on mkt buy ADR 2:1 95 190 |
| BlackRock Investment Management,LLC 01-Feb-16 yes |
21.69 on mkt buy ADR 2:1 25 50 |
| BlackRock Investment Management,LLC 01-Feb-16 yes |
21.73 on mkt buy ADR 2:1 2 4 |
| BlackRock Investment Management,LLC 01-Feb-16 yes |
21.73 on mkt buy ADR 2:1 2 4 |
| BlackRock Investment Management,LLC 01-Feb-16 yes |
21.73 on mkt buy ADR 2:1 5 10 |
| BlackRock Investment Management,LLC 01-Feb-16 yes |
21.73 on mkt buy ADR 2:1 9 18 |
| BlackRock Investment Management,LLC 01-Feb-16 yes |
21.73 on mkt buy ADR 2:1 54 108 |
| BlackRock Investment Management,LLC 01-Feb-16 yes |
21.73 on mkt buy ADR 2:1 54 108 |
| BlackRock Investment Management,LLC 01-Feb-16 yes |
21.69 on mkt buy ADR 2:1 25 50 |
| BlackRock Investment Management,LLC 01-Feb-16 yes |
21.69 on mkt buy ADR 2:1 50 100 |
| BlackRock Investment Management,LLC 01-Feb-16 yes |
21.54 on mkt buy ADR 2:1 16 32 |
| BlackRock Investment Management,LLC 01-Feb-16 yes |
21.64 on mkt buy ADR 2:1 45 90 |
| BlackRock Investment Management,LLC 01-Feb-16 yes |
21.64 on mkt buy ADR 2:1 78 156 |
| BlackRock Investment Management,LLC 01-Feb-16 yes |
21.68 on mkt buy ADR 2:1 11 22 |
| BlackRock Investment Management,LLC 01-Feb-16 yes |
21.68 on mkt buy ADR 2:1 12 24 |
| BlackRock Investment Management,LLC 01-Feb-16 yes |
21.49 on mkt buy ADR 2:1 12 24 |
| BlackRock Investment Management,LLC 01-Feb-16 yes |
21.68 on mkt buy ADR 2:1 14 28 |
| BlackRock Investment Management,LLC 01-Feb-16 yes |
21.68 on mkt buy ADR 2:1 16 32 |
| BlackRock Investment Management,LLC 01-Feb-16 yes |
21.68 on mkt buy ADR 2:1 17 34 |
| BlackRock Investment Management,LLC 01-Feb-16 yes |
21.70 on mkt buy ADR 2:1 25 50 |
| BlackRock Investment Management,LLC 01-Feb-16 yes |
21.68 on mkt buy ADR 2:1 32 64 |
| BlackRock Investment Management,LLC 01-Feb-16 yes |
21.68 on mkt buy ADR 2:1 102 204 |
| BlackRock Investment Management,LLC 01-Feb-16 yes |
21.68 on mkt buy ADR 2:1 110 220 |
| BlackRock Investment Management,LLC 01-Feb-16 yes |
21.68 on mkt buy ADR 2:1 124 248 |
| BlackRock Investment Management,LLC 01-Feb-16 yes |
21.70 on mkt buy ADR 2:1 136 272 |
| BlackRock Investment Management,LLC 01-Feb-16 yes |
21.68 on mkt buy ADR 2:1 190 380 |
| BlackRock Investment Management,LLC 01-Feb-16 yes |
21.68 on mkt buy ADR 2:1 48 96 |
| BlackRock Investment Management,LLC 01-Feb-16 yes |
21.68 on mkt buy ADR 2:1 158 316 |
| BlackRock Investment Management,LLC 01-Feb-16 yes |
21.49 on mkt buy ADR 2:1 3 6 |
| BlackRock Investment Management,LLC 01-Feb-16 yes |
21.68 on mkt buy ADR 2:1 10 20 |
| BlackRock Investment Management,LLC 01-Feb-16 yes |
21.68 on mkt buy ADR 2:1 13 26 |
| BlackRock Investment Management,LLC 01-Feb-16 yes |
21.68 on mkt buy ADR 2:1 21 42 |
| BlackRock Investment Management,LLC 01-Feb-16 yes |
21.68 on mkt buy ADR 2:1 33 66 |
| BlackRock Investment Management,LLC 01-Feb-16 yes |
21.68 on mkt buy ADR 2:1 37 74 |
| BlackRock Investment Management,LLC 01-Feb-16 yes |
21.68 on mkt buy ADR 2:1 34 68 |
| BlackRock Investment Management,LLC 01-Feb-16 yes |
21.68 on mkt buy ADR 2:1 115 230 |
| BlackRock Investment Management,LLC 01-Feb-16 yes |
21.50 on mkt buy ADR 2:1 2 4 |
| BlackRock Investment Management,LLC 01-Feb-16 yes |
21.56 on mkt buy ADR 2:1 9 18 |
| BlackRock Investment Management,LLC 01-Feb-16 yes |
21.50 on mkt buy ADR 2:1 12 24 |
| BlackRock Investment Management,LLC 01-Feb-16 yes |
21.50 on mkt buy ADR 2:1 13 26 |
| BlackRock Investment Management,LLC 01-Feb-16 yes |
21.50 on mkt buy ADR 2:1 14 28 |
| BlackRock Investment Management,LLC 01-Feb-16 yes |
21.50 on mkt buy ADR 2:1 22 44 |
| BlackRock Investment Management,LLC 01-Feb-16 yes |
21.50 on mkt buy ADR 2:1 23 46 |
| BlackRock Investment Management,LLC 01-Feb-16 yes |
21.50 on mkt buy ADR 2:1 25 50 |
| BlackRock Investment Management,LLC 01-Feb-16 yes |
21.50 on mkt buy ADR 2:1 36 72 |
page 55 of 68
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management,LLC 01-Feb-16 yes |
21.50 on mkt buy ADR 2:1 90 180 |
| BlackRock Investment Management,LLC 01-Feb-16 yes |
21.50 on mkt buy ADR 2:1 203 406 |
| BlackRock Investment Management,LLC 01-Feb-16 yes |
21.50 on mkt buy ADR 2:1 549 1,098 |
| BlackRock Investment Management,LLC 01-Feb-16 yes |
21.56 on mkt buy ADR 2:1 28 56 |
| BlackRock Investment Management,LLC 01-Feb-16 yes |
21.51 on mkt buy ADR 2:1 58 116 |
| BlackRock Investment Management (Australia) Limited 02-Feb-16 yes |
15.04 on mkt buy ord 4,192 4,192 |
| BlackRock Investment Management (Australia) Limited 02-Feb-16 yes |
15.04 on mkt buy ord 1,177 1,177 |
| BlackRock Advisors,LLC 02-Feb-16 yes |
15.09 on mkt buy ord 1,988 1,988 |
| BlackRock Institutional Trust Company, National Association 02-Feb-16 no |
n/a in specie ord 37,040 37,040 |
| BlackRock Japan Co.,Ltd. 02-Feb-16 yes |
14.92 on mkt buy ord 16,152 16,152 |
| BlackRock Japan Co.,Ltd. 02-Feb-16 yes |
14.92 on mkt buy ord 18,801 18,801 |
| BlackRock Investment Management,LLC 02-Feb-16 yes |
20.26 on mkt buy ADR 2:1 32 64 |
| BlackRock Investment Management,LLC 02-Feb-16 yes |
20.26 on mkt buy ADR 2:1 25 50 |
| BlackRock Investment Management,LLC 02-Feb-16 yes |
20.16 on mkt buy ADR 2:1 20 40 |
| BlackRock Investment Management,LLC 02-Feb-16 yes |
20.26 on mkt buy ADR 2:1 35 70 |
| BlackRock Investment Management,LLC 02-Feb-16 yes |
20.26 on mkt buy ADR 2:1 78 156 |
| BlackRock Investment Management,LLC 02-Feb-16 yes |
20.18 on mkt buy ADR 2:1 80 160 |
| BlackRock Investment Management,LLC 02-Feb-16 yes |
20.18 on mkt buy ADR 2:1 83 166 |
| BlackRock Investment Management,LLC 02-Feb-16 yes |
20.21 on mkt buy ADR 2:1 96 192 |
| BlackRock Investment Management,LLC 02-Feb-16 yes |
20.26 on mkt buy ADR 2:1 101 202 |
| BlackRock Investment Management,LLC 02-Feb-16 yes |
20.35 on mkt buy ADR 2:1 102 204 |
| BlackRock Investment Management,LLC 02-Feb-16 yes |
20.23 on mkt buy ADR 2:1 125 250 |
| BlackRock Investment Management,LLC 02-Feb-16 yes |
20.25 on mkt buy ADR 2:1 232 464 |
| BlackRock Investment Management,LLC 02-Feb-16 yes |
20.28 on mkt buy ADR 2:1 41 82 |
| BlackRock Investment Management,LLC 02-Feb-16 yes |
20.26 on mkt buy ADR 2:1 39 78 |
| BlackRock Investment Management,LLC 02-Feb-16 yes |
20.28 on mkt buy ADR 2:1 59 118 |
| BlackRock Investment Management,LLC 02-Feb-16 yes |
20.26 on mkt buy ADR 2:1 59 118 |
| BlackRock Investment Management,LLC 02-Feb-16 yes |
20.25 on mkt buy ADR 2:1 69 138 |
| BlackRock Investment Management,LLC 02-Feb-16 yes |
20.35 on mkt buy ADR 2:1 75 150 |
| BlackRock Investment Management,LLC 02-Feb-16 yes |
20.33 on mkt buy ADR 2:1 88 176 |
| BlackRock Investment Management,LLC 02-Feb-16 yes |
20.28 on mkt buy ADR 2:1 214 428 |
| BlackRock Investment Management,LLC 02-Feb-16 yes |
20.28 on mkt buy ADR 2:1 42 84 |
| BlackRock Investment Management,LLC 02-Feb-16 yes |
20.25 on mkt buy ADR 2:1 98 196 |
| BlackRock Investment Management,LLC 02-Feb-16 yes |
20.34 on mkt buy ADR 2:1 148 296 |
| BlackRock Investment Management,LLC 02-Feb-16 yes |
20.26 on mkt buy ADR 2:1 97 194 |
| BlackRock Investment Management,LLC 02-Feb-16 yes |
20.29 on mkt buy ADR 2:1 260 520 |
| BlackRock Investment Management,LLC 02-Feb-16 yes |
20.22 on mkt buy ADR 2:1 1 2 |
| BlackRock Investment Management,LLC 02-Feb-16 yes |
20.22 on mkt buy ADR 2:1 4 8 |
| BlackRock Investment Management,LLC 02-Feb-16 yes |
20.34 on mkt buy ADR 2:1 47 94 |
| BlackRock Investment Management,LLC 02-Feb-16 yes |
20.27 on mkt buy ADR 2:1 6 12 |
| BlackRock Investment Management,LLC 02-Feb-16 yes |
20.29 on mkt buy ADR 2:1 12 24 |
| BlackRock Investment Management,LLC 02-Feb-16 yes |
20.35 on mkt buy ADR 2:1 188 376 |
| BlackRock Investment Management,LLC 02-Feb-16 yes |
20.25 on mkt buy ADR 2:1 4 8 |
| BlackRock Investment Management,LLC 02-Feb-16 yes |
20.27 on mkt buy ADR 2:1 8 16 |
| BlackRock Investment Management,LLC 02-Feb-16 yes |
20.24 on mkt buy ADR 2:1 3 6 |
| BlackRock Investment Management,LLC 02-Feb-16 yes |
20.22 on mkt buy ADR 2:1 12 24 |
| BlackRock Investment Management,LLC 02-Feb-16 yes |
20.28 on mkt buy ADR 2:1 5 10 |
| BlackRock Investment Management,LLC 02-Feb-16 yes |
20.30 on mkt buy ADR 2:1 8 16 |
| BlackRock Investment Management,LLC 02-Feb-16 yes |
20.28 on mkt buy ADR 2:1 9 18 |
| BlackRock Investment Management,LLC 02-Feb-16 yes |
20.25 on mkt buy ADR 2:1 16 32 |
| BlackRock Investment Management,LLC 02-Feb-16 yes |
20.26 on mkt buy ADR 2:1 9 18 |
| BlackRock Investment Management,LLC 02-Feb-16 yes |
20.29 on mkt buy ADR 2:1 15 30 |
| BlackRock Investment Management,LLC 02-Feb-16 yes |
20.26 on mkt buy ADR 2:1 15 30 |
| BlackRock Investment Management,LLC 02-Feb-16 yes |
20.27 on mkt buy ADR 2:1 12 24 |
| BlackRock Investment Management,LLC 02-Feb-16 yes |
20.27 on mkt buy ADR 2:1 8 16 |
| BlackRock Investment Management,LLC 02-Feb-16 yes |
20.23 on mkt buy ADR 2:1 22 44 |
| BlackRock Investment Management,LLC 02-Feb-16 yes |
20.25 on mkt buy ADR 2:1 26 52 |
| BlackRock Investment Management,LLC 02-Feb-16 yes |
20.28 on mkt buy ADR 2:1 35 70 |
| BlackRock Investment Management,LLC 02-Feb-16 yes |
20.37 on mkt buy ADR 2:1 46 92 |
| BlackRock Investment Management,LLC 02-Feb-16 yes |
20.34 on mkt buy ADR 2:1 52 104 |
| BlackRock Investment Management,LLC 02-Feb-16 yes |
20.22 on mkt buy ADR 2:1 103 206 |
| BlackRock Investment Management,LLC 02-Feb-16 yes |
20.29 on mkt buy ADR 2:1 326 652 |
| BlackRock Investment Management,LLC 02-Feb-16 yes |
20.23 on mkt buy ADR 2:1 43 86 |
| BlackRock Investment Management,LLC 02-Feb-16 yes |
20.26 on mkt buy ADR 2:1 190 380 |
| BlackRock Investment Management,LLC 02-Feb-16 yes |
20.23 on mkt buy ADR 2:1 70 140 |
| BlackRock Investment Management,LLC 02-Feb-16 yes |
20.23 on mkt buy ADR 2:1 79 158 |
| BlackRock Investment Management,LLC 02-Feb-16 yes |
20.18 on mkt buy ADR 2:1 154 308 |
page 56 of 68
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management,LLC 02-Feb-16 yes |
20.27 on mkt buy ADR 2:1 16 32 |
| BlackRock Investment Management,LLC 02-Feb-16 yes |
20.33 on mkt buy ADR 2:1 23 46 |
| BlackRock Investment Management,LLC 02-Feb-16 yes |
20.26 on mkt buy ADR 2:1 33 66 |
| BlackRock Investment Management,LLC 02-Feb-16 yes |
20.25 on mkt buy ADR 2:1 38 76 |
| BlackRock Investment Management,LLC 02-Feb-16 yes |
20.23 on mkt buy ADR 2:1 72 144 |
| BlackRock Investment Management,LLC 02-Feb-16 yes |
20.26 on mkt buy ADR 2:1 80 160 |
| BlackRock Investment Management,LLC 02-Feb-16 yes |
20.25 on mkt buy ADR 2:1 131 262 |
| BlackRock Investment Management,LLC 02-Feb-16 yes |
20.28 on mkt buy ADR 2:1 137 274 |
| BlackRock Investment Management,LLC 02-Feb-16 yes |
20.35 on mkt buy ADR 2:1 258 516 |
| BlackRock Investment Management,LLC 02-Feb-16 yes |
20.37 on mkt buy ADR 2:1 3 6 |
| BlackRock Investment Management,LLC 02-Feb-16 yes |
20.26 on mkt buy ADR 2:1 8 16 |
| BlackRock Investment Management,LLC 02-Feb-16 yes |
20.26 on mkt buy ADR 2:1 8 16 |
| BlackRock Investment Management,LLC 02-Feb-16 yes |
20.23 on mkt buy ADR 2:1 45 90 |
| BlackRock Investment Management,LLC 02-Feb-16 yes |
20.21 on mkt buy ADR 2:1 48 96 |
| BlackRock Investment Management,LLC 02-Feb-16 yes |
20.32 on mkt buy ADR 2:1 50 100 |
| BlackRock Investment Management,LLC 02-Feb-16 yes |
20.28 on mkt buy ADR 2:1 126 252 |
| BlackRock Investment Management,LLC 02-Feb-16 yes |
20.18 on mkt buy ADR 2:1 177 354 |
| BlackRock Investment Management,LLC 02-Feb-16 yes |
20.27 on mkt buy ADR 2:1 202 404 |
| BlackRock Investment Management,LLC 02-Feb-16 yes |
20.39 on mkt buy ADR 2:1 256 512 |
| BlackRock Investment Management,LLC 02-Feb-16 yes |
20.32 on mkt buy ADR 2:1 263 526 |
| BlackRock Investment Management,LLC 02-Feb-16 yes |
20.27 on mkt buy ADR 2:1 847 1,694 |
| BlackRock Investment Management,LLC 02-Feb-16 yes |
20.23 on mkt buy ADR 2:1 28 56 |
| BlackRock Investment Management,LLC 02-Feb-16 yes |
20.21 on mkt buy ADR 2:1 8 16 |
| BlackRock Investment Management,LLC 02-Feb-16 yes |
20.21 on mkt buy ADR 2:1 11 22 |
| BlackRock Investment Management,LLC 02-Feb-16 yes |
20.25 on mkt buy ADR 2:1 179 358 |
| BlackRock Investment Management,LLC 02-Feb-16 yes |
20.32 on mkt buy ADR 2:1 25 50 |
| BlackRock Investment Management,LLC 02-Feb-16 yes |
20.25 on mkt buy ADR 2:1 45 90 |
| BlackRock Investment Management,LLC 02-Feb-16 yes |
20.25 on mkt buy ADR 2:1 237 474 |
| BlackRock Investment Management,LLC 02-Feb-16 yes |
20.27 on mkt buy ADR 2:1 6 12 |
| BlackRock Investment Management,LLC 02-Feb-16 yes |
20.25 on mkt buy ADR 2:1 8 16 |
| BlackRock Investment Management,LLC 02-Feb-16 yes |
20.32 on mkt buy ADR 2:1 17 34 |
| BlackRock Investment Management,LLC 02-Feb-16 yes |
20.37 on mkt buy ADR 2:1 48 96 |
| BlackRock Investment Management,LLC 02-Feb-16 yes |
20.26 on mkt buy ADR 2:1 60 120 |
| BlackRock Investment Management,LLC 02-Feb-16 yes |
20.25 on mkt buy ADR 2:1 68 136 |
| BlackRock Investment Management,LLC 02-Feb-16 yes |
20.25 on mkt buy ADR 2:1 69 138 |
| BlackRock Investment Management,LLC 02-Feb-16 yes |
20.21 on mkt buy ADR 2:1 23 46 |
| BlackRock Investment Management,LLC 02-Feb-16 yes |
20.25 on mkt buy ADR 2:1 24 48 |
| BlackRock Investment Management,LLC 02-Feb-16 yes |
20.25 on mkt buy ADR 2:1 118 236 |
| BlackRock Investment Management,LLC 02-Feb-16 yes |
20.28 on mkt buy ADR 2:1 3 6 |
| BlackRock Investment Management,LLC 02-Feb-16 yes |
20.28 on mkt buy ADR 2:1 6 12 |
| BlackRock Investment Management,LLC 02-Feb-16 yes |
20.28 on mkt buy ADR 2:1 1 2 |
| BlackRock Investment Management,LLC 02-Feb-16 yes |
20.28 on mkt buy ADR 2:1 7 14 |
| BlackRock Investment Management,LLC 02-Feb-16 yes |
20.28 on mkt buy ADR 2:1 58 116 |
| BlackRock Investment Management,LLC 02-Feb-16 yes |
20.28 on mkt buy ADR 2:1 1,000 2,000 |
| BlackRock Investment Management,LLC 02-Feb-16 yes |
20.35 on mkt buy ADR 2:1 1 2 |
| BlackRock Investment Management,LLC 02-Feb-16 yes |
20.35 on mkt buy ADR 2:1 2 4 |
| BlackRock Investment Management,LLC 02-Feb-16 yes |
20.27 on mkt buy ADR 2:1 3 6 |
| BlackRock Advisors,LLC 03-Feb-16 yes |
14.46 on mkt buy ord 50,238 50,238 |
| BlackRock Japan Co.,Ltd. 03-Feb-16 yes |
14.30 on mkt buy ord 11,852 11,852 |
| BlackRock Investment Management (Australia) Limited 03-Feb-16 yes |
14.27 on mkt buy ord 31,645 31,645 |
| BlackRock Advisors(UK)Limited 03-Feb-16 yes |
14.27 on mkt buy ord 18,720 18,720 |
| BlackRock Institutional Trust Company, National Association 03-Feb-16 yes |
14.30 on mkt buy ord 10,816 10,816 |
| BlackRock Investment Management,LLC 03-Feb-16 yes |
21.08 on mkt buy ADR 2:1 26 52 |
| BlackRock Investment Management,LLC 03-Feb-16 yes |
21.24 on mkt buy ADR 2:1 25 50 |
| BlackRock Investment Management,LLC 03-Feb-16 yes |
21.24 on mkt buy ADR 2:1 27 54 |
| BlackRock Investment Management,LLC 03-Feb-16 yes |
20.72 on mkt buy ADR 2:1 60 120 |
| BlackRock Investment Management,LLC 03-Feb-16 yes |
21.15 on mkt buy ADR 2:1 96 192 |
| BlackRock Investment Management,LLC 03-Feb-16 yes |
21.30 on mkt buy ADR 2:1 10 20 |
| BlackRock Investment Management,LLC 03-Feb-16 yes |
21.15 on mkt buy ADR 2:1 38 76 |
| BlackRock Investment Management,LLC 03-Feb-16 yes |
21.30 on mkt buy ADR 2:1 140 280 |
| BlackRock Investment Management,LLC 03-Feb-16 yes |
21.30 on mkt buy ADR 2:1 140 280 |
| BlackRock Investment Management,LLC 03-Feb-16 yes |
20.81 on mkt buy ADR 2:1 79 158 |
| BlackRock Investment Management,LLC 03-Feb-16 yes |
21.32 on mkt buy ADR 2:1 468 936 |
| BlackRock Investment Management,LLC 03-Feb-16 yes |
20.70 on mkt buy ADR 2:1 11 22 |
| BlackRock Investment Management,LLC 03-Feb-16 yes |
21.32 on mkt buy ADR 2:1 33 66 |
| BlackRock Investment Management,LLC 03-Feb-16 yes |
21.32 on mkt buy ADR 2:1 30 60 |
| BlackRock Investment Management,LLC 03-Feb-16 yes |
21.32 on mkt buy ADR 2:1 9 18 |
| BlackRock Investment Management,LLC 03-Feb-16 yes |
21.34 on mkt buy ADR 2:1 5 10 |
page 57 of 68
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management,LLC 03-Feb-16 yes |
21.34 on mkt buy ADR 2:1 10 20 |
| BlackRock Investment Management,LLC 03-Feb-16 yes |
21.32 on mkt buy ADR 2:1 2 4 |
| BlackRock Investment Management,LLC 03-Feb-16 yes |
21.32 on mkt buy ADR 2:1 6 12 |
| BlackRock Investment Management,LLC 03-Feb-16 yes |
21.24 on mkt buy ADR 2:1 33 66 |
| BlackRock Investment Management,LLC 03-Feb-16 yes |
21.17 on mkt buy ADR 2:1 42 84 |
| BlackRock Investment Management,LLC 03-Feb-16 yes |
21.27 on mkt buy ADR 2:1 52 104 |
| BlackRock Investment Management,LLC 03-Feb-16 yes |
21.31 on mkt buy ADR 2:1 838 1,676 |
| BlackRock Investment Management,LLC 03-Feb-16 yes |
21.17 on mkt buy ADR 2:1 67 134 |
| BlackRock Investment Management,LLC 03-Feb-16 yes |
21.15 on mkt buy ADR 2:1 55 110 |
| BlackRock Investment Management,LLC 03-Feb-16 yes |
21.27 on mkt buy ADR 2:1 150 300 |
| BlackRock Investment Management,LLC 03-Feb-16 yes |
21.34 on mkt buy ADR 2:1 19 38 |
| BlackRock Investment Management,LLC 03-Feb-16 yes |
21.32 on mkt buy ADR 2:1 19 38 |
| BlackRock Investment Management,LLC 03-Feb-16 yes |
20.81 on mkt buy ADR 2:1 13 26 |
| BlackRock Investment Management,LLC 03-Feb-16 yes |
21.15 on mkt buy ADR 2:1 32 64 |
| BlackRock Investment Management,LLC 03-Feb-16 yes |
20.81 on mkt buy ADR 2:1 33 66 |
| BlackRock Investment Management,LLC 03-Feb-16 yes |
21.03 on mkt buy ADR 2:1 13 26 |
| BlackRock Investment Management,LLC 03-Feb-16 yes |
21.27 on mkt buy ADR 2:1 57 114 |
| BlackRock Investment Management,LLC 03-Feb-16 yes |
21.27 on mkt buy ADR 2:1 104 208 |
| BlackRock Investment Management,LLC 03-Feb-16 yes |
21.18 on mkt buy ADR 2:1 3 6 |
| BlackRock Investment Management,LLC 03-Feb-16 yes |
21.18 on mkt buy ADR 2:1 5 10 |
| BlackRock Investment Management,LLC 03-Feb-16 yes |
21.17 on mkt buy ADR 2:1 7 14 |
| BlackRock Investment Management,LLC 03-Feb-16 yes |
21.24 on mkt buy ADR 2:1 8 16 |
| BlackRock Investment Management,LLC 03-Feb-16 yes |
21.17 on mkt buy ADR 2:1 72 144 |
| BlackRock Investment Management,LLC 03-Feb-16 yes |
21.32 on mkt buy ADR 2:1 40 80 |
| BlackRock Investment Management,LLC 03-Feb-16 yes |
21.31 on mkt buy ADR 2:1 8 16 |
| BlackRock Investment Management,LLC 03-Feb-16 yes |
21.27 on mkt buy ADR 2:1 19 38 |
| BlackRock Investment Management,LLC 03-Feb-16 yes |
21.27 on mkt buy ADR 2:1 19 38 |
| BlackRock Investment Management,LLC 03-Feb-16 yes |
21.27 on mkt buy ADR 2:1 19 38 |
| BlackRock Investment Management,LLC 03-Feb-16 yes |
21.13 on mkt buy ADR 2:1 6 12 |
| BlackRock Investment Management,LLC 03-Feb-16 yes |
21.31 on mkt buy ADR 2:1 26 52 |
| BlackRock Investment Management,LLC 03-Feb-16 yes |
21.13 on mkt buy ADR 2:1 67 134 |
| BlackRock Investment Management,LLC 03-Feb-16 yes |
21.13 on mkt buy ADR 2:1 23 46 |
| BlackRock Investment Management,LLC 03-Feb-16 yes |
21.13 on mkt buy ADR 2:1 23 46 |
| BlackRock Investment Management,LLC 03-Feb-16 yes |
21.13 on mkt buy ADR 2:1 25 50 |
| BlackRock Investment Management,LLC 03-Feb-16 yes |
21.13 on mkt buy ADR 2:1 132 264 |
| BlackRock Investment Management,LLC 03-Feb-16 yes |
21.13 on mkt buy ADR 2:1 57 114 |
| BlackRock Investment Management,LLC 03-Feb-16 yes |
21.13 on mkt buy ADR 2:1 74 148 |
| BlackRock Investment Management,LLC 03-Feb-16 yes |
21.13 on mkt buy ADR 2:1 86 172 |
| BlackRock Investment Management,LLC 03-Feb-16 yes |
21.29 on mkt buy ADR 2:1 1 2 |
| BlackRock Investment Management,LLC 03-Feb-16 yes |
21.29 on mkt buy ADR 2:1 3 6 |
| BlackRock Investment Management,LLC 03-Feb-16 yes |
21.29 on mkt buy ADR 2:1 3 6 |
| BlackRock Fund Advisors 04-Feb-16 no |
n/a in specie ADR 2:1 3,540 7,080 |
| BlackRock Fund Advisors 04-Feb-16 no |
n/a in specie ADR 2:1 10,620 21,240 |
| BlackRock Fund Advisors 04-Feb-16 yes |
14.84 on mkt buy ord 4,901 4,901 |
| BlackRock Institutional Trust Company, National Association 04-Feb-16 yes |
15.45 on mkt buy ord 89,817 89,817 |
| BlackRock Institutional Trust Company, National Association 04-Feb-16 yes |
15.45 on mkt buy ord 2,313 2,313 |
| BlackRock Investment Management,LLC 04-Feb-16 yes |
22.91 on mkt buy ADR 2:1 15 30 |
| BlackRock Investment Management,LLC 04-Feb-16 yes |
22.98 on mkt buy ADR 2:1 77 154 |
| BlackRock Investment Management,LLC 04-Feb-16 yes |
23.08 on mkt buy ADR 2:1 107 214 |
| BlackRock Investment Management,LLC 04-Feb-16 yes |
22.98 on mkt buy ADR 2:1 141 282 |
| BlackRock Investment Management,LLC 04-Feb-16 yes |
23.44 on mkt buy ADR 2:1 42 84 |
| BlackRock Investment Management,LLC 04-Feb-16 yes |
22.97 on mkt buy ADR 2:1 43 86 |
| BlackRock Investment Management,LLC 04-Feb-16 yes |
22.96 on mkt buy ADR 2:1 47 94 |
| BlackRock Investment Management,LLC 04-Feb-16 yes |
22.97 on mkt buy ADR 2:1 62 124 |
| BlackRock Investment Management,LLC 04-Feb-16 yes |
23.70 on mkt buy ADR 2:1 65 130 |
| BlackRock Investment Management,LLC 04-Feb-16 yes |
22.92 on mkt buy ADR 2:1 70 140 |
| BlackRock Investment Management,LLC 04-Feb-16 yes |
22.97 on mkt buy ADR 2:1 85 170 |
| BlackRock Investment Management,LLC 04-Feb-16 yes |
22.92 on mkt buy ADR 2:1 93 186 |
| BlackRock Investment Management,LLC 04-Feb-16 yes |
23.30 on mkt buy ADR 2:1 146 292 |
| BlackRock Investment Management,LLC 04-Feb-16 yes |
23.08 on mkt buy ADR 2:1 193 386 |
| BlackRock Investment Management,LLC 04-Feb-16 yes |
23.08 on mkt buy ADR 2:1 278 556 |
| BlackRock Investment Management,LLC 04-Feb-16 yes |
22.86 on mkt buy ADR 2:1 19 38 |
| BlackRock Investment Management,LLC 04-Feb-16 yes |
23.30 on mkt buy ADR 2:1 94 188 |
| BlackRock Investment Management,LLC 04-Feb-16 yes |
22.93 on mkt buy ADR 2:1 144 288 |
| BlackRock Investment Management,LLC 04-Feb-16 yes |
22.96 on mkt buy ADR 2:1 288 576 |
| BlackRock Investment Management,LLC 04-Feb-16 yes |
22.90 on mkt buy ADR 2:1 50 100 |
| BlackRock Investment Management,LLC 04-Feb-16 yes |
23.57 on mkt buy ADR 2:1 137 274 |
| BlackRock Investment Management,LLC 04-Feb-16 yes |
23.70 on mkt buy ADR 2:1 22 44 |
page 58 of 68
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management,LLC 04-Feb-16 yes |
22.96 on mkt buy ADR 2:1 57 114 |
| BlackRock Investment Management,LLC 04-Feb-16 yes |
23.70 on mkt buy ADR 2:1 12 24 |
| BlackRock Investment Management,LLC 04-Feb-16 yes |
23.70 on mkt buy ADR 2:1 7 14 |
| BlackRock Investment Management,LLC 04-Feb-16 yes |
23.44 on mkt buy ADR 2:1 10 20 |
| BlackRock Investment Management,LLC 04-Feb-16 yes |
22.93 on mkt buy ADR 2:1 48 96 |
| BlackRock Investment Management,LLC 04-Feb-16 yes |
23.70 on mkt buy ADR 2:1 6 12 |
| BlackRock Investment Management,LLC 04-Feb-16 yes |
23.70 on mkt buy ADR 2:1 10 20 |
| BlackRock Investment Management,LLC 04-Feb-16 yes |
22.85 on mkt buy ADR 2:1 13 26 |
| BlackRock Investment Management,LLC 04-Feb-16 yes |
22.91 on mkt buy ADR 2:1 15 30 |
| BlackRock Investment Management,LLC 04-Feb-16 yes |
22.98 on mkt buy ADR 2:1 42 84 |
| BlackRock Investment Management,LLC 04-Feb-16 yes |
22.81 on mkt buy ADR 2:1 58 116 |
| BlackRock Investment Management,LLC 04-Feb-16 yes |
22.81 on mkt buy ADR 2:1 376 752 |
| BlackRock Investment Management,LLC 04-Feb-16 yes |
23.44 on mkt buy ADR 2:1 60 120 |
| BlackRock Investment Management,LLC 04-Feb-16 yes |
22.93 on mkt buy ADR 2:1 72 144 |
| BlackRock Investment Management,LLC 04-Feb-16 yes |
23.70 on mkt buy ADR 2:1 24 48 |
| BlackRock Investment Management,LLC 04-Feb-16 yes |
22.96 on mkt buy ADR 2:1 35 70 |
| BlackRock Investment Management,LLC 04-Feb-16 yes |
22.96 on mkt buy ADR 2:1 121 242 |
| BlackRock Investment Management,LLC 04-Feb-16 yes |
22.99 on mkt buy ADR 2:1 10 20 |
| BlackRock Investment Management,LLC 04-Feb-16 yes |
22.99 on mkt buy ADR 2:1 15 30 |
| BlackRock Investment Management,LLC 04-Feb-16 yes |
22.99 on mkt buy ADR 2:1 23 46 |
| BlackRock Investment Management,LLC 04-Feb-16 yes |
22.99 on mkt buy ADR 2:1 27 54 |
| BlackRock Investment Management,LLC 04-Feb-16 yes |
22.99 on mkt buy ADR 2:1 41 82 |
| BlackRock Investment Management,LLC 04-Feb-16 yes |
22.99 on mkt buy ADR 2:1 52 104 |
| BlackRock Investment Management,LLC 04-Feb-16 yes |
22.99 on mkt buy ADR 2:1 52 104 |
| BlackRock Investment Management,LLC 04-Feb-16 yes |
22.99 on mkt buy ADR 2:1 62 124 |
| BlackRock Investment Management,LLC 04-Feb-16 yes |
22.99 on mkt buy ADR 2:1 139 278 |
| BlackRock Investment Management,LLC 04-Feb-16 yes |
22.99 on mkt buy ADR 2:1 7 14 |
| BlackRock Investment Management,LLC 04-Feb-16 yes |
22.99 on mkt buy ADR 2:1 20 40 |
| BlackRock Investment Management,LLC 04-Feb-16 yes |
22.99 on mkt buy ADR 2:1 22 44 |
| BlackRock Investment Management,LLC 04-Feb-16 yes |
22.99 on mkt buy ADR 2:1 24 48 |
| BlackRock Investment Management,LLC 04-Feb-16 yes |
22.99 on mkt buy ADR 2:1 48 96 |
| BlackRock Investment Management,LLC 04-Feb-16 yes |
22.99 on mkt buy ADR 2:1 63 126 |
| BlackRock Investment Management,LLC 04-Feb-16 yes |
22.99 on mkt buy ADR 2:1 67 134 |
| BlackRock Investment Management,LLC 04-Feb-16 yes |
22.99 on mkt buy ADR 2:1 88 176 |
| BlackRock Investment Management,LLC 04-Feb-16 yes |
22.99 on mkt buy ADR 2:1 95 190 |
| BlackRock Investment Management,LLC 04-Feb-16 yes |
22.99 on mkt buy ADR 2:1 111 222 |
| BlackRock Investment Management,LLC 04-Feb-16 yes |
22.99 on mkt buy ADR 2:1 177 354 |
| BlackRock Investment Management,LLC 04-Feb-16 yes |
22.90 on mkt buy ADR 2:1 26 52 |
| BlackRock Investment Management,LLC 04-Feb-16 yes |
22.93 on mkt buy ADR 2:1 27 54 |
| BlackRock Investment Management,LLC 04-Feb-16 yes |
22.96 on mkt buy ADR 2:1 31 62 |
| BlackRock Investment Management,LLC 04-Feb-16 yes |
22.90 on mkt buy ADR 2:1 8 16 |
| BlackRock Investment Management,LLC 04-Feb-16 yes |
23.57 on mkt buy ADR 2:1 8 16 |
| BlackRock Investment Management,LLC 04-Feb-16 yes |
22.90 on mkt buy ADR 2:1 9 18 |
| BlackRock Investment Management,LLC 04-Feb-16 yes |
23.06 on mkt buy ADR 2:1 34 68 |
| BlackRock Investment Management,LLC 04-Feb-16 yes |
23.57 on mkt buy ADR 2:1 9 18 |
| BlackRock Investment Management,LLC 04-Feb-16 yes |
23.57 on mkt buy ADR 2:1 90 180 |
| BlackRock Investment Management,LLC 04-Feb-16 yes |
22.85 on mkt buy ADR 2:1 20 40 |
| BlackRock Investment Management,LLC 04-Feb-16 yes |
22.85 on mkt buy ADR 2:1 25 50 |
| BlackRock Advisors,LLC 05-Feb-16 yes |
15.69 on mkt buy ord 28,221 28,221 |
| BlackRock Investment Management (Australia) Limited 05-Feb-16 yes |
16.01 on mkt buy ord 5,365 5,365 |
| BlackRock Fund Advisors 05-Feb-16 yes |
15.72 on mkt buy ord 5,294 5,294 |
| BlackRock Investment Management (Australia) Limited 05-Feb-16 yes |
16.01 on mkt buy ord 186,030 186,030 |
| BlackRock Investment Management (Australia) Limited 05-Feb-16 yes |
16.01 on mkt buy ord 38,728 38,728 |
| BlackRock Investment Management (Australia) Limited 05-Feb-16 yes |
16.01 on mkt buy ord 4,053 4,053 |
| BlackRock Investment Management (Australia) Limited 05-Feb-16 yes |
16.01 on mkt buy ord 59,386 59,386 |
| BlackRock Advisors(UK)Limited 05-Feb-16 yes |
16.20 on mkt buy ord 18,489 18,489 |
| BlackRock Investment Management (Australia) Limited 05-Feb-16 yes |
16.01 on mkt buy ord 14,995 14,995 |
| BlackRock Investment Management (Australia) Limited 05-Feb-16 yes |
16.01 on mkt buy ord 6,186 6,186 |
| BlackRock Investment Management (Australia) Limited 05-Feb-16 yes |
16.01 on mkt buy ord 8,313 8,313 |
| BlackRock Investment Management (Australia) Limited 05-Feb-16 yes |
16.01 on mkt buy ord 13,810 13,810 |
| BlackRock Advisors,LLC 05-Feb-16 yes |
15.68 on mkt buy ord 1,389 1,389 |
page 59 of 68
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management,LLC 05-Feb-16 yes |
22.73 on mkt buy ADR 2:1 15 30 |
| BlackRock Investment Management,LLC 05-Feb-16 yes |
22.57 on mkt buy ADR 2:1 24 48 |
| BlackRock Investment Management,LLC 05-Feb-16 yes |
22.55 on mkt buy ADR 2:1 25 50 |
| BlackRock Investment Management,LLC 05-Feb-16 yes |
22.80 on mkt buy ADR 2:1 39 78 |
| BlackRock Investment Management,LLC 05-Feb-16 yes |
22.58 on mkt buy ADR 2:1 43 86 |
| BlackRock Investment Management,LLC 05-Feb-16 yes |
22.76 on mkt buy ADR 2:1 96 192 |
| BlackRock Investment Management,LLC 05-Feb-16 yes |
22.55 on mkt buy ADR 2:1 107 214 |
| BlackRock Investment Management,LLC 05-Feb-16 yes |
22.80 on mkt buy ADR 2:1 123 246 |
| BlackRock Investment Management,LLC 05-Feb-16 yes |
22.55 on mkt buy ADR 2:1 51 102 |
| BlackRock Investment Management,LLC 05-Feb-16 yes |
22.95 on mkt buy ADR 2:1 54 108 |
| BlackRock Investment Management,LLC 05-Feb-16 yes |
22.58 on mkt buy ADR 2:1 77 154 |
| BlackRock Investment Management,LLC 05-Feb-16 yes |
22.81 on mkt buy ADR 2:1 11 22 |
| BlackRock Investment Management,LLC 05-Feb-16 yes |
22.55 on mkt buy ADR 2:1 37 74 |
| BlackRock Investment Management,LLC 05-Feb-16 yes |
22.52 on mkt buy ADR 2:1 48 96 |
| BlackRock Investment Management,LLC 05-Feb-16 yes |
22.55 on mkt buy ADR 2:1 3 6 |
| BlackRock Investment Management,LLC 05-Feb-16 yes |
22.82 on mkt buy ADR 2:1 12 24 |
| BlackRock Investment Management,LLC 05-Feb-16 yes |
22.82 on mkt buy ADR 2:1 21 42 |
| BlackRock Investment Management,LLC 05-Feb-16 yes |
22.95 on mkt buy ADR 2:1 3 6 |
| BlackRock Investment Management,LLC 05-Feb-16 yes |
22.58 on mkt buy ADR 2:1 38 76 |
| BlackRock Investment Management,LLC 05-Feb-16 yes |
22.95 on mkt buy ADR 2:1 14 28 |
| BlackRock Investment Management,LLC 05-Feb-16 yes |
22.52 on mkt buy ADR 2:1 14 28 |
| BlackRock Investment Management,LLC 05-Feb-16 yes |
22.79 on mkt buy ADR 2:1 15 30 |
| BlackRock Investment Management,LLC 05-Feb-16 yes |
22.79 on mkt buy ADR 2:1 18 36 |
| BlackRock Investment Management,LLC 05-Feb-16 yes |
22.95 on mkt buy ADR 2:1 33 66 |
| BlackRock Investment Management,LLC 05-Feb-16 yes |
22.58 on mkt buy ADR 2:1 43 86 |
| BlackRock Investment Management,LLC 05-Feb-16 yes |
22.80 on mkt buy ADR 2:1 46 92 |
| BlackRock Investment Management,LLC 05-Feb-16 yes |
22.58 on mkt buy ADR 2:1 46 92 |
| BlackRock Investment Management,LLC 05-Feb-16 yes |
22.58 on mkt buy ADR 2:1 46 92 |
| BlackRock Investment Management,LLC 05-Feb-16 yes |
22.80 on mkt buy ADR 2:1 128 256 |
| BlackRock Investment Management,LLC 05-Feb-16 yes |
22.76 on mkt buy ADR 2:1 31 62 |
| BlackRock Investment Management,LLC 05-Feb-16 yes |
22.52 on mkt buy ADR 2:1 10 20 |
| BlackRock Investment Management,LLC 05-Feb-16 yes |
22.52 on mkt buy ADR 2:1 112 224 |
| BlackRock Investment Management,LLC 05-Feb-16 yes |
22.52 on mkt buy ADR 2:1 155 310 |
| BlackRock Investment Management,LLC 05-Feb-16 yes |
22.76 on mkt buy ADR 2:1 11 22 |
| BlackRock Investment Management,LLC 05-Feb-16 yes |
22.76 on mkt buy ADR 2:1 16 32 |
| BlackRock Investment Management,LLC 05-Feb-16 yes |
22.76 on mkt buy ADR 2:1 12 24 |
| BlackRock Investment Management,LLC 05-Feb-16 yes |
22.95 on mkt buy ADR 2:1 21 42 |
| BlackRock Investment Management,LLC 05-Feb-16 yes |
22.80 on mkt buy ADR 2:1 21 42 |
| BlackRock Investment Management,LLC 05-Feb-16 yes |
22.76 on mkt buy ADR 2:1 3 6 |
| BlackRock Investment Management,LLC 05-Feb-16 yes |
22.76 on mkt buy ADR 2:1 4 8 |
| BlackRock Investment Management,LLC 05-Feb-16 yes |
22.76 on mkt buy ADR 2:1 5 10 |
| BlackRock Investment Management,LLC 05-Feb-16 yes |
22.95 on mkt buy ADR 2:1 5 10 |
| BlackRock Investment Management,LLC 05-Feb-16 yes |
22.76 on mkt buy ADR 2:1 10 20 |
| BlackRock Investment Management,LLC 05-Feb-16 yes |
22.76 on mkt buy ADR 2:1 11 22 |
| BlackRock Investment Management,LLC 05-Feb-16 yes |
22.95 on mkt buy ADR 2:1 55 110 |
| BlackRock Investment Management,LLC 05-Feb-16 yes |
22.74 on mkt buy ADR 2:1 22 44 |
| BlackRock Investment Management,LLC 05-Feb-16 yes |
22.48 on mkt buy ADR 2:1 220 440 |
| BlackRock Investment Management,LLC 05-Feb-16 yes |
22.89 on mkt buy ADR 2:1 17 34 |
| BlackRock Investment Management,LLC 05-Feb-16 yes |
22.90 on mkt buy ADR 2:1 266 532 |
| BlackRock Investment Management,LLC 05-Feb-16 yes |
22.67 on mkt buy ADR 2:1 19 38 |
| BlackRock Investment Management,LLC 05-Feb-16 yes |
22.55 on mkt buy ADR 2:1 8 16 |
| BlackRock Investment Management,LLC 05-Feb-16 yes |
22.55 on mkt buy ADR 2:1 14 28 |
| BlackRock Investment Management,LLC 05-Feb-16 yes |
22.67 on mkt buy ADR 2:1 17 34 |
| BlackRock Investment Management,LLC 05-Feb-16 yes |
22.68 on mkt buy ADR 2:1 16 32 |
| BlackRock Investment Management,LLC 05-Feb-16 yes |
22.79 on mkt buy ADR 2:1 67 134 |
| BlackRock Investment Management,LLC 05-Feb-16 yes |
22.75 on mkt buy ADR 2:1 21 42 |
| BlackRock Investment Management,LLC 05-Feb-16 yes |
22.75 on mkt buy ADR 2:1 26 52 |
| BlackRock Investment Management,LLC 05-Feb-16 yes |
22.75 on mkt buy ADR 2:1 2 4 |
| BlackRock Investment Management,LLC 05-Feb-16 yes |
22.75 on mkt buy ADR 2:1 2 4 |
| BlackRock Asset Management Canada Limited 08-Feb-16 no |
n/a in specie ADR 2:1 2,117 4,234 |
| BlackRock Advisors,LLC 08-Feb-16 yes |
15.97 on mkt buy ord 44,371 44,371 |
| BlackRock Investment Management (Australia) Limited 08-Feb-16 yes |
16.25 on mkt buy ord 3,541 3,541 |
| BlackRock Investment Management (Australia) Limited 08-Feb-16 yes |
16.25 on mkt buy ord 24,070 24,070 |
| BlackRock Investment Management (Australia) Limited 08-Feb-16 yes |
16.25 on mkt buy ord 2,642 2,642 |
| BlackRock Investment Management (Australia) Limited 08-Feb-16 yes |
16.25 on mkt buy ord 7,426 7,426 |
page 60 of 68
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management (Australia) Limited 08-Feb-16 yes |
16.25 on mkt buy ord 1,031 1,031 |
| BlackRock Asset Management Canada Limited 08-Feb-16 yes |
16.37 on mkt buy ord 17,739 17,739 |
| BlackRock Investment Management,LLC 08-Feb-16 yes |
22.41 on mkt buy ADR 2:1 11 22 |
| BlackRock Investment Management,LLC 08-Feb-16 yes |
22.40 on mkt buy ADR 2:1 26 52 |
| BlackRock Investment Management,LLC 08-Feb-16 yes |
22.52 on mkt buy ADR 2:1 50 100 |
| BlackRock Investment Management,LLC 08-Feb-16 yes |
22.31 on mkt buy ADR 2:1 61 122 |
| BlackRock Investment Management,LLC 08-Feb-16 yes |
22.52 on mkt buy ADR 2:1 97 194 |
| BlackRock Investment Management,LLC 08-Feb-16 yes |
22.53 on mkt buy ADR 2:1 112 224 |
| BlackRock Investment Management,LLC 08-Feb-16 yes |
22.72 on mkt buy ADR 2:1 131 262 |
| BlackRock Investment Management,LLC 08-Feb-16 yes |
22.40 on mkt buy ADR 2:1 46 92 |
| BlackRock Investment Management,LLC 08-Feb-16 yes |
22.56 on mkt buy ADR 2:1 66 132 |
| BlackRock Investment Management,LLC 08-Feb-16 yes |
22.67 on mkt buy ADR 2:1 110 220 |
| BlackRock Investment Management,LLC 08-Feb-16 yes |
22.53 on mkt buy ADR 2:1 33 66 |
| BlackRock Investment Management,LLC 08-Feb-16 yes |
22.53 on mkt buy ADR 2:1 33 66 |
| BlackRock Investment Management,LLC 08-Feb-16 yes |
22.53 on mkt buy ADR 2:1 36 72 |
| BlackRock Investment Management,LLC 08-Feb-16 yes |
22.40 on mkt buy ADR 2:1 103 206 |
| BlackRock Investment Management,LLC 08-Feb-16 yes |
22.72 on mkt buy ADR 2:1 166 332 |
| BlackRock Investment Management,LLC 08-Feb-16 yes |
22.42 on mkt buy ADR 2:1 5 10 |
| BlackRock Investment Management,LLC 08-Feb-16 yes |
22.72 on mkt buy ADR 2:1 17 34 |
| BlackRock Investment Management,LLC 08-Feb-16 yes |
22.53 on mkt buy ADR 2:1 4 8 |
| BlackRock Investment Management,LLC 08-Feb-16 yes |
22.56 on mkt buy ADR 2:1 8 16 |
| BlackRock Investment Management,LLC 08-Feb-16 yes |
22.40 on mkt buy ADR 2:1 11 22 |
| BlackRock Investment Management,LLC 08-Feb-16 yes |
22.67 on mkt buy ADR 2:1 11 22 |
| BlackRock Investment Management,LLC 08-Feb-16 yes |
22.67 on mkt buy ADR 2:1 11 22 |
| BlackRock Investment Management,LLC 08-Feb-16 yes |
22.69 on mkt buy ADR 2:1 15 30 |
| BlackRock Investment Management,LLC 08-Feb-16 yes |
22.72 on mkt buy ADR 2:1 19 38 |
| BlackRock Investment Management,LLC 08-Feb-16 yes |
22.52 on mkt buy ADR 2:1 9 18 |
| BlackRock Investment Management,LLC 08-Feb-16 yes |
22.56 on mkt buy ADR 2:1 15 30 |
| BlackRock Investment Management,LLC 08-Feb-16 yes |
22.56 on mkt buy ADR 2:1 20 40 |
| BlackRock Investment Management,LLC 08-Feb-16 yes |
22.67 on mkt buy ADR 2:1 25 50 |
| BlackRock Investment Management,LLC 08-Feb-16 yes |
22.40 on mkt buy ADR 2:1 29 58 |
| BlackRock Investment Management,LLC 08-Feb-16 yes |
22.40 on mkt buy ADR 2:1 29 58 |
| BlackRock Investment Management,LLC 08-Feb-16 yes |
22.45 on mkt buy ADR 2:1 31 62 |
| BlackRock Investment Management,LLC 08-Feb-16 yes |
22.69 on mkt buy ADR 2:1 33 66 |
| BlackRock Investment Management,LLC 08-Feb-16 yes |
22.72 on mkt buy ADR 2:1 53 106 |
| BlackRock Investment Management,LLC 08-Feb-16 yes |
22.40 on mkt buy ADR 2:1 67 134 |
| BlackRock Investment Management,LLC 08-Feb-16 yes |
22.67 on mkt buy ADR 2:1 76 152 |
| BlackRock Investment Management,LLC 08-Feb-16 yes |
22.67 on mkt buy ADR 2:1 207 414 |
| BlackRock Investment Management,LLC 08-Feb-16 yes |
22.44 on mkt buy ADR 2:1 12 24 |
| BlackRock Investment Management,LLC 08-Feb-16 yes |
22.67 on mkt buy ADR 2:1 26 52 |
| BlackRock Investment Management,LLC 08-Feb-16 yes |
22.60 on mkt buy ADR 2:1 91 182 |
| BlackRock Investment Management,LLC 08-Feb-16 yes |
22.57 on mkt buy ADR 2:1 93 186 |
| BlackRock Investment Management,LLC 08-Feb-16 yes |
22.53 on mkt buy ADR 2:1 25 50 |
| BlackRock Investment Management,LLC 08-Feb-16 yes |
22.30 on mkt buy ADR 2:1 15 30 |
| BlackRock Investment Management,LLC 08-Feb-16 yes |
22.30 on mkt buy ADR 2:1 15 30 |
| BlackRock Investment Management,LLC 08-Feb-16 yes |
22.48 on mkt buy ADR 2:1 41 82 |
| BlackRock Investment Management,LLC 08-Feb-16 yes |
22.44 on mkt buy ADR 2:1 46 92 |
| BlackRock Investment Management,LLC 08-Feb-16 yes |
22.46 on mkt buy ADR 2:1 67 134 |
| BlackRock Investment Management,LLC 08-Feb-16 yes |
22.31 on mkt buy ADR 2:1 119 238 |
| BlackRock Investment Management,LLC 08-Feb-16 yes |
22.31 on mkt buy ADR 2:1 27 54 |
| BlackRock Investment Management,LLC 08-Feb-16 yes |
22.44 on mkt buy ADR 2:1 16 32 |
| BlackRock Investment Management,LLC 08-Feb-16 yes |
22.42 on mkt buy ADR 2:1 47 94 |
| BlackRock Investment Management,LLC 08-Feb-16 yes |
22.31 on mkt buy ADR 2:1 166 332 |
| BlackRock Investment Management,LLC 08-Feb-16 yes |
22.42 on mkt buy ADR 2:1 12 24 |
| BlackRock Investment Management,LLC 08-Feb-16 yes |
22.44 on mkt buy ADR 2:1 13 26 |
| BlackRock Investment Management,LLC 08-Feb-16 yes |
22.42 on mkt buy ADR 2:1 16 32 |
| BlackRock Investment Management,LLC 08-Feb-16 yes |
22.42 on mkt buy ADR 2:1 22 44 |
| BlackRock Investment Management,LLC 08-Feb-16 yes |
22.42 on mkt buy ADR 2:1 56 112 |
| BlackRock Investment Management,LLC 08-Feb-16 yes |
22.66 on mkt buy ADR 2:1 42 84 |
| BlackRock Investment Management,LLC 08-Feb-16 yes |
22.31 on mkt buy ADR 2:1 48 96 |
| BlackRock Investment Management,LLC 08-Feb-16 yes |
22.31 on mkt buy ADR 2:1 50 100 |
| BlackRock Investment Management,LLC 08-Feb-16 yes |
22.45 on mkt buy ADR 2:1 75 150 |
| BlackRock Investment Management,LLC 08-Feb-16 yes |
22.31 on mkt buy ADR 2:1 26 52 |
| BlackRock Investment Management,LLC 08-Feb-16 yes |
22.48 on mkt buy ADR 2:1 45 90 |
| BlackRock Investment Management,LLC 08-Feb-16 yes |
22.48 on mkt buy ADR 2:1 46 92 |
| BlackRock Investment Management,LLC 08-Feb-16 yes |
22.56 on mkt buy ADR 2:1 17 34 |
| BlackRock Investment Management,LLC 08-Feb-16 yes |
22.56 on mkt buy ADR 2:1 2 4 |
| BlackRock Investment Management,LLC 08-Feb-16 yes |
22.56 on mkt buy ADR 2:1 26 52 |
page 61 of 68
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Advisors,LLC 09-Feb-16 yes |
16.01 on mkt buy ord 540 540 |
| BlackRock Fund Advisors 09-Feb-16 yes |
16.01 on mkt buy ord 3,624 3,624 |
| BlackRock Investment Management,LLC 09-Feb-16 yes |
16.01 on mkt buy ord 330 330 |
| BlackRock Investment Management,LLC 09-Feb-16 yes |
22.02 on mkt buy ADR 2:1 4 8 |
| BlackRock Investment Management,LLC 09-Feb-16 yes |
21.65 on mkt buy ADR 2:1 42 84 |
| BlackRock Investment Management,LLC 09-Feb-16 yes |
21.75 on mkt buy ADR 2:1 7 14 |
| BlackRock Investment Management,LLC 09-Feb-16 yes |
21.77 on mkt buy ADR 2:1 23 46 |
| BlackRock Investment Management,LLC 09-Feb-16 yes |
21.80 on mkt buy ADR 2:1 34 68 |
| BlackRock Investment Management,LLC 09-Feb-16 yes |
21.67 on mkt buy ADR 2:1 45 90 |
| BlackRock Investment Management,LLC 09-Feb-16 yes |
21.77 on mkt buy ADR 2:1 95 190 |
| BlackRock Investment Management,LLC 09-Feb-16 yes |
21.75 on mkt buy ADR 2:1 220 440 |
| BlackRock Investment Management,LLC 09-Feb-16 yes |
21.87 on mkt buy ADR 2:1 435 870 |
| BlackRock Investment Management,LLC 09-Feb-16 yes |
21.87 on mkt buy ADR 2:1 435 870 |
| BlackRock Investment Management,LLC 09-Feb-16 yes |
21.61 on mkt buy ADR 2:1 19 38 |
| BlackRock Investment Management,LLC 09-Feb-16 yes |
21.70 on mkt buy ADR 2:1 4 8 |
| BlackRock Investment Management,LLC 09-Feb-16 yes |
21.98 on mkt buy ADR 2:1 15 30 |
| BlackRock Investment Management,LLC 09-Feb-16 yes |
21.98 on mkt buy ADR 2:1 15 30 |
| BlackRock Investment Management,LLC 09-Feb-16 yes |
21.98 on mkt buy ADR 2:1 19 38 |
| BlackRock Investment Management,LLC 09-Feb-16 yes |
21.98 on mkt buy ADR 2:1 36 72 |
| BlackRock Investment Management,LLC 09-Feb-16 yes |
21.77 on mkt buy ADR 2:1 118 236 |
| BlackRock Investment Management,LLC 09-Feb-16 yes |
21.77 on mkt buy ADR 2:1 16 32 |
| BlackRock Investment Management,LLC 09-Feb-16 yes |
21.61 on mkt buy ADR 2:1 16 32 |
| BlackRock Investment Management,LLC 09-Feb-16 yes |
21.61 on mkt buy ADR 2:1 19 38 |
| BlackRock Investment Management,LLC 09-Feb-16 yes |
21.62 on mkt buy ADR 2:1 19 38 |
| BlackRock Investment Management,LLC 09-Feb-16 yes |
21.62 on mkt buy ADR 2:1 26 52 |
| BlackRock Investment Management,LLC 09-Feb-16 yes |
21.77 on mkt buy ADR 2:1 35 70 |
| BlackRock Investment Management,LLC 09-Feb-16 yes |
21.61 on mkt buy ADR 2:1 73 146 |
| BlackRock Investment Management,LLC 09-Feb-16 yes |
21.73 on mkt buy ADR 2:1 194 388 |
| BlackRock Investment Management,LLC 09-Feb-16 yes |
21.77 on mkt buy ADR 2:1 223 446 |
| BlackRock Investment Management,LLC 09-Feb-16 yes |
21.61 on mkt buy ADR 2:1 29 58 |
| BlackRock Investment Management,LLC 09-Feb-16 yes |
21.77 on mkt buy ADR 2:1 3 6 |
| BlackRock Investment Management,LLC 09-Feb-16 yes |
21.75 on mkt buy ADR 2:1 12 24 |
| BlackRock Investment Management,LLC 09-Feb-16 yes |
21.75 on mkt buy ADR 2:1 15 30 |
| BlackRock Investment Management,LLC 09-Feb-16 yes |
21.75 on mkt buy ADR 2:1 15 30 |
| BlackRock Investment Management,LLC 09-Feb-16 yes |
21.75 on mkt buy ADR 2:1 17 34 |
| BlackRock Investment Management,LLC 09-Feb-16 yes |
21.75 on mkt buy ADR 2:1 19 38 |
| BlackRock Investment Management,LLC 09-Feb-16 yes |
21.76 on mkt buy ADR 2:1 42 84 |
| BlackRock Investment Management,LLC 09-Feb-16 yes |
21.75 on mkt buy ADR 2:1 217 434 |
| BlackRock Investment Management,LLC 09-Feb-16 yes |
21.75 on mkt buy ADR 2:1 14 28 |
| BlackRock Investment Management,LLC 09-Feb-16 yes |
21.72 on mkt buy ADR 2:1 10 20 |
| BlackRock Investment Management,LLC 09-Feb-16 yes |
21.73 on mkt buy ADR 2:1 7 14 |
| BlackRock Investment Management,LLC 09-Feb-16 yes |
21.71 on mkt buy ADR 2:1 45 90 |
| BlackRock Investment Management,LLC 09-Feb-16 yes |
21.63 on mkt buy ADR 2:1 239 478 |
| BlackRock Investment Management,LLC 09-Feb-16 yes |
21.77 on mkt buy ADR 2:1 14 28 |
| BlackRock Investment Management,LLC 09-Feb-16 yes |
21.65 on mkt buy ADR 2:1 30 60 |
| BlackRock Investment Management,LLC 09-Feb-16 yes |
21.72 on mkt buy ADR 2:1 49 98 |
| BlackRock Investment Management,LLC 09-Feb-16 yes |
21.63 on mkt buy ADR 2:1 56 112 |
| BlackRock Investment Management,LLC 09-Feb-16 yes |
21.89 on mkt buy ADR 2:1 140 280 |
| BlackRock Investment Management,LLC 09-Feb-16 yes |
21.63 on mkt buy ADR 2:1 170 340 |
| BlackRock Investment Management,LLC 09-Feb-16 yes |
21.73 on mkt buy ADR 2:1 98 196 |
| BlackRock Investment Management,LLC 09-Feb-16 yes |
21.63 on mkt buy ADR 2:1 5 10 |
| BlackRock Investment Management,LLC 09-Feb-16 yes |
21.61 on mkt buy ADR 2:1 218 436 |
| BlackRock Investment Management,LLC 09-Feb-16 yes |
21.71 on mkt buy ADR 2:1 275 550 |
| BlackRock Investment Management,LLC 09-Feb-16 yes |
21.73 on mkt buy ADR 2:1 2 4 |
| BlackRock Investment Management,LLC 09-Feb-16 yes |
21.63 on mkt buy ADR 2:1 38 76 |
| BlackRock Investment Management,LLC 09-Feb-16 yes |
21.74 on mkt buy ADR 2:1 62 124 |
| BlackRock Investment Management,LLC 09-Feb-16 yes |
21.73 on mkt buy ADR 2:1 102 204 |
| BlackRock Investment Management,LLC 09-Feb-16 yes |
21.72 on mkt buy ADR 2:1 9 18 |
| BlackRock Investment Management,LLC 09-Feb-16 yes |
21.63 on mkt buy ADR 2:1 15 30 |
| BlackRock Investment Management,LLC 09-Feb-16 yes |
21.73 on mkt buy ADR 2:1 20 40 |
| BlackRock Investment Management,LLC 09-Feb-16 yes |
21.98 on mkt buy ADR 2:1 12 24 |
| BlackRock Investment Management,LLC 09-Feb-16 yes |
21.72 on mkt buy ADR 2:1 10 20 |
| BlackRock Investment Management,LLC 09-Feb-16 yes |
21.72 on mkt buy ADR 2:1 15 30 |
| BlackRock Investment Management,LLC 09-Feb-16 yes |
21.69 on mkt buy ADR 2:1 22 44 |
| BlackRock Investment Management,LLC 09-Feb-16 yes |
21.63 on mkt buy ADR 2:1 36 72 |
| BlackRock Investment Management,LLC 09-Feb-16 yes |
21.63 on mkt buy ADR 2:1 36 72 |
| BlackRock Investment Management,LLC 09-Feb-16 yes |
21.63 on mkt buy ADR 2:1 36 72 |
| BlackRock Investment Management,LLC 09-Feb-16 yes |
21.71 on mkt buy ADR 2:1 237 474 |
| BlackRock Investment Management,LLC 09-Feb-16 yes |
21.72 on mkt buy ADR 2:1 3 6 |
| BlackRock Investment Management,LLC 09-Feb-16 yes |
21.73 on mkt buy ADR 2:1 14 28 |
page 62 of 68
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management,LLC 09-Feb-16 yes |
21.72 on mkt buy ADR 2:1 29 58 |
| BlackRock Investment Management,LLC 09-Feb-16 yes |
21.72 on mkt buy ADR 2:1 32 64 |
| BlackRock Investment Management,LLC 09-Feb-16 yes |
21.63 on mkt buy ADR 2:1 21 42 |
| BlackRock Investment Management,LLC 09-Feb-16 yes |
21.61 on mkt buy ADR 2:1 26 52 |
| BlackRock Investment Management,LLC 09-Feb-16 yes |
21.74 on mkt buy ADR 2:1 33 66 |
| BlackRock Investment Management,LLC 09-Feb-16 yes |
21.73 on mkt buy ADR 2:1 18 36 |
| BlackRock Investment Management,LLC 09-Feb-16 yes |
21.73 on mkt buy ADR 2:1 18 36 |
| BlackRock Investment Management,LLC 09-Feb-16 yes |
21.73 on mkt buy ADR 2:1 18 36 |
| BlackRock Investment Management,LLC 09-Feb-16 yes |
21.73 on mkt buy ADR 2:1 18 36 |
| BlackRock Investment Management,LLC 09-Feb-16 yes |
21.63 on mkt buy ADR 2:1 364 728 |
| BlackRock Investment Management,LLC 09-Feb-16 yes |
21.63 on mkt buy ADR 2:1 34 68 |
| BlackRock Investment Management,LLC 09-Feb-16 yes |
21.61 on mkt buy ADR 2:1 7 14 |
| BlackRock Investment Management,LLC 09-Feb-16 yes |
21.61 on mkt buy ADR 2:1 2 4 |
| BlackRock Investment Management,LLC 09-Feb-16 yes |
21.61 on mkt buy ADR 2:1 3 6 |
| BlackRock Investment Management,LLC 09-Feb-16 yes |
21.61 on mkt buy ADR 2:1 5 10 |
| BlackRock Investment Management,LLC 09-Feb-16 yes |
21.61 on mkt buy ADR 2:1 13 26 |
| BlackRock Investment Management,LLC 09-Feb-16 yes |
21.56 on mkt buy ADR 2:1 16 32 |
| BlackRock Investment Management,LLC 09-Feb-16 yes |
21.63 on mkt buy ADR 2:1 31 62 |
| BlackRock Fund Advisors 10-Feb-16 no |
n/a in specie ADR 2:1 3,540 7,080 |
| BlackRock Advisors,LLC 10-Feb-16 yes |
15.65 on mkt buy ord 51,206 51,206 |
| BlackRock Investment Management,LLC 10-Feb-16 yes |
21.53 on mkt buy ADR 2:1 743 1,486 |
| BlackRock Investment Management,LLC 10-Feb-16 yes |
21.63 on mkt buy ADR 2:1 34 68 |
| BlackRock Investment Management,LLC 10-Feb-16 yes |
21.47 on mkt buy ADR 2:1 79 158 |
| BlackRock Investment Management,LLC 10-Feb-16 yes |
21.63 on mkt buy ADR 2:1 101 202 |
| BlackRock Investment Management,LLC 10-Feb-16 yes |
21.63 on mkt buy ADR 2:1 395 790 |
| BlackRock Investment Management,LLC 10-Feb-16 yes |
21.63 on mkt buy ADR 2:1 49 98 |
| BlackRock Investment Management,LLC 10-Feb-16 yes |
21.65 on mkt buy ADR 2:1 103 206 |
| BlackRock Investment Management,LLC 10-Feb-16 yes |
21.63 on mkt buy ADR 2:1 23 46 |
| BlackRock Investment Management,LLC 10-Feb-16 yes |
21.63 on mkt buy ADR 2:1 43 86 |
| BlackRock Investment Management,LLC 10-Feb-16 yes |
21.65 on mkt buy ADR 2:1 5 10 |
| BlackRock Investment Management,LLC 10-Feb-16 yes |
21.63 on mkt buy ADR 2:1 17 34 |
| BlackRock Investment Management,LLC 10-Feb-16 yes |
21.65 on mkt buy ADR 2:1 18 36 |
| BlackRock Investment Management,LLC 10-Feb-16 yes |
21.65 on mkt buy ADR 2:1 5 10 |
| BlackRock Investment Management,LLC 10-Feb-16 yes |
21.65 on mkt buy ADR 2:1 33 66 |
| BlackRock Investment Management,LLC 10-Feb-16 yes |
21.63 on mkt buy ADR 2:1 119 238 |
| BlackRock Investment Management,LLC 10-Feb-16 yes |
21.65 on mkt buy ADR 2:1 4 8 |
| BlackRock Investment Management,LLC 10-Feb-16 yes |
21.65 on mkt buy ADR 2:1 29 58 |
| BlackRock Investment Management,LLC 10-Feb-16 yes |
21.47 on mkt buy ADR 2:1 84 168 |
| BlackRock Investment Management,LLC 10-Feb-16 yes |
21.67 on mkt buy ADR 2:1 46 92 |
| BlackRock Investment Management,LLC 10-Feb-16 yes |
21.43 on mkt buy ADR 2:1 120 240 |
| BlackRock Investment Management,LLC 10-Feb-16 yes |
21.43 on mkt buy ADR 2:1 128 256 |
| BlackRock Investment Management,LLC 10-Feb-16 yes |
21.43 on mkt buy ADR 2:1 131 262 |
| BlackRock Investment Management,LLC 10-Feb-16 yes |
21.43 on mkt buy ADR 2:1 43 86 |
| BlackRock Investment Management,LLC 10-Feb-16 yes |
21.63 on mkt buy ADR 2:1 63 126 |
| BlackRock Investment Management,LLC 10-Feb-16 yes |
21.43 on mkt buy ADR 2:1 83 166 |
| BlackRock Investment Management,LLC 10-Feb-16 yes |
21.63 on mkt buy ADR 2:1 46 92 |
| BlackRock Investment Management,LLC 10-Feb-16 yes |
21.43 on mkt buy ADR 2:1 8 16 |
| BlackRock Investment Management,LLC 10-Feb-16 yes |
21.64 on mkt buy ADR 2:1 32 64 |
| BlackRock Investment Management,LLC 10-Feb-16 yes |
21.60 on mkt buy ADR 2:1 8 16 |
| BlackRock Investment Management,LLC 10-Feb-16 yes |
21.43 on mkt buy ADR 2:1 9 18 |
| BlackRock Investment Management,LLC 10-Feb-16 yes |
21.72 on mkt buy ADR 2:1 12 24 |
| BlackRock Investment Management,LLC 10-Feb-16 yes |
21.60 on mkt buy ADR 2:1 12 24 |
| BlackRock Investment Management,LLC 10-Feb-16 yes |
21.60 on mkt buy ADR 2:1 10 20 |
| BlackRock Investment Management,LLC 10-Feb-16 yes |
21.77 on mkt buy ADR 2:1 34 68 |
| BlackRock Investment Management,LLC 10-Feb-16 yes |
21.64 on mkt buy ADR 2:1 6 12 |
| BlackRock Investment Management,LLC 10-Feb-16 yes |
21.64 on mkt buy ADR 2:1 9 18 |
| BlackRock Investment Management,LLC 10-Feb-16 yes |
21.60 on mkt buy ADR 2:1 20 40 |
| BlackRock Investment Management,LLC 10-Feb-16 yes |
21.64 on mkt buy ADR 2:1 4 8 |
| BlackRock Investment Management,LLC 10-Feb-16 yes |
21.72 on mkt buy ADR 2:1 15 30 |
| BlackRock Investment Management,LLC 10-Feb-16 yes |
21.41 on mkt buy ADR 2:1 69 138 |
| BlackRock Investment Management,LLC 10-Feb-16 yes |
21.41 on mkt buy ADR 2:1 29 58 |
| BlackRock Investment Management,LLC 10-Feb-16 yes |
21.72 on mkt buy ADR 2:1 35 70 |
| BlackRock Investment Management,LLC 10-Feb-16 yes |
21.41 on mkt buy ADR 2:1 37 74 |
| BlackRock Investment Management,LLC 10-Feb-16 yes |
21.72 on mkt buy ADR 2:1 89 178 |
| BlackRock Investment Management,LLC 10-Feb-16 yes |
21.60 on mkt buy ADR 2:1 5 10 |
| BlackRock Investment Management,LLC 10-Feb-16 yes |
21.72 on mkt buy ADR 2:1 15 30 |
| BlackRock Investment Management,LLC 10-Feb-16 yes |
21.77 on mkt buy ADR 2:1 26 52 |
| BlackRock Investment Management,LLC 10-Feb-16 yes |
21.60 on mkt buy ADR 2:1 32 64 |
| BlackRock Investment Management,LLC 10-Feb-16 yes |
21.64 on mkt buy ADR 2:1 34 68 |
| BlackRock Investment Management,LLC 10-Feb-16 yes |
21.60 on mkt buy ADR 2:1 38 76 |
page 63 of 68
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management,LLC 10-Feb-16 yes |
21.60 on mkt buy ADR 2:1 78 156 |
| BlackRock Investment Management,LLC 10-Feb-16 yes |
21.41 on mkt buy ADR 2:1 61 122 |
| BlackRock Investment Management,LLC 10-Feb-16 yes |
21.61 on mkt buy ADR 2:1 57 114 |
| BlackRock Investment Management,LLC 10-Feb-16 yes |
21.63 on mkt buy ADR 2:1 20 40 |
| BlackRock Investment Management,LLC 10-Feb-16 yes |
21.63 on mkt buy ADR 2:1 15 30 |
| BlackRock Investment Management,LLC 10-Feb-16 yes |
21.70 on mkt buy ADR 2:1 14 28 |
| BlackRock Investment Management,LLC 10-Feb-16 yes |
21.70 on mkt buy ADR 2:1 14 28 |
| BlackRock Advisors(UK)Limited 11-Feb-16 yes |
15.24 on mkt buy ord 7,011 7,011 |
| BlackRock Investment Management (UK) Limited 11-Feb-16 yes |
15.15 on mkt buy ord 33,637 33,637 |
| BlackRock Investment Management,LLC 11-Feb-16 yes |
21.25 on mkt buy ADR 2:1 194 388 |
| BlackRock Investment Management,LLC 11-Feb-16 yes |
21.01 on mkt buy ADR 2:1 45 90 |
| BlackRock Investment Management,LLC 11-Feb-16 yes |
21.03 on mkt buy ADR 2:1 7 14 |
| BlackRock Investment Management,LLC 11-Feb-16 yes |
21.04 on mkt buy ADR 2:1 53 106 |
| BlackRock Investment Management,LLC 11-Feb-16 yes |
21.03 on mkt buy ADR 2:1 78 156 |
| BlackRock Investment Management,LLC 11-Feb-16 yes |
21.05 on mkt buy ADR 2:1 206 412 |
| BlackRock Investment Management,LLC 11-Feb-16 yes |
21.12 on mkt buy ADR 2:1 16 32 |
| BlackRock Investment Management,LLC 11-Feb-16 yes |
20.98 on mkt buy ADR 2:1 31 62 |
| BlackRock Investment Management,LLC 11-Feb-16 yes |
21.18 on mkt buy ADR 2:1 54 108 |
| BlackRock Investment Management,LLC 11-Feb-16 yes |
21.04 on mkt buy ADR 2:1 70 140 |
| BlackRock Investment Management,LLC 11-Feb-16 yes |
21.04 on mkt buy ADR 2:1 88 176 |
| BlackRock Investment Management,LLC 11-Feb-16 yes |
21.25 on mkt buy ADR 2:1 95 190 |
| BlackRock Investment Management,LLC 11-Feb-16 yes |
21.03 on mkt buy ADR 2:1 115 230 |
| BlackRock Investment Management,LLC 11-Feb-16 yes |
21.25 on mkt buy ADR 2:1 164 328 |
| BlackRock Investment Management,LLC 11-Feb-16 yes |
21.03 on mkt buy ADR 2:1 241 482 |
| BlackRock Investment Management,LLC 11-Feb-16 yes |
21.09 on mkt buy ADR 2:1 2 4 |
| BlackRock Investment Management,LLC 11-Feb-16 yes |
21.25 on mkt buy ADR 2:1 29 58 |
| BlackRock Investment Management,LLC 11-Feb-16 yes |
21.09 on mkt buy ADR 2:1 31 62 |
| BlackRock Investment Management,LLC 11-Feb-16 yes |
21.05 on mkt buy ADR 2:1 45 90 |
| BlackRock Investment Management,LLC 11-Feb-16 yes |
21.03 on mkt buy ADR 2:1 93 186 |
| BlackRock Investment Management,LLC 11-Feb-16 yes |
21.00 on mkt buy ADR 2:1 94 188 |
| BlackRock Investment Management,LLC 11-Feb-16 yes |
21.03 on mkt buy ADR 2:1 121 242 |
| BlackRock Investment Management,LLC 11-Feb-16 yes |
21.04 on mkt buy ADR 2:1 132 264 |
| BlackRock Investment Management,LLC 11-Feb-16 yes |
21.14 on mkt buy ADR 2:1 59 118 |
| BlackRock Investment Management,LLC 11-Feb-16 yes |
21.10 on mkt buy ADR 2:1 13 26 |
| BlackRock Investment Management,LLC 11-Feb-16 yes |
21.03 on mkt buy ADR 2:1 107 214 |
| BlackRock Investment Management,LLC 11-Feb-16 yes |
21.05 on mkt buy ADR 2:1 13 26 |
| BlackRock Investment Management,LLC 11-Feb-16 yes |
21.04 on mkt buy ADR 2:1 4 8 |
| BlackRock Investment Management,LLC 11-Feb-16 yes |
21.09 on mkt buy ADR 2:1 37 74 |
| BlackRock Investment Management,LLC 11-Feb-16 yes |
21.04 on mkt buy ADR 2:1 45 90 |
| BlackRock Investment Management,LLC 11-Feb-16 yes |
21.09 on mkt buy ADR 2:1 121 242 |
| BlackRock Investment Management,LLC 11-Feb-16 yes |
21.25 on mkt buy ADR 2:1 15 30 |
| BlackRock Investment Management,LLC 11-Feb-16 yes |
21.00 on mkt buy ADR 2:1 46 92 |
| BlackRock Investment Management,LLC 11-Feb-16 yes |
21.05 on mkt buy ADR 2:1 18 36 |
| BlackRock Investment Management,LLC 11-Feb-16 yes |
21.01 on mkt buy ADR 2:1 22 44 |
| BlackRock Investment Management,LLC 11-Feb-16 yes |
21.04 on mkt buy ADR 2:1 25 50 |
| BlackRock Investment Management,LLC 11-Feb-16 yes |
21.05 on mkt buy ADR 2:1 46 92 |
| BlackRock Investment Management,LLC 11-Feb-16 yes |
21.04 on mkt buy ADR 2:1 100 200 |
| BlackRock Investment Management,LLC 11-Feb-16 yes |
21.25 on mkt buy ADR 2:1 76 152 |
| BlackRock Investment Management,LLC 11-Feb-16 yes |
21.25 on mkt buy ADR 2:1 14 28 |
| BlackRock Investment Management,LLC 11-Feb-16 yes |
20.99 on mkt buy ADR 2:1 19 38 |
| BlackRock Investment Management,LLC 11-Feb-16 yes |
21.03 on mkt buy ADR 2:1 153 306 |
| BlackRock Investment Management,LLC 11-Feb-16 yes |
21.13 on mkt buy ADR 2:1 81 162 |
| BlackRock Investment Management,LLC 11-Feb-16 yes |
21.25 on mkt buy ADR 2:1 156 312 |
| BlackRock Investment Management,LLC 11-Feb-16 yes |
21.13 on mkt buy ADR 2:1 205 410 |
| BlackRock Investment Management,LLC 11-Feb-16 yes |
21.03 on mkt buy ADR 2:1 263 526 |
| BlackRock Investment Management,LLC 11-Feb-16 yes |
21.03 on mkt buy ADR 2:1 63 126 |
| BlackRock Investment Management,LLC 11-Feb-16 yes |
21.01 on mkt buy ADR 2:1 73 146 |
| BlackRock Investment Management,LLC 11-Feb-16 yes |
21.15 on mkt buy ADR 2:1 9 18 |
| BlackRock Investment Management,LLC 11-Feb-16 yes |
21.24 on mkt buy ADR 2:1 36 72 |
| BlackRock Investment Management,LLC 11-Feb-16 yes |
21.24 on mkt buy ADR 2:1 13 26 |
| BlackRock Investment Management,LLC 11-Feb-16 yes |
21.24 on mkt buy ADR 2:1 13 26 |
| BlackRock Investment Management,LLC 11-Feb-16 yes |
21.15 on mkt buy ADR 2:1 28 56 |
| BlackRock Investment Management,LLC 11-Feb-16 yes |
21.15 on mkt buy ADR 2:1 33 66 |
| BlackRock Investment Management,LLC 11-Feb-16 yes |
21.15 on mkt buy ADR 2:1 33 66 |
| BlackRock Investment Management,LLC 11-Feb-16 yes |
21.01 on mkt buy ADR 2:1 47 94 |
| BlackRock Investment Management,LLC 11-Feb-16 yes |
21.01 on mkt buy ADR 2:1 47 94 |
| BlackRock Investment Management,LLC 11-Feb-16 yes |
21.07 on mkt buy ADR 2:1 16 32 |
| BlackRock Investment Management,LLC 11-Feb-16 yes |
21.16 on mkt buy ADR 2:1 17 34 |
| BlackRock Investment Management,LLC 11-Feb-16 yes |
21.15 on mkt buy ADR 2:1 19 38 |
page 64 of 68
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management,LLC 11-Feb-16 yes |
21.13 on mkt buy ADR 2:1 28 56 |
| BlackRock Investment Management,LLC 11-Feb-16 yes |
21.25 on mkt buy ADR 2:1 72 144 |
| BlackRock Investment Management,LLC 11-Feb-16 yes |
21.25 on mkt buy ADR 2:1 85 170 |
| BlackRock Investment Management,LLC 11-Feb-16 yes |
21.24 on mkt buy ADR 2:1 17 34 |
| BlackRock Investment Management,LLC 11-Feb-16 yes |
21.04 on mkt buy ADR 2:1 288 576 |
| BlackRock Investment Management,LLC 11-Feb-16 yes |
21.13 on mkt buy ADR 2:1 192 384 |
| BlackRock Investment Management,LLC 11-Feb-16 yes |
21.01 on mkt buy ADR 2:1 5 10 |
| BlackRock Asset Management Canada Limited 12-Feb-16 no |
n/a in specie ADR 2:1 2,117 4,234 |
| BlackRock Advisors(UK)Limited 12-Feb-16 yes |
15.09 on mkt buy ord 8,427 8,427 |
| BlackRock Advisors(UK)Limited 12-Feb-16 yes |
15.09 on mkt buy ord 7,800 7,800 |
| BlackRock Investment Management (Australia) Limited 12-Feb-16 yes |
15.21 on mkt buy ord 8,325 8,325 |
| BlackRock Investment Management (Australia) Limited 12-Feb-16 yes |
15.09 on mkt buy ord 15,340 15,340 |
| BlackRock Investment Management (UK) Limited 12-Feb-16 yes |
15.22 on mkt buy ord 27,518 27,518 |
| BlackRock Investment Management (UK) Limited 12-Feb-16 yes |
15.00 on mkt buy ord 56,020 56,020 |
| BlackRock Investment Management (Australia) Limited 12-Feb-16 yes |
15.21 on mkt buy ord 409 409 |
| BlackRock Investment Management,LLC 12-Feb-16 yes |
22.59 on mkt buy ADR 2:1 73 146 |
| BlackRock Investment Management,LLC 12-Feb-16 yes |
22.35 on mkt buy ADR 2:1 16 32 |
| BlackRock Investment Management,LLC 12-Feb-16 yes |
22.63 on mkt buy ADR 2:1 5 10 |
| BlackRock Investment Management,LLC 12-Feb-16 yes |
22.89 on mkt buy ADR 2:1 413 826 |
| BlackRock Investment Management,LLC 12-Feb-16 yes |
22.74 on mkt buy ADR 2:1 284 568 |
| BlackRock Investment Management,LLC 12-Feb-16 yes |
22.89 on mkt buy ADR 2:1 13 26 |
| BlackRock Investment Management (UK) Limited 15-Feb-16 yes |
15.85 on mkt buy ord 3,222 3,222 |
| BlackRock Asset Management North Asia Limited 15-Feb-16 yes |
15.85 on mkt buy ord 4,485 4,485 |
| BlackRock Investment Management (Australia) Limited 16-Feb-16 yes |
16.39 on mkt buy ord 1,468 1,468 |
| BlackRock Investment Management (Australia) Limited 16-Feb-16 yes |
16.39 on mkt buy ord 311 311 |
| BlackRock Japan Co.,Ltd. 16-Feb-16 yes |
16.16 on mkt buy ord 1,317 1,317 |
| BlackRock Investment Management,LLC 16-Feb-16 yes |
16.59 on mkt buy ord 3,350 3,350 |
| BlackRock Asset Management Canada Limited 16-Feb-16 yes |
16.59 on mkt buy ord 13,231 13,231 |
| BlackRock Financial Management,Inc. 16-Feb-16 yes |
16.58 on mkt buy ord 38,884 38,884 |
| BlackRock Investment Management,LLC 16-Feb-16 yes |
22.85 on mkt buy ADR 2:1 21 42 |
| BlackRock Investment Management,LLC 16-Feb-16 yes |
23.16 on mkt buy ADR 2:1 8 16 |
| BlackRock Investment Management,LLC 16-Feb-16 yes |
23.02 on mkt buy ADR 2:1 64 128 |
| BlackRock Investment Management,LLC 16-Feb-16 yes |
23.00 on mkt buy ADR 2:1 10 20 |
| BlackRock Investment Management,LLC 16-Feb-16 yes |
23.00 on mkt buy ADR 2:1 100 200 |
| BlackRock Investment Management,LLC 16-Feb-16 yes |
23.00 on mkt buy ADR 2:1 6 12 |
| BlackRock Investment Management,LLC 16-Feb-16 yes |
23.00 on mkt buy ADR 2:1 22 44 |
| BlackRock Investment Management,LLC 16-Feb-16 yes |
23.00 on mkt buy ADR 2:1 24 48 |
| BlackRock Investment Management,LLC 16-Feb-16 yes |
22.99 on mkt buy ADR 2:1 32 64 |
| BlackRock Investment Management,LLC 16-Feb-16 yes |
22.52 on mkt buy ADR 2:1 5 10 |
| BlackRock Investment Management,LLC 16-Feb-16 yes |
22.52 on mkt buy ADR 2:1 11 22 |
| BlackRock Investment Management,LLC 16-Feb-16 yes |
22.48 on mkt buy ADR 2:1 7 14 |
| BlackRock Investment Management,LLC 16-Feb-16 yes |
23.03 on mkt buy ADR 2:1 140 280 |
| BlackRock Investment Management,LLC 16-Feb-16 yes |
23.03 on mkt buy ADR 2:1 143 286 |
| BlackRock Investment Management,LLC 16-Feb-16 yes |
22.73 on mkt buy ADR 2:1 46 92 |
| BlackRock Investment Management,LLC 16-Feb-16 yes |
22.88 on mkt buy ADR 2:1 14 28 |
| BlackRock Investment Management,LLC 16-Feb-16 yes |
23.02 on mkt buy ADR 2:1 5 10 |
| BlackRock Investment Management,LLC 16-Feb-16 yes |
23.01 on mkt buy ADR 2:1 27 54 |
| BlackRock Advisors,LLC 17-Feb-16 yes |
16.23 on mkt buy ord 510 510 |
| BlackRock Advisors,LLC 17-Feb-16 yes |
16.18 on mkt buy ord 46,450 46,450 |
| BlackRock International Limited 17-Feb-16 yes |
16.05 on mkt buy ord 4,632 4,632 |
| BlackRock Investment Management,LLC 17-Feb-16 yes |
15.98 on mkt buy ord 2,577 2,577 |
| BlackRock Institutional Trust Company, National Association 17-Feb-16 yes |
15.98 on mkt buy ord 7,381 7,381 |
| BlackRock Institutional Trust Company, National Association 17-Feb-16 no |
n/a in specie ord 850,199 850,199 |
| BlackRock Investment Management (Australia) Limited 17-Feb-16 yes |
15.98 on mkt buy ord 25,316 25,316 |
| BlackRock Investment Management,LLC 17-Feb-16 yes |
16.23 on mkt buy ord 740 740 |
| BlackRock Financial Management,Inc. 17-Feb-16 yes |
16.05 on mkt buy ord 4,544 4,544 |
page 65 of 68
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Advisors,LLC 17-Feb-16 yes |
16.18 on mkt buy ord 1,705 1,705 |
| BlackRock Investment Management,LLC 17-Feb-16 yes |
24.08 on mkt buy ADR 2:1 10 20 |
| BlackRock Investment Management,LLC 17-Feb-16 yes |
24.23 on mkt buy ADR 2:1 3 6 |
| BlackRock Investment Management,LLC 17-Feb-16 yes |
24.09 on mkt buy ADR 2:1 1 2 |
| BlackRock Investment Management,LLC 17-Feb-16 yes |
24.23 on mkt buy ADR 2:1 18 36 |
| BlackRock Investment Management,LLC 17-Feb-16 yes |
24.29 on mkt buy ADR 2:1 31 62 |
| BlackRock Investment Management,LLC 17-Feb-16 yes |
24.02 on mkt buy ADR 2:1 76 152 |
| BlackRock Investment Management,LLC 17-Feb-16 yes |
24.32 on mkt buy ADR 2:1 1 2 |
| BlackRock Investment Management,LLC 17-Feb-16 yes |
23.98 on mkt buy ADR 2:1 4 8 |
| BlackRock Investment Management,LLC 17-Feb-16 yes |
24.14 on mkt buy ADR 2:1 25 50 |
| BlackRock Investment Management,LLC 17-Feb-16 yes |
24.23 on mkt buy ADR 2:1 200 400 |
| BlackRock Investment Management,LLC 17-Feb-16 yes |
24.24 on mkt buy ADR 2:1 200 400 |
| BlackRock Investment Management,LLC 17-Feb-16 yes |
23.81 on mkt buy ADR 2:1 13 26 |
| BlackRock Investment Management,LLC 17-Feb-16 yes |
24.10 on mkt buy ADR 2:1 50 100 |
| BlackRock Investment Management,LLC 17-Feb-16 yes |
24.14 on mkt buy ADR 2:1 18 36 |
| BlackRock Investment Management,LLC 17-Feb-16 yes |
24.14 on mkt buy ADR 2:1 25 50 |
| BlackRock Asset Management North Asia Limited 18-Feb-16 yes |
16.92 on mkt buy ord 18,412 18,412 |
| BlackRock Advisors(UK)Limited 18-Feb-16 yes |
16.95 on mkt buy ord 8,427 8,427 |
| BlackRock Fund Advisors 18-Feb-16 no |
n/a in specie ord 28,918 28,918 |
| BlackRock Advisors(UK)Limited 18-Feb-16 yes |
16.95 on mkt buy ord 1,558 1,558 |
| BlackRock Advisors(UK)Limited 18-Feb-16 yes |
16.90 on mkt buy ord 8,569 8,569 |
| BlackRock Institutional Trust Company, National Association 18-Feb-16 yes |
16.95 on mkt buy ord 7,307 7,307 |
| BlackRock Investment Management (UK) Limited 18-Feb-16 yes |
16.75 on mkt buy ord 4,335 4,335 |
| BlackRock Fund Advisors 18-Feb-16 yes |
16.95 on mkt buy ord 16,532 16,532 |
| BlackRock Investment Management,LLC 18-Feb-16 yes |
16.82 on mkt buy ord 1,366 1,366 |
| BlackRock(Netherlands)B.V. 18-Feb-16 no |
n/a in specie ord 484,953 484,953 |
| BlackRock Investment Management,LLC 18-Feb-16 yes |
24.10 on mkt buy ADR 2:1 190 380 |
| BlackRock Investment Management,LLC 18-Feb-16 yes |
24.08 on mkt buy ADR 2:1 7 14 |
| BlackRock Investment Management,LLC 18-Feb-16 yes |
23.90 on mkt buy ADR 2:1 71 142 |
| BlackRock Investment Management,LLC 18-Feb-16 yes |
23.90 on mkt buy ADR 2:1 71 142 |
| BlackRock Investment Management,LLC 18-Feb-16 yes |
23.90 on mkt buy ADR 2:1 88 176 |
| BlackRock Investment Management,LLC 18-Feb-16 yes |
24.08 on mkt buy ADR 2:1 3 6 |
| BlackRock Investment Management,LLC 18-Feb-16 yes |
23.90 on mkt buy ADR 2:1 297 594 |
| BlackRock Investment Management,LLC 18-Feb-16 yes |
23.99 on mkt buy ADR 2:1 8 16 |
| BlackRock Investment Management,LLC 18-Feb-16 yes |
23.99 on mkt buy ADR 2:1 1 2 |
| BlackRock Investment Management,LLC 18-Feb-16 yes |
23.90 on mkt buy ADR 2:1 23 46 |
| BlackRock Fund Advisors 19-Feb-16 yes |
23.98 on mkt buy ADR 2:1 4,204 8,408 |
| BlackRock Investment Management (Australia) Limited 19-Feb-16 yes |
16.69 on mkt buy ord 1,408 1,408 |
| BlackRock Fund Advisors 19-Feb-16 no |
n/a in specie ord 57,836 57,836 |
| BlackRock Advisors(UK)Limited 19-Feb-16 yes |
16.61 on mkt buy ord 7,790 7,790 |
| BlackRock Investment Management (Australia) Limited 19-Feb-16 yes |
16.69 on mkt buy ord 16,425 16,425 |
| BlackRock Investment Management (Australia) Limited 19-Feb-16 yes |
16.69 on mkt buy ord 2,101 2,101 |
| BlackRock Investment Management,LLC 19-Feb-16 yes |
16.86 on mkt buy ord 620 620 |
| BlackRock Investment Management (Australia) Limited 19-Feb-16 yes |
16.69 on mkt buy ord 4,159 4,159 |
| BlackRock Investment Management,LLC 19-Feb-16 yes |
23.82 on mkt buy ADR 2:1 23 46 |
| BlackRock Investment Management,LLC 19-Feb-16 yes |
23.75 on mkt buy ADR 2:1 26 52 |
| BlackRock Investment Management,LLC 19-Feb-16 yes |
23.85 on mkt buy ADR 2:1 17 34 |
| BlackRock Investment Management,LLC 19-Feb-16 yes |
23.85 on mkt buy ADR 2:1 104 208 |
| BlackRock Investment Management,LLC 19-Feb-16 yes |
23.83 on mkt buy ADR 2:1 13 26 |
| BlackRock Investment Management,LLC 19-Feb-16 yes |
23.45 on mkt buy ADR 2:1 115 230 |
| BlackRock Investment Management,LLC 19-Feb-16 yes |
23.81 on mkt buy ADR 2:1 24 48 |
| BlackRock Investment Management,LLC 19-Feb-16 yes |
23.79 on mkt buy ADR 2:1 77 154 |
| BlackRock Investment Management,LLC 19-Feb-16 yes |
23.78 on mkt buy ADR 2:1 2 4 |
| BlackRock Investment Management,LLC 19-Feb-16 yes |
23.60 on mkt buy ADR 2:1 35 70 |
| BlackRock Investment Management,LLC 19-Feb-16 yes |
23.86 on mkt buy ADR 2:1 42 84 |
| BlackRock Investment Management,LLC 19-Feb-16 yes |
23.78 on mkt buy ADR 2:1 56 112 |
| BlackRock Investment Management,LLC 19-Feb-16 yes |
23.61 on mkt buy ADR 2:1 82 164 |
| BlackRock Investment Management,LLC 19-Feb-16 yes |
23.78 on mkt buy ADR 2:1 114 228 |
| BlackRock Investment Management,LLC 19-Feb-16 yes |
23.83 on mkt buy ADR 2:1 100 200 |
| BlackRock Investment Management,LLC 19-Feb-16 yes |
23.77 on mkt buy ADR 2:1 6 12 |
| BlackRock Investment Management,LLC 19-Feb-16 yes |
23.86 on mkt buy ADR 2:1 11 22 |
| BlackRock Investment Management,LLC 22-Feb-16 yes |
25.37 on mkt buy ADR 2:1 700 1,400 |
page 66 of 68
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Asset Management North Asia Limited 22-Feb-16 yes |
17.20 on mkt buy ord 3,539 3,539 |
| BlackRock Advisors,LLC 22-Feb-16 yes |
17.20 on mkt buy ord 5,177 5,177 |
| BlackRock Investment Management (Australia) Limited 22-Feb-16 yes |
17.00 on mkt buy ord 3,228 3,228 |
| BlackRock Fund Advisors 22-Feb-16 no |
n/a in specie ord 1,140 1,140 |
| BlackRock Investment Management (Australia) Limited 22-Feb-16 yes |
17.00 on mkt buy ord 25,596 25,596 |
| BlackRock Investment Management (Australia) Limited 22-Feb-16 yes |
17.00 on mkt buy ord 2,650 2,650 |
| BlackRock Investment Management (Australia) Limited 22-Feb-16 yes |
17.00 on mkt buy ord 7,248 7,248 |
| BlackRock Institutional Trust Company, National Association 22-Feb-16 yes |
17.18 on mkt buy ord 4,770 4,770 |
| BlackRock Investment Management (UK) Limited 22-Feb-16 yes |
17.18 on mkt buy ord 38,301 38,301 |
| BlackRock Investment Management (Australia) Limited 22-Feb-16 yes |
17.00 on mkt buy ord 5,326 5,326 |
| BlackRock Investment Management (Australia) Limited 22-Feb-16 yes |
17.00 on mkt buy ord 1,051 1,051 |
| BlackRock Financial Management,Inc. 22-Feb-16 yes |
17.18 on mkt buy ord 3,284 3,284 |
| BlackRock Financial Management, Inc. 22-Feb-16 yes |
0.13 on mkt - writtenput Listed Option 2,065 413,000 |
| BlackRock Financial Management, Inc. 22-Feb-16 yes |
0.13 on mkt - writtenput Listed Option 3,785 757,000 |
| BlackRock Financial Management, Inc. 22-Feb-16 yes |
0.13 on mkt - writtenput Listed Option 860 172,000 |
| BlackRock Financial Management, Inc. 22-Feb-16 yes |
0.13 on mkt - writtenput Listed Option 1,290 258,000 |
| BlackRock Investment Management,LLC 22-Feb-16 yes |
25.37 on mkt buy ADR 2:1 35 70 |
| BlackRock Investment Management,LLC 22-Feb-16 yes |
25.31 on mkt buy ADR 2:1 61 122 |
| BlackRock Investment Management,LLC 22-Feb-16 yes |
25.43 on mkt buy ADR 2:1 25 50 |
| BlackRock Investment Management,LLC 22-Feb-16 yes |
25.47 on mkt buy ADR 2:1 20 40 |
| BlackRock Investment Management,LLC 22-Feb-16 yes |
25.34 on mkt buy ADR 2:1 13 26 |
| BlackRock Investment Management,LLC 22-Feb-16 yes |
25.54 on mkt buy ADR 2:1 17 34 |
| BlackRock Investment Management,LLC 22-Feb-16 yes |
25.40 on mkt buy ADR 2:1 4 8 |
| BlackRock Investment Management,LLC 22-Feb-16 yes |
25.39 on mkt buy ADR 2:1 350 700 |
| BlackRock Investment Management,LLC 22-Feb-16 yes |
25.36 on mkt buy ADR 2:1 46 92 |
| BlackRock Investment Management,LLC 22-Feb-16 yes |
25.36 on mkt buy ADR 2:1 10 20 |
| BlackRock Investment Management,LLC 22-Feb-16 yes |
25.40 on mkt buy ADR 2:1 20 40 |
| BlackRock Investment Management,LLC 22-Feb-16 yes |
25.40 on mkt buy ADR 2:1 3 6 |
| BlackRock Investment Management,LLC 22-Feb-16 yes |
25.40 on mkt buy ADR 2:1 21 42 |
| BlackRock Institutional Trust Company, National Association 23-Feb-16 yes |
17.20 on mkt buy ord 1,530 1,530 |
| BlackRock International Limited 23-Feb-16 yes |
17.63 on mkt buy ord 18,034 18,034 |
| BlackRock Institutional Trust Company, National Association 23-Feb-16 yes |
17.63 on mkt buy ord 10,825 10,825 |
| BlackRock Advisors(UK)Limited 23-Feb-16 yes |
17.63 on mkt buy ord 13,070 13,070 |
| BlackRock Institutional Trust Company, National Association 23-Feb-16 yes |
17.63 on mkt buy ord 6,357 6,357 |
| BlackRock Japan Co.,Ltd. 23-Feb-16 yes |
17.63 on mkt buy ord 14,640 14,640 |
| BlackRock Advisors(UK)Limited 23-Feb-16 yes |
17.63 on mkt buy ord 12,061 12,061 |
| BlackRock Advisors(UK)Limited 23-Feb-16 yes |
17.63 on mkt buy ord 8,957 8,957 |
| BlackRock Fund Advisors 23-Feb-16 yes |
17.63 on mkt buy ord 5,677 5,677 |
| BlackRock Asset Management Canada Limited 23-Feb-16 yes |
17.63 on mkt buy ord 7,020 7,020 |
| BlackRock Financial Management,Inc. 23-Feb-16 yes |
17.63 on mkt buy ord 16,435 16,435 |
| BlackRock Institutional Trust Company, National Association 23-Feb-16 yes |
17.63 on mkt buy ord 8,662 8,662 |
| BlackRock Investment Management (UK) Limited 23-Feb-16 yes |
17.03 on mkt buy ord 1,857 1,857 |
| BlackRock Investment Management,LLC 23-Feb-16 yes |
17.63 on mkt buy ord 2,238 2,238 |
| BlackRock Institutional Trust Company, National Association 23-Feb-16 yes |
17.63 on mkt buy ord 3,947 3,947 |
| BlackRock Investment Management (UK) Limited 23-Feb-16 yes |
17.63 on mkt buy ord 24,742 24,742 |
| BlackRock Investment Management,LLC 23-Feb-16 yes |
23.98 on mkt buy ADR 2:1 25 50 |
| BlackRock Investment Management,LLC 23-Feb-16 yes |
23.96 on mkt buy ADR 2:1 25 50 |
| BlackRock Investment Management,LLC 23-Feb-16 yes |
24.00 on mkt buy ADR 2:1 88 176 |
| BlackRock Investment Management,LLC 23-Feb-16 yes |
24.02 on mkt buy ADR 2:1 23 46 |
page 67 of 68
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management,LLC 23-Feb-16 yes |
24.02 on mkt buy ADR 2:1 23 46 |
| BlackRock Investment Management,LLC 23-Feb-16 yes |
24.02 on mkt buy ADR 2:1 23 46 |
| BlackRock Investment Management,LLC 23-Feb-16 yes |
23.98 on mkt buy ADR 2:1 18 36 |
| BlackRock Investment Management,LLC 23-Feb-16 yes |
24.37 on mkt buy ADR 2:1 4 8 |
| BlackRock Investment Management,LLC 23-Feb-16 yes |
24.22 on mkt buy ADR 2:1 700 1,400 |
| BlackRock Investment Management,LLC 23-Feb-16 yes |
24.01 on mkt buy ADR 2:1 2 4 |
| BlackRock Investment Management,LLC 23-Feb-16 yes |
24.01 on mkt buy ADR 2:1 21 42 |
| BlackRock Investment Management,LLC 23-Feb-16 yes |
24.01 on mkt buy ADR 2:1 2 4 |
| BlackRock Investment Management,LLC 23-Feb-16 yes |
24.01 on mkt buy ADR 2:1 5 10 |
| BlackRock Investment Management,LLC 23-Feb-16 yes |
24.01 on mkt buy ADR 2:1 5 10 |
| BlackRock Investment Management,LLC 23-Feb-16 yes |
24.01 on mkt buy ADR 2:1 8 16 |
| BlackRock Investment Management,LLC 23-Feb-16 yes |
24.01 on mkt buy ADR 2:1 9 18 |
| BlackRock Investment Management,LLC 23-Feb-16 yes |
24.01 on mkt buy ADR 2:1 10 20 |
| BlackRock Investment Management,LLC 23-Feb-16 yes |
23.92 on mkt buy ADR 2:1 17 34 |
| BlackRock Investment Management,LLC 23-Feb-16 yes |
24.07 on mkt buy ADR 2:1 9 18 |
| BlackRock Investment Management,LLC 23-Feb-16 no |
n/a in specie ADR 2:1 5 10 |
| BlackRock Investment Management,LLC 23-Feb-16 no |
n/a in specie ADR 2:1 18 36 |
| BlackRock Investment Management,LLC 23-Feb-16 no |
n/a in specie ADR 2:1 990 1,980 |
| BlackRock Investment Management,LLC 23-Feb-16 no |
n/a in specie ADR 2:1 788 1,576 |
| BlackRock Investment Management,LLC 23-Feb-16 no |
n/a in specie ADR 2:1 20 40 |
| BlackRock Investment Management,LLC 23-Feb-16 no |
n/a in specie ADR 2:1 473 946 |
| BlackRock Investment Management,LLC 23-Feb-16 no |
n/a in specie ADR 2:1 283 566 |
| BlackRock Investment Management,LLC 23-Feb-16 no |
n/a in specie ADR 2:1 227 454 |
| BlackRock Investment Management,LLC 23-Feb-16 no |
n/a in specie ADR 2:1 18 36 |
| BlackRock Investment Management,LLC 23-Feb-16 no |
n/a in specie ADR 2:1 105 210 |
| BlackRock Investment Management,LLC 23-Feb-16 no |
n/a in specie ADR 2:1 2,210 4,420 |
| BlackRock Investment Management,LLC 23-Feb-16 no |
n/a in specie ADR 2:1 63 126 |
| BlackRock Investment Management,LLC 23-Feb-16 no |
n/a in specie ADR 2:1 63 126 |
| BlackRock Investment Management,LLC 23-Feb-16 no |
n/a in specie ADR 2:1 39 78 |
| BlackRock Investment Management,LLC 23-Feb-16 no |
n/a in specie ADR 2:1 44 88 |
| BlackRock Investment Management,LLC 23-Feb-16 no |
n/a in specie ADR 2:1 32 64 |
| BlackRock Investment Management,LLC 23-Feb-16 no |
n/a in specie ADR 2:1 80 160 |
| BlackRock Investment Management,LLC 23-Feb-16 no |
n/a in specie ADR 2:1 11 22 |
| BlackRock Investment Management,LLC 23-Feb-16 no |
n/a in specie ADR 2:1 40 80 |
| BlackRock Investment Management,LLC 23-Feb-16 no |
n/a in specie ADR 2:1 26 52 |
| BlackRock Investment Management,LLC 23-Feb-16 no |
n/a in specie ADR 2:1 9 18 |
| BlackRock Investment Management,LLC 23-Feb-16 no |
n/a in specie ADR 2:1 1,040 2,080 |
| BlackRock Investment Management,LLC 23-Feb-16 no |
n/a in specie ADR 2:1 22 44 |
page 68 of 68
BHP
Annexure C
This is Annexure C of 1 page referred to in form 603 Notice of initial substantial shareholder
04-Mar-16
Kayla McGrory, Date Authorised Signatory
7. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| BlackRock Group | |
| BlackRock Inc. | 55 East 52nd Street |
| New York NY 10055 USA | |
| BlackRock (Netherlands) B.V. | Rembrandt Tower, 17th floor |
| Amstelplein | |
| Amsterdam Netherlands | |
| BlackRock (Singapore) Limited | 20 Anson Road #18-01 |
| 079912 Singapore | |
| BlackRock Advisors (UK) Limited | 12 Throgmorton Avenue. |
| London, EC2N 2DL, | |
| United Kingdom | |
| BlackRock Advisors, LLC | 1209 Orange Street, |
| Wilmington, New Castle County, | |
| Delaware 19801,United States | |
| BlackRock Asset Management Canada Limited | 161 Bay Street, Suite 2500 |
| Toronto, Ontario M5J 2S1 | |
| Canada | |
| BlackRock Asset Management North Asia Limited | 15/F, 16/F, 17/F Citibank Tower & 17/F ICBC Tower, |
| 3 Garden Road,Central,HongKong | |
| BlackRock Financial Management, Inc. | 1209 Orange Street, |
| Wilmington, New Castle County, | |
| Delaware 19801,United States | |
| BlackRock Fund Advisors | 400 Howard Street |
| San Francisco, CA, 94105 | |
| United States | |
| BlackRock Institutional Trust Company, National | 1225 17th Street, |
| Association | Suite 300, |
| Denver,CO 80202(Colorado,USA) | |
| BlackRock International Limited | Exchange Place One, |
| 1 Semple Street, | |
| Edinburgh, EH3 8BL, | |
| United Kingdom(Scotland, United Kingdom) | |
| BlackRock Investment Management (Australia) Limited | Level 26, 101 Collins Street |
| Melbourne VIC 3000 | |
| Australia(Victoria,Australia) | |
| BlackRock Investment Management (UK) Limited | 12 Throgmorton Avenue |
| London EC2N 2DL | |
| United Kingdom | |
| BlackRock Investment Management, LLC | 1209 Orange Street, |
| Wilmington, New Castle County, | |
| Delaware 19801,United States | |
| BlackRock Japan Co., Ltd. | Marunouchi Trust Tower Main, |
| 1-8-3 Marunouchi, | |
| Chiyoda-ku,Tokyo 100-8217(Japan) |
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BHP
Annexure D
This is Annexure D of 1 page referred to in form 603 Notice of initial substantial shareholder
| 04-Mar-16 Kayla McGrory, Authorised Signatory Date |
04-Mar-16 Kayla McGrory, Authorised Signatory Date |
|---|---|
| Type of agreement: | Global Master Securities Lending Agreement |
| Parties to agreement: | Party A - Citigroup Global Markets Limited Party B - HSBC Institutional Trust Services (Asia) Limited |
| Transfer date: | Refer to Annexure B (transactions identified as collateral transfers) |
| Holder of voting rights: | BlackRock Asset Management North Asia Limited (as investment manager for the funds) |
| Are there any restrictions on voting rights? If yes, detail |
Yes. Unless otherwise agreed between the parties, the Registered Owner will not exercise any voting rights. |
| Scheduled return date (if any): | Not applicable. |
| Does the borrower have the right to return early? If yes, detail |
Yes. Upon an Event of Default under the GMSLA, the GMSLA provides, broadly, that both parties payment and delivery obligations will be accelerated and replaced with an obligation of one party to pay a single cash sum to the other determined in accordance with the provisions of the GMSLA (as modified by the Annex). The GMSLA provides that the parties’ right to terminate the Agreement upon notice will not affect the parties’ existing obligations in respect of any outstanding loans of securities. The Annex amended and restricted the Borrower's termination rights – i.e. Borrower may not have the right to terminate and return the borrowed securities - as the Borrower was to borrow the securities issued by it (or its sister company) to provide protection against the insolvency of the issuer and so usual rights of termination in a GMSLA were restricted. Subject to the terms of the relevant Loan, the Borrower, may early terminate a Loan and return Equivalent Securities at any time provided that it “shall cease to have such entitlement if an Act of Insolvency with respect to any Security Issuer or any of the Borrower’s or any Security Issuer’s affiliates has occurred, or any such person takes any steps preparatory to any of the matters which would constitute an Act of Insolvency |
| Does the lender have the right to recall early? If yes, detail |
Yes, at notice. |
| Will the securities be returned on settlement? If yes, detail any exceptions |
Yes. |
A copy of this agreement will be provided to BHP BILLITON LTD or the Australian Securities and Investments Commission upon request.
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