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BHP Group Limited — Major Shareholding Notification 2016
Oct 13, 2016
14787_rns_2016-10-13_1a06ccc4-8bee-49d3-8316-f42cdd7a9eb6.pdf
Major Shareholding Notification
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603 page 1/2 15 July 2001
Form 603
Corporations Act 2001 Section 671B
Notice of initial substantial holder
To Company Name/Scheme
BHP BILLITON LTD
ACN/ARSN
004 028 077
1. Details of substantial holder (1)
Name
BlackRock Group (BlackRock Inc. and subsidiaries named in AnnexuresACN/ARSN (if applicable)
to this form)
The holder became a substantial holder on
11 10 / / 2016
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
| Class of securities (4) | Number of securities | Person's votes (5) | Voting power (6) |
|---|---|---|---|
ord |
159,832,352 |
159,832,352 |
4.98 |
ADR 2:1 |
445,971 |
891,942 |
0.02 |
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
| llows: | ||
|---|---|---|
| Holder of relevant interest | Nature of relevant interest (7) | Class and number of securities |
Annexure A & D |
||
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
| Holder of relevant interest |
Registered holder of securities |
Person entitled to be registered as holder (8) |
Class and number of securities |
|---|---|---|---|
see Annexure A |
|||
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
| Holder of relevant interest |
Date of acquisition | Consideration (9) |
Consideration (9) |
Class and number of securities |
|---|---|---|---|---|
| Cash | Non-cash | |||
see Annexure B |
||||
603 page 2/2 15 July 2001
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
==> picture [455 x 134] intentionally omitted <==
----- Start of picture text -----
Name and ACN/ARSN (if applicable) Nature of association
see Annexure A
7. Addresses
The addresses of persons named in this form are as follows:
Name Address
see Annexure C
----- End of picture text -----
Signature
print name Kayla McGrory capacity Authorised Signatory* sign here date 14 / 10 / 2016
-
At a meeting of the Board on 22 November 2013, the Directors resolved to approve the delegation of the preparation and lodgement of substantial shareholder notices on behalf of BlackRock Investment Management (Australia) Limited. DIRECTIONS
-
(1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 7 of the form.
-
(2) See the definition of "associate" in section 9 of the Corporations Act 2001.
-
(3) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
-
(4) The voting shares of a company constitute one class unless divided into separate classes.
-
(5) The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the person or an associate has a relevant interest in.
-
(6) The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
-
(7) Include details of:
-
(a) any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
-
(b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
-
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
-
(8) If the substantial holder is unable to determine the identity of the person ( eg. if the relevant interest arises because of an option) write "unknown".
-
(9) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
Annexure A
This is Annexure A of 6 pages referred to in form 603 Notice of initial substantial shareholder
14-Oct-16 Kayla McGrory, Date Authorised Signatory
3. Details of Relevant Interests
4. Details of present registered holders
6. Associates
| Holder of Relevant | |||||||
|---|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest |
Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Person's votes |
Nature of Association |
|
| applicable) | |||||||
| BlackRock (Netherlands) | Power to control the exercise of a right to vote attached to | BNYM-BANK OF NY | ord | 48,350 | 48,350 | subsidiary of | |
| B.V. | securities and/or the power to dispose of securities as | BRUS | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock (Netherlands) | Power to control the exercise of a right to vote attached to | SSB-SSB NEW YORK | ord | 473,978 | 473,978 | subsidiary of | |
| B.V. | securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock (Singapore) | Power to control the exercise of a right to vote attached to | BNP Paribas Securities | ord | 54,916 | 54,916 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | Services Singapore | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock (Singapore) | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 6,440 | 6,440 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | BNYM-BONY EUROPE - | ord | 10,159,801 | 10,159,801 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | CB-CACEIS BANK | ord | 2,044 | 2,044 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | LUXEMBOURG | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | JPM - J.P. Morgan Zurich | ord | 241,905 | 241,905 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | JPM-JPM CHASE - | ord | 2,211,223 | 2,211,223 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ord | 773,931 | 773,931 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | UK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | RBC-DEXIA BIL- LONDON | ord | 788,931 | 788,931 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 7,274,194 | 7,274,194 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | DUBLIN | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 1,918,000 | 1,918,000 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | STATE STREET BANK, | ord | 14,259 | 14,259 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | MUNICH, ZURICH | BlackRock Inc. | ||||
| investment manager or trustee. | BRANCH | ||||||
| BlackRock Advisors, LLC | Power to control the exercise of a right to vote attached to | BBH-BROWN BROTHERS | ord | 18,196 | 18,196 | subsidiary of | |
| securities and/or the power to dispose of securities as | HARRIMAN & CO - NEW | BlackRock Inc. | |||||
| investment manager or trustee. | YORK | ||||||
| BlackRock Advisors, LLC | Power to control the exercise of a right to vote attached to | BNYM-THE BANK OF | ord | 65,373 | 65,373 | subsidiary of | |
| securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Advisors, LLC | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 1,473,962 | 1,473,962 | subsidiary of | |
| securities and/or the power to dispose of securities as | MUTUAL FUNDS - | BlackRock Inc. | |||||
| investment manager or trustee. | BOSTON |
page 1 of 6
BHP
| Holder of Relevant | |||||||
|---|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest |
Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Person's votes |
Nature of Association |
|
| applicable) | |||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ord | 3,682 | 3,682 | subsidiary of | |
| Management Canada | securities and/or the power to dispose of securities as | CO. - CHICAGO | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ADR 2:1 | 142,460 | 284,920 | subsidiary of | |
| Management Canada | securities and/or the power to dispose of securities as | SACRAMENTO | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 1,459,336 | 1,459,336 | subsidiary of | |
| Management Canada | securities and/or the power to dispose of securities as | SACRAMENTO | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | BNYM-BONY EUROPE - | ord | 73,500 | 73,500 | subsidiary of | |
| Management North Asia | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | BNYM-BONY | ord | 676,460 | 676,460 | subsidiary of | |
| Management North Asia | securities and/or the power to dispose of securities as | LUXEMBOURG | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | HSBC-HSBC, HONG | ord | 12,487 | 12,487 | subsidiary of | |
| Management North Asia | securities and/or the power to dispose of securities as | KONG | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | Northern Trust Singapore | ord | 5,328 | 5,328 | subsidiary of | |
| Management North Asia | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | BBH-BROWN BROTHERS | ord | 70,473 | 70,473 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | HARRIMAN & CO - NEW | BlackRock Inc. | ||||
| investment manager or trustee. | YORK | ||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | BNYM-MELLON TRUST - | ord | 489,220 | 489,220 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | BNYM-THE BANK OF | ord | 435,078 | 435,078 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | HSBC-HSBC - LONDON | ord | 66,129 | 66,129 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | HSBC-HSBC, HONG | ord | 75,961 | 75,961 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | KONG | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE | ord | 27,622 | 27,622 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | - NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ord | 233,353 | 233,353 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | UK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | RBC-ROYAL TRUST - | ord | 218,042 | 218,042 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | TORONTO | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | SSB-SSB NEW YORK | ord | 1,141,643 | 1,141,643 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | SSB-STATE STATE | ord | 705,000 | 705,000 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | HONG KONG | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Fund Advisors | Power to control the exercise of a right to vote attached to | SSB-SSB NEW YORK | ord | 138,780 | 138,780 | subsidiary of | |
| securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Fund Advisors | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 444,781 | 444,781 | subsidiary of | |
| securities and/or the power to dispose of securities as | BANK, BOSTON | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Fund Advisors | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 156,121 | 156,121 | subsidiary of | |
| securities and/or the power to dispose of securities as | MUTUAL FUNDS - | BlackRock Inc. | |||||
| investment manager or trustee. | BOSTON |
page 2 of 6
BHP
| Holder of Relevant | |||||||
|---|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest |
Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Person's votes |
Nature of Association |
|
| applicable) | |||||||
| BlackRock Fund Advisors | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ADR 2:1 | 302,505 | 605,010 | subsidiary of | |
| securities and/or the power to dispose of securities as | SACRAMENTO | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Fund Advisors | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 34,493,352 | 34,493,352 | subsidiary of | |
| securities and/or the power to dispose of securities as | SACRAMENTO | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | BNYM-MELLON TRUST - | ord | 193,820 | 193,820 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | BNYM-THE BANK OF | ord | 4,650,715 | 4,650,715 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | BOA-MERRILL LYNCH | ord | 118,347 | 118,347 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | INTL PRIME BROKER - | BlackRock Inc. | ||||
| Association | investment manager or trustee. | NEW YORK | |||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | CITI-CITIGROUP GLOBAL | ord | 85,704 | 85,704 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | MARKETS PRIME | BlackRock Inc. | ||||
| Association | investment manager or trustee. | BROKERAGE - NEW | |||||
| YORK | |||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | GS-GOLDMAN SACHS | ord | 49,770 | 49,770 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | PRIME BROKER - NEW | BlackRock Inc. | ||||
| Association | investment manager or trustee. | YORK | |||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE | ord | 719,676 | 719,676 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | - NEW YORK | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | MS-MORGAN STANLEY & | ord | 20,190 | 20,190 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | CO INC | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ord | 1,281,807 | 1,281,807 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | CO. - CHICAGO | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-SSB BOSTON | ord | 76,395 | 76,395 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-SSB NEW YORK | ord | 2,848,073 | 2,848,073 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-STATE STATE | ord | 1,624,841 | 1,624,841 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | HONG KONG | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 231,392 | 231,392 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | BANK, BOSTON | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 209,290 | 209,290 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 39,681,219 | 39,681,219 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | SACRAMENTO | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | UBS- UBS- ZURICH | ord | 111,477 | 111,477 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| Association | investment manager or trustee. | ||||||
| BlackRock International | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE | ord | 285,229 | 285,229 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | - NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock International | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ord | 1,319,145 | 1,319,145 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | UK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock International | Power to control the exercise of a right to vote attached to | SSB-SSB NEW YORK | ord | 218,310 | 218,310 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | ||||
| investment manager or trustee. |
page 3 of 6
BHP
| Holder of Relevant | |||||||
|---|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest |
Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Person's votes |
Nature of Association |
|
| applicable) | |||||||
| BlackRock International | Power to control the exercise of a right to vote attached to | SSB-STATE STATE | ord | 15,639 | 15,639 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | HONG KONG | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BOA-MERRILL LYNCH | ord | 35,136 | 35,136 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities as | INTL PRIME BROKER - | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | NEW YORK | |||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JPM CHASE - | ord | 18,099 | 18,099 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities as | SYDNEY | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | NAB-NATIONAL | ord | 7,267,094 | 7,267,094 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities as | AUSTRALIA BANK | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | LIMITED - MELBOURNE | |||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 244,437 | 244,437 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities as | AUSTRALIA | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | AP7 | ord | 406,543 | 406,543 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNP-BNP Paribas Milan | ord | 120,993 | 120,993 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNYM-BANK OF NY | ord | 438,686 | 438,686 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BRUS | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNYM-BONY EUROPE - | ord | 1,446,947 | 1,446,947 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNYM-BONY | ord | 34,744 | 34,744 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | LUXEMBOURG | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | CB-CACEIS BANK | ord | 20,863 | 20,863 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | LUXEMBOURG | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | CITI-CITIBANK, LONDON | ord | 2,820,351 | 2,820,351 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE | ord | 464,839 | 464,839 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | - NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JPM CHASE - | ord | 3,837 | 3,837 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | KAS-KAS BANK - | ord | 227,328 | 227,328 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | AMSTERDAM | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ord | 155,452 | 155,452 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | CO. - CHICAGO | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ord | 2,999,767 | 2,999,767 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | UK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | PICT-PICTET & CIE | ord | 18,419 | 18,419 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-STATE STATE | ord | 64,963 | 64,963 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | HONG KONG | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 697,942 | 697,942 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BANK LUXEMBOURG | BlackRock Inc. | ||||
| investment manager or trustee. |
page 4 of 6
BHP
| Holder of Relevant | |||||||
|---|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest |
Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Person's votes |
Nature of Association |
|
| applicable) | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-State Street Bank | ord | 61,672 | 61,672 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | S.p.A | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 196,796 | 196,796 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BANK, GERMANY | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 156,915 | 156,915 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNYM-THE BANK OF | ord | 1,542,304 | 1,542,304 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BOA-MERRILL LYNCH | ADR 2:1 | 261 | 522 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | SMA | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE | ord | 2,663,696 | 2,663,696 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | - NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JPM CHASE - | ord | 44,362 | 44,362 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-SSB NEW YORK | ADR 2:1 | 745 | 1,490 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-SSB NEW YORK | ord | 103,238 | 103,238 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 55,434 | 55,434 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | BANK LUXEMBOURG | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 22,651 | 22,651 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | MUTUAL FUNDS - | BlackRock Inc. | ||||
| investment manager or trustee. | BOSTON | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | USB-US BANK | ord | 81,859 | 81,859 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Japan Co., Ltd. | Power to control the exercise of a right to vote attached to | BBH-BROWN BROTHERS | ord | 62,099 | 62,099 | subsidiary of | |
| securities and/or the power to dispose of securities as | HARRIMAN & CO - NEW | BlackRock Inc. | |||||
| investment manager or trustee. | YORK | ||||||
| BlackRock Japan Co., Ltd. | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE | ord | 4,194,650 | 4,194,650 | subsidiary of | |
| securities and/or the power to dispose of securities as | - NEW YORK | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Japan Co., Ltd. | Power to control the exercise of a right to vote attached to | JPM-JPM CHASE - | ord | 611,812 | 611,812 | subsidiary of | |
| securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Japan Co., Ltd. | Power to control the exercise of a right to vote attached to | MITSUI-SUMITOMO | ord | 98,047 | 98,047 | subsidiary of | |
| securities and/or the power to dispose of securities as | TRUST | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Japan Co., Ltd. | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 52,304 | 52,304 | subsidiary of | |
| securities and/or the power to dispose of securities as | BANK, BOSTON | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | CITI-Citigroup Australia - | ord | 141,616 | 141,616 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities held in | SYDNEY | BlackRock Inc. | ||||
| Limited | its capacity as investment manager. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JPM CHASE - | ord | 1,897,387 | 1,897,387 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities held in | SYDNEY | BlackRock Inc. | ||||
| Limited | its capacity as investment manager. |
page 5 of 6
BHP
| Holder of Relevant | |||||||
|---|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest |
Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Person's votes |
Nature of Association |
|
| applicable) | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | NAB-NATIONAL | ord | 2,501,479 | 2,501,479 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities held in | AUSTRALIA BANK | BlackRock Inc. | ||||
| Limited | its capacity as investment manager. | LIMITED - MELBOURNE | |||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | UBS- UBS- ZURICH | ord | 2,415 | 2,415 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities held in | BlackRock Inc. | |||||
| Limited | its capacity as investment manager. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JPM CHASE - | ord | 7,662,286 | 7,662,286 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities held in | SYDNEY | BlackRock Inc. | ||||
| Limited | its capacityas responsible entity. |
page 6 of 6
BHP
Annexure B
This is Annexure B of 17 pages referred to in form 603 Notice of initial substantial shareholder
14-Oct-16
Kayla McGrory, Authorised Signatory
Date
5. Consideration
| BHP BILLITON LTD (BHP) | BHP BILLITON LTD (BHP) |
|---|---|
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
CCY Cash Non-cash Person's votes affected Class and number of securities affected Consideration |
| BlackRock Fund Advisors 13-Jun-16 yes |
USD 27.11 on mkt buy ADR 2:1 552 1,104 |
| BlackRock Advisors,LLC 13-Jun-16 yes |
USD 26.93 on mkt buy ADR 2:1 15 30 |
| BlackRock Japan Co.,Ltd. 14-Jun-16 yes |
AUD 18.30 on mkt buy ord 1,982 1,982 |
| BlackRock Investment Management (UK) Limited 14-Jun-16 yes |
AUD 18.30 on mkt buy ord 2,307 2,307 |
| BlackRock Japan Co.,Ltd. 14-Jun-16 yes |
AUD 18.30 on mkt buy ord 4,981 4,981 |
| BlackRock Fund Advisors 14-Jun-16 yes |
AUD 18.20 on mkt buy ord 4,121 4,121 |
| BlackRock Institutional Trust Company, National Association 14-Jun-16 yes |
AUD 18.30 on mkt buy ord 6,135 6,135 |
| BlackRock Fund Advisors 14-Jun-16 no |
AUD n/a in specie ord 43,824 43,824 |
| BlackRock Financial Management,Inc. 14-Jun-16 yes |
AUD 18.30 on mkt buy ord 4,326 4,326 |
| BlackRock Japan Co.,Ltd. 14-Jun-16 yes |
AUD 18.30 on mkt buy ord 2,889 2,889 |
| BlackRock Institutional Trust Company, National Association 14-Jun-16 yes |
AUD 18.30 on mkt buy ord 39,079 39,079 |
| BlackRock International Limited 14-Jun-16 yes |
AUD 18.30 on mkt buy ord 10,770 10,770 |
| BlackRock Institutional Trust Company, National Association 14-Jun-16 yes |
AUD 18.30 on mkt buy ord 8,852 8,852 |
| BlackRock Japan Co.,Ltd. 14-Jun-16 yes |
AUD 18.20 on mkt buy ord 741 741 |
| BlackRock Institutional Trust Company, National Association 14-Jun-16 yes |
AUD 18.30 on mkt buy ord 4,101 4,101 |
| BlackRock Financial Management,Inc. 14-Jun-16 yes |
AUD 18.30 on mkt buy ord 2,236 2,236 |
| BlackRock(Singapore)Limited 14-Jun-16 no |
AUD n/a in specie ord 1,725 1,725 |
| BlackRock Financial Management,Inc. 14-Jun-16 yes |
AUD 18.30 on mkt buy ord 11,223 11,223 |
| BlackRock Fund Advisors 14-Jun-16 no |
AUD n/a in specie ord 46,718 46,718 |
| BlackRock Institutional Trust Company, National Association 14-Jun-16 yes |
AUD 18.30 on mkt buy ord 2,417 2,417 |
| BlackRock Asset Management North Asia Limited 14-Jun-16 no |
AUD n/a collateral transfer ord 50,594 50,594 |
| BlackRock Institutional Trust Company, National Association 15-Jun-16 yes |
AUD 17.82 on mkt buy ord 730 730 |
| BlackRock Asset Management Canada Limited 16-Jun-16 yes |
AUD 17.89 on mkt buy ord 6,565 6,565 |
| BlackRock Institutional Trust Company, National Association 16-Jun-16 yes |
AUD 17.97 on mkt buy ord 5,880 5,880 |
| BlackRock Financial Management,Inc. 16-Jun-16 yes |
AUD 18.04 on mkt buy ord 5,430 5,430 |
| BlackRock Investment Management (Australia) Limited 16-Jun-16 yes |
AUD 17.97 on mkt buy ord 197 197 |
| BlackRock Institutional Trust Company, National Association 16-Jun-16 yes |
AUD 17.89 on mkt buy ord 118,817 118,817 |
| BlackRock Japan Co.,Ltd. 16-Jun-16 yes |
AUD 17.97 on mkt buy ord 1,994 1,994 |
| BlackRock International Limited 16-Jun-16 yes |
AUD 18.04 on mkt buy ord 13,237 13,237 |
| BlackRock Institutional Trust Company, National Association 16-Jun-16 yes |
AUD 17.97 on mkt buy ord 19,507 19,507 |
| BlackRock Investment Management (Australia) Limited 16-Jun-16 yes |
AUD 17.97 on mkt buy ord 1,361 1,361 |
| BlackRock Institutional Trust Company, National Association 16-Jun-16 yes |
AUD 17.97 on mkt buy ord 2,690 2,690 |
| BlackRock Japan Co.,Ltd. 16-Jun-16 yes |
AUD 17.97 on mkt buy ord 3,955 3,955 |
| BlackRock Financial Management,Inc. 16-Jun-16 yes |
AUD 17.97 on mkt buy ord 21,305 21,305 |
| BlackRock Investment Management,LLC 16-Jun-16 yes |
AUD 17.97 on mkt buy ord 1,924 1,924 |
| BlackRock Investment Management (UK) Limited 16-Jun-16 yes |
AUD 17.97 on mkt buy ord 2,996 2,996 |
| BlackRock Investment Management (Australia) Limited 16-Jun-16 yes |
AUD 17.97 on mkt buy ord 26,115 26,115 |
| BlackRock Japan Co.,Ltd. 16-Jun-16 yes |
AUD 17.97 on mkt buy ord 5,935 5,935 |
| BlackRock Fund Advisors 16-Jun-16 yes |
AUD 18.13 on mkt buy ord 11,725 11,725 |
| BlackRock Financial Management,Inc. 16-Jun-16 yes |
AUD 17.97 on mkt buy ord 1,278 1,278 |
| BlackRock Advisors(UK)Limited 16-Jun-16 yes |
AUD 17.97 on mkt buy ord 3,637 3,637 |
| BlackRock Institutional Trust Company, National Association 16-Jun-16 yes |
AUD 17.97 on mkt buy ord 62,800 62,800 |
page 1 of 17
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
CCY Cash Non-cash Person's votes affected Class and number of securities affected Consideration |
|---|---|
| BlackRock Financial Management,Inc. 16-Jun-16 yes |
AUD 17.97 on mkt buy ord 2,267 2,267 |
| BlackRock Advisors(UK)Limited 16-Jun-16 yes |
AUD 17.97 on mkt buy ord 2,999 2,999 |
| BlackRock Japan Co.,Ltd. 16-Jun-16 yes |
AUD 17.97 on mkt buy ord 9,377 9,377 |
| BlackRock Asset Management Canada Limited 16-Jun-16 yes |
AUD 17.97 on mkt buy ord 2,403 2,403 |
| BlackRock Advisors(UK)Limited 16-Jun-16 yes |
AUD 17.97 on mkt buy ord 3,823 3,823 |
| BlackRock Financial Management,Inc. 16-Jun-16 yes |
AUD 17.89 on mkt buy ord 53,788 53,788 |
| BlackRock Institutional Trust Company, National Association 16-Jun-16 yes |
AUD 17.97 on mkt buy ord 3,348 3,348 |
| BlackRock Institutional Trust Company, National Association 16-Jun-16 yes |
AUD 18.04 on mkt buy ord 6,311 6,311 |
| BlackRock Financial Management,Inc. 16-Jun-16 yes |
AUD 17.97 on mkt buy ord 9,373 9,373 |
| BlackRock Investment Management,LLC 16-Jun-16 yes |
AUD 17.97 on mkt buy ord 2,235 2,235 |
| BlackRock Investment Management (UK) Limited 17-Jun-16 yes |
AUD 18.08 on mkt buy ord 70,495 70,495 |
| BlackRock Investment Management (UK) Limited 17-Jun-16 yes |
AUD 18.08 on mkt buy ord 100,390 100,390 |
| BlackRock Investment Management,LLC 17-Jun-16 yes |
AUD 18.07 on mkt buy ord 615 615 |
| BlackRock Advisors(UK)Limited 17-Jun-16 yes |
AUD 18.08 on mkt buy ord 2,151 2,151 |
| BlackRock Institutional Trust Company, National Association 17-Jun-16 yes |
AUD 18.09 on mkt buy ord 3,825 3,825 |
| BlackRock Fund Advisors 17-Jun-16 yes |
AUD 18.08 on mkt buy ord 1,260 1,260 |
| BlackRock Fund Advisors 17-Jun-16 no |
AUD n/a in specie ord 33,370 33,370 |
| BlackRock Advisors(UK)Limited 17-Jun-16 yes |
AUD 18.08 on mkt buy ord 56,593 56,593 |
| BlackRock Asset Management Canada Limited 17-Jun-16 yes |
AUD 18.08 on mkt buy ord 881 881 |
| BlackRock Asset Management Canada Limited 17-Jun-16 yes |
AUD 18.08 on mkt buy ord 2,579 2,579 |
| BlackRock Advisors(UK)Limited 17-Jun-16 yes |
AUD 18.08 on mkt buy ord 10,273 10,273 |
| BlackRock Advisors(UK)Limited 17-Jun-16 yes |
AUD 18.08 on mkt buy ord 37,872 37,872 |
| BlackRock Asset Management Canada Limited 17-Jun-16 yes |
USD 27.71 on mkt buy ADR 2:1 7,038 14,076 |
| BlackRock Advisors(UK)Limited 17-Jun-16 yes |
AUD 18.08 on mkt buy ord 31,405 31,405 |
| BlackRock Institutional Trust Company, National Association 17-Jun-16 yes |
AUD 18.08 on mkt buy ord 6,849 6,849 |
| BlackRock Advisors(UK)Limited 17-Jun-16 yes |
AUD 18.08 on mkt buy ord 28,355 28,355 |
| BlackRock(Singapore)Limited 17-Jun-16 yes |
AUD 18.08 on mkt buy ord 4,715 4,715 |
| BlackRock Fund Advisors 17-Jun-16 no |
AUD n/a in specie ord 26,696 26,696 |
| BlackRock Institutional Trust Company, National Association 17-Jun-16 yes |
AUD 18.08 on mkt buy ord 6,983 6,983 |
| BlackRock Advisors(UK)Limited 17-Jun-16 yes |
AUD 18.08 on mkt buy ord 11,421 11,421 |
| BlackRock Advisors(UK)Limited 20-Jun-16 yes |
AUD 18.87 on mkt buy ord 25,020 25,020 |
| BlackRock Advisors(UK)Limited 20-Jun-16 yes |
AUD 18.69 on mkt buy ord 62,550 62,550 |
| BlackRock Investment Management (Australia) Limited 20-Jun-16 yes |
AUD 18.75 on mkt buy ord 36,719 36,719 |
| BlackRock Investment Management (Australia) Limited 20-Jun-16 yes |
AUD 18.75 on mkt buy ord 3,519 3,519 |
| BlackRock Investment Management,LLC 20-Jun-16 yes |
AUD 18.66 on mkt buy ord 1,083 1,083 |
| BlackRock Investment Management (UK) Limited 20-Jun-16 no |
AUD n/a in specie ord 406,543 406,543 |
| BlackRock Asset Management Canada Limited 21-Jun-16 yes |
AUD 18.75 on mkt buy ord 1,927 1,927 |
| BlackRock Japan Co.,Ltd. 21-Jun-16 yes |
AUD 18.75 on mkt buy ord 1,775 1,775 |
| BlackRock Institutional Trust Company, National Association 21-Jun-16 yes |
AUD 18.75 on mkt buy ord 39,720 39,720 |
| BlackRock Advisors(UK)Limited 21-Jun-16 yes |
AUD 18.75 on mkt buy ord 1,037 1,037 |
| BlackRock Financial Management,Inc. 21-Jun-16 yes |
AUD 18.75 on mkt buy ord 6,503 6,503 |
| BlackRock Institutional Trust Company, National Association 21-Jun-16 yes |
AUD 18.75 on mkt buy ord 1,775 1,775 |
| BlackRock Advisors(UK)Limited 21-Jun-16 yes |
AUD 18.75 on mkt buy ord 3,382 3,382 |
| BlackRock Financial Management,Inc. 21-Jun-16 yes |
AUD 18.69 on mkt buy ord 26,531 26,531 |
| BlackRock Financial Management,Inc. 21-Jun-16 yes |
AUD 18.75 on mkt buy ord 14,495 14,495 |
| BlackRock Japan Co.,Ltd. 21-Jun-16 yes |
AUD 18.75 on mkt buy ord 4,522 4,522 |
| BlackRock Institutional Trust Company, National Association 21-Jun-16 yes |
AUD 18.75 on mkt buy ord 13,356 13,356 |
| BlackRock Advisors(UK)Limited 21-Jun-16 yes |
AUD 18.75 on mkt buy ord 2,471 2,471 |
| BlackRock Financial Management,Inc. 21-Jun-16 yes |
AUD 18.75 on mkt buy ord 2,257 2,257 |
| BlackRock Institutional Trust Company, National Association 21-Jun-16 yes |
AUD 18.75 on mkt buy ord 5,648 5,648 |
| BlackRock Institutional Trust Company, National Association 21-Jun-16 yes |
AUD 18.75 on mkt buy ord 5,672 5,672 |
| BlackRock Investment Management (UK) Limited 21-Jun-16 yes |
AUD 18.75 on mkt buy ord 2,711 2,711 |
| BlackRock Advisors(UK)Limited 21-Jun-16 yes |
AUD 18.75 on mkt buy ord 3,667 3,667 |
page 2 of 17
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
CCY Cash Non-cash Person's votes affected Class and number of securities affected Consideration |
|---|---|
| BlackRock Institutional Trust Company, National Association 21-Jun-16 yes |
AUD 18.74 on mkt buy ord 6,544 6,544 |
| BlackRock Japan Co.,Ltd. 21-Jun-16 yes |
AUD 18.75 on mkt buy ord 3,795 3,795 |
| BlackRock Institutional Trust Company, National Association 21-Jun-16 yes |
AUD 18.75 on mkt buy ord 5,020 5,020 |
| BlackRock Institutional Trust Company, National Association 21-Jun-16 yes |
AUD 18.75 on mkt buy ord 2,273 2,273 |
| BlackRock Institutional Trust Company, National Association 21-Jun-16 yes |
AUD 18.75 on mkt buy ord 5,751 5,751 |
| BlackRock International Limited 21-Jun-16 yes |
AUD 18.74 on mkt buy ord 9,865 9,865 |
| BlackRock Financial Management,Inc. 21-Jun-16 yes |
AUD 18.74 on mkt buy ord 3,748 3,748 |
| BlackRock Financial Management,Inc. 21-Jun-16 yes |
AUD 18.75 on mkt buy ord 1,062 1,062 |
| BlackRock Asset Management Canada Limited 21-Jun-16 yes |
AUD 18.69 on mkt buy ord 6,638 6,638 |
| BlackRock Institutional Trust Company, National Association 21-Jun-16 yes |
AUD 18.69 on mkt buy ord 8,090 8,090 |
| BlackRock Fund Advisors 21-Jun-16 no |
AUD n/a in specie ord 73,414 73,414 |
| BlackRock Institutional Trust Company, National Association 21-Jun-16 yes |
AUD 18.75 on mkt buy ord 2,503 2,503 |
| BlackRock Japan Co.,Ltd. 21-Jun-16 yes |
AUD 18.75 on mkt buy ord 4,235 4,235 |
| BlackRock Asset Management Canada Limited 22-Jun-16 yes |
AUD 18.71 on mkt buy ord 12,671 12,671 |
| BlackRock Advisors,LLC 22-Jun-16 yes |
AUD 18.71 on mkt buy ord 2,122 2,122 |
| BlackRock Investment Management (Australia) Limited 22-Jun-16 yes |
AUD 18.76 on mkt buy ord 28,648 28,648 |
| BlackRock Investment Management (Australia) Limited 22-Jun-16 yes |
AUD 18.75 on mkt buy ord 2,186 2,186 |
| BlackRock Advisors(UK)Limited 22-Jun-16 yes |
AUD 18.71 on mkt buy ord 1,087 1,087 |
| BlackRock Institutional Trust Company, National Association 22-Jun-16 yes |
AUD 18.71 on mkt buy ord 63,277 63,277 |
| BlackRock Institutional Trust Company, National Association 22-Jun-16 yes |
AUD 18.71 on mkt buy ord 3,292 3,292 |
| BlackRock Advisors(UK)Limited 22-Jun-16 yes |
AUD 18.71 on mkt buy ord 2,829 2,829 |
| BlackRock Institutional Trust Company, National Association 23-Jun-16 yes |
AUD 18.96 on mkt buy ord 1,783 1,783 |
| BlackRock Institutional Trust Company, National Association 23-Jun-16 yes |
AUD 18.96 on mkt buy ord 8,333 8,333 |
| BlackRock Financial Management,Inc. 23-Jun-16 yes |
AUD 19.05 on mkt buy ord 16,818 16,818 |
| BlackRock Japan Co.,Ltd. 23-Jun-16 yes |
AUD 18.96 on mkt buy ord 2,467 2,467 |
| BlackRock Financial Management,Inc. 23-Jun-16 yes |
AUD 18.95 on mkt buy ord 149,404 149,404 |
| BlackRock Institutional Trust Company, National Association 23-Jun-16 yes |
AUD 18.96 on mkt buy ord 1,783 1,783 |
| BlackRock Advisors(UK)Limited 23-Jun-16 yes |
AUD 18.96 on mkt buy ord 3,861 3,861 |
| BlackRock Financial Management,Inc. 23-Jun-16 yes |
AUD 18.96 on mkt buy ord 5,926 5,926 |
| BlackRock Institutional Trust Company, National Association 23-Jun-16 yes |
AUD 18.96 on mkt buy ord 1,829 1,829 |
| BlackRock Japan Co.,Ltd. 23-Jun-16 yes |
AUD 18.96 on mkt buy ord 2,717 2,717 |
| BlackRock Financial Management,Inc. 23-Jun-16 yes |
AUD 18.96 on mkt buy ord 12,220 12,220 |
| BlackRock International Limited 23-Jun-16 yes |
AUD 18.96 on mkt buy ord 2,776 2,776 |
| BlackRock Institutional Trust Company, National Association 23-Jun-16 yes |
AUD 18.96 on mkt buy ord 10,395 10,395 |
| BlackRock Institutional Trust Company, National Association 23-Jun-16 yes |
AUD 18.96 on mkt buy ord 14,830 14,830 |
| BlackRock Institutional Trust Company, National Association 23-Jun-16 yes |
AUD 18.96 on mkt buy ord 2,166 2,166 |
| BlackRock Advisors(UK)Limited 23-Jun-16 yes |
AUD 18.96 on mkt buy ord 2,894 2,894 |
| BlackRock Institutional Trust Company, National Association 23-Jun-16 yes |
AUD 19.05 on mkt buy ord 15,229 15,229 |
| BlackRock Japan Co.,Ltd. 23-Jun-16 yes |
AUD 18.96 on mkt buy ord 3,075 3,075 |
| BlackRock Institutional Trust Company, National Association 23-Jun-16 yes |
AUD 18.96 on mkt buy ord 5,145 5,145 |
| BlackRock Fund Advisors 24-Jun-16 no |
AUD n/a in specie ord 66,740 66,740 |
| BlackRock Institutional Trust Company, National Association 27-Jun-16 yes |
AUD 17.89 on mkt buy ord 9,729 9,729 |
| BlackRock Fund Advisors 27-Jun-16 yes |
USD 25.88 on mkt buy ADR 2:1 604 1,208 |
| BlackRock Advisors(UK)Limited 27-Jun-16 yes |
AUD 18.08 on mkt buy ord 1,088 1,088 |
| BlackRock Fund Advisors 27-Jun-16 yes |
AUD 17.89 on mkt buy ord 35 35 |
| BlackRock Advisors(UK)Limited 28-Jun-16 yes |
AUD 18.03 on mkt buy ord 1,683 1,683 |
| BlackRock Fund Advisors 28-Jun-16 no |
AUD n/a in specie ord 5,582 5,582 |
| BlackRock Fund Advisors 28-Jun-16 no |
AUD n/a in specie ord 698 698 |
| BlackRock Investment Management (Australia) Limited 28-Jun-16 yes |
AUD 17.98 on mkt buy ord 642 642 |
| BlackRock Advisors(UK)Limited 28-Jun-16 yes |
AUD 18.03 on mkt buy ord 3,895 3,895 |
| BlackRock Fund Advisors 28-Jun-16 yes |
AUD 18.03 on mkt buy ord 1,894 1,894 |
page 3 of 17
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
CCY Cash Non-cash Person's votes affected Class and number of securities affected Consideration |
|---|---|
| BlackRock Asset Management Canada Limited 28-Jun-16 yes |
AUD 18.03 on mkt buy ord 705 705 |
| BlackRock Japan Co.,Ltd. 28-Jun-16 yes |
AUD 18.03 on mkt buy ord 6,054 6,054 |
| BlackRock Investment Management (Australia) Limited 28-Jun-16 yes |
AUD 17.98 on mkt buy ord 3,575 3,575 |
| BlackRock Advisors(UK)Limited 28-Jun-16 yes |
AUD 18.03 on mkt buy ord 8,569 8,569 |
| BlackRock Investment Management (Australia) Limited 28-Jun-16 yes |
AUD 17.98 on mkt buy ord 9,481 9,481 |
| BlackRock Institutional Trust Company, National Association 29-Jun-16 yes |
AUD 18.35 on mkt buy ord 12,754 12,754 |
| BlackRock Institutional Trust Company, National Association 29-Jun-16 yes |
AUD 18.35 on mkt buy ord 834 834 |
| BlackRock Advisors(UK)Limited 29-Jun-16 yes |
AUD 18.35 on mkt buy ord 10,713 10,713 |
| BlackRock Financial Management,Inc. 29-Jun-16 yes |
AUD 18.35 on mkt buy ord 1,520 1,520 |
| BlackRock Financial Management,Inc. 29-Jun-16 yes |
AUD 18.35 on mkt buy ord 12,227 12,227 |
| BlackRock Investment Management (UK) Limited 29-Jun-16 yes |
AUD 18.35 on mkt buy ord 1,038 1,038 |
| BlackRock Institutional Trust Company, National Association 29-Jun-16 yes |
AUD 18.35 on mkt buy ord 3,464 3,464 |
| BlackRock Institutional Trust Company, National Association 29-Jun-16 yes |
AUD 18.35 on mkt buy ord 856 856 |
| BlackRock Institutional Trust Company, National Association 29-Jun-16 yes |
AUD 18.35 on mkt buy ord 2,462 2,462 |
| BlackRock Financial Management,Inc. 29-Jun-16 yes |
AUD 18.35 on mkt buy ord 12,616 12,616 |
| BlackRock Institutional Trust Company, National Association 29-Jun-16 yes |
AUD 18.35 on mkt buy ord 82,120 82,120 |
| BlackRock International Limited 29-Jun-16 yes |
AUD 18.35 on mkt buy ord 13,495 13,495 |
| BlackRock Japan Co.,Ltd. 29-Jun-16 yes |
AUD 18.35 on mkt buy ord 14,149 14,149 |
| BlackRock Financial Management,Inc. 29-Jun-16 yes |
AUD 18.35 on mkt buy ord 11,469 11,469 |
| BlackRock Investment Management (Australia) Limited 29-Jun-16 yes |
AUD 18.30 on mkt buy ord 3,808 3,808 |
| BlackRock Institutional Trust Company, National Association 29-Jun-16 yes |
AUD 18.30 on mkt buy ord 15,892 15,892 |
| BlackRock Investment Management (UK) Limited 29-Jun-16 yes |
AUD 18.35 on mkt buy ord 3,558 3,558 |
| BlackRock Institutional Trust Company, National Association 29-Jun-16 yes |
AUD 18.35 on mkt buy ord 3,305 3,305 |
| BlackRock Institutional Trust Company, National Association 29-Jun-16 yes |
AUD 18.35 on mkt buy ord 7,132 7,132 |
| BlackRock Advisors,LLC 29-Jun-16 yes |
AUD 18.35 on mkt buy ord 2,322 2,322 |
| BlackRock Advisors(UK)Limited 29-Jun-16 yes |
AUD 18.35 on mkt buy ord 11,147 11,147 |
| BlackRock Asset Management Canada Limited 29-Jun-16 yes |
AUD 18.35 on mkt buy ord 3,363 3,363 |
| BlackRock Japan Co.,Ltd. 29-Jun-16 yes |
AUD 18.35 on mkt buy ord 5,450 5,450 |
| BlackRock Institutional Trust Company, National Association 29-Jun-16 yes |
AUD 18.35 on mkt buy ord 8,079 8,079 |
| BlackRock Japan Co.,Ltd. 29-Jun-16 yes |
AUD 18.35 on mkt buy ord 8,203 8,203 |
| BlackRock Japan Co.,Ltd. 29-Jun-16 yes |
AUD 18.35 on mkt buy ord 9,023 9,023 |
| BlackRock Fund Advisors 29-Jun-16 no |
AUD n/a in specie ord 23,359 23,359 |
| BlackRock Institutional Trust Company, National Association 29-Jun-16 yes |
AUD 18.35 on mkt buy ord 14,757 14,757 |
| BlackRock Japan Co.,Ltd. 29-Jun-16 yes |
AUD 18.35 on mkt buy ord 1,009 1,009 |
| BlackRock Investment Management,LLC 29-Jun-16 yes |
AUD 18.35 on mkt buy ord 2,918 2,918 |
| BlackRock Institutional Trust Company, National Association 29-Jun-16 yes |
AUD 18.35 on mkt buy ord 754 754 |
| BlackRock Financial Management,Inc. 29-Jun-16 yes |
AUD 18.35 on mkt buy ord 4,081 4,081 |
| BlackRock Japan Co.,Ltd. 29-Jun-16 yes |
AUD 18.56 on mkt buy ord 1,451 1,451 |
| BlackRock Investment Management,LLC 29-Jun-16 yes |
AUD 18.35 on mkt buy ord 1,884 1,884 |
| BlackRock Advisors(UK)Limited 29-Jun-16 yes |
AUD 18.35 on mkt buy ord 4,812 4,812 |
| BlackRock Investment Management (UK) Limited 29-Jun-16 yes |
AUD 18.35 on mkt buy ord 2,025 2,025 |
| BlackRock Advisors(UK)Limited 29-Jun-16 yes |
AUD 18.35 on mkt buy ord 5,818 5,818 |
| BlackRock Investment Management (UK) Limited 29-Jun-16 yes |
AUD 18.35 on mkt buy ord 754 754 |
| BlackRock Institutional Trust Company, National Association 29-Jun-16 yes |
AUD 18.35 on mkt buy ord 4,215 4,215 |
| BlackRock Institutional Trust Company, National Association 29-Jun-16 yes |
AUD 18.49 on mkt buy ord 159,938 159,938 |
| BlackRock Japan Co.,Ltd. 30-Jun-16 yes |
AUD 18.74 on mkt buy ord 1,922 1,922 |
| BlackRock Investment Management (UK) Limited 30-Jun-16 yes |
AUD 18.65 on mkt buy ord 1,998 1,998 |
| BlackRock Institutional Trust Company, National Association 30-Jun-16 yes |
AUD 18.65 on mkt buy ord 17,620 17,620 |
page 4 of 17
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
CCY Cash Non-cash Person's votes affected Class and number of securities affected Consideration |
|---|---|
| BlackRock Investment Management (UK) Limited 30-Jun-16 yes |
AUD 18.65 on mkt buy ord 12,361 12,361 |
| BlackRock Institutional Trust Company, National Association 30-Jun-16 yes |
AUD 18.65 on mkt buy ord 15,143 15,143 |
| BlackRock Institutional Trust Company, National Association 30-Jun-16 yes |
AUD 18.65 on mkt buy ord 45,459 45,459 |
| BlackRock Asset Management Canada Limited 30-Jun-16 yes |
AUD 18.65 on mkt buy ord 12,929 12,929 |
| BlackRock Investment Management,LLC 30-Jun-16 yes |
AUD 18.65 on mkt buy ord 6,411 6,411 |
| BlackRock Advisors,LLC 30-Jun-16 yes |
AUD 18.65 on mkt buy ord 5,245 5,245 |
| BlackRock Investment Management (UK) Limited 30-Jun-16 yes |
AUD 18.65 on mkt buy ord 7,244 7,244 |
| BlackRock Institutional Trust Company, National Association 30-Jun-16 yes |
AUD 18.65 on mkt buy ord 28,987 28,987 |
| BlackRock Advisors(UK)Limited 30-Jun-16 yes |
AUD 18.65 on mkt buy ord 1,683 1,683 |
| BlackRock Advisors(UK)Limited 30-Jun-16 yes |
AUD 18.65 on mkt buy ord 561 561 |
| BlackRock Investment Management (UK) Limited 30-Jun-16 yes |
AUD 18.65 on mkt buy ord 6,681 6,681 |
| BlackRock Investment Management (Australia) Limited 30-Jun-16 yes |
AUD 18.63 on mkt buy ord 53,213 53,213 |
| BlackRock Japan Co.,Ltd. 30-Jun-16 yes |
AUD 18.74 on mkt buy ord 206 206 |
| BlackRock Advisors(UK)Limited 30-Jun-16 yes |
AUD 18.65 on mkt buy ord 31,270 31,270 |
| BlackRock Investment Management (Australia) Limited 30-Jun-16 yes |
AUD 18.63 on mkt buy ord 5,555 5,555 |
| BlackRock Institutional Trust Company, National Association 30-Jun-16 yes |
AUD 18.64 on mkt buy ord 11,294 11,294 |
| BlackRock Financial Management,Inc. 30-Jun-16 yes |
AUD 18.74 on mkt buy ord 26,598 26,598 |
| BlackRock Fund Advisors 30-Jun-16 no |
AUD n/a in specie ord 12,954 12,954 |
| BlackRock Institutional Trust Company, National Association 30-Jun-16 yes |
AUD 18.63 on mkt buy ord 7,645 7,645 |
| BlackRock Fund Advisors 30-Jun-16 yes |
AUD 18.74 on mkt buy ord 8,050 8,050 |
| BlackRock Investment Management (Australia) Limited 30-Jun-16 yes |
AUD 18.65 on mkt buy ord 586 586 |
| BlackRock Advisors(UK)Limited 01-Jul-16 yes |
AUD 19.09 on mkt buy ord 561 561 |
| BlackRock Advisors(UK)Limited 01-Jul-16 yes |
AUD 19.09 on mkt buy ord 3,895 3,895 |
| BlackRock Japan Co.,Ltd. 01-Jul-16 yes |
AUD 19.09 on mkt buy ord 886 886 |
| BlackRock Institutional Trust Company, National Association 05-Jul-16 no |
AUD n/a in specie ord 21,661 21,661 |
| BlackRock Advisors(UK)Limited 05-Jul-16 yes |
AUD 19.45 on mkt buy ord 562 562 |
| BlackRock Financial Management,Inc. 06-Jul-16 yes |
AUD 18.69 on mkt buy ord 1,940 1,940 |
| BlackRock Financial Management,Inc. 06-Jul-16 yes |
AUD 18.68 on mkt buy ord 6,581 6,581 |
| BlackRock International Limited 06-Jul-16 yes |
AUD 18.68 on mkt buy ord 9,436 9,436 |
| BlackRock Institutional Trust Company, National Association 06-Jul-16 yes |
AUD 18.69 on mkt buy ord 1,721 1,721 |
| BlackRock Institutional Trust Company, National Association 06-Jul-16 yes |
AUD 18.71 on mkt buy ord 29,267 29,267 |
| BlackRock Institutional Trust Company, National Association 06-Jul-16 yes |
AUD 18.71 on mkt buy ord 821 821 |
| BlackRock Investment Management,LLC 06-Jul-16 yes |
AUD 18.69 on mkt buy ord 2,632 2,632 |
| BlackRock Advisors(UK)Limited 06-Jul-16 yes |
AUD 18.69 on mkt buy ord 7,857 7,857 |
| BlackRock Investment Management (UK) Limited 06-Jul-16 yes |
AUD 18.69 on mkt buy ord 3,315 3,315 |
| BlackRock Institutional Trust Company, National Association 06-Jul-16 yes |
AUD 18.68 on mkt buy ord 6,352 6,352 |
| BlackRock Advisors(UK)Limited 06-Jul-16 yes |
AUD 18.69 on mkt buy ord 5,702 5,702 |
| BlackRock Institutional Trust Company, National Association 06-Jul-16 yes |
AUD 18.69 on mkt buy ord 688 688 |
| BlackRock Investment Management,LLC 06-Jul-16 yes |
AUD 18.69 on mkt buy ord 3,066 3,066 |
| BlackRock Institutional Trust Company, National Association 06-Jul-16 yes |
AUD 18.69 on mkt buy ord 3,442 3,442 |
| BlackRock Investment Management (UK) Limited 06-Jul-16 yes |
AUD 18.69 on mkt buy ord 4,609 4,609 |
| BlackRock Institutional Trust Company, National Association 06-Jul-16 yes |
AUD 18.69 on mkt buy ord 8,362 8,362 |
| BlackRock Advisors(UK)Limited 06-Jul-16 yes |
AUD 18.71 on mkt buy ord 6,275 6,275 |
| BlackRock Institutional Trust Company, National Association 06-Jul-16 yes |
AUD 18.69 on mkt buy ord 1,033 1,033 |
| BlackRock Fund Advisors 06-Jul-16 yes |
AUD 18.70 on mkt buy ord 16,474 16,474 |
| BlackRock Institutional Trust Company, National Association 06-Jul-16 yes |
AUD 18.69 on mkt buy ord 25,635 25,635 |
| BlackRock Institutional Trust Company, National Association 06-Jul-16 yes |
AUD 18.71 on mkt buy ord 11,919 11,919 |
| BlackRock Institutional Trust Company, National Association 06-Jul-16 yes |
AUD 18.69 on mkt buy ord 33,307 33,307 |
page 5 of 17
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
CCY Cash Non-cash Person's votes affected Class and number of securities affected Consideration |
|---|---|
| BlackRock Asset Management Canada Limited 06-Jul-16 yes |
AUD 18.69 on mkt buy ord 2,221 2,221 |
| BlackRock Japan Co.,Ltd. 06-Jul-16 yes |
AUD 18.69 on mkt buy ord 9,000 9,000 |
| BlackRock Institutional Trust Company, National Association 06-Jul-16 yes |
AUD 18.71 on mkt buy ord 4,525 4,525 |
| BlackRock Fund Advisors 06-Jul-16 yes |
AUD 18.71 on mkt buy ord 22,266 22,266 |
| BlackRock Investment Management (UK) Limited 06-Jul-16 yes |
AUD 18.69 on mkt buy ord 857 857 |
| BlackRock Financial Management,Inc. 06-Jul-16 yes |
AUD 18.69 on mkt buy ord 11,151 11,151 |
| BlackRock Institutional Trust Company, National Association 06-Jul-16 yes |
AUD 18.71 on mkt buy ord 10,339 10,339 |
| BlackRock Institutional Trust Company, National Association 06-Jul-16 yes |
AUD 18.71 on mkt buy ord 60,079 60,079 |
| BlackRock Institutional Trust Company, National Association 06-Jul-16 yes |
AUD 18.69 on mkt buy ord 6,326 6,326 |
| BlackRock Institutional Trust Company, National Association 06-Jul-16 yes |
AUD 18.69 on mkt buy ord 3,892 3,892 |
| BlackRock Fund Advisors 06-Jul-16 yes |
AUD 18.71 on mkt buy ord 33,588 33,588 |
| BlackRock Advisors,LLC 06-Jul-16 yes |
AUD 18.69 on mkt buy ord 8,528 8,528 |
| BlackRock Institutional Trust Company, National Association 06-Jul-16 yes |
AUD 18.69 on mkt buy ord 5,545 5,545 |
| BlackRock Investment Management (UK) Limited 06-Jul-16 yes |
AUD 18.69 on mkt buy ord 1,440 1,440 |
| BlackRock Advisors(UK)Limited 06-Jul-16 yes |
AUD 18.69 on mkt buy ord 7,791 7,791 |
| BlackRock Japan Co.,Ltd. 06-Jul-16 yes |
AUD 18.69 on mkt buy ord 937 937 |
| BlackRock Japan Co.,Ltd. 06-Jul-16 yes |
AUD 18.69 on mkt buy ord 13,422 13,422 |
| BlackRock Institutional Trust Company, National Association 06-Jul-16 yes |
AUD 18.69 on mkt buy ord 1,098 1,098 |
| BlackRock Institutional Trust Company, National Association 06-Jul-16 yes |
AUD 18.69 on mkt buy ord 427 427 |
| BlackRock Institutional Trust Company, National Association 06-Jul-16 yes |
AUD 18.69 on mkt buy ord 46,695 46,695 |
| BlackRock Institutional Trust Company, National Association 06-Jul-16 yes |
AUD 18.69 on mkt buy ord 9,029 9,029 |
| BlackRock Japan Co.,Ltd. 06-Jul-16 yes |
AUD 18.69 on mkt buy ord 5,049 5,049 |
| BlackRock Institutional Trust Company, National Association 06-Jul-16 yes |
AUD 18.69 on mkt buy ord 91,364 91,364 |
| BlackRock Advisors(UK)Limited 06-Jul-16 yes |
AUD 18.69 on mkt buy ord 1,148 1,148 |
| BlackRock Financial Management,Inc. 06-Jul-16 yes |
AUD 18.69 on mkt buy ord 2,183 2,183 |
| BlackRock Advisors(UK)Limited 06-Jul-16 yes |
AUD 18.69 on mkt buy ord 12,070 12,070 |
| BlackRock Advisors(UK)Limited 07-Jul-16 yes |
AUD 19.08 on mkt buy ord 1,082 1,082 |
| BlackRock Advisors(UK)Limited 07-Jul-16 yes |
AUD 19.08 on mkt buy ord 982 982 |
| BlackRock Advisors(UK)Limited 07-Jul-16 yes |
AUD 19.08 on mkt buy ord 1,560 1,560 |
| BlackRock Advisors(UK)Limited 07-Jul-16 yes |
AUD 19.08 on mkt buy ord 8,321 8,321 |
| BlackRock Fund Advisors 07-Jul-16 yes |
AUD 19.08 on mkt buy ord 9,688 9,688 |
| BlackRock Institutional Trust Company, National Association 07-Jul-16 yes |
AUD 19.08 on mkt buy ord 545 545 |
| BlackRock Investment Management (UK) Limited 07-Jul-16 yes |
AUD 19.08 on mkt buy ord 1,005 1,005 |
| BlackRock Fund Advisors 07-Jul-16 yes |
AUD 19.08 on mkt buy ord 13,310 13,310 |
| BlackRock Investment Management (UK) Limited 07-Jul-16 yes |
AUD 19.08 on mkt buy ord 1,142 1,142 |
| BlackRock(Netherlands)B.V. 07-Jul-16 yes |
AUD 19.08 on mkt buy ord 4,670 4,670 |
| BlackRock Advisors(UK)Limited 07-Jul-16 yes |
AUD 19.08 on mkt buy ord 12,518 12,518 |
| BlackRock Institutional Trust Company, National Association 07-Jul-16 yes |
AUD 19.08 on mkt buy ord 3,536 3,536 |
| BlackRock Financial Management,Inc. 08-Jul-16 yes |
AUD 19.06 on mkt buy ord 2,679 2,679 |
| BlackRock Institutional Trust Company, National Association 08-Jul-16 yes |
AUD 19.06 on mkt buy ord 4,389 4,389 |
| BlackRock Fund Advisors 08-Jul-16 yes |
AUD 19.05 on mkt buy ord 3,465 3,465 |
| BlackRock Financial Management,Inc. 08-Jul-16 yes |
AUD 19.06 on mkt buy ord 5,708 5,708 |
| BlackRock Investment Management (UK) Limited 08-Jul-16 yes |
AUD 19.05 on mkt buy ord 17,874 17,874 |
| BlackRock Institutional Trust Company, National Association 08-Jul-16 yes |
AUD 19.06 on mkt buy ord 5,120 5,120 |
| BlackRock Advisors(UK)Limited 08-Jul-16 yes |
AUD 19.05 on mkt buy ord 3,822 3,822 |
| BlackRock Institutional Trust Company, National Association 08-Jul-16 yes |
AUD 19.06 on mkt buy ord 20,287 20,287 |
| BlackRock International Limited 08-Jul-16 yes |
AUD 19.03 on mkt buy ord 2,623 2,623 |
| BlackRock Institutional Trust Company, National Association 08-Jul-16 yes |
AUD 19.05 on mkt buy ord 61,995 61,995 |
| BlackRock Institutional Trust Company, National Association 08-Jul-16 yes |
AUD 19.06 on mkt buy ord 4,469 4,469 |
| BlackRock Financial Management,Inc. 08-Jul-16 yes |
AUD 19.06 on mkt buy ord 1,842 1,842 |
page 6 of 17
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
CCY Cash Non-cash Person's votes affected Class and number of securities affected Consideration |
|---|---|
| BlackRock Advisors(UK)Limited 08-Jul-16 yes |
AUD 19.06 on mkt buy ord 1,747 1,747 |
| BlackRock Institutional Trust Company, National Association 08-Jul-16 yes |
AUD 19.06 on mkt buy ord 19,138 19,138 |
| BlackRock Japan Co.,Ltd. 08-Jul-16 yes |
AUD 19.06 on mkt buy ord 2,087 2,087 |
| BlackRock Institutional Trust Company, National Association 08-Jul-16 yes |
AUD 19.06 on mkt buy ord 3,214 3,214 |
| BlackRock Japan Co.,Ltd. 08-Jul-16 yes |
AUD 19.06 on mkt buy ord 3,331 3,331 |
| BlackRock Institutional Trust Company, National Association 08-Jul-16 yes |
AUD 19.06 on mkt buy ord 15,047 15,047 |
| BlackRock Institutional Trust Company, National Association 11-Jul-16 yes |
AUD 19.60 on mkt buy ord 28,201 28,201 |
| BlackRock Fund Advisors 11-Jul-16 yes |
AUD 19.60 on mkt buy ord 24,071 24,071 |
| BlackRock Institutional Trust Company, National Association 11-Jul-16 yes |
AUD 19.60 on mkt buy ord 6,979 6,979 |
| BlackRock Advisors(UK)Limited 11-Jul-16 yes |
AUD 19.60 on mkt buy ord 12,550 12,550 |
| BlackRock Institutional Trust Company, National Association 11-Jul-16 yes |
AUD 19.60 on mkt buy ord 2,394 2,394 |
| BlackRock Asset Management Canada Limited 11-Jul-16 yes |
AUD 19.60 on mkt buy ord 12,257 12,257 |
| BlackRock Advisors(UK)Limited 12-Jul-16 yes |
AUD 19.98 on mkt buy ord 2,536 2,536 |
| BlackRock Institutional Trust Company, National Association 12-Jul-16 yes |
AUD 19.98 on mkt buy ord 2,887 2,887 |
| BlackRock Advisors(UK)Limited 12-Jul-16 yes |
AUD 19.93 on mkt buy ord 9,348 9,348 |
| BlackRock Institutional Trust Company, National Association 12-Jul-16 yes |
AUD 19.98 on mkt buy ord 13,131 13,131 |
| BlackRock Institutional Trust Company, National Association 12-Jul-16 yes |
AUD 19.93 on mkt buy ord 3,854 3,854 |
| BlackRock Japan Co.,Ltd. 12-Jul-16 yes |
AUD 19.93 on mkt buy ord 2,386 2,386 |
| BlackRock International Limited 12-Jul-16 yes |
AUD 19.94 on mkt buy ord 2,234 2,234 |
| BlackRock Institutional Trust Company, National Association 12-Jul-16 yes |
AUD 19.98 on mkt buy ord 2,271 2,271 |
| BlackRock Advisors(UK)Limited 13-Jul-16 yes |
AUD 20.43 on mkt buy ord 25,100 25,100 |
| BlackRock Asset Management Canada Limited 13-Jul-16 no |
USD n/a in specie ADR 2:1 7,134 14,268 |
| BlackRock Investment Management,LLC 14-Jul-16 yes |
AUD 20.41 on mkt buy ord 1,709 1,709 |
| BlackRock Advisors(UK)Limited 14-Jul-16 yes |
AUD 20.34 on mkt buy ord 2,166 2,166 |
| BlackRock Investment Management,LLC 14-Jul-16 yes |
AUD 20.41 on mkt buy ord 27,500 27,500 |
| BlackRock Institutional Trust Company, National Association 14-Jul-16 yes |
AUD 20.34 on mkt buy ord 6,753 6,753 |
| BlackRock Fund Advisors 14-Jul-16 no |
USD n/a in specie ADR 2:1 6,730 13,460 |
| BlackRock Institutional Trust Company, National Association 15-Jul-16 yes |
AUD 20.40 on mkt buy ord 13,526 13,526 |
| BlackRock International Limited 15-Jul-16 yes |
AUD 20.40 on mkt buy ord 1,682 1,682 |
| BlackRock Investment Management (Australia) Limited 15-Jul-16 yes |
AUD 20.41 on mkt buy ord 10,375 10,375 |
| BlackRock Japan Co.,Ltd. 15-Jul-16 yes |
AUD 20.40 on mkt buy ord 1,739 1,739 |
| BlackRock Investment Management (UK) Limited 15-Jul-16 yes |
AUD 20.42 on mkt buy ord 8,177 8,177 |
| BlackRock Advisors(UK)Limited 15-Jul-16 yes |
AUD 20.37 on mkt buy ord 13,929 13,929 |
| BlackRock Investment Management (Australia) Limited 15-Jul-16 yes |
AUD 20.41 on mkt buy ord 5,520 5,520 |
| BlackRock Fund Advisors 15-Jul-16 yes |
AUD 20.37 on mkt buy ord 7,895 7,895 |
| BlackRock Investment Management (Australia) Limited 15-Jul-16 yes |
AUD 20.41 on mkt buy ord 19,727 19,727 |
| BlackRock Fund Advisors 18-Jul-16 yes |
AUD 20.22 on mkt buy ord 101,008 101,008 |
| BlackRock Fund Advisors 18-Jul-16 yes |
AUD 20.22 on mkt buy ord 6,762 6,762 |
| BlackRock Fund Advisors 18-Jul-16 yes |
USD 30.24 on mkt buy ADR 2:1 432 864 |
| BlackRock Fund Advisors 18-Jul-16 no |
AUD n/a in specie ord 78,918 78,918 |
| BlackRock Financial Management,Inc. 19-Jul-16 yes |
AUD 19.99 on mkt buy ord 4,548 4,548 |
| BlackRock Institutional Trust Company, National Association 19-Jul-16 yes |
AUD 19.99 on mkt buy ord 10,254 10,254 |
| BlackRock Financial Management,Inc. 19-Jul-16 yes |
AUD 19.99 on mkt buy ord 1,669 1,669 |
| BlackRock Institutional Trust Company, National Association 19-Jul-16 yes |
AUD 19.99 on mkt buy ord 4,330 4,330 |
| BlackRock Advisors(UK)Limited 19-Jul-16 yes |
AUD 19.99 on mkt buy ord 4,013 4,013 |
| BlackRock Institutional Trust Company, National Association 19-Jul-16 yes |
AUD 19.99 on mkt buy ord 3,537 3,537 |
| BlackRock Financial Management,Inc. 20-Jul-16 yes |
AUD 19.25 on mkt buy ord 57,972 57,972 |
| BlackRock Fund Advisors 20-Jul-16 yes |
AUD 19.25 on mkt buy ord 3,562 3,562 |
| BlackRock Investment Management,LLC 20-Jul-16 yes |
AUD 19.02 on mkt buy ord 2,173 2,173 |
| BlackRock Institutional Trust Company, National Association 21-Jul-16 yes |
AUD 19.24 on mkt buy ord 2,839 2,839 |
| BlackRock Advisors(UK)Limited 21-Jul-16 yes |
AUD 19.24 on mkt buy ord 3,027 3,027 |
page 7 of 17
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
CCY Cash Non-cash Person's votes affected Class and number of securities affected Consideration |
|---|---|
| BlackRock Institutional Trust Company, National Association 21-Jul-16 yes |
AUD 19.24 on mkt buy ord 5,604 5,604 |
| BlackRock Institutional Trust Company, National Association 21-Jul-16 yes |
AUD 19.24 on mkt buy ord 1,738 1,738 |
| BlackRock Investment Management,LLC 21-Jul-16 yes |
AUD 19.15 on mkt buy ord 40,370 40,370 |
| BlackRock Institutional Trust Company, National Association 21-Jul-16 yes |
AUD 19.24 on mkt buy ord 4,652 4,652 |
| BlackRock Financial Management,Inc. 21-Jul-16 yes |
AUD 19.24 on mkt buy ord 4,216 4,216 |
| BlackRock International Limited 21-Jul-16 yes |
AUD 19.26 on mkt buy ord 2,809 2,809 |
| BlackRock Institutional Trust Company, National Association 21-Jul-16 yes |
AUD 19.24 on mkt buy ord 6,635 6,635 |
| BlackRock Advisors(UK)Limited 21-Jul-16 yes |
AUD 19.24 on mkt buy ord 1,862 1,862 |
| BlackRock Institutional Trust Company, National Association 21-Jul-16 yes |
AUD 19.26 on mkt buy ord 3,054 3,054 |
| BlackRock Advisors(UK)Limited 21-Jul-16 yes |
AUD 19.24 on mkt buy ord 2,399 2,399 |
| BlackRock Institutional Trust Company, National Association 21-Jul-16 yes |
AUD 19.24 on mkt buy ord 9,410 9,410 |
| BlackRock Institutional Trust Company, National Association 21-Jul-16 yes |
AUD 19.24 on mkt buy ord 1,914 1,914 |
| BlackRock Institutional Trust Company, National Association 22-Jul-16 yes |
AUD 19.30 on mkt buy ord 9,524 9,524 |
| BlackRock Financial Management,Inc. 22-Jul-16 yes |
AUD 19.30 on mkt buy ord 9,086 9,086 |
| BlackRock Investment Management (UK) Limited 25-Jul-16 yes |
AUD 19.22 on mkt buy ord 1,286 1,286 |
| BlackRock Asset Management North Asia Limited 25-Jul-16 yes |
AUD 19.22 on mkt buy ord 2,264 2,264 |
| BlackRock Asset Management North Asia Limited 25-Jul-16 yes |
AUD 19.22 on mkt buy ord 288 288 |
| BlackRock Advisors(UK)Limited 26-Jul-16 yes |
AUD 19.26 on mkt buy ord 2,622 2,622 |
| BlackRock Fund Advisors 26-Jul-16 no |
AUD n/a in specie ord 263,060 263,060 |
| BlackRock Advisors(UK)Limited 26-Jul-16 yes |
AUD 19.02 on mkt buy ord 12,498 12,498 |
| BlackRock Advisors(UK)Limited 26-Jul-16 yes |
AUD 19.26 on mkt buy ord 780 780 |
| BlackRock Financial Management,Inc. 26-Jul-16 yes |
AUD 19.11 on mkt buy ord 2,496 2,496 |
| BlackRock Advisors(UK)Limited 26-Jul-16 yes |
AUD 19.02 on mkt buy ord 8,344 8,344 |
| BlackRock Advisors(UK)Limited 26-Jul-16 yes |
AUD 19.21 on mkt buy ord 56,241 56,241 |
| BlackRock Advisors(UK)Limited 26-Jul-16 yes |
AUD 19.26 on mkt buy ord 68,739 68,739 |
| BlackRock Fund Advisors 26-Jul-16 yes |
AUD 19.26 on mkt buy ord 35 35 |
| BlackRock Institutional Trust Company, National Association 26-Jul-16 yes |
AUD 19.11 on mkt buy ord 1,739 1,739 |
| BlackRock Institutional Trust Company, National Association 26-Jul-16 yes |
AUD 19.11 on mkt buy ord 5,899 5,899 |
| BlackRock Institutional Trust Company, National Association 26-Jul-16 yes |
AUD 19.11 on mkt buy ord 9,871 9,871 |
| BlackRock Financial Management,Inc. 26-Jul-16 yes |
AUD 19.11 on mkt buy ord 5,756 5,756 |
| BlackRock Advisors(UK)Limited 26-Jul-16 yes |
AUD 19.26 on mkt buy ord 37,494 37,494 |
| BlackRock Advisors(UK)Limited 27-Jul-16 no |
AUD n/a in specie ord 1,062,160 1,062,160 |
| BlackRock Advisors(UK)Limited 27-Jul-16 yes |
AUD 19.86 on mkt buy ord 561 561 |
| BlackRock Advisors(UK)Limited 27-Jul-16 yes |
AUD 19.86 on mkt buy ord 62,480 62,480 |
| BlackRock Advisors(UK)Limited 27-Jul-16 yes |
AUD 19.86 on mkt buy ord 2,423 2,423 |
| BlackRock Advisors(UK)Limited 27-Jul-16 yes |
AUD 19.86 on mkt buy ord 31,240 31,240 |
| BlackRock Financial Management,Inc. 27-Jul-16 yes |
AUD 19.92 on mkt buy ord 4,342 4,342 |
| BlackRock Fund Advisors 27-Jul-16 no |
AUD n/a in specie ord 9,569 9,569 |
| BlackRock Fund Advisors 27-Jul-16 yes |
AUD 19.80 on mkt buy ord 3,485 3,485 |
| BlackRock Advisors(UK)Limited 27-Jul-16 yes |
AUD 19.86 on mkt buy ord 3,404 3,404 |
| BlackRock Fund Advisors 27-Jul-16 no |
AUD n/a in specie ord 105,224 105,224 |
| BlackRock Japan Co.,Ltd. 27-Jul-16 yes |
AUD 19.86 on mkt buy ord 762 762 |
| BlackRock Japan Co.,Ltd. 28-Jul-16 yes |
AUD 20.00 on mkt buy ord 712 712 |
| BlackRock Advisors(UK)Limited 28-Jul-16 yes |
AUD 19.97 on mkt buy ord 62,500 62,500 |
| BlackRock Asset Management North Asia Limited 28-Jul-16 yes |
AUD 20.11 on mkt buy ord 4,480 4,480 |
| BlackRock Advisors(UK)Limited 28-Jul-16 yes |
AUD 19.97 on mkt buy ord 56,250 56,250 |
| BlackRock Advisors(UK)Limited 28-Jul-16 yes |
AUD 19.97 on mkt buy ord 43,750 43,750 |
| BlackRock Advisors(UK)Limited 28-Jul-16 yes |
AUD 19.97 on mkt buy ord 13,260 13,260 |
| BlackRock Fund Advisors 28-Jul-16 yes |
AUD 19.97 on mkt buy ord 6,166 6,166 |
| BlackRock Advisors(UK)Limited 29-Jul-16 yes |
AUD 19.52 on mkt buy ord 15,254 15,254 |
| BlackRock Institutional Trust Company, National Association 29-Jul-16 yes |
AUD 19.52 on mkt buy ord 13,485 13,485 |
| BlackRock Advisors(UK)Limited 29-Jul-16 yes |
AUD 19.52 on mkt buy ord 12,554 12,554 |
| BlackRock Advisors(UK)Limited 29-Jul-16 yes |
AUD 19.52 on mkt buy ord 1,683 1,683 |
| BlackRock Asset Management Canada Limited 29-Jul-16 yes |
AUD 19.52 on mkt buy ord 25,118 25,118 |
| BlackRock Advisors(UK)Limited 29-Jul-16 yes |
AUD 19.52 on mkt buy ord 18,831 18,831 |
| BlackRock Institutional Trust Company, National Association 29-Jul-16 no |
AUD n/a in specie ord 26,876 26,876 |
page 8 of 17
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
CCY Cash Non-cash Person's votes affected Class and number of securities affected Consideration |
|---|---|
| BlackRock Institutional Trust Company, National Association 29-Jul-16 yes |
AUD 19.52 on mkt buy ord 12,952 12,952 |
| BlackRock Advisors(UK)Limited 29-Jul-16 yes |
AUD 19.52 on mkt buy ord 3,612 3,612 |
| BlackRock Investment Management (UK) Limited 29-Jul-16 yes |
AUD 19.52 on mkt buy ord 5,682 5,682 |
| BlackRock International Limited 29-Jul-16 yes |
AUD 19.52 on mkt buy ord 4,559 4,559 |
| BlackRock Investment Management (Australia) Limited 29-Jul-16 yes |
AUD 19.52 on mkt buy ord 594 594 |
| BlackRock Investment Management,LLC 29-Jul-16 yes |
AUD 19.52 on mkt buy ord 1,939 1,939 |
| BlackRock Fund Advisors 29-Jul-16 no |
AUD n/a in specie ord 72,520 72,520 |
| BlackRock Institutional Trust Company, National Association 29-Jul-16 yes |
AUD 19.52 on mkt buy ord 1,088 1,088 |
| BlackRock Institutional Trust Company, National Association 29-Jul-16 yes |
AUD 19.52 on mkt buy ord 24,112 24,112 |
| BlackRock Fund Advisors 29-Jul-16 yes |
AUD 19.52 on mkt buy ord 9,147 9,147 |
| BlackRock Fund Advisors 29-Jul-16 yes |
AUD 19.52 on mkt buy ord 4,913 4,913 |
| BlackRock Fund Advisors 01-Aug-16 no |
AUD n/a in specie ord 26,680 26,680 |
| BlackRock Advisors(UK)Limited 01-Aug-16 yes |
AUD 19.67 on mkt buy ord 6,278 6,278 |
| BlackRock Advisors(UK)Limited 01-Aug-16 yes |
AUD 19.67 on mkt buy ord 38,834 38,834 |
| BlackRock Advisors(UK)Limited 01-Aug-16 yes |
AUD 19.67 on mkt buy ord 6,301 6,301 |
| BlackRock Fund Advisors 02-Aug-16 no |
AUD n/a in specie ord 79,140 79,140 |
| BlackRock Japan Co.,Ltd. 02-Aug-16 yes |
AUD 19.52 on mkt buy ord 835 835 |
| BlackRock Japan Co.,Ltd. 02-Aug-16 yes |
AUD 19.24 on mkt buy ord 1,037 1,037 |
| BlackRock Advisors(UK)Limited 02-Aug-16 yes |
AUD 19.24 on mkt buy ord 12,556 12,556 |
| BlackRock Asset Management Canada Limited 02-Aug-16 no |
USD n/a in specie ADR 2:1 2,378 4,756 |
| BlackRock Advisors(UK)Limited 02-Aug-16 yes |
AUD 19.24 on mkt buy ord 780 780 |
| BlackRock Advisors(UK)Limited 02-Aug-16 yes |
AUD 19.24 on mkt buy ord 1,701 1,701 |
| BlackRock Advisors(UK)Limited 03-Aug-16 yes |
AUD 19.24 on mkt buy ord 2,668 2,668 |
| BlackRock Institutional Trust Company, National Association 03-Aug-16 yes |
AUD 19.24 on mkt buy ord 4,664 4,664 |
| BlackRock Advisors(UK)Limited 03-Aug-16 yes |
AUD 19.24 on mkt buy ord 1,751 1,751 |
| BlackRock Japan Co.,Ltd. 03-Aug-16 yes |
AUD 19.24 on mkt buy ord 2,313 2,313 |
| BlackRock Institutional Trust Company, National Association 03-Aug-16 yes |
AUD 19.23 on mkt buy ord 3,240 3,240 |
| BlackRock Financial Management,Inc. 03-Aug-16 yes |
AUD 19.24 on mkt buy ord 2,254 2,254 |
| BlackRock International Limited 03-Aug-16 yes |
AUD 19.23 on mkt buy ord 2,827 2,827 |
| BlackRock Financial Management,Inc. 03-Aug-16 yes |
AUD 19.24 on mkt buy ord 5,109 5,109 |
| BlackRock Advisors(UK)Limited 03-Aug-16 yes |
AUD 19.24 on mkt buy ord 3,009 3,009 |
| BlackRock Institutional Trust Company, National Association 03-Aug-16 yes |
AUD 19.24 on mkt buy ord 25,109 25,109 |
| BlackRock Japan Co.,Ltd. 03-Aug-16 yes |
AUD 19.24 on mkt buy ord 3,048 3,048 |
| BlackRock Japan Co.,Ltd. 04-Aug-16 yes |
AUD 19.31 on mkt buy ord 1,850 1,850 |
| BlackRock Fund Advisors 04-Aug-16 yes |
AUD 19.31 on mkt buy ord 37,090 37,090 |
| BlackRock Asset Management Canada Limited 04-Aug-16 no |
USD n/a in specie ADR 2:1 4,756 9,512 |
| BlackRock Financial Management,Inc. 04-Aug-16 yes |
AUD 19.35 on mkt buy ord 54,692 54,692 |
| BlackRock Advisors(UK)Limited 04-Aug-16 yes |
AUD 19.48 on mkt buy ord 401,792 401,792 |
| BlackRock Advisors(UK)Limited 04-Aug-16 yes |
AUD 19.31 on mkt buy ord 6,240 6,240 |
| BlackRock Advisors(UK)Limited 04-Aug-16 yes |
AUD 19.31 on mkt buy ord 2,768 2,768 |
| BlackRock Advisors(UK)Limited 04-Aug-16 yes |
AUD 19.31 on mkt buy ord 25,112 25,112 |
| BlackRock Advisors(UK)Limited 04-Aug-16 yes |
AUD 19.31 on mkt buy ord 5,271 5,271 |
| BlackRock Fund Advisors 05-Aug-16 yes |
AUD 20.03 on mkt buy ord 720 720 |
| BlackRock Fund Advisors 05-Aug-16 yes |
AUD 20.03 on mkt buy ord 9,050 9,050 |
| BlackRock Institutional Trust Company, National Association 05-Aug-16 yes |
AUD 19.91 on mkt buy ord 8,074 8,074 |
| BlackRock Advisors(UK)Limited 05-Aug-16 yes |
AUD 20.03 on mkt buy ord 6,307 6,307 |
| BlackRock Advisors(UK)Limited 05-Aug-16 yes |
AUD 19.91 on mkt buy ord 1,286 1,286 |
| BlackRock Institutional Trust Company, National Association 05-Aug-16 yes |
AUD 20.03 on mkt buy ord 32,554 32,554 |
| BlackRock Advisors(UK)Limited 09-Aug-16 yes |
AUD 20.59 on mkt buy ord 12,614 12,614 |
| BlackRock Advisors(UK)Limited 09-Aug-16 yes |
AUD 20.59 on mkt buy ord 12,614 12,614 |
| BlackRock Advisors(UK)Limited 09-Aug-16 yes |
AUD 20.59 on mkt buy ord 780 780 |
| BlackRock Fund Advisors 09-Aug-16 yes |
AUD 20.59 on mkt buy ord 29,024 29,024 |
| BlackRock Advisors(UK)Limited 09-Aug-16 yes |
AUD 20.59 on mkt buy ord 12,552 12,552 |
| BlackRock Advisors(UK)Limited 09-Aug-16 yes |
AUD 20.59 on mkt buy ord 25,119 25,119 |
| BlackRock Advisors(UK)Limited 10-Aug-16 yes |
AUD 20.44 on mkt buy ord 19,752 19,752 |
| BlackRock Advisors(UK)Limited 10-Aug-16 yes |
AUD 20.44 on mkt buy ord 2,340 2,340 |
| BlackRock Fund Advisors 11-Aug-16 no |
AUD n/a in specie ord 33,350 33,350 |
| BlackRock Investment Management (Australia) Limited 11-Aug-16 yes |
AUD 20.25 on mkt buy ord 1,202 1,202 |
| BlackRock Advisors(UK)Limited 12-Aug-16 yes |
AUD 20.68 on mkt buy ord 1,430 1,430 |
| BlackRock Advisors(UK)Limited 12-Aug-16 yes |
AUD 20.68 on mkt buy ord 18,921 18,921 |
| BlackRock Advisors(UK)Limited 12-Aug-16 yes |
AUD 20.68 on mkt buy ord 6,307 6,307 |
page 9 of 17
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
CCY Cash Non-cash Person's votes affected Class and number of securities affected Consideration |
|---|---|
| BlackRock Japan Co.,Ltd. 12-Aug-16 yes |
AUD 20.68 on mkt buy ord 354 354 |
| BlackRock Financial Management,Inc. 16-Aug-16 yes |
AUD 20.31 on mkt buy ord 1,143 1,143 |
| BlackRock Investment Management (Australia) Limited 16-Aug-16 yes |
AUD 20.25 on mkt buy ord 12,406 12,406 |
| BlackRock Investment Management (Australia) Limited 16-Aug-16 yes |
AUD 20.25 on mkt buy ord 6,203 6,203 |
| BlackRock Fund Advisors 16-Aug-16 yes |
AUD 20.25 on mkt buy ord 30,413 30,413 |
| BlackRock Investment Management (Australia) Limited 16-Aug-16 yes |
AUD 20.25 on mkt buy ord 1,097 1,097 |
| BlackRock Investment Management (Australia) Limited 16-Aug-16 yes |
AUD 20.25 on mkt buy ord 18,825 18,825 |
| BlackRock Investment Management (Australia) Limited 16-Aug-16 yes |
AUD 20.25 on mkt buy ord 483 483 |
| BlackRock Japan Co.,Ltd. 16-Aug-16 yes |
AUD 20.25 on mkt buy ord 3,497 3,497 |
| BlackRock Investment Management (Australia) Limited 16-Aug-16 yes |
AUD 20.25 on mkt buy ord 147 147 |
| BlackRock Investment Management (Australia) Limited 16-Aug-16 yes |
AUD 20.25 on mkt buy ord 202 202 |
| BlackRock Investment Management (Australia) Limited 16-Aug-16 yes |
AUD 20.25 on mkt buy ord 7,530 7,530 |
| BlackRock Fund Advisors 17-Aug-16 no |
AUD n/a in specie ord 72,490 72,490 |
| BlackRock Investment Management,LLC 17-Aug-16 yes |
AUD 20.91 on mkt buy ord 2,400 2,400 |
| BlackRock Advisors(UK)Limited 17-Aug-16 yes |
AUD 20.84 on mkt buy ord 6,316 6,316 |
| BlackRock Advisors(UK)Limited 18-Aug-16 yes |
AUD 20.86 on mkt buy ord 125,640 125,640 |
| BlackRock Investment Management (Australia) Limited 18-Aug-16 yes |
AUD 20.94 on mkt buy ord 23,040 23,040 |
| BlackRock Fund Advisors 18-Aug-16 yes |
AUD 20.98 on mkt buy ord 4,628 4,628 |
| BlackRock Investment Management (Australia) Limited 18-Aug-16 yes |
AUD 20.94 on mkt buy ord 2,609 2,609 |
| BlackRock Investment Management (Australia) Limited 18-Aug-16 yes |
AUD 20.94 on mkt buy ord 2,390 2,390 |
| BlackRock Financial Management,Inc. 18-Aug-16 yes |
AUD 21.00 on mkt buy ord 70,473 70,473 |
| BlackRock Investment Management (Australia) Limited 18-Aug-16 yes |
AUD 20.94 on mkt buy ord 18,186 18,186 |
| BlackRock Investment Management (Australia) Limited 18-Aug-16 yes |
AUD 20.94 on mkt buy ord 37,929 37,929 |
| BlackRock Investment Management (Australia) Limited 18-Aug-16 yes |
AUD 20.94 on mkt buy ord 3,647 3,647 |
| BlackRock Investment Management (Australia) Limited 18-Aug-16 yes |
AUD 20.94 on mkt buy ord 1,317 1,317 |
| BlackRock Investment Management (Australia) Limited 18-Aug-16 yes |
AUD 20.94 on mkt buy ord 2,160 2,160 |
| BlackRock Fund Advisors 19-Aug-16 no |
AUD n/a in specie ord 40,020 40,020 |
| BlackRock Advisors(UK)Limited 19-Aug-16 yes |
AUD 21.29 on mkt buy ord 12,658 12,658 |
| BlackRock Institutional Trust Company, National Association 19-Aug-16 yes |
AUD 21.29 on mkt buy ord 19,363 19,363 |
| BlackRock Advisors(UK)Limited 19-Aug-16 yes |
AUD 21.29 on mkt buy ord 18,903 18,903 |
| BlackRock Institutional Trust Company, National Association 22-Aug-16 no |
AUD n/a in specie ord 351,951 351,951 |
| BlackRock Fund Advisors 22-Aug-16 yes |
AUD 21.01 on mkt buy ord 8,910 8,910 |
| BlackRock Investment Management (Australia) Limited 22-Aug-16 yes |
AUD 21.02 on mkt buy ord 6,947 6,947 |
| BlackRock Investment Management (Australia) Limited 22-Aug-16 yes |
AUD 21.02 on mkt buy ord 717 717 |
| BlackRock Investment Management (Australia) Limited 22-Aug-16 yes |
AUD 21.02 on mkt buy ord 1,021 1,021 |
| BlackRock Investment Management (Australia) Limited 22-Aug-16 yes |
AUD 21.02 on mkt buy ord 10,782 10,782 |
| BlackRock Japan Co.,Ltd. 22-Aug-16 yes |
AUD 20.95 on mkt buy ord 5,465 5,465 |
| BlackRock Investment Management (Australia) Limited 22-Aug-16 yes |
AUD 21.02 on mkt buy ord 27,362 27,362 |
| BlackRock Investment Management (Australia) Limited 22-Aug-16 yes |
AUD 21.02 on mkt buy ord 4,509 4,509 |
| BlackRock Investment Management (Australia) Limited 22-Aug-16 yes |
AUD 21.02 on mkt buy ord 790 790 |
| BlackRock Investment Management (Australia) Limited 22-Aug-16 yes |
AUD 21.02 on mkt buy ord 2,514 2,514 |
| BlackRock Institutional Trust Company, National Association 23-Aug-16 yes |
AUD 21.08 on mkt buy ord 14,288 14,288 |
| BlackRock Fund Advisors 23-Aug-16 no |
USD n/a in specie ADR 2:1 33,690 67,380 |
| BlackRock Investment Management (Australia) Limited 23-Aug-16 yes |
AUD 21.01 on mkt buy ord 10,780 10,780 |
| BlackRock Investment Management (Australia) Limited 23-Aug-16 yes |
AUD 21.01 on mkt buy ord 1,022 1,022 |
page 10 of 17
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
CCY Cash Non-cash Person's votes affected Class and number of securities affected Consideration |
|---|---|
| BlackRock Investment Management (Australia) Limited 23-Aug-16 yes |
AUD 21.01 on mkt buy ord 6,945 6,945 |
| BlackRock Investment Management (Australia) Limited 23-Aug-16 yes |
AUD 21.01 on mkt buy ord 718 718 |
| BlackRock Investment Management (Australia) Limited 23-Aug-16 yes |
AUD 21.01 on mkt buy ord 27,358 27,358 |
| BlackRock Fund Advisors 23-Aug-16 yes |
AUD 20.85 on mkt buy ord 5,184 5,184 |
| BlackRock Fund Advisors 23-Aug-16 no |
AUD n/a in specie ord 12,075 12,075 |
| BlackRock Institutional Trust Company, National Association 23-Aug-16 yes |
AUD 21.08 on mkt buy ord 3,731 3,731 |
| BlackRock(Netherlands)B.V. 23-Aug-16 yes |
AUD 21.08 on mkt buy ord 1,367 1,367 |
| BlackRock Investment Management (Australia) Limited 23-Aug-16 yes |
AUD 21.01 on mkt buy ord 4,510 4,510 |
| BlackRock Advisors(UK)Limited 23-Aug-16 yes |
AUD 21.08 on mkt buy ord 189,930 189,930 |
| BlackRock Investment Management (Australia) Limited 23-Aug-16 yes |
AUD 21.01 on mkt buy ord 2,514 2,514 |
| BlackRock Institutional Trust Company, National Association 23-Aug-16 yes |
AUD 21.08 on mkt buy ord 33,877 33,877 |
| BlackRock Investment Management (Australia) Limited 23-Aug-16 yes |
AUD 21.01 on mkt buy ord 791 791 |
| BlackRock Investment Management (Australia) Limited 24-Aug-16 yes |
AUD 21.46 on mkt buy ord 897 897 |
| BlackRock Investment Management (Australia) Limited 24-Aug-16 yes |
AUD 21.46 on mkt buy ord 646 646 |
| BlackRock Investment Management (Australia) Limited 24-Aug-16 yes |
AUD 21.46 on mkt buy ord 7,435 7,435 |
| BlackRock Investment Management (Australia) Limited 24-Aug-16 yes |
AUD 21.46 on mkt buy ord 2,084 2,084 |
| BlackRock Investment Management (Australia) Limited 24-Aug-16 yes |
AUD 21.46 on mkt buy ord 1,815 1,815 |
| BlackRock Financial Management,Inc. 24-Aug-16 yes |
AUD 21.45 on mkt buy ord 1,927 1,927 |
| BlackRock Investment Management (Australia) Limited 24-Aug-16 yes |
AUD 21.46 on mkt buy ord 21,817 21,817 |
| BlackRock Investment Management (Australia) Limited 24-Aug-16 yes |
AUD 21.46 on mkt buy ord 1,016 1,016 |
| BlackRock Investment Management (Australia) Limited 24-Aug-16 yes |
AUD 21.46 on mkt buy ord 2,447 2,447 |
| BlackRock Fund Advisors 24-Aug-16 yes |
AUD 21.45 on mkt buy ord 32 32 |
| BlackRock Asset Management North Asia Limited 24-Aug-16 yes |
AUD 21.43 on mkt buy ord 3,263 3,263 |
| BlackRock Advisors(UK)Limited 25-Aug-16 yes |
AUD 21.03 on mkt buy ord 18,909 18,909 |
| BlackRock Investment Management (Australia) Limited 26-Aug-16 yes |
AUD 21.01 on mkt buy ord 633 633 |
| BlackRock Advisors(UK)Limited 26-Aug-16 yes |
AUD 20.88 on mkt buy ord 63,380 63,380 |
| BlackRock Investment Management (Australia) Limited 26-Aug-16 yes |
AUD 21.01 on mkt buy ord 932 932 |
| BlackRock Advisors(UK)Limited 26-Aug-16 yes |
AUD 20.88 on mkt buy ord 3,910 3,910 |
| BlackRock Investment Management (Australia) Limited 26-Aug-16 yes |
AUD 21.01 on mkt buy ord 440 440 |
| BlackRock Investment Management (Australia) Limited 26-Aug-16 yes |
AUD 21.01 on mkt buy ord 6,632 6,632 |
| BlackRock Investment Management (Australia) Limited 26-Aug-16 yes |
AUD 21.01 on mkt buy ord 4,634 4,634 |
| BlackRock Advisors(UK)Limited 26-Aug-16 yes |
AUD 21.01 on mkt buy ord 2,781 2,781 |
| BlackRock Investment Management (Australia) Limited 26-Aug-16 yes |
AUD 21.01 on mkt buy ord 962 962 |
| BlackRock Investment Management (UK) Limited 26-Aug-16 yes |
AUD 21.01 on mkt buy ord 1,894 1,894 |
| BlackRock Investment Management (Australia) Limited 26-Aug-16 yes |
AUD 21.01 on mkt buy ord 2,134 2,134 |
| BlackRock Institutional Trust Company, National Association 26-Aug-16 yes |
AUD 21.01 on mkt buy ord 1,636 1,636 |
| BlackRock Advisors(UK)Limited 26-Aug-16 yes |
AUD 21.01 on mkt buy ord 3,708 3,708 |
| BlackRock Japan Co.,Ltd. 26-Aug-16 yes |
AUD 20.88 on mkt buy ord 7,158 7,158 |
| BlackRock Institutional Trust Company, National Association 26-Aug-16 yes |
AUD 21.01 on mkt buy ord 34,700 34,700 |
| BlackRock Fund Advisors 26-Aug-16 yes |
AUD 21.09 on mkt buy ord 3,335 3,335 |
| BlackRock Japan Co.,Ltd. 26-Aug-16 yes |
AUD 21.01 on mkt buy ord 3,479 3,479 |
| BlackRock Japan Co.,Ltd. 26-Aug-16 yes |
AUD 21.01 on mkt buy ord 2,347 2,347 |
| BlackRock Financial Management,Inc. 26-Aug-16 yes |
AUD 21.01 on mkt buy ord 883 883 |
| BlackRock Investment Management,LLC 26-Aug-16 yes |
USD 32.49 on mkt buy ADR 2:1 41 82 |
| BlackRock Fund Advisors 29-Aug-16 no |
USD n/a in specie ADR 2:1 3,369 6,738 |
| BlackRock Investment Management (UK) Limited 30-Aug-16 no |
AUD n/a in specie ord 38,794 38,794 |
page 11 of 17
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
CCY Cash Non-cash Person's votes affected Class and number of securities affected Consideration |
|---|---|
| BlackRock Fund Advisors 31-Aug-16 yes |
AUD 20.42 on mkt buy ord 21,199 21,199 |
| BlackRock Advisors(UK)Limited 31-Aug-16 yes |
AUD 20.43 on mkt buy ord 3,112 3,112 |
| BlackRock Investment Management (Australia) Limited 31-Aug-16 yes |
AUD 20.43 on mkt buy ord 14,279 14,279 |
| BlackRock Advisors,LLC 31-Aug-16 yes |
AUD 20.43 on mkt buy ord 4,319 4,319 |
| BlackRock Institutional Trust Company, National Association 31-Aug-16 yes |
AUD 20.42 on mkt buy ord 527 527 |
| BlackRock Advisors(UK)Limited 31-Aug-16 yes |
AUD 20.42 on mkt buy ord 2,957 2,957 |
| BlackRock Advisors(UK)Limited 31-Aug-16 yes |
AUD 20.43 on mkt buy ord 2,085 2,085 |
| BlackRock International Limited 31-Aug-16 yes |
AUD 20.42 on mkt buy ord 5,733 5,733 |
| BlackRock Investment Management (UK) Limited 31-Aug-16 yes |
AUD 20.42 on mkt buy ord 1,678 1,678 |
| BlackRock Japan Co.,Ltd. 31-Aug-16 yes |
AUD 20.43 on mkt buy ord 8,176 8,176 |
| BlackRock Institutional Trust Company, National Association 31-Aug-16 yes |
AUD 20.42 on mkt buy ord 343 343 |
| BlackRock Investment Management (Australia) Limited 31-Aug-16 yes |
AUD 20.43 on mkt buy ord 11,295 11,295 |
| BlackRock Investment Management,LLC 31-Aug-16 no |
AUD n/a in specie ord 35,981 35,981 |
| BlackRock Institutional Trust Company, National Association 31-Aug-16 yes |
AUD 20.43 on mkt buy ord 133,300 133,300 |
| BlackRock Japan Co.,Ltd. 31-Aug-16 yes |
AUD 20.42 on mkt buy ord 1,183 1,183 |
| BlackRock Advisors(UK)Limited 31-Aug-16 yes |
AUD 20.43 on mkt buy ord 281 281 |
| BlackRock Advisors(UK)Limited 31-Aug-16 yes |
AUD 20.42 on mkt buy ord 399 399 |
| BlackRock Investment Management (UK) Limited 31-Aug-16 yes |
AUD 20.42 on mkt buy ord 14,272 14,272 |
| BlackRock Institutional Trust Company, National Association 31-Aug-16 yes |
AUD 20.42 on mkt buy ord 189,116 189,116 |
| BlackRock Investment Management (UK) Limited 31-Aug-16 yes |
AUD 20.43 on mkt buy ord 2,406 2,406 |
| BlackRock Investment Management (UK) Limited 31-Aug-16 yes |
AUD 20.42 on mkt buy ord 6,288 6,288 |
| BlackRock Fund Advisors 31-Aug-16 yes |
AUD 20.42 on mkt buy ord 2,398 2,398 |
| BlackRock Advisors(UK)Limited 31-Aug-16 yes |
AUD 20.42 on mkt buy ord 1,779 1,779 |
| BlackRock Institutional Trust Company, National Association 31-Aug-16 yes |
AUD 20.42 on mkt buy ord 2,212 2,212 |
| BlackRock Advisors(UK)Limited 31-Aug-16 yes |
AUD 20.43 on mkt buy ord 5,579 5,579 |
| BlackRock Investment Management,LLC 31-Aug-16 yes |
AUD 20.42 on mkt buy ord 2,252 2,252 |
| BlackRock Investment Management (UK) Limited 31-Aug-16 yes |
AUD 20.42 on mkt buy ord 4,332 4,332 |
| BlackRock Investment Management,LLC 31-Aug-16 yes |
AUD 20.43 on mkt buy ord 1,588 1,588 |
| BlackRock Advisors(UK)Limited 31-Aug-16 yes |
AUD 20.42 on mkt buy ord 7,914 7,914 |
| BlackRock Investment Management (UK) Limited 31-Aug-16 yes |
AUD 20.43 on mkt buy ord 10,059 10,059 |
| BlackRock Institutional Trust Company, National Association 31-Aug-16 yes |
AUD 20.42 on mkt buy ord 1,343 1,343 |
| BlackRock Institutional Trust Company, National Association 31-Aug-16 yes |
AUD 20.42 on mkt buy ord 9,926 9,926 |
| BlackRock Investment Management,LLC 31-Aug-16 yes |
AUD 20.42 on mkt buy ord 1,575 1,575 |
| BlackRock Asset Management Canada Limited 31-Aug-16 yes |
AUD 20.42 on mkt buy ord 339 339 |
| BlackRock Investment Management (Australia) Limited 31-Aug-16 yes |
AUD 20.43 on mkt buy ord 10,252 10,252 |
| BlackRock Advisors(UK)Limited 31-Aug-16 yes |
AUD 20.42 on mkt buy ord 4,924 4,924 |
| BlackRock Advisors(UK)Limited 31-Aug-16 yes |
AUD 20.43 on mkt buy ord 3,471 3,471 |
| BlackRock Asset Management Canada Limited 01-Sep-16 yes |
AUD 19.81 on mkt buy ord 519 519 |
| BlackRock Asset Management Canada Limited 01-Sep-16 yes |
AUD 19.84 on mkt buy ord 9,322 9,322 |
| BlackRock Asset Management Canada Limited 01-Sep-16 yes |
AUD 19.84 on mkt buy ord 5,781 5,781 |
| BlackRock Institutional Trust Company, National Association 01-Sep-16 yes |
AUD 19.84 on mkt buy ord 11,377 11,377 |
| BlackRock Advisors(UK)Limited 01-Sep-16 yes |
AUD 19.84 on mkt buy ord 717 717 |
| BlackRock Fund Advisors 01-Sep-16 yes |
USD 30.08 on mkt buy ADR 2:1 236 472 |
| BlackRock Fund Advisors 02-Sep-16 yes |
AUD 19.76 on mkt buy ord 7,036 7,036 |
| BlackRock Institutional Trust Company, National Association 02-Sep-16 yes |
AUD 19.85 on mkt buy ord 8,641 8,641 |
| BlackRock Fund Advisors 02-Sep-16 yes |
AUD 19.76 on mkt buy ord 4,992 4,992 |
| BlackRock International Limited 02-Sep-16 yes |
AUD 19.85 on mkt buy ord 4,767 4,767 |
| BlackRock Asset Management North Asia Limited 02-Sep-16 yes |
AUD 19.77 on mkt buy ord 6,452 6,452 |
| BlackRock International Limited 02-Sep-16 yes |
AUD 19.84 on mkt buy ord 1,670 1,670 |
| BlackRock Institutional Trust Company, National Association 02-Sep-16 yes |
AUD 19.85 on mkt buy ord 4,978 4,978 |
page 12 of 17
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
CCY Cash Non-cash Person's votes affected Class and number of securities affected Consideration |
|---|---|
| BlackRock Investment Management (UK) Limited 05-Sep-16 yes |
AUD 20.26 on mkt buy ord 20,863 20,863 |
| BlackRock Investment Management (Australia) Limited 05-Sep-16 yes |
AUD 20.34 on mkt buy ord 33,885 33,885 |
| BlackRock Fund Advisors 05-Sep-16 yes |
AUD 20.26 on mkt buy ord 5,809 5,809 |
| BlackRock Asset Management North Asia Limited 06-Sep-16 yes |
AUD 20.56 on mkt buy ord 37,435 37,435 |
| BlackRock Japan Co.,Ltd. 06-Sep-16 yes |
AUD 20.56 on mkt buy ord 8,224 8,224 |
| BlackRock Investment Management (UK) Limited 06-Sep-16 yes |
AUD 20.56 on mkt buy ord 55,480 55,480 |
| BlackRock Institutional Trust Company, National Association 06-Sep-16 yes |
AUD 20.56 on mkt buy ord 1,823 1,823 |
| BlackRock Asset Management North Asia Limited 07-Sep-16 yes |
AUD 20.66 on mkt buy ord 1,773 1,773 |
| BlackRock Asset Management North Asia Limited 07-Sep-16 yes |
AUD 20.66 on mkt buy ord 3,239 3,239 |
| BlackRock Investment Management (Australia) Limited 07-Sep-16 yes |
AUD 20.61 on mkt buy ord 489 489 |
| BlackRock Financial Management,Inc. 07-Sep-16 yes |
AUD 20.61 on mkt buy ord 89,931 89,931 |
| BlackRock Fund Advisors 07-Sep-16 yes |
AUD 20.50 on mkt buy ord 17,382 17,382 |
| BlackRock Investment Management (Australia) Limited 07-Sep-16 yes |
AUD 20.61 on mkt buy ord 1,098 1,098 |
| BlackRock Investment Management (UK) Limited 07-Sep-16 yes |
AUD 20.66 on mkt buy ord 2,817 2,817 |
| BlackRock Investment Management (UK) Limited 07-Sep-16 yes |
AUD 20.66 on mkt buy ord 3,893 3,893 |
| BlackRock Advisors(UK)Limited 08-Sep-16 yes |
AUD 20.15 on mkt buy ord 6,320 6,320 |
| BlackRock Institutional Trust Company, National Association 08-Sep-16 yes |
AUD 20.16 on mkt buy ord 3,439 3,439 |
| BlackRock Advisors(UK)Limited 08-Sep-16 yes |
AUD 20.26 on mkt buy ord 1,526 1,526 |
| BlackRock Advisors(UK)Limited 08-Sep-16 yes |
AUD 20.26 on mkt buy ord 1,416 1,416 |
| BlackRock Advisors(UK)Limited 09-Sep-16 yes |
AUD 20.78 on mkt buy ord 18,969 18,969 |
| BlackRock Advisors(UK)Limited 09-Sep-16 yes |
AUD 20.69 on mkt buy ord 4,132 4,132 |
| BlackRock Financial Management,Inc. 09-Sep-16 yes |
AUD 20.70 on mkt buy ord 1,798 1,798 |
| BlackRock Japan Co.,Ltd. 09-Sep-16 yes |
AUD 20.78 on mkt buy ord 640 640 |
| BlackRock Institutional Trust Company, National Association 09-Sep-16 yes |
AUD 20.69 on mkt buy ord 2,257 2,257 |
| BlackRock Advisors(UK)Limited 09-Sep-16 yes |
AUD 20.70 on mkt buy ord 3,110 3,110 |
| BlackRock Investment Management (Australia) Limited 09-Sep-16 yes |
AUD 20.69 on mkt buy ord 4,586 4,586 |
| BlackRock Investment Management (Australia) Limited 09-Sep-16 yes |
AUD 20.69 on mkt buy ord 300 300 |
| BlackRock Investment Management (UK) Limited 09-Sep-16 yes |
AUD 20.71 on mkt buy ord 811 811 |
| BlackRock Institutional Trust Company, National Association 09-Sep-16 yes |
AUD 20.70 on mkt buy ord 1,708 1,708 |
| BlackRock Investment Management (Australia) Limited 09-Sep-16 yes |
AUD 20.69 on mkt buy ord 317 317 |
| BlackRock Institutional Trust Company, National Association 09-Sep-16 yes |
AUD 20.69 on mkt buy ord 2,795 2,795 |
| BlackRock Institutional Trust Company, National Association 09-Sep-16 yes |
AUD 20.69 on mkt buy ord 1,192 1,192 |
| BlackRock Japan Co.,Ltd. 09-Sep-16 yes |
AUD 20.68 on mkt buy ord 3,522 3,522 |
| BlackRock Financial Management,Inc. 09-Sep-16 yes |
AUD 20.69 on mkt buy ord 3,270 3,270 |
| BlackRock Financial Management,Inc. 09-Sep-16 yes |
AUD 20.69 on mkt buy ord 3,140 3,140 |
| BlackRock Investment Management (UK) Limited 09-Sep-16 yes |
AUD 20.69 on mkt buy ord 2,905 2,905 |
| BlackRock Asset Management Canada Limited 09-Sep-16 yes |
AUD 20.70 on mkt buy ord 2,929 2,929 |
| BlackRock Advisors(UK)Limited 09-Sep-16 yes |
AUD 20.69 on mkt buy ord 4,492 4,492 |
| BlackRock International Limited 09-Sep-16 yes |
AUD 20.69 on mkt buy ord 2,882 2,882 |
| BlackRock Investment Management (UK) Limited 09-Sep-16 yes |
AUD 20.81 on mkt buy ord 224,384 224,384 |
| BlackRock Investment Management,LLC 09-Sep-16 yes |
AUD 20.70 on mkt buy ord 1,606 1,606 |
| BlackRock Investment Management (UK) Limited 09-Sep-16 yes |
AUD 20.70 on mkt buy ord 1,530 1,530 |
| BlackRock Advisors(UK)Limited 09-Sep-16 yes |
AUD 20.78 on mkt buy ord 710 710 |
| BlackRock Investment Management (Australia) Limited 09-Sep-16 yes |
AUD 20.69 on mkt buy ord 633 633 |
| BlackRock Institutional Trust Company, National Association 09-Sep-16 yes |
AUD 20.69 on mkt buy ord 3,204 3,204 |
| BlackRock Fund Advisors 12-Sep-16 no |
AUD n/a in specie ord 4,188 4,188 |
| BlackRock Japan Co.,Ltd. 12-Sep-16 yes |
AUD 19.97 on mkt buy ord 40,148 40,148 |
| BlackRock Advisors(UK)Limited 12-Sep-16 yes |
AUD 19.94 on mkt buy ord 712 712 |
page 13 of 17
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
CCY Cash Non-cash Person's votes affected Class and number of securities affected Consideration |
|---|---|
| BlackRock Investment Management,LLC 13-Sep-16 yes |
AUD 20.41 on mkt buy ord 7,678 7,678 |
| BlackRock Fund Advisors 13-Sep-16 no |
AUD n/a in specie ord 36,225 36,225 |
| BlackRock Japan Co.,Ltd. 13-Sep-16 yes |
AUD 20.00 on mkt buy ord 556 556 |
| BlackRock Investment Management,LLC 14-Sep-16 yes |
AUD 19.86 on mkt buy ord 561 561 |
| BlackRock Japan Co.,Ltd. 14-Sep-16 yes |
AUD 19.80 on mkt buy ord 621 621 |
| BlackRock Advisors(UK)Limited 14-Sep-16 yes |
AUD 19.80 on mkt buy ord 3,309 3,309 |
| BlackRock Advisors(UK)Limited 14-Sep-16 yes |
AUD 19.80 on mkt buy ord 5,448 5,448 |
| BlackRock Institutional Trust Company, National Association 15-Sep-16 yes |
AUD 19.97 on mkt buy ord 3,620 3,620 |
| BlackRock Fund Advisors 15-Sep-16 no |
AUD n/a in specie ord 58,312 58,312 |
| BlackRock Fund Advisors 15-Sep-16 yes |
AUD 20.07 on mkt buy ord 26,831 26,831 |
| BlackRock Institutional Trust Company, National Association 15-Sep-16 yes |
AUD 19.97 on mkt buy ord 2,237 2,237 |
| BlackRock Institutional Trust Company, National Association 15-Sep-16 yes |
AUD 19.97 on mkt buy ord 2,039 2,039 |
| BlackRock Advisors(UK)Limited 15-Sep-16 yes |
AUD 20.07 on mkt buy ord 6,349 6,349 |
| BlackRock Japan Co.,Ltd. 16-Sep-16 yes |
AUD 20.09 on mkt buy ord 697 697 |
| BlackRock Investment Management (UK) Limited 16-Sep-16 yes |
AUD 20.09 on mkt buy ord 10,441 10,441 |
| BlackRock Fund Advisors 16-Sep-16 yes |
AUD 20.09 on mkt buy ord 1,360 1,360 |
| BlackRock Institutional Trust Company, National Association 16-Sep-16 yes |
AUD 20.09 on mkt buy ord 1,590 1,590 |
| BlackRock Advisors(UK)Limited 16-Sep-16 yes |
AUD 20.09 on mkt buy ord 42,261 42,261 |
| BlackRock Fund Advisors 16-Sep-16 yes |
AUD 20.09 on mkt buy ord 4,904 4,904 |
| BlackRock Investment Management,LLC 16-Sep-16 yes |
AUD 20.21 on mkt buy ord 4,318 4,318 |
| BlackRock Japan Co.,Ltd. 16-Sep-16 yes |
AUD 20.24 on mkt buy ord 1,155 1,155 |
| BlackRock Asset Management North Asia Limited 16-Sep-16 yes |
AUD 20.09 on mkt buy ord 710 710 |
| BlackRock Institutional Trust Company, National Association 20-Sep-16 yes |
AUD 20.61 on mkt buy ord 11,819 11,819 |
| BlackRock Fund Advisors 20-Sep-16 no |
AUD n/a in specie ord 9,624 9,624 |
| BlackRock Institutional Trust Company, National Association 20-Sep-16 yes |
AUD 20.61 on mkt buy ord 19,828 19,828 |
| BlackRock Investment Management,LLC 20-Sep-16 yes |
AUD 20.41 on mkt buy ord 3,771 3,771 |
| BlackRock Institutional Trust Company, National Association 20-Sep-16 yes |
AUD 20.35 on mkt buy ord 2,877 2,877 |
| BlackRock Fund Advisors 20-Sep-16 yes |
AUD 20.35 on mkt buy ord 10,079 10,079 |
| BlackRock Institutional Trust Company, National Association 20-Sep-16 yes |
AUD 20.61 on mkt buy ord 41,809 41,809 |
| BlackRock Advisors,LLC 20-Sep-16 yes |
AUD 20.61 on mkt buy ord 48,607 48,607 |
| BlackRock Fund Advisors 20-Sep-16 yes |
AUD 20.35 on mkt buy ord 40,776 40,776 |
| BlackRock Institutional Trust Company, National Association 20-Sep-16 yes |
AUD 20.35 on mkt buy ord 5,940 5,940 |
| BlackRock Advisors,LLC 21-Sep-16 yes |
AUD 20.72 on mkt buy ord 57,915 57,915 |
| BlackRock Fund Advisors 21-Sep-16 yes |
USD 31.83 on mkt buy ADR 2:1 1,028 2,056 |
| BlackRock Investment Management (Australia) Limited 22-Sep-16 yes |
AUD 21.28 on mkt buy ord 780,620 780,620 |
| BlackRock Fund Advisors 22-Sep-16 yes |
AUD 21.00 on mkt buy ord 3,740 3,740 |
| BlackRock Fund Advisors 22-Sep-16 yes |
AUD 21.00 on mkt buy ord 785 785 |
| BlackRock Advisors,LLC 23-Sep-16 yes |
AUD 21.53 on mkt buy ord 57,397 57,397 |
| BlackRock Fund Advisors 23-Sep-16 yes |
AUD 21.53 on mkt buy ord 9,001 9,001 |
| BlackRock Asset Management Canada Limited 23-Sep-16 no |
USD n/a in specie ADR 2:1 2,372 4,744 |
| BlackRock Asset Management Canada Limited 23-Sep-16 yes |
USD 32.50 on mkt buy ADR 2:1 114 228 |
| BlackRock Investment Management,LLC 23-Sep-16 yes |
AUD 21.34 on mkt buy ord 6,480 6,480 |
| BlackRock Institutional Trust Company, National Association 26-Sep-16 yes |
AUD 21.55 on mkt buy ord 61,470 61,470 |
| BlackRock Fund Advisors 26-Sep-16 yes |
AUD 21.55 on mkt buy ord 47,947 47,947 |
| BlackRock Financial Management,Inc. 26-Sep-16 yes |
AUD 21.55 on mkt buy ord 910 910 |
| BlackRock Institutional Trust Company, National Association 26-Sep-16 yes |
AUD 21.55 on mkt buy ord 25,564 25,564 |
| BlackRock Fund Advisors 26-Sep-16 no |
AUD n/a in specie ord 39,876 39,876 |
| BlackRock Advisors,LLC 26-Sep-16 yes |
AUD 21.55 on mkt buy ord 35,594 35,594 |
| BlackRock Investment Management (UK) Limited 26-Sep-16 yes |
AUD 21.50 on mkt buy ord 36,425 36,425 |
| BlackRock(Netherlands)B.V. 27-Sep-16 yes |
AUD 21.50 on mkt buy ord 2,022 2,022 |
| BlackRock Investment Management,LLC 27-Sep-16 yes |
AUD 21.40 on mkt buy ord 6,015 6,015 |
| BlackRock Advisors(UK)Limited 27-Sep-16 yes |
AUD 21.50 on mkt buy ord 8,473 8,473 |
| BlackRock Advisors(UK)Limited 27-Sep-16 yes |
AUD 21.50 on mkt buy ord 1,564 1,564 |
| BlackRock Fund Advisors 27-Sep-16 yes |
AUD 21.35 on mkt buy ord 4,488 4,488 |
| BlackRock Asset Management Canada Limited 27-Sep-16 yes |
AUD 21.50 on mkt buy ord 16,843 16,843 |
| BlackRock Advisors(UK)Limited 27-Sep-16 yes |
AUD 21.50 on mkt buy ord 9,384 9,384 |
page 14 of 17
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
CCY Cash Non-cash Person's votes affected Class and number of securities affected Consideration |
|---|---|
| BlackRock Fund Advisors 27-Sep-16 no |
AUD n/a in specie ord 131,535 131,535 |
| BlackRock Fund Advisors 27-Sep-16 yes |
AUD 21.50 on mkt buy ord 15,386 15,386 |
| BlackRock Investment Management (UK) Limited 27-Sep-16 yes |
AUD 21.35 on mkt buy ord 10,745 10,745 |
| BlackRock Asset Management Canada Limited 27-Sep-16 no |
USD n/a in specie ADR 2:1 2,374 4,748 |
| BlackRock Advisors,LLC 27-Sep-16 yes |
AUD 21.50 on mkt buy ord 27,504 27,504 |
| BlackRock Asset Management Canada Limited 27-Sep-16 no |
USD n/a in specie ADR 2:1 2,374 4,748 |
| BlackRock Advisors,LLC 28-Sep-16 yes |
AUD 21.39 on mkt buy ord 38,632 38,632 |
| BlackRock Investment Management (UK) Limited 28-Sep-16 yes |
AUD 21.39 on mkt buy ord 318 318 |
| BlackRock Fund Advisors 28-Sep-16 no |
AUD n/a in specie ord 9,624 9,624 |
| BlackRock Investment Management (Australia) Limited 28-Sep-16 yes |
AUD 21.36 on mkt buy ord 5,966 5,966 |
| BlackRock Advisors(UK)Limited 28-Sep-16 yes |
AUD 21.39 on mkt buy ord 1,562 1,562 |
| BlackRock Fund Advisors 28-Sep-16 yes |
AUD 21.21 on mkt buy ord 595 595 |
| BlackRock Fund Advisors 28-Sep-16 yes |
AUD 21.21 on mkt buy ord 1,218 1,218 |
| BlackRock Fund Advisors 28-Sep-16 no |
AUD n/a in specie ord 9,624 9,624 |
| BlackRock Investment Management (UK) Limited 28-Sep-16 yes |
AUD 21.21 on mkt buy ord 5,793 5,793 |
| BlackRock Investment Management (Australia) Limited 29-Sep-16 yes |
AUD 22.32 on mkt buy ord 2,030 2,030 |
| BlackRock Investment Management (Australia) Limited 29-Sep-16 yes |
AUD 22.32 on mkt buy ord 2,130 2,130 |
| BlackRock Investment Management (Australia) Limited 29-Sep-16 yes |
AUD 22.32 on mkt buy ord 593 593 |
| BlackRock Investment Management (Australia) Limited 29-Sep-16 yes |
AUD 22.32 on mkt buy ord 14,018 14,018 |
| BlackRock Investment Management (Australia) Limited 29-Sep-16 yes |
AUD 22.32 on mkt buy ord 5,513 5,513 |
| BlackRock Investment Management (Australia) Limited 29-Sep-16 yes |
AUD 22.32 on mkt buy ord 1,442 1,442 |
| BlackRock Asset Management Canada Limited 29-Sep-16 no |
AUD n/a in specie ord 24,054 24,054 |
| BlackRock Advisors(UK)Limited 29-Sep-16 yes |
AUD 22.40 on mkt buy ord 1,731 1,731 |
| BlackRock Institutional Trust Company, National Association 30-Sep-16 yes |
AUD 22.34 on mkt buy ord 21,549 21,549 |
| BlackRock Institutional Trust Company, National Association 30-Sep-16 yes |
AUD 22.38 on mkt buy ord 8,660 8,660 |
| BlackRock Investment Management (Australia) Limited 30-Sep-16 yes |
AUD 22.38 on mkt buy ord 786 786 |
| BlackRock Investment Management (Australia) Limited 30-Sep-16 yes |
AUD 22.38 on mkt buy ord 29,816 29,816 |
| BlackRock Financial Management,Inc. 30-Sep-16 yes |
AUD 22.34 on mkt buy ord 3,157 3,157 |
| BlackRock Institutional Trust Company, National Association 30-Sep-16 yes |
AUD 22.34 on mkt buy ord 3,161 3,161 |
| BlackRock Institutional Trust Company, National Association 30-Sep-16 yes |
AUD 22.38 on mkt buy ord 1,162 1,162 |
| BlackRock Institutional Trust Company, National Association 30-Sep-16 yes |
AUD 22.34 on mkt buy ord 16,344 16,344 |
| BlackRock Asset Management Canada Limited 30-Sep-16 yes |
AUD 22.38 on mkt buy ord 12,054 12,054 |
| BlackRock Investment Management,LLC 30-Sep-16 yes |
AUD 22.45 on mkt buy ord 7,499 7,499 |
| BlackRock Fund Advisors 30-Sep-16 no |
AUD n/a in specie ord 26,584 26,584 |
| BlackRock Advisors(UK)Limited 03-Oct-16 yes |
AUD 22.75 on mkt buy ord 38,136 38,136 |
| BlackRock Institutional Trust Company, National Association 03-Oct-16 yes |
AUD 22.75 on mkt buy ord 9,479 9,479 |
| BlackRock Advisors(UK)Limited 03-Oct-16 yes |
AUD 22.61 on mkt buy ord 5,094 5,094 |
| BlackRock Institutional Trust Company, National Association 03-Oct-16 yes |
AUD 22.75 on mkt buy ord 4,457 4,457 |
| BlackRock Institutional Trust Company, National Association 03-Oct-16 yes |
AUD 22.61 on mkt buy ord 524 524 |
| BlackRock Fund Advisors 03-Oct-16 yes |
AUD 22.75 on mkt buy ord 28,917 28,917 |
| BlackRock Fund Advisors 03-Oct-16 yes |
AUD 22.61 on mkt buy ord 17,765 17,765 |
| BlackRock Japan Co.,Ltd. 03-Oct-16 no |
AUD n/a in specie ord 91,477 91,477 |
| BlackRock Investment Management (Australia) Limited 04-Oct-16 yes |
AUD 22.82 on mkt buy ord 7,616 7,616 |
| BlackRock Institutional Trust Company, National Association 04-Oct-16 yes |
AUD 22.82 on mkt buy ord 10,910 10,910 |
| BlackRock Investment Management,LLC 04-Oct-16 yes |
AUD 22.90 on mkt buy ord 5,773 5,773 |
| BlackRock Institutional Trust Company, National Association 04-Oct-16 yes |
AUD 22.82 on mkt buy ord 5,088 5,088 |
page 15 of 17
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
CCY Cash Non-cash Person's votes affected Class and number of securities affected Consideration |
|---|---|
| BlackRock Institutional Trust Company, National Association 04-Oct-16 yes |
AUD 22.81 on mkt buy ord 8,669 8,669 |
| BlackRock Investment Management (Australia) Limited 04-Oct-16 yes |
AUD 22.82 on mkt buy ord 17,005 17,005 |
| BlackRock Investment Management,LLC 04-Oct-16 yes |
AUD 22.81 on mkt buy ord 22,651 22,651 |
| BlackRock Investment Management (Australia) Limited 04-Oct-16 yes |
AUD 22.82 on mkt buy ord 4,643 4,643 |
| BlackRock Investment Management (Australia) Limited 04-Oct-16 yes |
AUD 22.82 on mkt buy ord 1,357 1,357 |
| BlackRock International Limited 04-Oct-16 yes |
AUD 22.81 on mkt buy ord 15,639 15,639 |
| BlackRock Advisors,LLC 04-Oct-16 yes |
AUD 22.81 on mkt buy ord 65,373 65,373 |
| BlackRock Investment Management (Australia) Limited 04-Oct-16 yes |
AUD 22.82 on mkt buy ord 2,415 2,415 |
| BlackRock Financial Management,Inc. 04-Oct-16 yes |
AUD 22.81 on mkt buy ord 26,432 26,432 |
| BlackRock Investment Management (Australia) Limited 04-Oct-16 yes |
AUD 22.82 on mkt buy ord 2,219 2,219 |
| BlackRock Financial Management,Inc. 04-Oct-16 yes |
AUD 22.81 on mkt buy ord 21,325 21,325 |
| BlackRock Investment Management (Australia) Limited 04-Oct-16 yes |
AUD 22.82 on mkt buy ord 2,757 2,757 |
| BlackRock Financial Management,Inc. 04-Oct-16 yes |
AUD 22.81 on mkt buy ord 84,829 84,829 |
| BlackRock Investment Management (Australia) Limited 04-Oct-16 yes |
AUD 22.82 on mkt buy ord 21,728 21,728 |
| BlackRock Japan Co.,Ltd. 04-Oct-16 yes |
AUD 22.78 on mkt buy ord 559 559 |
| BlackRock Financial Management,Inc. 04-Oct-16 yes |
AUD 22.82 on mkt buy ord 1,915 1,915 |
| BlackRock Institutional Trust Company, National Association 04-Oct-16 yes |
AUD 22.82 on mkt buy ord 1,811 1,811 |
| BlackRock Institutional Trust Company, National Association 04-Oct-16 yes |
AUD 22.82 on mkt buy ord 12,922 12,922 |
| BlackRock Asset Management Canada Limited 04-Oct-16 no |
USD n/a in specie ADR 2:1 2,374 4,748 |
| BlackRock Fund Advisors 05-Oct-16 yes |
AUD 22.85 on mkt buy ord 9,894 9,894 |
| BlackRock Fund Advisors 05-Oct-16 yes |
AUD 22.85 on mkt buy ord 28,220 28,220 |
| BlackRock Investment Management (UK) Limited 06-Oct-16 yes |
AUD 23.15 on mkt buy ord 12,184 12,184 |
| BlackRock Investment Management (Australia) Limited 06-Oct-16 yes |
AUD 23.13 on mkt buy ord 2,352 2,352 |
| BlackRock Institutional Trust Company, National Association 06-Oct-16 yes |
AUD 23.12 on mkt buy ord 31,299 31,299 |
| BlackRock Investment Management (Australia) Limited 06-Oct-16 yes |
AUD 23.13 on mkt buy ord 739 739 |
| BlackRock Investment Management (Australia) Limited 06-Oct-16 yes |
AUD 23.13 on mkt buy ord 1,155 1,155 |
| BlackRock Investment Management (Australia) Limited 06-Oct-16 yes |
AUD 23.13 on mkt buy ord 35,136 35,136 |
| BlackRock Investment Management (Australia) Limited 06-Oct-16 yes |
AUD 23.13 on mkt buy ord 9,789 9,789 |
| BlackRock Investment Management,LLC 06-Oct-16 yes |
AUD 23.22 on mkt buy ord 9,556 9,556 |
| BlackRock Investment Management (Australia) Limited 07-Oct-16 yes |
AUD 23.22 on mkt buy ord 48,818 48,818 |
| BlackRock Advisors(UK)Limited 07-Oct-16 yes |
AUD 23.22 on mkt buy ord 12,712 12,712 |
| BlackRock Fund Advisors 07-Oct-16 yes |
AUD 23.30 on mkt buy ord 10,417 10,417 |
| BlackRock Investment Management (UK) Limited 07-Oct-16 yes |
AUD 23.29 on mkt buy ord 86,412 86,412 |
| BlackRock Advisors(UK)Limited 07-Oct-16 yes |
AUD 23.30 on mkt buy ord 7,155 7,155 |
| BlackRock Fund Advisors 07-Oct-16 yes |
AUD 23.20 on mkt buy ord 7,667 7,667 |
| BlackRock Investment Management (Australia) Limited 07-Oct-16 yes |
AUD 23.22 on mkt buy ord 3,994 3,994 |
| BlackRock Fund Advisors 07-Oct-16 no |
AUD n/a in specie ord 36,510 36,510 |
| BlackRock Fund Advisors 07-Oct-16 yes |
AUD 23.30 on mkt buy ord 21,511 21,511 |
| BlackRock Institutional Trust Company, National Association 07-Oct-16 yes |
AUD 23.30 on mkt buy ord 23,189 23,189 |
| BlackRock Investment Management (Australia) Limited 07-Oct-16 yes |
AUD 23.22 on mkt buy ord 22,005 22,005 |
| BlackRock Institutional Trust Company, National Association 07-Oct-16 yes |
AUD 23.30 on mkt buy ord 51,415 51,415 |
| BlackRock Advisors(UK)Limited 07-Oct-16 no |
AUD n/a in specie ord 1,918,000 1,918,000 |
| BlackRock Asset Management Canada Limited 07-Oct-16 yes |
AUD 23.30 on mkt buy ord 13,009 13,009 |
| BlackRock Investment Management (UK) Limited 07-Oct-16 yes |
AUD 23.30 on mkt buy ord 994 994 |
| BlackRock Investment Management (Australia) Limited 10-Oct-16 yes |
AUD 23.41 on mkt buy ord 2,987 2,987 |
| BlackRock Investment Management (Australia) Limited 10-Oct-16 yes |
AUD 23.41 on mkt buy ord 1,041 1,041 |
page 16 of 17
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
CCY Cash Non-cash Person's votes affected Class and number of securities affected Consideration |
|---|---|
| BlackRock Investment Management (Australia) Limited 10-Oct-16 yes |
AUD 23.41 on mkt buy ord 6,596 6,596 |
| BlackRock Investment Management (Australia) Limited 10-Oct-16 yes |
AUD 23.41 on mkt buy ord 2,755 2,755 |
| BlackRock Investment Management (Australia) Limited 10-Oct-16 yes |
AUD 23.41 on mkt buy ord 719 719 |
| BlackRock Investment Management (Australia) Limited 10-Oct-16 yes |
AUD 23.41 on mkt buy ord 72,222 72,222 |
| BlackRock Advisors(UK)Limited 11-Oct-16 yes |
AUD 23.80 on mkt buy ord 8,473 8,473 |
| BlackRock Investment Management (Australia) Limited 11-Oct-16 yes |
AUD 23.80 on mkt buy ord 7,788 7,788 |
| BlackRock Investment Management (Australia) Limited 11-Oct-16 yes |
AUD 23.76 on mkt buy ord 991 991 |
| BlackRock Japan Co.,Ltd. 11-Oct-16 yes |
AUD 23.77 on mkt buy ord 4,929 4,929 |
| BlackRock Fund Advisors 11-Oct-16 yes |
AUD 23.73 on mkt buy ord 2,618 2,618 |
| BlackRock Asset Management North Asia Limited 11-Oct-16 yes |
AUD 23.80 on mkt buy ord 454,235 454,235 |
| BlackRock Fund Advisors 11-Oct-16 yes |
AUD 23.80 on mkt buy ord 8,911 8,911 |
| BlackRock Fund Advisors 11-Oct-16 yes |
AUD 23.80 on mkt buy ord 18,286 18,286 |
| BlackRock(Netherlands)B.V. 11-Oct-16 yes |
AUD 23.80 on mkt buy ord 2,501 2,501 |
| BlackRock Japan Co.,Ltd. 11-Oct-16 yes |
AUD 23.80 on mkt buy ord 3,155 3,155 |
| BlackRock Institutional Trust Company, National Association 11-Oct-16 yes |
AUD 23.80 on mkt buy ord 3,063 3,063 |
| BlackRock Investment Management (Australia) Limited 11-Oct-16 yes |
AUD 23.76 on mkt buy ord 2,189 2,189 |
| BlackRock Investment Management (Australia) Limited 11-Oct-16 yes |
AUD 23.76 on mkt buy ord 915 915 |
| BlackRock Investment Management (Australia) Limited 11-Oct-16 yes |
AUD 23.76 on mkt buy ord 23,972 23,972 |
| BlackRock Investment Management (Australia) Limited 11-Oct-16 yes |
AUD 23.80 on mkt buy ord 1,152 1,152 |
| BlackRock Investment Management (Australia) Limited 11-Oct-16 yes |
AUD 23.76 on mkt buy ord 238 238 |
| BlackRock Investment Management (UK) Limited 11-Oct-16 yes |
AUD 23.80 on mkt buy ord 2,720 2,720 |
| BlackRock Advisors,LLC 11-Oct-16 yes |
AUD 23.80 on mkt buy ord 25,363 25,363 |
| BlackRock Investment Management (Australia) Limited 11-Oct-16 yes |
AUD 23.76 on mkt buy ord 346 346 |
| BlackRock Investment Management (Australia) Limited 11-Oct-16 yes |
AUD 23.80 on mkt buy ord 1,165 1,165 |
| BlackRock Investment Management,LLC 11-Oct-16 no |
USD n/a in specie ADR 2:1 106 212 |
| BlackRock Investment Management,LLC 11-Oct-16 no |
USD n/a in specie ADR 2:1 310 620 |
| BlackRock Investment Management,LLC 11-Oct-16 no |
USD n/a in specie ADR 2:1 1,049 2,097 |
| BlackRock Investment Management,LLC 11-Oct-16 no |
USD n/a in specie ADR 2:1 347 694 |
| BlackRock Investment Management,LLC 11-Oct-16 no |
USD n/a in specie ADR 2:1 7,806 15,612 |
| BlackRock Investment Management,LLC 11-Oct-16 no |
USD n/a in specie ADR 2:1 5,237 10,474 |
| BlackRock Investment Management,LLC 11-Oct-16 no |
USD n/a in specie ADR 2:1 576 1,152 |
| BlackRock Investment Management,LLC 11-Oct-16 no |
USD n/a in specie ADR 2:1 252 504 |
page 17 of 17
BHP
Annexure C
This is Annexure C of 1 page referred to in form 603 Notice of initial substantial shareholder
14-Oct-16
Kayla McGrory, Date Authorised Signatory
7. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| BlackRock Group | |
| BlackRock Inc. | 55 East 52nd Street |
| New York NY 10055 USA | |
| BlackRock (Netherlands) B.V. | Rembrandt Tower, 17th floor |
| Amstelplein | |
| Amsterdam Netherlands | |
| BlackRock (Singapore) Limited | 20 Anson Road #18-01 |
| 079912 Singapore | |
| BlackRock Advisors (UK) Limited | 12 Throgmorton Avenue. |
| London, EC2N 2DL, | |
| United Kingdom | |
| BlackRock Advisors, LLC | 1209 Orange Street, |
| Wilmington, New Castle County, | |
| Delaware 19801,United States | |
| BlackRock Asset Management Canada Limited | 161 Bay Street, Suite 2500 |
| Toronto, Ontario M5J 2S1 | |
| Canada | |
| BlackRock Asset Management North Asia Limited | 15/F, 16/F, 17/F Champion Tower & 17/F ICBC Tower, |
| Three Garden Road,Central,HongKong | |
| BlackRock Financial Management, Inc. | 1209 Orange Street, |
| Wilmington, New Castle County, | |
| Delaware 19801,United States | |
| BlackRock Fund Advisors | 400 Howard Street |
| San Francisco, CA, 94105 | |
| United States | |
| BlackRock Institutional Trust Company, National | 1225 17th Street, |
| Association | Suite 300, |
| Denver,CO 80202(Colorado,USA) | |
| BlackRock International Limited | Exchange Place One, |
| 1 Semple Street, | |
| Edinburgh, EH3 8BL, | |
| United Kingdom(Scotland, United Kingdom) | |
| BlackRock Investment Management (Australia) Limited | Level 26, 101 Collins Street |
| Melbourne VIC 3000 | |
| Australia(Victoria,Australia) | |
| BlackRock Investment Management (UK) Limited | 12 Throgmorton Avenue |
| London EC2N 2DL | |
| United Kingdom | |
| BlackRock Investment Management, LLC | 1209 Orange Street, |
| Wilmington, New Castle County, | |
| Delaware 19801,United States | |
| BlackRock Japan Co., Ltd. | Marunouchi Trust Tower Main, |
| 1-8-3 Marunouchi, | |
| Chiyoda-ku,Tokyo 100-8217(Japan) |
page 1 of 1
BHP
Annexure D
This is Annexure D of 1 page referred to in form 603 Notice of initial substantial shareholder
| 14-Oct-16 Kayla McGrory, Authorised Signatory Date |
14-Oct-16 Kayla McGrory, Authorised Signatory Date |
|---|---|
| Type of agreement: | Global Master Securities Lending Agreement |
| Parties to agreement: | Party A - Citigroup Global Markets Limited Party B - HSBC Institutional Trust Services (Asia) Limited |
| Transfer date: | Refer to Annexure B (transactions identified as collateral transfers) |
| Holder of voting rights: | BlackRock Asset Management North Asia Limited (as investment manager for the funds) |
| Are there any restrictions on voting rights? If yes, detail |
Yes. Unless otherwise agreed between the parties, the Registered Owner will not exercise any voting rights. |
| Scheduled return date (if any): | Not applicable. |
| Does the borrower have the right to return early? If yes, detail |
Yes. Upon an Event of Default under the GMSLA, the GMSLA provides, broadly, that both parties payment and delivery obligations will be accelerated and replaced with an obligation of one party to pay a single cash sum to the other determined in accordance with the provisions of the GMSLA (as modified by the Annex). The GMSLA provides that the parties’ right to terminate the Agreement upon notice will not affect the parties’ existing obligations in respect of any outstanding loans of securities. The Annex amended and restricted the Borrower's termination rights – i.e. Borrower may not have the right to terminate and return the borrowed securities - as the Borrower was to borrow the securities issued by it (or its sister company) to provide protection against the insolvency of the issuer and so usual rights of termination in a GMSLA were restricted. Subject to the terms of the relevant Loan, the Borrower, may early terminate a Loan and return Equivalent Securities at any time provided that it “shall cease to have such entitlement if an Act of Insolvency with respect to any Security Issuer or any of the Borrower’s or any Security Issuer’s affiliates has occurred, or any such person takes any steps preparatory to any of the matters which would constitute an Act of Insolvency |
| Does the lender have the right to recall early? If yes, detail |
Yes, at notice. |
| Will the securities be returned on settlement? If yes, detail any exceptions |
Yes. |
A copy of this agreement will be provided to BHP BILLITON LTD or the Australian Securities and Investments Commission upon request.
BHP page 1 of 1