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BHP Group Limited — Major Shareholding Notification 2015
Mar 23, 2015
14787_rns_2015-03-23_3e402d93-c72e-4627-92fb-5d72677df563.pdf
Major Shareholding Notification
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603 page 1/2 15 July 2001
Form 603 Corporations Act 2001 Section 671B Notice of initial substantial holder
To Company Name/Scheme
ACN/ARSN
BHPBillitonLtd
004028077
1. Details of substantial holder (1)
BlackRock Group (BlackRock Inc. and subsidiaries named in Annexures Name to this form) ACN/ARSN (if applicable)
The holder became a substantial holder on
20 / / 03 2015
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
Class of securities (4) Number of securities Person's votes (5) Voting power (6) ORD 159,789,794 159,789,794 4.98 ADR 1,675,404 3,350,808 0.10
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows: Holder of relevant interest Nature of relevant interest (7) Class and number of securities Annexure A and D
4. Details of present registered holders
- The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
Holder of relevant Registered holder of Person entitled to be Class and number interest securities registered as holder (8) of securities see Annexure A
5. Consideration
- The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
==> picture [414 x 68] intentionally omitted <==
----- Start of picture text -----
Holder of relevant Date of acquisition Consideration (9) Class and number
interest of securities
Cash Non-cash
see Annexure B
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603 page 2/2 15 July 2001
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
Name and ACN/ARSN (if applicable) Nature of association see Annexure A 7. Addresses The addresses of persons named in this form are as follows: Name Address see Annexure C Signature Kayla McGrory Authorised Signatory* print name capacity sign here date 24 / 03 / 2015
Signature
-
At a meeting of the Board on 22 November 2013, the Directors resolved to approve the delegation of the preparation and lodgement of substantial shareholder notices on behalf of BlackRock Investment Management (Australia) Limited. DIRECTIONS
-
(1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 7 of the form.
-
(2) See the definition of "associate" in section 9 of the Corporations Act 2001.
-
(3) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
-
(4) The voting shares of a company constitute one class unless divided into separate classes.
-
(5) The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the person or an associate has a relevant interest in.
-
(6) The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
-
(7) Include details of: (a) any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
-
(b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
-
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
-
(8) If the substantial holder is unable to determine the identity of the person ( eg. if the relevant interest arises because of an option) write "unknown". (9) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
This is Annexure A of 8 pages referred to in form 603 Notice of initial substantial shareholder
Annexure A
24-Mar-15 Kayla McGrory, Date Authorised Signatory
3. Details of Relevant Interests
4. Details of present registered holders
6. Associates
| ~~Holder of Relevant~~ | ||||||
|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest |
Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Nature of Association |
|
| applicable) (Section 3,4 and 6) |
(Section 3) | (Section 4) | (Section 4) | (Sections 3 and 4) | (Section 6) | |
| BlackRock (Netherlands) | Power to control the exercise of a right to vote attached to | BNYM-BONY BRUSSELS | ord | 27,398 | subsidiary of | |
| B.V. | securities and/or the power to dispose of securities as | BlackRock Inc. | ||||
| investment manager or trustee. | ||||||
| BlackRock (Netherlands) | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE - | ord | 46,487 | subsidiary of | |
| B.V. | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | |||
| investment manager or trustee. | ||||||
| BlackRock (Netherlands) | Power to control the exercise of a right to vote attached to | SSB-SSB NEW YORK | ord | 480,045 | subsidiary of | |
| B.V. | securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | |||
| investment manager or trustee. | ||||||
| BlackRock (Singapore) | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ord | 27,907 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | UK | BlackRock Inc. | |||
| investment manager or trustee. | ||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | BNYM-BONY EUROPE - | ord | 10,036,865 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | |||
| investment manager or trustee. | ||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | CB-CACEIS BANK | ord | 24,624 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | LUXEMBOURG | BlackRock Inc. | |||
| investment manager or trustee. | ||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | HSBC-HSBC - LONDON | ord | 180,733 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | ||||
| investment manager or trustee. | ||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | JPM - J.P. Morgan Zurich | ord | 193,809 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | ||||
| investment manager or trustee. | ||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | JPM-JPM CHASE - | ord | 2,423,639 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | |||
| investment manager or trustee. | ||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ord | 817,827 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | UK | BlackRock Inc. | |||
| investment manager or trustee. | ||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | RBC-DEXIA BIL- LONDON | ord | 844,806 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | ||||
| investment manager or trustee. | ||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 16,180 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | BANK, GERMANY | BlackRock Inc. | |||
| investment manager or trustee. | ||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 4,523,671 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | DUBLIN | BlackRock Inc. | |||
| investment manager or trustee. | ||||||
| BlackRock Advisors, LLC | Power to control the exercise of a right to vote attached to | BNYM-THE BANK OF | ord | 1,273,002 | subsidiary of | |
| securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. |
page 1 of 6
BHP
| ~~Holder of Relevant~~ | ||||||
|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest |
Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Nature of Association |
|
| applicable) (Section 3,4 and 6) |
(Section 3) | (Section 4) | (Section 4) | (Sections 3 and 4) | (Section 6) | |
| BlackRock Advisors, LLC | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 6,495,564 | subsidiary of | |
| securities and/or the power to dispose of securities as | MUTUAL FUNDS - | BlackRock Inc. | ||||
| investment manager or trustee. | BOSTON | |||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ord | 22,262 | subsidiary of | |
| Management Canada | securities and/or the power to dispose of securities as | CO. - CHICAGO | BlackRock Inc. | |||
| Limited | investment manager or trustee. | |||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 1,471,693 | subsidiary of | |
| Management Canada | securities and/or the power to dispose of securities as | SACRAMENTO | BlackRock Inc. | |||
| Limited | investment manager or trustee. | |||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 59,711 | subsidiary of | |
| Management Deutschland | securities and/or the power to dispose of securities as | BANK, GERMANY | BlackRock Inc. | |||
| AG | investment manager or trustee. | |||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | BNYM-BONY EUROPE - | ord | 40,625 | subsidiary of | |
| Management North Asia | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | |||
| Limited | investment manager or trustee. | |||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | BNYM-BONY | ord | 119,103 | subsidiary of | |
| Management North Asia | securities and/or the power to dispose of securities as | LUXEMBOURG | BlackRock Inc. | |||
| Limited | investment manager or trustee. | |||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | HSBC-HSBC, HONG | ord | 16,439 | subsidiary of | |
| Management North Asia | securities and/or the power to dispose of securities as | KONG | BlackRock Inc. | |||
| Limited | investment manager or trustee. | |||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | Northern Trust Singapore | ord | 4,618 | subsidiary of | |
| Management North Asia | securities and/or the power to dispose of securities as | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | |||||
| BlackRock Capital | Power to control the exercise of a right to vote attached to | BNYM-MELLON TRUST - | ord | 12,140 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | |||
| investment manager or trustee. | ||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | BNYM-CIBC MELLON | ord | 132,850 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | GLOBAL SECURITIES - | BlackRock Inc. | |||
| investment manager or trustee. | NEW YORK | |||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | BNYM-MELLON TRUST - | ord | 253,307 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | |||
| investment manager or trustee. | ||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | BNYM-THE BANK OF | ord | 189,066 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | |||
| investment manager or trustee. | ||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | HSBC-HSBC - LONDON | ord | 33,990 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | BlackRock Inc. | ||||
| investment manager or trustee. | ||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | HSBC-HSBC, HONG | ord | 88,602 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | KONG | BlackRock Inc. | |||
| investment manager or trustee. | ||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | RBC-ROYAL TRUST - | ord | 589,568 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | TORONTO | BlackRock Inc. | |||
| investment manager or trustee. | ||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | SSB-SSB NEW YORK | ord | 467,368 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | |||
| investment manager or trustee. | ||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | SSB-STATE STATE HONG | ord | 379,582 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | KONG | BlackRock Inc. | |||
| investment manager or trustee. | ||||||
| BlackRock Fund Advisors | Power to control the exercise of a right to vote attached to | SSB-SSB NEW YORK | ord | 74,334 | subsidiary of | |
| securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | ||||
| investment manager or trustee. |
page 2 of 6
BHP
| ~~Holder of Relevant~~ | ||||||
|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest |
Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Nature of Association |
|
| applicable) (Section 3,4 and 6) |
(Section 3) | (Section 4) | (Section 4) | (Sections 3 and 4) | (Section 6) | |
| BlackRock Fund Advisors | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 212,645 | subsidiary of | |
| securities and/or the power to dispose of securities as | BANK, BOSTON | BlackRock Inc. | ||||
| investment manager or trustee. | ||||||
| BlackRock Fund Advisors | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 336,856 | subsidiary of | |
| securities and/or the power to dispose of securities as | MUTUAL FUNDS - | BlackRock Inc. | ||||
| investment manager or trustee. | BOSTON | |||||
| BlackRock Fund Advisors | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 34,067,100 | subsidiary of | |
| securities and/or the power to dispose of securities as | SACRAMENTO | BlackRock Inc. | ||||
| investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | BNYM-MELLON TRUST - | ord | 5,170,420 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | |||
| Association | investment manager or trustee. | |||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | BNYM-THE BANK OF | ord | 160,496 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | |||
| Association | investment manager or trustee. | |||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | CITI-CITIGROUP GLOBAL | ord | 12,092 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | MARKETS PRIME | BlackRock Inc. | |||
| Association | investment manager or trustee. | BROKERAGE - NEW | ||||
| YORK | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | CS-CREDIT SUISSE | ord | 23,335 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | PRIME BROKERAGE - | BlackRock Inc. | |||
| Association | investment manager or trustee. | ZURICH | ||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | GS-GOLDMAN SACHS | ord | 50,557 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | PRIME BROKER - NEW | BlackRock Inc. | |||
| Association | investment manager or trustee. | YORK | ||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE - | ord | 3,833,465 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | |||
| Association | investment manager or trustee. | |||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | MS-MORGAN STANLEY & | ord | 1,345 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | CO INC | BlackRock Inc. | |||
| Association | investment manager or trustee. | |||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ord | 1,007,146 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | CO. - CHICAGO | BlackRock Inc. | |||
| Association | investment manager or trustee. | |||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-SSB BOSTON | ord | 33,040 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | |||
| Association | investment manager or trustee. | |||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-SSB NEW YORK | ord | 2,592,501 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | |||
| Association | investment manager or trustee. | |||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-STATE STATE HONG | ord | 1,390,595 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | KONG | BlackRock Inc. | |||
| Association | investment manager or trustee. | |||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 213,705 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | BANK, BOSTON | BlackRock Inc. | |||
| Association | investment manager or trustee. | |||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 196,790 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | |||
| Association | investment manager or trustee. | |||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 36,990,126 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | SACRAMENTO | BlackRock Inc. | |||
| Association | investment manager or trustee. | |||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | UBS- UBS- ZURICH | ord | 98,095 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | BlackRock Inc. | ||||
| Association | investment manager or trustee. |
page 3 of 6
BHP
| ~~Holder of Relevant~~ | ||||||
|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest |
Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Nature of Association |
|
| applicable) (Section 3,4 and 6) |
(Section 3) | (Section 4) | (Section 4) | (Sections 3 and 4) | (Section 6) | |
| BlackRock International | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE - | ord | 601,409 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | |||
| investment manager or trustee. | ||||||
| BlackRock International | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ord | 1,282,533 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | UK | BlackRock Inc. | |||
| investment manager or trustee. | ||||||
| BlackRock International | Power to control the exercise of a right to vote attached to | SSB-SSB NEW YORK | ord | 182,309 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | |||
| investment manager or trustee. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | CITI-Citigroup Australia - | ord | 226,899 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities held in | SYDNEY | BlackRock Inc. | |||
| Limited | its capacity as investment manager. | |||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JPM CHASE - | ord | 4,905,760 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities held in | SYDNEY | BlackRock Inc. | |||
| Limited | its capacity as investment manager. | |||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JPM CHASE - | ord | 11,123,928 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities held in | SYDNEY | BlackRock Inc. | |||
| Limited | its capacityas responsible entity. | |||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | NAB-NATIONAL | ord | 2,706,467 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities held in | AUSTRALIA BANK | BlackRock Inc. | |||
| Limited | its capacity as investment manager. | LIMITED - MELBOURNE | ||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ord | 1,232,640 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities held in | CO. - CHICAGO | BlackRock Inc. | |||
| Limited | its capacity as investment manager. | |||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 294,677 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities as | AUSTRALIA | BlackRock Inc. | |||
| Limited | investment manager or trustee. | |||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | UBS- UBS- ZURICH | ord | 4,042 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities held in | BlackRock Inc. | ||||
| Limited | its capacity as investment manager. | |||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNP-BNP Paribas Milan | ord | 132,692 | subsidiary of | |
| Management (UK) Ltd | securities and/or the power to dispose of securities as | BlackRock Inc. | ||||
| investment manager or trustee. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNYM-BONY EUROPE - | ord | 1,460,091 | subsidiary of | |
| Management (UK) Ltd | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | |||
| investment manager or trustee. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNYM-BONY | ord | 2,976 | subsidiary of | |
| Management (UK) Ltd | securities and/or the power to dispose of securities as | LUXEMBOURG | BlackRock Inc. | |||
| investment manager or trustee. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | CITI-CITIBANK, LONDON | ord | 3,277,035 | subsidiary of | |
| Management (UK) Ltd | securities and/or the power to dispose of securities as | BlackRock Inc. | ||||
| investment manager or trustee. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | DANS-DANSKE BANK - | ord | 65,877 | subsidiary of | |
| Management (UK) Ltd | securities and/or the power to dispose of securities as | COPENHAGEN | BlackRock Inc. | |||
| investment manager or trustee. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE - | ord | 615,868 | subsidiary of | |
| Management (UK) Ltd | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | |||
| investment manager or trustee. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | KAS-KAS BANK - | ord | 150,060 | subsidiary of | |
| Management (UK) Ltd | securities and/or the power to dispose of securities as | AMSTERDAM | BlackRock Inc. | |||
| investment manager or trustee. |
page 4 of 6
BHP
| ~~Holder of Relevant~~ | ||||||
|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest |
Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Nature of Association |
|
| applicable) (Section 3,4 and 6) |
(Section 3) | (Section 4) | (Section 4) | (Sections 3 and 4) | (Section 6) | |
| BlackRock Investment | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ord | 144,799 | subsidiary of | |
| Management (UK) Ltd | securities and/or the power to dispose of securities as | CO. - CHICAGO | BlackRock Inc. | |||
| investment manager or trustee. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ord | 5,549,784 | subsidiary of | |
| Management (UK) Ltd | securities and/or the power to dispose of securities as | UK | BlackRock Inc. | |||
| investment manager or trustee. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | PICT-PICTET & CIE | ord | 8,787 | subsidiary of | |
| Management (UK) Ltd | securities and/or the power to dispose of securities as | BlackRock Inc. | ||||
| investment manager or trustee. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-STATE STATE HONG | ord | 194,059 | subsidiary of | |
| Management (UK) Ltd | securities and/or the power to dispose of securities as | KONG | BlackRock Inc. | |||
| investment manager or trustee. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 510,443 | subsidiary of | |
| Management (UK) Ltd | securities and/or the power to dispose of securities as | BANK LUXEMBOURG | BlackRock Inc. | |||
| investment manager or trustee. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 205,952 | subsidiary of | |
| Management (UK) Ltd | securities and/or the power to dispose of securities as | BANK, GERMANY | BlackRock Inc. | |||
| investment manager or trustee. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 84,874 | subsidiary of | |
| Management (UK) Ltd | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | |||
| investment manager or trustee. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNYM-BONY EUROPE - | ord | 31,300 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | |||
| investment manager or trustee. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNYM-BONY | ord | 18,900 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | LUXEMBOURG | BlackRock Inc. | |||
| investment manager or trustee. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNYM-MELLON TRUST - | ord | 1,311,548 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | |||
| investment manager or trustee. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNYM-THE BANK OF | ord | 297,199 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | |||
| investment manager or trustee. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BOA-MERRILL LYNCH | ord | 1,889,786 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | SMA | BlackRock Inc. | |||
| investment manager or trustee. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | COM-COMERICA BANK | ord | 7,100 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | BlackRock Inc. | ||||
| investment manager or trustee. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE - | ord | 2,166,240 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | |||
| investment manager or trustee. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JPM CHASE - | ord | 52,789 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | |||
| investment manager or trustee. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-SSB NEW YORK | ord | 243,245 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | |||
| investment manager or trustee. | ||||||
| BlackRock Japan Co., Ltd. | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE - | ord | 4,113,592 | subsidiary of | |
| securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. | ||||||
| BlackRock Japan Co., Ltd. | Power to control the exercise of a right to vote attached to | JPM-JPM CHASE - | ord | 241,098 | subsidiary of | |
| securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| investment manager or trustee. |
page 5 of 6
BHP
| ~~Holder of Relevant~~ | ||||||
|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest |
Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Nature of Association |
|
| applicable) (Section 3,4 and 6) |
(Section 3) | (Section 4) | (Section 4) | (Sections 3 and 4) | (Section 6) | |
| BlackRock Japan Co., Ltd. | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 45,720 | subsidiary of | |
| securities and/or the power to dispose of securities as | BANK, BOSTON | BlackRock Inc. | ||||
| investment manager or trustee. |
page 6 of 6
BHP
Annexure B
This is Annexure B of 48 pages referred to in form 603 Notice of initial substantial shareholder
24-Mar-15
Kayla McGrory, Date Authorised Signatory
5. Consideration
| BHP BILLITON LTD (BHP) | BHP BILLITON LTD (BHP) |
|---|---|
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Consideration Class and number of securities affected |
| BlackRock Investment Management,LLC 20-Nov-14 yes |
55.13 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 20-Nov-14 yes |
55.13 on mkt buy ADR 2:1 6 |
| BlackRock Investment Management,LLC 20-Nov-14 yes |
55.23 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 20-Nov-14 yes |
55.13 on mkt buy ADR 2:1 20 |
| BlackRock Investment Management,LLC 21-Nov-14 yes |
57.49 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 21-Nov-14 yes |
57.49 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 21-Nov-14 yes |
57.50 on mkt buy ADR 2:1 8 |
| BlackRock Investment Management,LLC 21-Nov-14 yes |
57.49 on mkt buy ADR 2:1 16 |
| BlackRock Investment Management,LLC 21-Nov-14 yes |
57.45 on mkt buy ADR 2:1 184 |
| BlackRock Investment Management (Australia) Limited 21-Nov-14 yes |
31.86 on mkt buy ord 1,788 |
| BlackRock Fund Advisors 21-Nov-14 no |
n/a in specie ord 114,672 |
| BlackRock Investment Management (Australia) Limited 21-Nov-14 yes |
31.86 on mkt buy ord 75,845 |
| BlackRock Investment Management (Australia) Limited 21-Nov-14 yes |
31.86 on mkt buy ord 18,313 |
| BlackRock Investment Management (Australia) Limited 21-Nov-14 yes |
31.86 on mkt buy ord 1,855 |
| BlackRock Japan Co.,Ltd. 21-Nov-14 yes |
31.95 on mkt buy ord 451 |
| BlackRock Investment Management (Australia) Limited 21-Nov-14 yes |
31.70 on mkt buy ord 12,960 |
| BlackRock Investment Management (UK) Ltd 21-Nov-14 yes |
32.01 on mkt buy ord 337,228 |
| BlackRock Advisors(UK)Limited 21-Nov-14 yes |
31.70 on mkt buy ord 685 |
| BlackRock Institutional Trust Company, National Association 21-Nov-14 yes |
31.76 on mkt buy ord 648 |
| BlackRock Investment Management (Australia) Limited 21-Nov-14 yes |
31.83 on mkt buy ord 4,438 |
| BlackRock Investment Management (Australia) Limited 21-Nov-14 yes |
31.86 on mkt buy ord 3,104 |
| BlackRock Investment Management (Australia) Limited 21-Nov-14 yes |
31.86 on mkt buy ord 401 |
| BlackRock Institutional Trust Company, National Association 21-Nov-14 yes |
31.76 on mkt buy ord 456 |
| BlackRock Investment Management (Australia) Limited 21-Nov-14 yes |
31.86 on mkt buy ord 391 |
| BlackRock Investment Management (UK) Ltd 21-Nov-14 yes |
31.70 on mkt buy ord 28,338 |
| BlackRock Investment Management,LLC 24-Nov-14 yes |
56.44 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 24-Nov-14 yes |
56.07 on mkt buy ADR 2:1 24 |
| BlackRock Investment Management,LLC 24-Nov-14 yes |
56.11 on mkt buy ADR 2:1 62 |
| BlackRock Investment Management,LLC 24-Nov-14 yes |
56.11 on mkt buy ADR 2:1 62 |
| BlackRock Investment Management,LLC 24-Nov-14 yes |
56.07 on mkt buy ADR 2:1 260 |
| BlackRock Financial Management,Inc. 24-Nov-14 yes |
32.93 on mkt buy ord 7,953 |
| BlackRock Advisors,LLC 24-Nov-14 yes |
32.99 on mkt buy ord 79,398 |
| BlackRock Advisors(UK)Limited 24-Nov-14 yes |
32.90 on mkt buy ord 621 |
| BlackRock International Limited 24-Nov-14 yes |
32.93 on mkt buy ord 1,919 |
| BlackRock Investment Management (UK) Ltd 24-Nov-14 yes |
32.93 on mkt buy ord 5,057 |
| BlackRock Advisors(UK)Limited 24-Nov-14 yes |
32.90 on mkt buy ord 3,132 |
page 1 of 48
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Consideration Class and number of securities affected |
|---|---|
| BlackRock Institutional Trust Company, National Association 24-Nov-14 yes |
32.93 on mkt buy ord 3,142 |
| BlackRock Institutional Trust Company, National Association 24-Nov-14 yes |
32.93 on mkt buy ord 2,221 |
| BlackRock Institutional Trust Company, National Association 24-Nov-14 yes |
32.93 on mkt buy ord 2,944 |
| BlackRock Institutional Trust Company, National Association 24-Nov-14 yes |
32.93 on mkt buy ord 3,269 |
| BlackRock Institutional Trust Company, National Association 24-Nov-14 yes |
32.93 on mkt buy ord 194 |
| BlackRock Institutional Trust Company, National Association 24-Nov-14 yes |
32.93 on mkt buy ord 198 |
| BlackRock Investment Management,LLC 25-Nov-14 yes |
55.44 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 25-Nov-14 yes |
55.19 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 25-Nov-14 yes |
55.44 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 25-Nov-14 yes |
55.19 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 25-Nov-14 yes |
55.44 on mkt buy ADR 2:1 6 |
| BlackRock Investment Management,LLC 25-Nov-14 yes |
55.44 on mkt buy ADR 2:1 8 |
| BlackRock Investment Management,LLC 25-Nov-14 yes |
55.44 on mkt buy ADR 2:1 12 |
| BlackRock Investment Management,LLC 25-Nov-14 yes |
55.43 on mkt buy ADR 2:1 24 |
| BlackRock Investment Management,LLC 25-Nov-14 yes |
55.27 on mkt buy ADR 2:1 24 |
| BlackRock Investment Management,LLC 25-Nov-14 yes |
55.44 on mkt buy ADR 2:1 30 |
| BlackRock Investment Management,LLC 25-Nov-14 yes |
55.43 on mkt buy ADR 2:1 412 |
| BlackRock Investment Management,LLC 25-Nov-14 yes |
55.43 on mkt buy ADR 2:1 538 |
| BlackRock Investment Management,LLC 25-Nov-14 yes |
55.43 on mkt buy ADR 2:1 1,184 |
| BlackRock Financial Management,Inc. 25-Nov-14 yes |
32.15 on mkt buy ord 2,372 |
| BlackRock Investment Management,LLC 25-Nov-14 yes |
32.09 on mkt buy ord 4,982 |
| BlackRock Advisors,LLC 25-Nov-14 yes |
32.23 on mkt buy ord 53,580 |
| BlackRock Investment Management (Australia) Limited 25-Nov-14 yes |
32.24 on mkt buy ord 814 |
| BlackRock Advisors(UK)Limited 25-Nov-14 yes |
32.10 on mkt buy ord 619 |
| BlackRock International Limited 25-Nov-14 yes |
32.09 on mkt buy ord 4,098 |
| BlackRock International Limited 25-Nov-14 yes |
32.15 on mkt buy ord 698 |
| BlackRock Investment Management (UK) Ltd 25-Nov-14 yes |
32.15 on mkt buy ord 1,417 |
| BlackRock Investment Management (UK) Ltd 25-Nov-14 yes |
32.09 on mkt buy ord 4,736 |
| BlackRock Investment Management (UK) Ltd 25-Nov-14 yes |
32.10 on mkt buy ord 11,769 |
| BlackRock Investment Management,LLC 25-Nov-14 yes |
32.09 on mkt buy ord 2,399 |
| BlackRock Advisors(UK)Limited 25-Nov-14 yes |
32.10 on mkt buy ord 2,346 |
| BlackRock Institutional Trust Company, National Association 25-Nov-14 yes |
32.10 on mkt buy ord 3,836 |
| BlackRock Investment Management (Australia) Limited 25-Nov-14 yes |
32.24 on mkt buy ord 9,721 |
| BlackRock Investment Management (Australia) Limited 25-Nov-14 yes |
32.24 on mkt buy ord 1,456 |
| BlackRock Institutional Trust Company, National Association 25-Nov-14 yes |
32.10 on mkt buy ord 5,059 |
| BlackRock Institutional Trust Company, National Association 25-Nov-14 yes |
32.10 on mkt buy ord 18,314 |
| BlackRock Institutional Trust Company, National Association 25-Nov-14 yes |
32.10 on mkt buy ord 2,629 |
| BlackRock Institutional Trust Company, National Association 25-Nov-14 yes |
32.10 on mkt buy ord 1,137 |
| BlackRock Japan Co.,Ltd. 25-Nov-14 yes |
32.10 on mkt buy ord 73,724 |
| BlackRock Institutional Trust Company, National Association 25-Nov-14 yes |
32.10 on mkt buy ord 14,590 |
| BlackRock Advisors(UK)Limited 25-Nov-14 yes |
32.10 on mkt buy ord 6,230 |
| BlackRock Asset Management Canada Limited 25-Nov-14 yes |
32.09 on mkt buy ord 244 |
| BlackRock Fund Advisors 25-Nov-14 yes |
32.10 on mkt buy ord 1,362 |
| BlackRock Institutional Trust Company, National Association 25-Nov-14 yes |
32.10 on mkt buy ord 7,471 |
page 2 of 48
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Consideration Class and number of securities affected |
|---|---|
| BlackRock Fund Advisors 25-Nov-14 yes |
32.10 on mkt buy ord 768 |
| BlackRock International Limited 25-Nov-14 yes |
32.09 on mkt buy ord 865 |
| BlackRock International Limited 25-Nov-14 yes |
32.10 on mkt buy ord 2,151 |
| BlackRock Investment Management (UK) Ltd 25-Nov-14 yes |
32.09 on mkt buy ord 6,842 |
| BlackRock Investment Management (UK) Ltd 25-Nov-14 yes |
32.10 on mkt buy ord 17,002 |
| BlackRock Asset Management Canada Limited 25-Nov-14 yes |
32.10 on mkt buy ord 2,924 |
| BlackRock Investment Management (Australia) Limited 25-Nov-14 yes |
32.24 on mkt buy ord 1,755 |
| BlackRock Institutional Trust Company, National Association 25-Nov-14 yes |
32.09 on mkt buy ord 14,450 |
| BlackRock Institutional Trust Company, National Association 25-Nov-14 yes |
32.10 on mkt buy ord 109,627 |
| BlackRock Advisors(UK)Limited 25-Nov-14 yes |
32.09 on mkt buy ord 130 |
| BlackRock Advisors(UK)Limited 25-Nov-14 yes |
32.10 on mkt buy ord 326 |
| BlackRock Advisors(UK)Limited 25-Nov-14 yes |
32.12 on mkt buy ord 5,621 |
| BlackRock Investment Management (UK) Ltd 25-Nov-14 yes |
32.10 on mkt buy ord 8,148 |
| BlackRock Asset Management North Asia Limited 25-Nov-14 no |
n/a collateral transfer ord 1,412,768 |
| BlackRock Investment Management,LLC 26-Nov-14 yes |
55.40 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 26-Nov-14 yes |
55.39 on mkt buy ADR 2:1 24 |
| BlackRock Investment Management,LLC 26-Nov-14 yes |
55.39 on mkt buy ADR 2:1 24 |
| BlackRock Investment Management,LLC 26-Nov-14 yes |
55.38 on mkt buy ADR 2:1 32 |
| BlackRock Investment Management,LLC 26-Nov-14 yes |
55.39 on mkt buy ADR 2:1 124 |
| BlackRock Fund Advisors 26-Nov-14 no |
n/a in specie ord 4,164 |
| BlackRock Fund Advisors 26-Nov-14 no |
n/a in specie ord 57,066 |
| BlackRock Asset Management Canada Limited 26-Nov-14 no |
n/a in specie ord 12,426 |
| BlackRock Asset Management North Asia Limited 26-Nov-14 no |
n/a collateral transfer ord 120,957 |
| BlackRock Investment Management (Australia) Limited 27-Nov-14 yes |
32.11 on mkt buy ord 5,007 |
| BlackRock Investment Management (Australia) Limited 27-Nov-14 yes |
32.11 on mkt buy ord 23,300 |
| BlackRock Investment Management (Australia) Limited 27-Nov-14 yes |
32.11 on mkt buy ord 2,023 |
| BlackRock Investment Management (Australia) Limited 27-Nov-14 yes |
32.11 on mkt buy ord 4,405 |
| BlackRock Investment Management (Australia) Limited 27-Nov-14 yes |
32.11 on mkt buy ord 4,350 |
| BlackRock Investment Management (Australia) Limited 27-Nov-14 yes |
32.11 on mkt buy ord 262 |
| BlackRock Investment Management,LLC 28-Nov-14 yes |
51.87 on mkt buy ADR 2:1 6 |
| BlackRock Investment Management,LLC 28-Nov-14 yes |
52.12 on mkt buy ADR 2:1 44 |
| BlackRock Investment Management,LLC 28-Nov-14 yes |
51.87 on mkt buy ADR 2:1 1,484 |
| BlackRock Fund Advisors 28-Nov-14 no |
n/a in specie ord 13,545 |
| BlackRock Institutional Trust Company, National Association 28-Nov-14 yes |
30.92 on mkt buy ord 13,457 |
| BlackRock Institutional Trust Company, National Association 28-Nov-14 no |
n/a in specie ord 28,558 |
| BlackRock Japan Co.,Ltd. 28-Nov-14 yes |
31.40 on mkt buy ord 18,799 |
| BlackRock Institutional Trust Company, National Association 28-Nov-14 yes |
30.92 on mkt buy ord 1,989 |
| BlackRock Fund Advisors 28-Nov-14 yes |
30.92 on mkt buy ord 16,792 |
| BlackRock Advisors(UK)Limited 28-Nov-14 yes |
30.92 on mkt buy ord 11,960 |
| BlackRock Asset Management Canada Limited 28-Nov-14 yes |
30.92 on mkt buy ord 1,356 |
| BlackRock Institutional Trust Company, National Association 28-Nov-14 yes |
30.92 on mkt buy ord 36,570 |
| BlackRock Asset Management Canada Limited 28-Nov-14 no |
n/a in specie ord 4,142 |
page 3 of 48
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management,LLC 01-Dec-14 yes |
51.24 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 01-Dec-14 yes |
51.03 on mkt buy ADR 2:1 100 |
| BlackRock Investment Management (Australia) Limited 01-Dec-14 yes |
29.81 on mkt buy ord 398 |
| BlackRock Advisors(UK)Limited 01-Dec-14 yes |
29.27 on mkt buy ord 619 |
| BlackRock Advisors(UK)Limited 01-Dec-14 yes |
29.27 on mkt buy ord 2,346 |
| BlackRock Investment Management (Australia) Limited 01-Dec-14 yes |
29.81 on mkt buy ord 31,842 |
| BlackRock Investment Management (Australia) Limited 01-Dec-14 yes |
29.81 on mkt buy ord 1,278 |
| BlackRock Advisors(UK)Limited 01-Dec-14 yes |
29.27 on mkt buy ord 11,496 |
| BlackRock Advisors(UK)Limited 01-Dec-14 yes |
29.27 on mkt buy ord 6,235 |
| BlackRock Advisors(UK)Limited 01-Dec-14 yes |
29.27 on mkt buy ord 14,621 |
| BlackRock Advisors(UK)Limited 01-Dec-14 yes |
29.27 on mkt buy ord 2,128 |
| BlackRock Investment Management (Australia) Limited 01-Dec-14 yes |
29.81 on mkt buy ord 1,760 |
| BlackRock Investment Management (Australia) Limited 01-Dec-14 yes |
29.81 on mkt buy ord 1,756 |
| BlackRock Investment Management (Australia) Limited 01-Dec-14 yes |
29.81 on mkt buy ord 309 |
| BlackRock Advisors,LLC 01-Dec-14 yes |
29.27 on mkt buy ord 13,464 |
| BlackRock Investment Management (Australia) Limited 01-Dec-14 yes |
29.81 on mkt buy ord 824 |
| BlackRock Investment Management (UK) Ltd 01-Dec-14 yes |
30.49 on mkt buy ord 357,756 |
| BlackRock Financial Management,Inc. 01-Dec-14 no |
n/a in specie ord 783 |
| BlackRock Financial Management,Inc. 01-Dec-14 no |
n/a in specie ord 43,586 |
| BlackRock Asset Management North Asia Limited 01-Dec-14 no |
n/a collateral transfer ord 503,261 |
| BlackRock Investment Management,LLC 02-Dec-14 yes |
51.48 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 02-Dec-14 yes |
51.48 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 02-Dec-14 yes |
51.14 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 02-Dec-14 yes |
51.48 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 02-Dec-14 yes |
51.14 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 02-Dec-14 yes |
51.14 on mkt buy ADR 2:1 6 |
| BlackRock Investment Management,LLC 02-Dec-14 yes |
51.14 on mkt buy ADR 2:1 8 |
| BlackRock Investment Management,LLC 02-Dec-14 yes |
51.48 on mkt buy ADR 2:1 14 |
| BlackRock Investment Management,LLC 02-Dec-14 yes |
51.48 on mkt buy ADR 2:1 14 |
| BlackRock Financial Management,Inc. 02-Dec-14 yes |
30.38 on mkt buy ord 30,813 |
| BlackRock Advisors,LLC 02-Dec-14 yes |
30.51 on mkt buy ord 58,669 |
| BlackRock International Limited 02-Dec-14 yes |
30.39 on mkt buy ord 9,055 |
| BlackRock Investment Management (UK) Ltd 02-Dec-14 yes |
30.38 on mkt buy ord 12,603 |
| BlackRock Asset Management Deutschland AG 02-Dec-14 yes |
30.40 on mkt buy ord 583 |
| BlackRock Advisors(UK)Limited 02-Dec-14 yes |
30.40 on mkt buy ord 2,764 |
| BlackRock Fund Advisors 02-Dec-14 no |
n/a in specie ord 2,522 |
| BlackRock Fund Advisors 02-Dec-14 no |
n/a in specie ord 3,783 |
| BlackRock Asset Management Canada Limited 02-Dec-14 yes |
30.11 on mkt buy ord 7,484 |
| BlackRock Institutional Trust Company, National Association 02-Dec-14 yes |
30.38 on mkt buy ord 23,490 |
| BlackRock Institutional Trust Company, National Association 02-Dec-14 yes |
30.38 on mkt buy ord 7,647 |
| BlackRock Investment Management (Australia) Limited 02-Dec-14 yes |
30.40 on mkt buy ord 6,480 |
| BlackRock Advisors(UK)Limited 02-Dec-14 yes |
30.40 on mkt buy ord 684 |
| BlackRock Fund Advisors 02-Dec-14 no |
n/a in specie ord 4,215 |
| BlackRock Institutional Trust Company, National Association 02-Dec-14 yes |
30.38 on mkt buy ord 3,428 |
| BlackRock Investment Management (UK) Ltd 02-Dec-14 yes |
30.40 on mkt buy ord 1,236 |
| BlackRock Investment Management (UK) Ltd 02-Dec-14 yes |
30.40 on mkt buy ord 31,533 |
page 4 of 48
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management (UK) Ltd 02-Dec-14 yes |
30.04 on mkt buy ord 1,516 |
| BlackRock Institutional Trust Company, National Association 02-Dec-14 yes |
30.38 on mkt buy ord 3,252 |
| BlackRock Investment Management,LLC 03-Dec-14 yes |
51.72 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 03-Dec-14 yes |
51.72 on mkt buy ADR 2:1 8 |
| BlackRock Investment Management,LLC 03-Dec-14 yes |
51.82 on mkt buy ADR 2:1 20 |
| BlackRock Investment Management,LLC 03-Dec-14 yes |
51.72 on mkt buy ADR 2:1 84 |
| BlackRock Financial Management,Inc. 03-Dec-14 yes |
30.71 on mkt buy ord 217 |
| BlackRock Financial Management,Inc. 03-Dec-14 yes |
30.43 on mkt buy ord 37,120 |
| BlackRock International Limited 03-Dec-14 yes |
30.42 on mkt buy ord 13,248 |
| BlackRock Investment Management (UK) Ltd 03-Dec-14 yes |
30.72 on mkt buy ord 126 |
| BlackRock Investment Management (UK) Ltd 03-Dec-14 yes |
30.43 on mkt buy ord 18,124 |
| BlackRock Fund Advisors 03-Dec-14 no |
n/a in specie ord 42,681 |
| BlackRock Fund Advisors 03-Dec-14 no |
n/a in specie ord 9,744 |
| BlackRock Fund Advisors 03-Dec-14 no |
n/a in specie ord 38,044 |
| BlackRock Advisors(UK)Limited 03-Dec-14 yes |
30.44 on mkt buy ord 1,564 |
| BlackRock Institutional Trust Company, National Association 03-Dec-14 yes |
30.72 on mkt buy ord 162 |
| BlackRock Institutional Trust Company, National Association 03-Dec-14 yes |
30.43 on mkt buy ord 26,446 |
| BlackRock Investment Management (Australia) Limited 03-Dec-14 yes |
30.45 on mkt buy ord 4,997 |
| BlackRock Investment Management (Australia) Limited 03-Dec-14 yes |
30.41 on mkt buy ord 5,811 |
| BlackRock Investment Management (Australia) Limited 03-Dec-14 yes |
30.45 on mkt buy ord 536 |
| BlackRock Investment Management (Australia) Limited 03-Dec-14 yes |
30.41 on mkt buy ord 624 |
| BlackRock Advisors(UK)Limited 03-Dec-14 yes |
30.43 on mkt buy ord 3,456 |
| BlackRock Advisors(UK)Limited 03-Dec-14 yes |
30.72 on mkt buy ord 21 |
| BlackRock Institutional Trust Company, National Association 03-Dec-14 yes |
30.71 on mkt buy ord 68 |
| BlackRock Institutional Trust Company, National Association 03-Dec-14 yes |
30.43 on mkt buy ord 7,208 |
| BlackRock Japan Co.,Ltd. 03-Dec-14 yes |
30.39 on mkt buy ord 14,339 |
| BlackRock Advisors(UK)Limited 03-Dec-14 yes |
30.71 on mkt buy ord 15 |
| BlackRock Advisors(UK)Limited 03-Dec-14 yes |
30.43 on mkt buy ord 1,662 |
| BlackRock Advisors(UK)Limited 03-Dec-14 yes |
30.43 on mkt buy ord 1,241 |
| BlackRock Advisors(UK)Limited 03-Dec-14 yes |
30.71 on mkt buy ord 12 |
| BlackRock Institutional Trust Company, National Association 03-Dec-14 yes |
30.72 on mkt buy ord 146 |
| BlackRock Institutional Trust Company, National Association 03-Dec-14 yes |
30.43 on mkt buy ord 21,771 |
| BlackRock Institutional Trust Company, National Association 03-Dec-14 yes |
30.43 on mkt buy ord 32,435 |
| BlackRock Institutional Trust Company, National Association 03-Dec-14 yes |
30.72 on mkt buy ord 235 |
| BlackRock Institutional Trust Company, National Association 03-Dec-14 yes |
30.72 on mkt buy ord 45 |
| BlackRock Institutional Trust Company, National Association 03-Dec-14 yes |
30.43 on mkt buy ord 7,226 |
| BlackRock Investment Management (UK) Ltd 03-Dec-14 yes |
30.44 on mkt buy ord 30,804 |
| BlackRock Institutional Trust Company, National Association 03-Dec-14 yes |
30.43 on mkt buy ord 648 |
| BlackRock Institutional Trust Company, National Association 03-Dec-14 yes |
30.71 on mkt buy ord 6 |
| BlackRock Institutional Trust Company, National Association 03-Dec-14 yes |
30.72 on mkt buy ord 2 |
| BlackRock Institutional Trust Company, National Association 03-Dec-14 yes |
30.43 on mkt buy ord 329 |
page 5 of 48
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management (Australia) Limited 03-Dec-14 yes |
30.45 on mkt buy ord 211 |
| BlackRock Investment Management (Australia) Limited 03-Dec-14 yes |
30.41 on mkt buy ord 245 |
| BlackRock Investment Management (Australia) Limited 03-Dec-14 yes |
30.45 on mkt buy ord 550 |
| BlackRock Investment Management (Australia) Limited 03-Dec-14 yes |
30.41 on mkt buy ord 639 |
| BlackRock Asset Management Canada Limited 03-Dec-14 yes |
30.72 on mkt buy ord 8 |
| BlackRock Asset Management Canada Limited 03-Dec-14 yes |
30.43 on mkt buy ord 1,310 |
| BlackRock Institutional Trust Company, National Association 03-Dec-14 yes |
30.72 on mkt buy ord 15 |
| BlackRock Institutional Trust Company, National Association 03-Dec-14 yes |
30.43 on mkt buy ord 2,424 |
| BlackRock Investment Management (UK) Ltd 03-Dec-14 yes |
30.72 on mkt buy ord 2 |
| BlackRock Investment Management (UK) Ltd 03-Dec-14 yes |
30.43 on mkt buy ord 284 |
| BlackRock Investment Management (Australia) Limited 03-Dec-14 yes |
30.45 on mkt buy ord 614 |
| BlackRock Investment Management (Australia) Limited 03-Dec-14 yes |
30.41 on mkt buy ord 713 |
| BlackRock Institutional Trust Company, National Association 03-Dec-14 yes |
30.40 on mkt buy ord 3,655 |
| BlackRock Investment Management (UK) Ltd 03-Dec-14 no |
n/a in specie ord 40,612 |
| BlackRock Advisors(UK)Limited 03-Dec-14 yes |
30.44 on mkt buy ord 2,315 |
| BlackRock Institutional Trust Company, National Association 03-Dec-14 yes |
30.71 on mkt buy ord 38 |
| BlackRock Institutional Trust Company, National Association 03-Dec-14 yes |
30.43 on mkt buy ord 4,236 |
| BlackRock Asset Management North Asia Limited 03-Dec-14 no |
n/a collateral transfer ord 681,156 |
| BlackRock Investment Management,LLC 04-Dec-14 yes |
51.33 on mkt buy ADR 2:1 6 |
| BlackRock Investment Management,LLC 04-Dec-14 yes |
51.33 on mkt buy ADR 2:1 6 |
| BlackRock Investment Management,LLC 04-Dec-14 yes |
51.33 on mkt buy ADR 2:1 16 |
| BlackRock Investment Management,LLC 04-Dec-14 yes |
51.27 on mkt buy ADR 2:1 48 |
| BlackRock Investment Management,LLC 04-Dec-14 yes |
51.33 on mkt buy ADR 2:1 594 |
| BlackRock Financial Management,Inc. 04-Dec-14 yes |
30.48 on mkt buy ord 34,196 |
| BlackRock Advisors,LLC 04-Dec-14 yes |
31.18 on mkt buy ord 34,663 |
| BlackRock International Limited 04-Dec-14 yes |
30.89 on mkt buy ord 10,886 |
| BlackRock Investment Management (UK) Ltd 04-Dec-14 yes |
30.48 on mkt buy ord 17,577 |
| BlackRock Fund Advisors 04-Dec-14 no |
n/a in specie ord 123,643 |
| BlackRock Fund Advisors 04-Dec-14 yes |
30.89 on mkt buy ord 1,710 |
| BlackRock Institutional Trust Company, National Association 04-Dec-14 yes |
30.48 on mkt buy ord 421 |
| BlackRock Institutional Trust Company, National Association 04-Dec-14 yes |
30.48 on mkt buy ord 3,200 |
| BlackRock Institutional Trust Company, National Association 04-Dec-14 yes |
30.48 on mkt buy ord 28,425 |
| BlackRock Advisors(UK)Limited 04-Dec-14 yes |
30.48 on mkt buy ord 10,992 |
| BlackRock Institutional Trust Company, National Association 04-Dec-14 yes |
30.48 on mkt buy ord 195 |
| BlackRock Institutional Trust Company, National Association 04-Dec-14 yes |
30.48 on mkt buy ord 5,045 |
| BlackRock Institutional Trust Company, National Association 04-Dec-14 yes |
30.48 on mkt buy ord 22,857 |
| BlackRock Advisors(UK)Limited 04-Dec-14 yes |
30.48 on mkt buy ord 6,960 |
| BlackRock Advisors(UK)Limited 04-Dec-14 yes |
30.48 on mkt buy ord 5,054 |
| BlackRock Institutional Trust Company, National Association 04-Dec-14 yes |
30.48 on mkt buy ord 30,460 |
page 6 of 48
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management (Australia) Limited 04-Dec-14 yes |
30.89 on mkt buy ord 8,418 |
| BlackRock Institutional Trust Company, National Association 04-Dec-14 yes |
30.48 on mkt buy ord 220 |
| BlackRock Institutional Trust Company, National Association 04-Dec-14 yes |
30.48 on mkt buy ord 33,044 |
| BlackRock Institutional Trust Company, National Association 04-Dec-14 yes |
30.48 on mkt buy ord 11,341 |
| BlackRock Institutional Trust Company, National Association 04-Dec-14 yes |
30.48 on mkt buy ord 1,656 |
| BlackRock Institutional Trust Company, National Association 04-Dec-14 yes |
30.48 on mkt buy ord 1,106 |
| BlackRock Advisors,LLC 04-Dec-14 yes |
30.48 on mkt buy ord 4,339 |
| BlackRock Asset Management Canada Limited 04-Dec-14 yes |
30.48 on mkt buy ord 4,062 |
| BlackRock Institutional Trust Company, National Association 04-Dec-14 yes |
30.48 on mkt buy ord 3,150 |
| BlackRock Investment Management (UK) Ltd 04-Dec-14 yes |
30.48 on mkt buy ord 837 |
| BlackRock Institutional Trust Company, National Association 04-Dec-14 yes |
30.48 on mkt buy ord 3,797 |
| BlackRock Institutional Trust Company, National Association 04-Dec-14 yes |
30.89 on mkt buy ord 22,356 |
| BlackRock Asset Management North Asia Limited 04-Dec-14 no |
n/a collateral transfer ord 68,441 |
| BlackRock Financial Management,Inc. 05-Dec-14 yes |
30.37 on mkt buy ord 32,298 |
| BlackRock Investment Management,LLC 05-Dec-14 yes |
30.37 on mkt buy ord 325 |
| BlackRock International Limited 05-Dec-14 yes |
30.36 on mkt buy ord 21,403 |
| BlackRock Investment Management (UK) Ltd 05-Dec-14 yes |
30.37 on mkt buy ord 15,155 |
| BlackRock Asset Management Deutschland AG 05-Dec-14 yes |
30.42 on mkt buy ord 583 |
| BlackRock Fund Advisors 05-Dec-14 no |
n/a in specie ord 2,522 |
| BlackRock Fund Advisors 05-Dec-14 no |
n/a in specie ord 7,287 |
| BlackRock Advisors(UK)Limited 05-Dec-14 yes |
30.42 on mkt buy ord 1,564 |
| BlackRock Institutional Trust Company, National Association 05-Dec-14 yes |
30.37 on mkt buy ord 2,766 |
| BlackRock Institutional Trust Company, National Association 05-Dec-14 yes |
30.37 on mkt buy ord 3,812 |
| BlackRock Institutional Trust Company, National Association 05-Dec-14 yes |
30.37 on mkt buy ord 25,090 |
| BlackRock Advisors(UK)Limited 05-Dec-14 yes |
30.37 on mkt buy ord 18,511 |
| BlackRock Institutional Trust Company, National Association 05-Dec-14 yes |
30.37 on mkt buy ord 1,387 |
| BlackRock Institutional Trust Company, National Association 05-Dec-14 yes |
30.37 on mkt buy ord 10,238 |
| BlackRock Institutional Trust Company, National Association 05-Dec-14 yes |
30.37 on mkt buy ord 22,021 |
| BlackRock Advisors(UK)Limited 05-Dec-14 yes |
30.42 on mkt buy ord 20,776 |
| BlackRock Advisors(UK)Limited 05-Dec-14 yes |
30.37 on mkt buy ord 262 |
| BlackRock Advisors(UK)Limited 05-Dec-14 yes |
30.37 on mkt buy ord 14,241 |
| BlackRock Advisors(UK)Limited 05-Dec-14 yes |
30.37 on mkt buy ord 10,037 |
| BlackRock Institutional Trust Company, National Association 05-Dec-14 yes |
30.37 on mkt buy ord 29,733 |
| BlackRock Investment Management (Australia) Limited 05-Dec-14 yes |
30.42 on mkt buy ord 585 |
| BlackRock Institutional Trust Company, National Association 05-Dec-14 yes |
30.42 on mkt buy ord 4,919 |
| BlackRock Institutional Trust Company, National Association 05-Dec-14 yes |
30.37 on mkt buy ord 43,158 |
| BlackRock Institutional Trust Company, National Association 05-Dec-14 yes |
30.37 on mkt buy ord 9,045 |
| BlackRock Institutional Trust Company, National Association 05-Dec-14 yes |
30.37 on mkt buy ord 2,464 |
page 7 of 48
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Consideration Class and number of securities affected |
|---|---|
| BlackRock Advisors,LLC 05-Dec-14 yes |
30.37 on mkt buy ord 6,651 |
| BlackRock Asset Management Canada Limited 05-Dec-14 yes |
30.37 on mkt buy ord 6,817 |
| BlackRock Institutional Trust Company, National Association 05-Dec-14 yes |
30.37 on mkt buy ord 5,047 |
| BlackRock International Limited 05-Dec-14 no |
n/a in specie ord 139,220 |
| BlackRock International Limited 05-Dec-14 no |
n/a in specie ord 23,610 |
| BlackRock Investment Management (UK) Ltd 05-Dec-14 no |
n/a in specie ord 28,824 |
| BlackRock Advisors,LLC 05-Dec-14 yes |
50.38 on mkt buy ord 16,024 |
| BlackRock Investment Management,LLC 08-Dec-14 yes |
49.24 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 08-Dec-14 yes |
49.15 on mkt buy ADR 2:1 22 |
| BlackRock Investment Management,LLC 08-Dec-14 yes |
49.24 on mkt buy ADR 2:1 24 |
| BlackRock Fund Advisors 08-Dec-14 no |
n/a in specie ord 5,044 |
| BlackRock Institutional Trust Company, National Association 08-Dec-14 yes |
30.10 on mkt buy ord 32,761 |
| BlackRock Advisors(UK)Limited 08-Dec-14 yes |
30.10 on mkt buy ord 6,204 |
| BlackRock Advisors(UK)Limited 08-Dec-14 no |
n/a in specie ord 19,768 |
| BlackRock Investment Management (UK) Ltd 08-Dec-14 yes |
30.10 on mkt buy ord 3,504 |
| BlackRock Advisors(UK)Limited 08-Dec-14 yes |
30.10 on mkt buy ord 6,197 |
| BlackRock Asset Management North Asia Limited 08-Dec-14 no |
n/a collateral transfer ord 138,506 |
| BlackRock Investment Management,LLC 09-Dec-14 yes |
48.55 on mkt buy ADR 2:1 12 |
| BlackRock Investment Management,LLC 09-Dec-14 yes |
48.55 on mkt buy ADR 2:1 26 |
| BlackRock Investment Management,LLC 09-Dec-14 yes |
48.55 on mkt buy ADR 2:1 38 |
| BlackRock Investment Management,LLC 09-Dec-14 yes |
48.57 on mkt buy ADR 2:1 62 |
| BlackRock Investment Management (UK) Ltd 09-Dec-14 yes |
29.01 on mkt buy ord 3,253 |
| BlackRock Advisors(UK)Limited 09-Dec-14 yes |
28.88 on mkt buy ord 8,789 |
| BlackRock Fund Advisors 09-Dec-14 no |
n/a in specie ord 17,697 |
| BlackRock Fund Advisors 09-Dec-14 no |
n/a in specie ord 66,577 |
| BlackRock Institutional Trust Company, National Association 09-Dec-14 no |
n/a in specie ord 21,432 |
| BlackRock Investment Management (Australia) Limited 09-Dec-14 yes |
29.13 on mkt buy ord 7,507 |
| BlackRock Investment Management (Australia) Limited 09-Dec-14 yes |
29.13 on mkt buy ord 1,356 |
| BlackRock Investment Management (Australia) Limited 09-Dec-14 yes |
29.13 on mkt buy ord 211 |
| BlackRock Investment Management (Australia) Limited 09-Dec-14 yes |
28.93 on mkt buy ord 4,567 |
| BlackRock Investment Management (UK) Ltd 09-Dec-14 yes |
29.48 on mkt buy ord 398,202 |
| BlackRock Asset Management Canada Limited 09-Dec-14 yes |
28.88 on mkt buy ord 235 |
| BlackRock Investment Management (UK) Ltd 09-Dec-14 yes |
28.88 on mkt buy ord 7,781 |
| BlackRock Fund Advisors 09-Dec-14 no |
n/a in specie ord 22,536 |
| BlackRock Investment Management (Australia) Limited 09-Dec-14 yes |
29.13 on mkt buy ord 126 |
| BlackRock Investment Management (Australia) Limited 09-Dec-14 yes |
29.13 on mkt buy ord 276 |
| BlackRock Investment Management (Australia) Limited 09-Dec-14 yes |
29.13 on mkt buy ord 369 |
| BlackRock Investment Management (Australia) Limited 09-Dec-14 yes |
29.13 on mkt buy ord 354 |
| BlackRock Asset Management North Asia Limited 09-Dec-14 no |
n/a collateral transfer ord 24,808 |
| BlackRock Investment Management,LLC 10-Dec-14 yes |
47.56 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 10-Dec-14 yes |
47.56 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 10-Dec-14 yes |
47.54 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 10-Dec-14 yes |
47.56 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 10-Dec-14 yes |
47.72 on mkt buy ADR 2:1 4 |
page 8 of 48
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management,LLC 10-Dec-14 yes |
47.72 on mkt buy ADR 2:1 12 |
| BlackRock Investment Management,LLC 10-Dec-14 yes |
47.66 on mkt buy ADR 2:1 14 |
| BlackRock Investment Management,LLC 10-Dec-14 yes |
47.72 on mkt buy ADR 2:1 50 |
| BlackRock Financial Management,Inc. 10-Dec-14 yes |
29.44 on mkt buy ord 25,999 |
| BlackRock Investment Management,LLC 10-Dec-14 yes |
29.44 on mkt buy ord 778 |
| BlackRock Advisors(UK)Limited 10-Dec-14 yes |
29.39 on mkt buy ord 3,095 |
| BlackRock International Limited 10-Dec-14 yes |
29.44 on mkt buy ord 13,708 |
| BlackRock Investment Management (UK) Ltd 10-Dec-14 yes |
29.44 on mkt buy ord 11,804 |
| BlackRock Institutional Trust Company, National Association 10-Dec-14 yes |
29.44 on mkt buy ord 478 |
| BlackRock Institutional Trust Company, National Association 10-Dec-14 yes |
29.44 on mkt buy ord 1,304 |
| BlackRock Institutional Trust Company, National Association 10-Dec-14 yes |
29.44 on mkt buy ord 14,437 |
| BlackRock Advisors(UK)Limited 10-Dec-14 yes |
29.44 on mkt buy ord 6,901 |
| BlackRock Institutional Trust Company, National Association 10-Dec-14 yes |
29.44 on mkt buy ord 315 |
| BlackRock Institutional Trust Company, National Association 10-Dec-14 yes |
29.44 on mkt buy ord 2,998 |
| BlackRock Institutional Trust Company, National Association 10-Dec-14 yes |
29.44 on mkt buy ord 13,522 |
| BlackRock Japan Co.,Ltd. 10-Dec-14 yes |
29.44 on mkt buy ord 13,716 |
| BlackRock Advisors(UK)Limited 10-Dec-14 yes |
29.44 on mkt buy ord 946 |
| BlackRock Institutional Trust Company, National Association 10-Dec-14 yes |
29.44 on mkt buy ord 207 |
| BlackRock Advisors(UK)Limited 10-Dec-14 yes |
29.44 on mkt buy ord 5,618 |
| BlackRock Advisors(UK)Limited 10-Dec-14 yes |
29.44 on mkt buy ord 3,880 |
| BlackRock Institutional Trust Company, National Association 10-Dec-14 yes |
29.44 on mkt buy ord 19,439 |
| BlackRock Institutional Trust Company, National Association 10-Dec-14 yes |
29.44 on mkt buy ord 70,350 |
| BlackRock Advisors(UK)Limited 10-Dec-14 yes |
29.39 on mkt buy ord 683 |
| BlackRock Institutional Trust Company, National Association 10-Dec-14 yes |
29.44 on mkt buy ord 13,210 |
| BlackRock Institutional Trust Company, National Association 10-Dec-14 yes |
29.44 on mkt buy ord 924 |
| BlackRock Institutional Trust Company, National Association 10-Dec-14 yes |
29.44 on mkt buy ord 1,557 |
| BlackRock Advisors,LLC 10-Dec-14 yes |
29.44 on mkt buy ord 3,199 |
| BlackRock Asset Management Canada Limited 10-Dec-14 yes |
29.44 on mkt buy ord 2,583 |
| BlackRock Fund Advisors 10-Dec-14 no |
n/a in specie ord 9,408 |
| BlackRock Institutional Trust Company, National Association 10-Dec-14 yes |
29.44 on mkt buy ord 1,835 |
| BlackRock Investment Management (UK) Ltd 10-Dec-14 yes |
29.44 on mkt buy ord 1,343 |
| BlackRock Institutional Trust Company, National Association 10-Dec-14 yes |
29.44 on mkt buy ord 1,737 |
| BlackRock Institutional Trust Company, National Association 10-Dec-14 yes |
29.44 on mkt buy ord 207 |
| BlackRock Asset Management North Asia Limited 10-Dec-14 no |
n/a collateral transfer ord 285,132 |
| BlackRock Investment Management,LLC 11-Dec-14 yes |
47.16 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 11-Dec-14 yes |
47.40 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 11-Dec-14 yes |
47.56 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 11-Dec-14 yes |
47.16 on mkt buy ADR 2:1 8 |
| BlackRock Investment Management,LLC 11-Dec-14 yes |
47.16 on mkt buy ADR 2:1 8 |
| BlackRock Investment Management,LLC 11-Dec-14 yes |
47.16 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 11-Dec-14 yes |
47.56 on mkt buy ADR 2:1 26 |
| BlackRock Financial Management,Inc. 11-Dec-14 yes |
29.03 on mkt buy ord 22,535 |
| BlackRock Investment Management,LLC 11-Dec-14 yes |
29.03 on mkt buy ord 1,049 |
| BlackRock International Limited 11-Dec-14 yes |
29.03 on mkt buy ord 10,373 |
page 9 of 48
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management (UK) Ltd 11-Dec-14 yes |
29.03 on mkt buy ord 7,461 |
| BlackRock Investment Management,LLC 11-Dec-14 yes |
29.08 on mkt buy ord 1,755 |
| BlackRock Fund Advisors 11-Dec-14 no |
n/a in specie ord 11,368 |
| BlackRock Institutional Trust Company, National Association 11-Dec-14 yes |
29.03 on mkt buy ord 20,421 |
| BlackRock Investment Management (Australia) Limited 11-Dec-14 yes |
28.97 on mkt buy ord 19,920 |
| BlackRock Advisors(UK)Limited 11-Dec-14 yes |
29.03 on mkt buy ord 6,109 |
| BlackRock Institutional Trust Company, National Association 11-Dec-14 no |
n/a in specie ord 31,154 |
| BlackRock Institutional Trust Company, National Association 11-Dec-14 yes |
29.03 on mkt buy ord 2,224 |
| BlackRock Advisors(UK)Limited 11-Dec-14 yes |
29.03 on mkt buy ord 966 |
| BlackRock Advisors(UK)Limited 11-Dec-14 yes |
29.03 on mkt buy ord 4,730 |
| BlackRock Advisors(UK)Limited 11-Dec-14 yes |
29.03 on mkt buy ord 3,322 |
| BlackRock Institutional Trust Company, National Association 11-Dec-14 yes |
29.03 on mkt buy ord 10,241 |
| BlackRock Investment Management (Australia) Limited 11-Dec-14 yes |
29.00 on mkt buy ord 8,418 |
| BlackRock Investment Management (Australia) Limited 11-Dec-14 yes |
29.00 on mkt buy ord 1,332 |
| BlackRock Institutional Trust Company, National Association 11-Dec-14 yes |
29.03 on mkt buy ord 68,718 |
| BlackRock Institutional Trust Company, National Association 11-Dec-14 yes |
29.03 on mkt buy ord 3,412 |
| BlackRock Institutional Trust Company, National Association 11-Dec-14 yes |
29.03 on mkt buy ord 853 |
| BlackRock Investment Management (Australia) Limited 11-Dec-14 yes |
28.97 on mkt buy ord 1,005 |
| BlackRock Asset Management Canada Limited 11-Dec-14 yes |
29.03 on mkt buy ord 2,428 |
| BlackRock Institutional Trust Company, National Association 11-Dec-14 yes |
29.03 on mkt buy ord 247 |
| BlackRock Institutional Trust Company, National Association 11-Dec-14 yes |
29.03 on mkt buy ord 1,629 |
| BlackRock Investment Management,LLC 12-Dec-14 yes |
46.33 on mkt buy ADR 2:1 6 |
| BlackRock Investment Management,LLC 12-Dec-14 yes |
46.43 on mkt buy ADR 2:1 22 |
| BlackRock Investment Management,LLC 12-Dec-14 yes |
46.73 on mkt buy ADR 2:1 26 |
| BlackRock Investment Management,LLC 12-Dec-14 yes |
46.33 on mkt buy ADR 2:1 26 |
| BlackRock Investment Management,LLC 12-Dec-14 yes |
46.73 on mkt buy ADR 2:1 28 |
| BlackRock Investment Management,LLC 12-Dec-14 yes |
28.56 on mkt buy ord 3,522 |
| BlackRock Advisors(UK)Limited 12-Dec-14 yes |
28.52 on mkt buy ord 410 |
| BlackRock Investment Management (UK) Ltd 12-Dec-14 yes |
28.46 on mkt buy ord 41,000 |
| BlackRock Institutional Trust Company, National Association 12-Dec-14 yes |
28.46 on mkt buy ord 16,385 |
| BlackRock Investment Management (Australia) Limited 12-Dec-14 yes |
28.46 on mkt buy ord 6,480 |
| BlackRock Institutional Trust Company, National Association 12-Dec-14 no |
n/a in specie ord 67,616 |
| BlackRock Investment Management,LLC 15-Dec-14 yes |
45.26 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 15-Dec-14 yes |
45.26 on mkt buy ADR 2:1 6 |
| BlackRock Investment Management,LLC 15-Dec-14 yes |
45.00 on mkt buy ADR 2:1 6 |
| BlackRock Investment Management,LLC 15-Dec-14 yes |
45.12 on mkt buy ADR 2:1 8 |
| BlackRock Investment Management,LLC 15-Dec-14 yes |
45.12 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 15-Dec-14 yes |
45.12 on mkt buy ADR 2:1 18 |
| BlackRock Investment Management,LLC 15-Dec-14 yes |
45.64 on mkt buy ADR 2:1 36 |
| BlackRock Investment Management,LLC 15-Dec-14 yes |
45.64 on mkt buy ADR 2:1 48 |
| BlackRock Investment Management,LLC 15-Dec-14 yes |
45.00 on mkt buy ADR 2:1 54 |
| BlackRock Investment Management,LLC 15-Dec-14 yes |
45.00 on mkt buy ADR 2:1 66 |
| BlackRock Investment Management,LLC 15-Dec-14 yes |
44.98 on mkt buy ADR 2:1 298 |
| BlackRock Financial Management,Inc. 15-Dec-14 yes |
28.11 on mkt buy ord 13,732 |
| BlackRock Investment Management,LLC 15-Dec-14 yes |
28.11 on mkt buy ord 708 |
page 10 of 48
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Consideration Class and number of securities affected |
|---|---|
| BlackRock Advisors(UK)Limited 15-Dec-14 yes |
28.33 on mkt buy ord 1,240 |
| BlackRock International Limited 15-Dec-14 yes |
28.12 on mkt buy ord 6,321 |
| BlackRock Investment Management (UK) Ltd 15-Dec-14 yes |
28.11 on mkt buy ord 6,737 |
| BlackRock Institutional Trust Company, National Association 15-Dec-14 yes |
28.11 on mkt buy ord 293 |
| BlackRock Institutional Trust Company, National Association 15-Dec-14 yes |
28.11 on mkt buy ord 12,677 |
| BlackRock Investment Management (Australia) Limited 15-Dec-14 yes |
28.11 on mkt buy ord 18,269 |
| BlackRock Investment Management (Australia) Limited 15-Dec-14 yes |
28.11 on mkt buy ord 1,519 |
| BlackRock Investment Management (Australia) Limited 15-Dec-14 yes |
28.22 on mkt buy ord 17,905 |
| BlackRock Advisors(UK)Limited 15-Dec-14 yes |
28.11 on mkt buy ord 6,628 |
| BlackRock Institutional Trust Company, National Association 15-Dec-14 yes |
28.11 on mkt buy ord 3,542 |
| BlackRock Japan Co.,Ltd. 15-Dec-14 yes |
28.04 on mkt buy ord 25,833 |
| BlackRock Advisors(UK)Limited 15-Dec-14 yes |
28.11 on mkt buy ord 979 |
| BlackRock Advisors(UK)Limited 15-Dec-14 yes |
28.11 on mkt buy ord 5,405 |
| BlackRock Advisors(UK)Limited 15-Dec-14 yes |
28.11 on mkt buy ord 3,339 |
| BlackRock Institutional Trust Company, National Association 15-Dec-14 yes |
28.11 on mkt buy ord 11,877 |
| BlackRock Advisors(UK)Limited 15-Dec-14 yes |
28.33 on mkt buy ord 419 |
| BlackRock Institutional Trust Company, National Association 15-Dec-14 yes |
28.11 on mkt buy ord 49,998 |
| BlackRock Institutional Trust Company, National Association 15-Dec-14 yes |
28.11 on mkt buy ord 2,652 |
| BlackRock Advisors(UK)Limited 15-Dec-14 yes |
28.33 on mkt buy ord 12,382 |
| BlackRock Institutional Trust Company, National Association 15-Dec-14 yes |
28.11 on mkt buy ord 820 |
| BlackRock Investment Management (Australia) Limited 15-Dec-14 yes |
28.11 on mkt buy ord 1,297 |
| BlackRock Investment Management (Australia) Limited 15-Dec-14 yes |
28.11 on mkt buy ord 3,359 |
| BlackRock Advisors,LLC 15-Dec-14 yes |
28.11 on mkt buy ord 1,101 |
| BlackRock Asset Management Canada Limited 15-Dec-14 yes |
28.11 on mkt buy ord 2,282 |
| BlackRock Institutional Trust Company, National Association 15-Dec-14 yes |
28.11 on mkt buy ord 298 |
| BlackRock Investment Management (Australia) Limited 15-Dec-14 yes |
28.11 on mkt buy ord 2,659 |
| BlackRock Institutional Trust Company, National Association 15-Dec-14 yes |
28.11 on mkt buy ord 1,029 |
| BlackRock Asset Management Canada Limited 15-Dec-14 no |
n/a in specie ord 4,120 |
| BlackRock Asset Management North Asia Limited 15-Dec-14 no |
n/a collateral transfer ord 386,969 |
| BlackRock Investment Management,LLC 16-Dec-14 yes |
45.61 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 16-Dec-14 yes |
45.39 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 16-Dec-14 yes |
45.61 on mkt buy ADR 2:1 6 |
| BlackRock Investment Management,LLC 16-Dec-14 yes |
45.61 on mkt buy ADR 2:1 6 |
| BlackRock Investment Management,LLC 16-Dec-14 yes |
45.61 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 16-Dec-14 yes |
45.61 on mkt buy ADR 2:1 20 |
| BlackRock Investment Management,LLC 16-Dec-14 yes |
45.61 on mkt buy ADR 2:1 26 |
| BlackRock Investment Management,LLC 16-Dec-14 yes |
46.05 on mkt buy ADR 2:1 28 |
| BlackRock Investment Management,LLC 16-Dec-14 yes |
46.05 on mkt buy ADR 2:1 32 |
| BlackRock Investment Management,LLC 16-Dec-14 yes |
46.05 on mkt buy ADR 2:1 40 |
| BlackRock Investment Management,LLC 16-Dec-14 yes |
46.05 on mkt buy ADR 2:1 42 |
| BlackRock Financial Management,Inc. 16-Dec-14 yes |
27.41 on mkt buy ord 5,668 |
| BlackRock Investment Management (UK) Ltd 16-Dec-14 yes |
27.40 on mkt buy ord 7,698 |
| BlackRock International Limited 16-Dec-14 yes |
27.41 on mkt buy ord 2,821 |
page 11 of 48
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management (UK) Ltd 16-Dec-14 yes |
27.41 on mkt buy ord 3,022 |
| BlackRock Institutional Trust Company, National Association 16-Dec-14 yes |
27.41 on mkt buy ord 5,087 |
| BlackRock Advisors(UK)Limited 16-Dec-14 yes |
27.41 on mkt buy ord 7,469 |
| BlackRock Advisors(UK)Limited 16-Dec-14 yes |
27.41 on mkt buy ord 5,203 |
| BlackRock Advisors(UK)Limited 16-Dec-14 yes |
27.41 on mkt buy ord 3,556 |
| BlackRock Institutional Trust Company, National Association 16-Dec-14 yes |
27.41 on mkt buy ord 2,650 |
| BlackRock Fund Advisors 16-Dec-14 no |
n/a in specie ord 7,512 |
| BlackRock Asset Management Canada Limited 16-Dec-14 yes |
27.42 on mkt buy ord 935 |
| BlackRock Institutional Trust Company, National Association 16-Dec-14 yes |
27.41 on mkt buy ord 758 |
| BlackRock Institutional Trust Company, National Association 16-Dec-14 yes |
27.41 on mkt buy ord 1,284 |
| BlackRock Asset Management Canada Limited 16-Dec-14 yes |
27.41 on mkt buy ord 2,058 |
| BlackRock Investment Management (UK) Ltd 16-Dec-14 yes |
27.41 on mkt buy ord 1,352 |
| BlackRock Asset Management North Asia Limited 16-Dec-14 no |
n/a collateral transfer ord 225,195 |
| BlackRock Investment Management,LLC 17-Dec-14 yes |
45.32 on mkt buy ADR 2:1 18 |
| BlackRock Investment Management,LLC 17-Dec-14 yes |
46.26 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 17-Dec-14 yes |
46.26 on mkt buy ADR 2:1 6 |
| BlackRock Investment Management,LLC 17-Dec-14 yes |
46.26 on mkt buy ADR 2:1 24 |
| BlackRock Investment Management,LLC 17-Dec-14 yes |
46.11 on mkt buy ADR 2:1 26 |
| BlackRock Investment Management,LLC 17-Dec-14 yes |
46.11 on mkt buy ADR 2:1 32 |
| BlackRock Investment Management,LLC 17-Dec-14 yes |
46.26 on mkt buy ADR 2:1 114 |
| BlackRock Financial Management,Inc. 17-Dec-14 yes |
27.69 on mkt buy ord 11,325 |
| BlackRock Investment Management,LLC 17-Dec-14 yes |
27.69 on mkt buy ord 699 |
| BlackRock Investment Management (Australia) Limited 17-Dec-14 yes |
27.68 on mkt buy ord 806 |
| BlackRock International Limited 17-Dec-14 yes |
27.67 on mkt buy ord 5,338 |
| BlackRock Investment Management (UK) Ltd 17-Dec-14 yes |
27.69 on mkt buy ord 5,590 |
| BlackRock Asset Management Deutschland AG 17-Dec-14 yes |
27.51 on mkt buy ord 1,166 |
| BlackRock Advisors(UK)Limited 17-Dec-14 yes |
27.51 on mkt buy ord 2,872 |
| BlackRock Institutional Trust Company, National Association 17-Dec-14 yes |
27.69 on mkt buy ord 2,739 |
| BlackRock Institutional Trust Company, National Association 17-Dec-14 yes |
27.69 on mkt buy ord 2,865 |
| BlackRock Institutional Trust Company, National Association 17-Dec-14 yes |
27.69 on mkt buy ord 10,629 |
| BlackRock Investment Management (Australia) Limited 17-Dec-14 yes |
27.68 on mkt buy ord 12,903 |
| BlackRock Investment Management (Australia) Limited 17-Dec-14 yes |
27.68 on mkt buy ord 494 |
| BlackRock Investment Management (Australia) Limited 17-Dec-14 yes |
27.64 on mkt buy ord 3,909 |
| BlackRock Advisors(UK)Limited 17-Dec-14 yes |
27.69 on mkt buy ord 18,061 |
| BlackRock Institutional Trust Company, National Association 17-Dec-14 yes |
27.69 on mkt buy ord 1,579 |
| BlackRock Institutional Trust Company, National Association 17-Dec-14 yes |
27.69 on mkt buy ord 6,017 |
| BlackRock Institutional Trust Company, National Association 17-Dec-14 yes |
27.69 on mkt buy ord 10,235 |
| BlackRock Advisors(UK)Limited 17-Dec-14 yes |
27.69 on mkt buy ord 955 |
| BlackRock Advisors(UK)Limited 17-Dec-14 yes |
27.69 on mkt buy ord 13,092 |
| BlackRock Advisors(UK)Limited 17-Dec-14 yes |
27.69 on mkt buy ord 9,221 |
| BlackRock Institutional Trust Company, National Association 17-Dec-14 yes |
27.69 on mkt buy ord 14,844 |
| BlackRock Fund Advisors 17-Dec-14 no |
n/a in specie ord 3,537 |
page 12 of 48
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Consideration Class and number of securities affected |
|---|---|
| BlackRock Institutional Trust Company, National Association 17-Dec-14 yes |
27.69 on mkt buy ord 16,965 |
| BlackRock Investment Management (UK) Ltd 17-Dec-14 yes |
27.51 on mkt buy ord 25,061 |
| BlackRock Institutional Trust Company, National Association 17-Dec-14 yes |
27.69 on mkt buy ord 4,461 |
| BlackRock Institutional Trust Company, National Association 17-Dec-14 yes |
27.69 on mkt buy ord 2,506 |
| BlackRock Investment Management (Australia) Limited 17-Dec-14 yes |
27.68 on mkt buy ord 1,510 |
| BlackRock Investment Management (Australia) Limited 17-Dec-14 yes |
27.68 on mkt buy ord 937 |
| BlackRock Investment Management (Australia) Limited 17-Dec-14 yes |
27.68 on mkt buy ord 481 |
| BlackRock Advisors,LLC 17-Dec-14 yes |
27.69 on mkt buy ord 4,039 |
| BlackRock Asset Management Canada Limited 17-Dec-14 yes |
27.51 on mkt buy ord 2,016 |
| BlackRock Asset Management Canada Limited 17-Dec-14 yes |
27.69 on mkt buy ord 6,765 |
| BlackRock Investment Management (Australia) Limited 17-Dec-14 yes |
27.68 on mkt buy ord 615 |
| BlackRock Institutional Trust Company, National Association 17-Dec-14 yes |
27.69 on mkt buy ord 870 |
| BlackRock Asset Management North Asia Limited 17-Dec-14 no |
n/a collateral transfer ord 698,634 |
| BlackRock Investment Management,LLC 18-Dec-14 yes |
46.47 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 18-Dec-14 yes |
46.45 on mkt buy ADR 2:1 12 |
| BlackRock Investment Management,LLC 18-Dec-14 yes |
46.45 on mkt buy ADR 2:1 30 |
| BlackRock Investment Management,LLC 18-Dec-14 yes |
46.45 on mkt buy ADR 2:1 128 |
| BlackRock Fund Advisors 18-Dec-14 no |
n/a in specie ord 13,419 |
| BlackRock Fund Advisors 18-Dec-14 yes |
28.04 on mkt buy ord 15,146 |
| BlackRock Advisors(UK)Limited 18-Dec-14 yes |
28.04 on mkt buy ord 3,128 |
| BlackRock Advisors(UK)Limited 18-Dec-14 yes |
28.04 on mkt buy ord 34,824 |
| BlackRock Advisors(UK)Limited 18-Dec-14 yes |
28.04 on mkt buy ord 3,672 |
| BlackRock Investment Management (Australia) Limited 18-Dec-14 yes |
28.04 on mkt buy ord 6,480 |
| BlackRock Fund Advisors 18-Dec-14 no |
n/a in specie ord 10,611 |
| BlackRock Financial Management,Inc. 18-Dec-14 yes |
28.04 on mkt buy ord 16,667 |
| BlackRock Investment Management,LLC 19-Dec-14 yes |
47.57 on mkt buy ADR 2:1 32 |
| BlackRock Investment Management,LLC 19-Dec-14 yes |
47.57 on mkt buy ADR 2:1 32 |
| BlackRock Investment Management,LLC 19-Dec-14 yes |
47.57 on mkt buy ADR 2:1 48 |
| BlackRock Financial Management,Inc. 19-Dec-14 yes |
28.81 on mkt buy ord 13,094 |
| BlackRock Investment Management,LLC 19-Dec-14 yes |
28.81 on mkt buy ord 947 |
| BlackRock International Limited 19-Dec-14 yes |
28.83 on mkt buy ord 4,898 |
| BlackRock Investment Management (UK) Ltd 19-Dec-14 yes |
28.81 on mkt buy ord 5,781 |
| BlackRock Asset Management Deutschland AG 19-Dec-14 yes |
28.98 on mkt buy ord 292 |
| BlackRock Advisors(UK)Limited 19-Dec-14 yes |
28.98 on mkt buy ord 2,393 |
| BlackRock Advisors(UK)Limited 19-Dec-14 yes |
28.98 on mkt buy ord 21,390 |
| BlackRock Fund Advisors 19-Dec-14 no |
n/a in specie ord 2,522 |
| BlackRock Fund Advisors 19-Dec-14 no |
n/a in specie ord 3,248 |
| BlackRock Fund Advisors 19-Dec-14 no |
n/a in specie ord 19,488 |
| BlackRock Fund Advisors 19-Dec-14 yes |
28.98 on mkt buy ord 15,998 |
| BlackRock Fund Advisors 19-Dec-14 no |
n/a in specie ord 61,188 |
| BlackRock Asset Management Canada Limited 19-Dec-14 yes |
28.66 on mkt buy ord 6,678 |
| BlackRock Institutional Trust Company, National Association 19-Dec-14 yes |
28.81 on mkt buy ord 4,265 |
| BlackRock Institutional Trust Company, National Association 19-Dec-14 yes |
28.81 on mkt buy ord 2,544 |
| BlackRock Institutional Trust Company, National Association 19-Dec-14 yes |
28.66 on mkt buy ord 8,876 |
page 13 of 48
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Consideration Class and number of securities affected |
|---|---|
| BlackRock Institutional Trust Company, National Association 19-Dec-14 yes |
28.81 on mkt buy ord 11,252 |
| BlackRock Investment Management (Australia) Limited 19-Dec-14 yes |
28.98 on mkt buy ord 11,010 |
| BlackRock Advisors(UK)Limited 19-Dec-14 yes |
28.81 on mkt buy ord 12,248 |
| BlackRock Institutional Trust Company, National Association 19-Dec-14 yes |
28.81 on mkt buy ord 2,704 |
| BlackRock Institutional Trust Company, National Association 19-Dec-14 yes |
28.81 on mkt buy ord 11,814 |
| BlackRock Institutional Trust Company, National Association 19-Dec-14 yes |
28.81 on mkt buy ord 18,558 |
| BlackRock Japan Co.,Ltd. 19-Dec-14 yes |
28.65 on mkt buy ord 27,213 |
| BlackRock Advisors(UK)Limited 19-Dec-14 yes |
28.81 on mkt buy ord 1,414 |
| BlackRock Advisors(UK)Limited 19-Dec-14 yes |
28.81 on mkt buy ord 7,173 |
| BlackRock Advisors(UK)Limited 19-Dec-14 yes |
28.81 on mkt buy ord 4,330 |
| BlackRock Institutional Trust Company, National Association 19-Dec-14 yes |
28.81 on mkt buy ord 17,293 |
| BlackRock Advisors(UK)Limited 19-Dec-14 yes |
28.98 on mkt buy ord 32,722 |
| BlackRock Institutional Trust Company, National Association 19-Dec-14 yes |
28.98 on mkt buy ord 2,171 |
| BlackRock Institutional Trust Company, National Association 19-Dec-14 yes |
28.98 on mkt buy ord 8,945 |
| BlackRock Fund Advisors 19-Dec-14 no |
n/a in specie ord 28,296 |
| BlackRock Institutional Trust Company, National Association 19-Dec-14 yes |
28.81 on mkt buy ord 21,203 |
| BlackRock Investment Management (Australia) Limited 19-Dec-14 yes |
28.98 on mkt buy ord 2,464 |
| BlackRock Investment Management,LLC 19-Dec-14 yes |
28.65 on mkt buy ord 1,200 |
| BlackRock Institutional Trust Company, National Association 19-Dec-14 yes |
28.81 on mkt buy ord 3,172 |
| BlackRock Institutional Trust Company, National Association 19-Dec-14 yes |
28.81 on mkt buy ord 1,218 |
| BlackRock Institutional Trust Company, National Association 19-Dec-14 yes |
28.98 on mkt buy ord 1,100 |
| BlackRock Advisors,LLC 19-Dec-14 yes |
28.81 on mkt buy ord 4,212 |
| BlackRock Institutional Trust Company, National Association 19-Dec-14 yes |
28.98 on mkt buy ord 4,054 |
| BlackRock Asset Management Canada Limited 19-Dec-14 yes |
28.81 on mkt buy ord 4,365 |
| BlackRock Financial Management,Inc. 19-Dec-14 yes |
28.98 on mkt buy ord 14,267 |
| BlackRock Advisors(UK)Limited 19-Dec-14 yes |
28.98 on mkt buy ord 11,094 |
| BlackRock Institutional Trust Company, National Association 19-Dec-14 yes |
28.81 on mkt buy ord 371 |
| BlackRock Asset Management Canada Limited 19-Dec-14 yes |
48.39 on mkt buy ord 3,066 |
| BlackRock Asset Management Canada Limited 19-Dec-14 yes |
48.39 on mkt buy ord 352 |
| BlackRock Asset Management North Asia Limited 19-Dec-14 no |
n/a collateral transfer ord 64,834 |
| BlackRock Investment Management,LLC 22-Dec-14 yes |
47.49 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 22-Dec-14 yes |
47.49 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 22-Dec-14 yes |
47.60 on mkt buy ADR 2:1 8 |
| BlackRock Investment Management,LLC 22-Dec-14 yes |
47.31 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 22-Dec-14 yes |
47.31 on mkt buy ADR 2:1 12 |
| BlackRock Investment Management,LLC 22-Dec-14 yes |
47.31 on mkt buy ADR 2:1 20 |
| BlackRock Investment Management,LLC 22-Dec-14 yes |
47.60 on mkt buy ADR 2:1 36 |
| BlackRock Investment Management,LLC 22-Dec-14 yes |
47.31 on mkt buy ADR 2:1 38 |
| BlackRock Investment Management,LLC 22-Dec-14 yes |
47.49 on mkt buy ADR 2:1 40 |
| BlackRock Investment Management,LLC 22-Dec-14 yes |
47.49 on mkt buy ADR 2:1 54 |
| BlackRock Advisors(UK)Limited 22-Dec-14 yes |
29.84 on mkt buy ord 1,863 |
| BlackRock Advisors(UK)Limited 22-Dec-14 yes |
29.84 on mkt buy ord 2,484 |
| BlackRock Advisors(UK)Limited 22-Dec-14 yes |
29.72 on mkt buy ord 7,590 |
| BlackRock Fund Advisors 22-Dec-14 no |
n/a in specie ord 9,426 |
page 14 of 48
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management (Australia) Limited 22-Dec-14 yes |
29.60 on mkt buy ord 1,358 |
| BlackRock Advisors(UK)Limited 22-Dec-14 yes |
29.84 on mkt buy ord 129,689 |
| BlackRock Fund Advisors 22-Dec-14 yes |
29.84 on mkt buy ord 8,666 |
| BlackRock Investment Management,LLC 22-Dec-14 yes |
29.64 on mkt buy ord 310 |
| BlackRock Fund Advisors 22-Dec-14 no |
n/a in specie ord 4,190 |
| BlackRock Fund Advisors 22-Dec-14 yes |
29.84 on mkt buy ord 791 |
| BlackRock Fund Advisors 22-Dec-14 yes |
29.84 on mkt buy ord 5,254 |
| BlackRock Fund Advisors 22-Dec-14 no |
n/a in specie ord 12,400 |
| BlackRock Fund Advisors 22-Dec-14 no |
n/a in specie ord 22,320 |
| BlackRock Investment Management (UK) Ltd 22-Dec-14 yes |
29.84 on mkt buy ord 8,129 |
| BlackRock Asset Management Canada Limited 22-Dec-14 no |
n/a in specie ord 8,264 |
| BlackRock Asset Management North Asia Limited 22-Dec-14 no |
n/a collateral transfer ord 453,475 |
| BlackRock Investment Management,LLC 23-Dec-14 yes |
47.44 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 23-Dec-14 yes |
47.44 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 23-Dec-14 yes |
47.44 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 23-Dec-14 yes |
47.52 on mkt buy ADR 2:1 8 |
| BlackRock Investment Management,LLC 23-Dec-14 yes |
47.52 on mkt buy ADR 2:1 16 |
| BlackRock Investment Management,LLC 23-Dec-14 yes |
47.36 on mkt buy ADR 2:1 36 |
| BlackRock Investment Management,LLC 23-Dec-14 yes |
47.52 on mkt buy ADR 2:1 174 |
| BlackRock Investment Management,LLC 23-Dec-14 yes |
47.52 on mkt buy ADR 2:1 430 |
| BlackRock Investment Management,LLC 23-Dec-14 yes |
47.52 on mkt buy ADR 2:1 704 |
| BlackRock Investment Management,LLC 23-Dec-14 yes |
29.11 on mkt buy ord 12,216 |
| BlackRock Investment Management,LLC 23-Dec-14 yes |
28.81 on mkt buy ord 1,169 |
| BlackRock Institutional Trust Company, National Association 23-Dec-14 yes |
29.22 on mkt buy ord 7,196 |
| BlackRock Institutional Trust Company, National Association 23-Dec-14 yes |
29.22 on mkt buy ord 35,258 |
| BlackRock Advisors(UK)Limited 23-Dec-14 yes |
28.81 on mkt buy ord 915 |
| BlackRock Advisors(UK)Limited 23-Dec-14 yes |
28.81 on mkt buy ord 757 |
| BlackRock Investment Management,LLC 24-Dec-14 yes |
46.77 on mkt buy ADR 2:1 8 |
| BlackRock Investment Management,LLC 24-Dec-14 yes |
46.77 on mkt buy ADR 2:1 12 |
| BlackRock Investment Management,LLC 24-Dec-14 yes |
46.95 on mkt buy ADR 2:1 14 |
| BlackRock Investment Management,LLC 24-Dec-14 yes |
46.95 on mkt buy ADR 2:1 26 |
| BlackRock Investment Management,LLC 24-Dec-14 yes |
46.77 on mkt buy ADR 2:1 30 |
| BlackRock Investment Management,LLC 24-Dec-14 yes |
46.95 on mkt buy ADR 2:1 38 |
| BlackRock Investment Management,LLC 24-Dec-14 yes |
47.00 on mkt buy ADR 2:1 48 |
| BlackRock Advisors(UK)Limited 24-Dec-14 yes |
28.97 on mkt buy ord 1,576 |
| BlackRock Advisors(UK)Limited 24-Dec-14 yes |
28.97 on mkt buy ord 26,346 |
| BlackRock Advisors(UK)Limited 24-Dec-14 yes |
28.97 on mkt buy ord 5,316 |
| BlackRock Institutional Trust Company, National Association 24-Dec-14 yes |
28.97 on mkt buy ord 921 |
| BlackRock Institutional Trust Company, National Association 24-Dec-14 yes |
28.97 on mkt buy ord 3,888 |
| BlackRock Advisors(UK)Limited 24-Dec-14 yes |
28.97 on mkt buy ord 416 |
| BlackRock Investment Management,LLC 26-Dec-14 yes |
47.40 on mkt buy ADR 2:1 6 |
| BlackRock Investment Management,LLC 26-Dec-14 yes |
47.85 on mkt buy ADR 2:1 6 |
| BlackRock Investment Management,LLC 26-Dec-14 yes |
47.40 on mkt buy ADR 2:1 18 |
| BlackRock Fund Advisors 26-Dec-14 no |
n/a in specie ord 141,390 |
| BlackRock Asset Management North Asia Limited 26-Dec-14 no |
n/a collateral transfer ord 717,428 |
| BlackRock Investment Management,LLC 29-Dec-14 yes |
48.20 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 29-Dec-14 yes |
48.20 on mkt buy ADR 2:1 8 |
| BlackRock Investment Management,LLC 29-Dec-14 yes |
48.20 on mkt buy ADR 2:1 72 |
| BlackRock Investment Management,LLC 29-Dec-14 yes |
48.20 on mkt buy ADR 2:1 126 |
| BlackRock Investment Management,LLC 29-Dec-14 yes |
29.30 on mkt buy ord 13,659 |
| BlackRock Investment Management,LLC 29-Dec-14 yes |
29.30 on mkt buy ord 11,164 |
| BlackRock Investment Management,LLC 29-Dec-14 yes |
29.30 on mkt buy ord 3,108 |
| BlackRock Institutional Trust Company, National Association 29-Dec-14 yes |
29.30 on mkt buy ord 44,342 |
page 15 of 48
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Consideration Class and number of securities affected |
|---|---|
| BlackRock Institutional Trust Company, National Association 29-Dec-14 yes |
29.69 on mkt buy ord 2,492 |
| BlackRock Fund Advisors 29-Dec-14 no |
n/a in specie ord 698 |
| BlackRock Fund Advisors 29-Dec-14 no |
n/a in specie ord 2,272 |
| BlackRock Asset Management North Asia Limited 29-Dec-14 no |
n/a collateral transfer ord 242,016 |
| BlackRock Investment Management,LLC 30-Dec-14 yes |
48.17 on mkt buy ADR 2:1 24 |
| BlackRock Investment Management,LLC 30-Dec-14 yes |
48.13 on mkt buy ADR 2:1 584 |
| BlackRock Financial Management,Inc. 30-Dec-14 yes |
29.52 on mkt buy ord 52,793 |
| BlackRock Investment Management,LLC 30-Dec-14 yes |
29.52 on mkt buy ord 8,351 |
| BlackRock International Limited 30-Dec-14 yes |
29.50 on mkt buy ord 21,540 |
| BlackRock Investment Management (UK) Ltd 30-Dec-14 yes |
29.52 on mkt buy ord 23,943 |
| BlackRock Asset Management North Asia Limited 30-Dec-14 yes |
29.63 on mkt buy ord 2,473 |
| BlackRock Asset Management Deutschland AG 30-Dec-14 yes |
29.48 on mkt buy ord 5,860 |
| BlackRock Advisors(UK)Limited 30-Dec-14 yes |
29.48 on mkt buy ord 690 |
| BlackRock Fund Advisors 30-Dec-14 yes |
29.60 on mkt buy ord 21,557 |
| BlackRock Fund Advisors 30-Dec-14 no |
n/a in specie ord 46,071 |
| BlackRock Advisors(UK)Limited 30-Dec-14 yes |
29.48 on mkt buy ord 782 |
| BlackRock Advisors(UK)Limited 30-Dec-14 yes |
29.48 on mkt buy ord 3,910 |
| BlackRock Institutional Trust Company, National Association 30-Dec-14 yes |
29.52 on mkt buy ord 10,478 |
| BlackRock Institutional Trust Company, National Association 30-Dec-14 yes |
29.52 on mkt buy ord 4,898 |
| BlackRock Institutional Trust Company, National Association 30-Dec-14 yes |
29.52 on mkt buy ord 48,179 |
| BlackRock Advisors(UK)Limited 30-Dec-14 yes |
29.52 on mkt buy ord 76,943 |
| BlackRock Institutional Trust Company, National Association 30-Dec-14 yes |
29.52 on mkt buy ord 6,675 |
| BlackRock Institutional Trust Company, National Association 30-Dec-14 yes |
29.52 on mkt buy ord 22,934 |
| BlackRock Institutional Trust Company, National Association 30-Dec-14 yes |
29.52 on mkt buy ord 38,083 |
| BlackRock Advisors(UK)Limited 30-Dec-14 yes |
29.52 on mkt buy ord 8,264 |
| BlackRock Institutional Trust Company, National Association 30-Dec-14 yes |
29.52 on mkt buy ord 2,452 |
| BlackRock Advisors(UK)Limited 30-Dec-14 yes |
29.52 on mkt buy ord 45,195 |
| BlackRock Advisors(UK)Limited 30-Dec-14 yes |
29.52 on mkt buy ord 40,110 |
| BlackRock Advisors(UK)Limited 30-Dec-14 yes |
29.52 on mkt buy ord 74,829 |
| BlackRock Institutional Trust Company, National Association 30-Dec-14 yes |
29.52 on mkt buy ord 24,148 |
| BlackRock Investment Management (Australia) Limited 30-Dec-14 yes |
29.48 on mkt buy ord 12,960 |
| BlackRock Fund Advisors 30-Dec-14 no |
n/a in specie ord 698 |
| BlackRock Asset Management Canada Limited 30-Dec-14 yes |
29.48 on mkt buy ord 711 |
| BlackRock Institutional Trust Company, National Association 30-Dec-14 yes |
29.52 on mkt buy ord 244,555 |
| BlackRock Institutional Trust Company, National Association 30-Dec-14 yes |
29.52 on mkt buy ord 3,899 |
| BlackRock Institutional Trust Company, National Association 30-Dec-14 yes |
29.52 on mkt buy ord 10,384 |
| BlackRock Institutional Trust Company, National Association 30-Dec-14 yes |
29.52 on mkt buy ord 6,328 |
| BlackRock Advisors,LLC 30-Dec-14 yes |
29.52 on mkt buy ord 17,318 |
| BlackRock Asset Management Canada Limited 30-Dec-14 yes |
29.52 on mkt buy ord 29,112 |
| BlackRock Institutional Trust Company, National Association 30-Dec-14 yes |
29.52 on mkt buy ord 1,789 |
| BlackRock Investment Management (UK) Ltd 30-Dec-14 yes |
29.52 on mkt buy ord 5,995 |
page 16 of 48
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Consideration Class and number of securities affected |
|---|---|
| BlackRock Institutional Trust Company, National Association 30-Dec-14 yes |
29.52 on mkt buy ord 4,090 |
| BlackRock Institutional Trust Company, National Association 30-Dec-14 yes |
29.52 on mkt buy ord 3,213 |
| BlackRock Asset Management Canada Limited 30-Dec-14 yes |
48.19 on mkt buy ord 328 |
| BlackRock Investment Management,LLC 31-Dec-14 yes |
47.45 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 31-Dec-14 yes |
47.59 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 31-Dec-14 yes |
47.45 on mkt buy ADR 2:1 6 |
| BlackRock Investment Management,LLC 31-Dec-14 yes |
47.51 on mkt buy ADR 2:1 28 |
| BlackRock Investment Management (Australia) Limited 31-Dec-14 yes |
29.37 on mkt buy ord 1,875 |
| BlackRock Investment Management (UK) Ltd 31-Dec-14 yes |
29.37 on mkt buy ord 3,632 |
| BlackRock Fund Advisors 31-Dec-14 yes |
29.37 on mkt buy ord 3,975 |
| BlackRock Advisors,LLC 31-Dec-14 yes |
29.37 on mkt buy ord 2,411 |
| BlackRock Investment Management,LLC 02-Jan-15 yes |
47.31 on mkt buy ADR 2:1 32 |
| BlackRock Investment Management,LLC 02-Jan-15 yes |
47.37 on mkt buy ADR 2:1 82 |
| BlackRock Investment Management,LLC 02-Jan-15 yes |
47.37 on mkt buy ADR 2:1 92 |
| BlackRock Investment Management,LLC 02-Jan-15 yes |
47.37 on mkt buy ADR 2:1 106 |
| BlackRock Investment Management,LLC 02-Jan-15 yes |
47.37 on mkt buy ADR 2:1 114 |
| BlackRock Investment Management,LLC 02-Jan-15 yes |
47.31 on mkt buy ADR 2:1 114 |
| BlackRock Investment Management,LLC 02-Jan-15 yes |
47.35 on mkt buy ADR 2:1 132 |
| BlackRock Investment Management,LLC 02-Jan-15 yes |
47.35 on mkt buy ADR 2:1 324 |
| BlackRock Investment Management,LLC 02-Jan-15 yes |
47.18 on mkt buy ADR 2:1 394 |
| BlackRock Investment Management,LLC 02-Jan-15 yes |
47.35 on mkt buy ADR 2:1 536 |
| BlackRock Investment Management,LLC 02-Jan-15 yes |
47.18 on mkt buy ADR 2:1 868 |
| BlackRock Investment Management,LLC 02-Jan-15 yes |
47.29 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 02-Jan-15 yes |
47.29 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 02-Jan-15 yes |
47.29 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 02-Jan-15 yes |
47.48 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 02-Jan-15 yes |
47.29 on mkt buy ADR 2:1 6 |
| BlackRock Investment Management,LLC 02-Jan-15 yes |
47.29 on mkt buy ADR 2:1 6 |
| BlackRock Investment Management,LLC 02-Jan-15 yes |
47.43 on mkt buy ADR 2:1 6 |
| BlackRock Investment Management,LLC 02-Jan-15 yes |
47.29 on mkt buy ADR 2:1 6 |
| BlackRock Investment Management,LLC 02-Jan-15 yes |
47.43 on mkt buy ADR 2:1 6 |
| BlackRock Investment Management,LLC 02-Jan-15 yes |
47.28 on mkt buy ADR 2:1 8 |
| BlackRock Investment Management,LLC 02-Jan-15 yes |
47.29 on mkt buy ADR 2:1 24 |
| BlackRock Investment Management,LLC 02-Jan-15 yes |
47.29 on mkt buy ADR 2:1 24 |
| BlackRock Investment Management,LLC 02-Jan-15 yes |
47.29 on mkt buy ADR 2:1 26 |
| BlackRock Investment Management,LLC 02-Jan-15 yes |
47.48 on mkt buy ADR 2:1 26 |
| BlackRock Investment Management,LLC 02-Jan-15 yes |
47.29 on mkt buy ADR 2:1 28 |
| BlackRock Investment Management,LLC 02-Jan-15 yes |
47.28 on mkt buy ADR 2:1 28 |
| BlackRock Investment Management,LLC 02-Jan-15 yes |
47.29 on mkt buy ADR 2:1 30 |
| BlackRock Investment Management,LLC 02-Jan-15 yes |
47.48 on mkt buy ADR 2:1 34 |
| BlackRock Investment Management,LLC 02-Jan-15 yes |
47.48 on mkt buy ADR 2:1 40 |
| BlackRock Investment Management,LLC 02-Jan-15 yes |
47.48 on mkt buy ADR 2:1 44 |
| BlackRock Investment Management,LLC 02-Jan-15 yes |
47.29 on mkt buy ADR 2:1 46 |
| BlackRock Investment Management,LLC 02-Jan-15 yes |
47.48 on mkt buy ADR 2:1 48 |
| BlackRock Investment Management,LLC 02-Jan-15 yes |
47.48 on mkt buy ADR 2:1 56 |
| BlackRock Investment Management,LLC 02-Jan-15 yes |
47.48 on mkt buy ADR 2:1 58 |
| BlackRock Investment Management,LLC 02-Jan-15 yes |
47.29 on mkt buy ADR 2:1 60 |
| BlackRock Investment Management,LLC 02-Jan-15 yes |
47.48 on mkt buy ADR 2:1 68 |
| BlackRock Investment Management,LLC 02-Jan-15 yes |
47.29 on mkt buy ADR 2:1 70 |
| BlackRock Investment Management,LLC 02-Jan-15 yes |
47.48 on mkt buy ADR 2:1 72 |
| BlackRock Investment Management,LLC 02-Jan-15 yes |
47.29 on mkt buy ADR 2:1 72 |
| BlackRock Investment Management,LLC 02-Jan-15 yes |
47.48 on mkt buy ADR 2:1 82 |
| BlackRock Investment Management,LLC 02-Jan-15 yes |
47.48 on mkt buy ADR 2:1 90 |
| BlackRock Investment Management,LLC 02-Jan-15 yes |
47.29 on mkt buy ADR 2:1 94 |
| BlackRock Investment Management,LLC 02-Jan-15 yes |
47.29 on mkt buy ADR 2:1 98 |
| BlackRock Investment Management,LLC 02-Jan-15 yes |
47.48 on mkt buy ADR 2:1 102 |
| BlackRock Investment Management,LLC 02-Jan-15 yes |
47.48 on mkt buy ADR 2:1 106 |
| BlackRock Investment Management,LLC 02-Jan-15 yes |
47.48 on mkt buy ADR 2:1 106 |
| BlackRock Investment Management,LLC 02-Jan-15 yes |
47.48 on mkt buy ADR 2:1 106 |
page 17 of 48
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management,LLC 02-Jan-15 yes |
47.29 on mkt buy ADR 2:1 122 |
| BlackRock Investment Management,LLC 02-Jan-15 yes |
47.29 on mkt buy ADR 2:1 126 |
| BlackRock Investment Management,LLC 02-Jan-15 yes |
47.29 on mkt buy ADR 2:1 128 |
| BlackRock Investment Management,LLC 02-Jan-15 yes |
47.29 on mkt buy ADR 2:1 142 |
| BlackRock Investment Management,LLC 02-Jan-15 yes |
47.48 on mkt buy ADR 2:1 154 |
| BlackRock Investment Management,LLC 02-Jan-15 yes |
47.48 on mkt buy ADR 2:1 162 |
| BlackRock Investment Management,LLC 02-Jan-15 yes |
47.43 on mkt buy ADR 2:1 178 |
| BlackRock Investment Management,LLC 02-Jan-15 yes |
47.48 on mkt buy ADR 2:1 264 |
| BlackRock Investment Management,LLC 02-Jan-15 yes |
47.48 on mkt buy ADR 2:1 280 |
| BlackRock Investment Management,LLC 02-Jan-15 yes |
47.48 on mkt buy ADR 2:1 282 |
| BlackRock Investment Management,LLC 02-Jan-15 yes |
47.48 on mkt buy ADR 2:1 286 |
| BlackRock Fund Advisors 02-Jan-15 yes |
29.54 on mkt buy ord 5,474 |
| BlackRock Investment Management,LLC 05-Jan-15 yes |
45.65 on mkt buy ADR 2:1 70 |
| BlackRock Investment Management,LLC 05-Jan-15 yes |
45.58 on mkt buy ADR 2:1 78 |
| BlackRock Investment Management,LLC 05-Jan-15 yes |
45.58 on mkt buy ADR 2:1 96 |
| BlackRock Investment Management,LLC 05-Jan-15 yes |
45.57 on mkt buy ADR 2:1 98 |
| BlackRock Investment Management,LLC 05-Jan-15 yes |
45.82 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 05-Jan-15 yes |
45.73 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 05-Jan-15 yes |
45.73 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 05-Jan-15 yes |
45.84 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 05-Jan-15 yes |
45.55 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 05-Jan-15 yes |
45.35 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 05-Jan-15 yes |
45.71 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 05-Jan-15 yes |
45.71 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 05-Jan-15 yes |
45.51 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 05-Jan-15 yes |
45.66 on mkt buy ADR 2:1 6 |
| BlackRock Investment Management,LLC 05-Jan-15 yes |
45.84 on mkt buy ADR 2:1 6 |
| BlackRock Investment Management,LLC 05-Jan-15 yes |
45.73 on mkt buy ADR 2:1 6 |
| BlackRock Investment Management,LLC 05-Jan-15 yes |
45.73 on mkt buy ADR 2:1 8 |
| BlackRock Investment Management,LLC 05-Jan-15 yes |
45.45 on mkt buy ADR 2:1 8 |
| BlackRock Investment Management,LLC 05-Jan-15 yes |
45.73 on mkt buy ADR 2:1 12 |
| BlackRock Investment Management,LLC 05-Jan-15 yes |
45.35 on mkt buy ADR 2:1 12 |
| BlackRock Investment Management,LLC 05-Jan-15 yes |
45.84 on mkt buy ADR 2:1 18 |
| BlackRock Investment Management,LLC 05-Jan-15 yes |
45.66 on mkt buy ADR 2:1 18 |
| BlackRock Investment Management,LLC 05-Jan-15 yes |
45.73 on mkt buy ADR 2:1 22 |
| BlackRock Investment Management,LLC 05-Jan-15 yes |
45.71 on mkt buy ADR 2:1 24 |
| BlackRock Investment Management,LLC 05-Jan-15 yes |
45.55 on mkt buy ADR 2:1 26 |
| BlackRock Investment Management,LLC 05-Jan-15 yes |
45.84 on mkt buy ADR 2:1 26 |
| BlackRock Investment Management,LLC 05-Jan-15 yes |
45.55 on mkt buy ADR 2:1 28 |
| BlackRock Investment Management,LLC 05-Jan-15 yes |
45.55 on mkt buy ADR 2:1 28 |
| BlackRock Investment Management,LLC 05-Jan-15 yes |
45.71 on mkt buy ADR 2:1 28 |
| BlackRock Investment Management,LLC 05-Jan-15 yes |
45.71 on mkt buy ADR 2:1 30 |
| BlackRock Investment Management,LLC 05-Jan-15 yes |
45.73 on mkt buy ADR 2:1 32 |
| BlackRock Investment Management,LLC 05-Jan-15 yes |
45.71 on mkt buy ADR 2:1 32 |
| BlackRock Investment Management,LLC 05-Jan-15 yes |
45.45 on mkt buy ADR 2:1 32 |
| BlackRock Investment Management,LLC 05-Jan-15 yes |
45.35 on mkt buy ADR 2:1 32 |
| BlackRock Investment Management,LLC 05-Jan-15 yes |
45.51 on mkt buy ADR 2:1 32 |
| BlackRock Investment Management,LLC 05-Jan-15 yes |
45.45 on mkt buy ADR 2:1 34 |
| BlackRock Investment Management,LLC 05-Jan-15 yes |
45.51 on mkt buy ADR 2:1 36 |
| BlackRock Investment Management,LLC 05-Jan-15 yes |
45.35 on mkt buy ADR 2:1 36 |
| BlackRock Investment Management,LLC 05-Jan-15 yes |
45.35 on mkt buy ADR 2:1 36 |
| BlackRock Investment Management,LLC 05-Jan-15 yes |
45.71 on mkt buy ADR 2:1 38 |
| BlackRock Investment Management,LLC 05-Jan-15 yes |
45.34 on mkt buy ADR 2:1 38 |
| BlackRock Investment Management,LLC 05-Jan-15 yes |
45.45 on mkt buy ADR 2:1 40 |
| BlackRock Investment Management,LLC 05-Jan-15 yes |
45.71 on mkt buy ADR 2:1 40 |
| BlackRock Investment Management,LLC 05-Jan-15 yes |
45.51 on mkt buy ADR 2:1 40 |
| BlackRock Investment Management,LLC 05-Jan-15 yes |
45.55 on mkt buy ADR 2:1 40 |
| BlackRock Investment Management,LLC 05-Jan-15 yes |
45.51 on mkt buy ADR 2:1 42 |
| BlackRock Investment Management,LLC 05-Jan-15 yes |
45.71 on mkt buy ADR 2:1 44 |
| BlackRock Investment Management,LLC 05-Jan-15 yes |
45.54 on mkt buy ADR 2:1 44 |
| BlackRock Investment Management,LLC 05-Jan-15 yes |
45.35 on mkt buy ADR 2:1 44 |
| BlackRock Investment Management,LLC 05-Jan-15 yes |
45.71 on mkt buy ADR 2:1 44 |
| BlackRock Investment Management,LLC 05-Jan-15 yes |
45.71 on mkt buy ADR 2:1 46 |
| BlackRock Investment Management,LLC 05-Jan-15 yes |
45.84 on mkt buy ADR 2:1 48 |
page 18 of 48
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management,LLC 05-Jan-15 yes |
45.45 on mkt buy ADR 2:1 48 |
| BlackRock Investment Management,LLC 05-Jan-15 yes |
45.51 on mkt buy ADR 2:1 48 |
| BlackRock Investment Management,LLC 05-Jan-15 yes |
45.55 on mkt buy ADR 2:1 50 |
| BlackRock Investment Management,LLC 05-Jan-15 yes |
45.45 on mkt buy ADR 2:1 50 |
| BlackRock Investment Management,LLC 05-Jan-15 yes |
45.55 on mkt buy ADR 2:1 50 |
| BlackRock Investment Management,LLC 05-Jan-15 yes |
45.71 on mkt buy ADR 2:1 52 |
| BlackRock Investment Management,LLC 05-Jan-15 yes |
45.66 on mkt buy ADR 2:1 52 |
| BlackRock Investment Management,LLC 05-Jan-15 yes |
45.84 on mkt buy ADR 2:1 52 |
| BlackRock Investment Management,LLC 05-Jan-15 yes |
45.73 on mkt buy ADR 2:1 54 |
| BlackRock Investment Management,LLC 05-Jan-15 yes |
45.84 on mkt buy ADR 2:1 54 |
| BlackRock Investment Management,LLC 05-Jan-15 yes |
45.54 on mkt buy ADR 2:1 56 |
| BlackRock Investment Management,LLC 05-Jan-15 yes |
45.51 on mkt buy ADR 2:1 56 |
| BlackRock Investment Management,LLC 05-Jan-15 yes |
45.45 on mkt buy ADR 2:1 56 |
| BlackRock Investment Management,LLC 05-Jan-15 yes |
45.45 on mkt buy ADR 2:1 56 |
| BlackRock Investment Management,LLC 05-Jan-15 yes |
45.34 on mkt buy ADR 2:1 62 |
| BlackRock Investment Management,LLC 05-Jan-15 yes |
45.45 on mkt buy ADR 2:1 62 |
| BlackRock Investment Management,LLC 05-Jan-15 yes |
45.54 on mkt buy ADR 2:1 64 |
| BlackRock Investment Management,LLC 05-Jan-15 yes |
45.51 on mkt buy ADR 2:1 64 |
| BlackRock Investment Management,LLC 05-Jan-15 yes |
45.55 on mkt buy ADR 2:1 64 |
| BlackRock Investment Management,LLC 05-Jan-15 yes |
45.51 on mkt buy ADR 2:1 64 |
| BlackRock Investment Management,LLC 05-Jan-15 yes |
45.71 on mkt buy ADR 2:1 64 |
| BlackRock Investment Management,LLC 05-Jan-15 yes |
45.55 on mkt buy ADR 2:1 66 |
| BlackRock Investment Management,LLC 05-Jan-15 yes |
45.45 on mkt buy ADR 2:1 68 |
| BlackRock Investment Management,LLC 05-Jan-15 yes |
45.55 on mkt buy ADR 2:1 68 |
| BlackRock Investment Management,LLC 05-Jan-15 yes |
45.71 on mkt buy ADR 2:1 68 |
| BlackRock Investment Management,LLC 05-Jan-15 yes |
45.45 on mkt buy ADR 2:1 70 |
| BlackRock Investment Management,LLC 05-Jan-15 yes |
45.71 on mkt buy ADR 2:1 72 |
| BlackRock Investment Management,LLC 05-Jan-15 yes |
45.45 on mkt buy ADR 2:1 74 |
| BlackRock Investment Management,LLC 05-Jan-15 yes |
45.73 on mkt buy ADR 2:1 74 |
| BlackRock Investment Management,LLC 05-Jan-15 yes |
45.71 on mkt buy ADR 2:1 76 |
| BlackRock Investment Management,LLC 05-Jan-15 yes |
45.45 on mkt buy ADR 2:1 76 |
| BlackRock Investment Management,LLC 05-Jan-15 yes |
45.55 on mkt buy ADR 2:1 80 |
| BlackRock Investment Management,LLC 05-Jan-15 yes |
45.45 on mkt buy ADR 2:1 82 |
| BlackRock Investment Management,LLC 05-Jan-15 yes |
45.84 on mkt buy ADR 2:1 84 |
| BlackRock Investment Management,LLC 05-Jan-15 yes |
45.55 on mkt buy ADR 2:1 84 |
| BlackRock Investment Management,LLC 05-Jan-15 yes |
45.34 on mkt buy ADR 2:1 86 |
| BlackRock Investment Management,LLC 05-Jan-15 yes |
45.71 on mkt buy ADR 2:1 88 |
| BlackRock Investment Management,LLC 05-Jan-15 yes |
45.51 on mkt buy ADR 2:1 88 |
| BlackRock Investment Management,LLC 05-Jan-15 yes |
45.51 on mkt buy ADR 2:1 90 |
| BlackRock Investment Management,LLC 05-Jan-15 yes |
45.34 on mkt buy ADR 2:1 94 |
| BlackRock Investment Management,LLC 05-Jan-15 yes |
45.34 on mkt buy ADR 2:1 94 |
| BlackRock Investment Management,LLC 05-Jan-15 yes |
45.51 on mkt buy ADR 2:1 106 |
| BlackRock Investment Management,LLC 05-Jan-15 yes |
45.84 on mkt buy ADR 2:1 114 |
| BlackRock Investment Management,LLC 05-Jan-15 yes |
45.84 on mkt buy ADR 2:1 118 |
| BlackRock Investment Management,LLC 05-Jan-15 yes |
45.55 on mkt buy ADR 2:1 120 |
| BlackRock Investment Management,LLC 05-Jan-15 yes |
45.84 on mkt buy ADR 2:1 126 |
| BlackRock Investment Management,LLC 05-Jan-15 yes |
45.71 on mkt buy ADR 2:1 130 |
| BlackRock Investment Management,LLC 05-Jan-15 yes |
45.71 on mkt buy ADR 2:1 132 |
| BlackRock Investment Management,LLC 05-Jan-15 yes |
45.55 on mkt buy ADR 2:1 132 |
| BlackRock Investment Management,LLC 05-Jan-15 yes |
45.54 on mkt buy ADR 2:1 134 |
| BlackRock Investment Management,LLC 05-Jan-15 yes |
45.73 on mkt buy ADR 2:1 136 |
| BlackRock Investment Management,LLC 05-Jan-15 yes |
45.45 on mkt buy ADR 2:1 136 |
| BlackRock Investment Management,LLC 05-Jan-15 yes |
45.51 on mkt buy ADR 2:1 150 |
| BlackRock Investment Management,LLC 05-Jan-15 yes |
45.71 on mkt buy ADR 2:1 152 |
| BlackRock Investment Management,LLC 05-Jan-15 yes |
45.54 on mkt buy ADR 2:1 170 |
| BlackRock Investment Management,LLC 05-Jan-15 yes |
45.51 on mkt buy ADR 2:1 174 |
| BlackRock Investment Management,LLC 05-Jan-15 yes |
45.84 on mkt buy ADR 2:1 182 |
| BlackRock Investment Management,LLC 05-Jan-15 yes |
45.71 on mkt buy ADR 2:1 184 |
| BlackRock Investment Management,LLC 05-Jan-15 yes |
45.71 on mkt buy ADR 2:1 198 |
| BlackRock Investment Management,LLC 05-Jan-15 yes |
45.45 on mkt buy ADR 2:1 206 |
| BlackRock Investment Management,LLC 05-Jan-15 yes |
45.34 on mkt buy ADR 2:1 224 |
| BlackRock Investment Management,LLC 05-Jan-15 yes |
45.54 on mkt buy ADR 2:1 232 |
| BlackRock Investment Management,LLC 05-Jan-15 yes |
45.71 on mkt buy ADR 2:1 246 |
| BlackRock Investment Management,LLC 05-Jan-15 yes |
45.84 on mkt buy ADR 2:1 250 |
page 19 of 48
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management,LLC 05-Jan-15 yes |
45.54 on mkt buy ADR 2:1 288 |
| BlackRock Investment Management,LLC 05-Jan-15 yes |
45.45 on mkt buy ADR 2:1 304 |
| BlackRock Investment Management,LLC 05-Jan-15 yes |
45.45 on mkt buy ADR 2:1 314 |
| BlackRock Investment Management,LLC 05-Jan-15 yes |
45.34 on mkt buy ADR 2:1 316 |
| BlackRock Investment Management,LLC 05-Jan-15 yes |
45.71 on mkt buy ADR 2:1 318 |
| BlackRock Investment Management,LLC 05-Jan-15 yes |
45.34 on mkt buy ADR 2:1 334 |
| BlackRock Investment Management,LLC 05-Jan-15 yes |
45.34 on mkt buy ADR 2:1 420 |
| BlackRock Investment Management,LLC 05-Jan-15 yes |
45.71 on mkt buy ADR 2:1 592 |
| BlackRock Investment Management,LLC 05-Jan-15 yes |
45.34 on mkt buy ADR 2:1 1,090 |
| BlackRock Investment Management,LLC 05-Jan-15 yes |
45.54 on mkt buy ADR 2:1 1,558 |
| BlackRock Investment Management,LLC 05-Jan-15 yes |
29.36 on mkt buy ord 4,161 |
| BlackRock Advisors(UK)Limited 05-Jan-15 yes |
29.48 on mkt buy ord 622 |
| BlackRock Advisors(UK)Limited 05-Jan-15 yes |
29.48 on mkt buy ord 782 |
| BlackRock Advisors(UK)Limited 05-Jan-15 yes |
29.48 on mkt buy ord 1,564 |
| BlackRock Institutional Trust Company, National Association 05-Jan-15 yes |
29.36 on mkt buy ord 53,519 |
| BlackRock Japan Co.,Ltd. 05-Jan-15 yes |
29.37 on mkt buy ord 1,035 |
| BlackRock Institutional Trust Company, National Association 05-Jan-15 yes |
29.48 on mkt buy ord 75,028 |
| BlackRock Investment Management (UK) Ltd 05-Jan-15 yes |
29.39 on mkt buy ord 2,084 |
| BlackRock Institutional Trust Company, National Association 05-Jan-15 yes |
29.48 on mkt buy ord 3,377 |
| BlackRock Asset Management Canada Limited 05-Jan-15 yes |
29.48 on mkt buy ord 746 |
| BlackRock Investment Management,LLC 06-Jan-15 yes |
45.33 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 06-Jan-15 yes |
45.44 on mkt buy ADR 2:1 20 |
| BlackRock Investment Management,LLC 06-Jan-15 yes |
45.36 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 06-Jan-15 yes |
45.81 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 06-Jan-15 yes |
45.81 on mkt buy ADR 2:1 6 |
| BlackRock Investment Management,LLC 06-Jan-15 yes |
45.81 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 06-Jan-15 yes |
45.59 on mkt buy ADR 2:1 12 |
| BlackRock Investment Management,LLC 06-Jan-15 yes |
45.81 on mkt buy ADR 2:1 20 |
| BlackRock Investment Management,LLC 06-Jan-15 yes |
45.59 on mkt buy ADR 2:1 20 |
| BlackRock Investment Management,LLC 06-Jan-15 yes |
45.59 on mkt buy ADR 2:1 20 |
| BlackRock Investment Management,LLC 06-Jan-15 yes |
45.55 on mkt buy ADR 2:1 20 |
| BlackRock Investment Management,LLC 06-Jan-15 yes |
45.59 on mkt buy ADR 2:1 22 |
| BlackRock Investment Management,LLC 06-Jan-15 yes |
45.59 on mkt buy ADR 2:1 24 |
| BlackRock Investment Management,LLC 06-Jan-15 yes |
45.60 on mkt buy ADR 2:1 26 |
| BlackRock Investment Management,LLC 06-Jan-15 yes |
45.60 on mkt buy ADR 2:1 26 |
| BlackRock Investment Management,LLC 06-Jan-15 yes |
45.55 on mkt buy ADR 2:1 26 |
| BlackRock Investment Management,LLC 06-Jan-15 yes |
45.81 on mkt buy ADR 2:1 26 |
| BlackRock Investment Management,LLC 06-Jan-15 yes |
45.59 on mkt buy ADR 2:1 26 |
| BlackRock Investment Management,LLC 06-Jan-15 yes |
45.60 on mkt buy ADR 2:1 28 |
| BlackRock Investment Management,LLC 06-Jan-15 yes |
45.60 on mkt buy ADR 2:1 30 |
| BlackRock Investment Management,LLC 06-Jan-15 yes |
45.55 on mkt buy ADR 2:1 30 |
| BlackRock Investment Management,LLC 06-Jan-15 yes |
45.60 on mkt buy ADR 2:1 32 |
| BlackRock Investment Management,LLC 06-Jan-15 yes |
45.63 on mkt buy ADR 2:1 32 |
| BlackRock Investment Management,LLC 06-Jan-15 yes |
45.55 on mkt buy ADR 2:1 34 |
| BlackRock Investment Management,LLC 06-Jan-15 yes |
45.60 on mkt buy ADR 2:1 42 |
| BlackRock Investment Management,LLC 06-Jan-15 yes |
45.81 on mkt buy ADR 2:1 42 |
| BlackRock Investment Management,LLC 06-Jan-15 yes |
45.60 on mkt buy ADR 2:1 46 |
| BlackRock Investment Management,LLC 06-Jan-15 yes |
45.59 on mkt buy ADR 2:1 48 |
| BlackRock Investment Management,LLC 06-Jan-15 yes |
45.60 on mkt buy ADR 2:1 50 |
| BlackRock Investment Management,LLC 06-Jan-15 yes |
45.81 on mkt buy ADR 2:1 52 |
| BlackRock Investment Management,LLC 06-Jan-15 yes |
45.60 on mkt buy ADR 2:1 54 |
| BlackRock Investment Management,LLC 06-Jan-15 yes |
45.60 on mkt buy ADR 2:1 54 |
| BlackRock Investment Management,LLC 06-Jan-15 yes |
45.60 on mkt buy ADR 2:1 56 |
| BlackRock Investment Management,LLC 06-Jan-15 yes |
45.81 on mkt buy ADR 2:1 58 |
| BlackRock Investment Management,LLC 06-Jan-15 yes |
45.59 on mkt buy ADR 2:1 60 |
| BlackRock Investment Management,LLC 06-Jan-15 yes |
45.59 on mkt buy ADR 2:1 62 |
| BlackRock Investment Management,LLC 06-Jan-15 yes |
45.60 on mkt buy ADR 2:1 64 |
| BlackRock Investment Management,LLC 06-Jan-15 yes |
45.55 on mkt buy ADR 2:1 64 |
| BlackRock Investment Management,LLC 06-Jan-15 yes |
45.81 on mkt buy ADR 2:1 66 |
page 20 of 48
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management,LLC 06-Jan-15 yes |
45.59 on mkt buy ADR 2:1 68 |
| BlackRock Investment Management,LLC 06-Jan-15 yes |
45.81 on mkt buy ADR 2:1 72 |
| BlackRock Investment Management,LLC 06-Jan-15 yes |
45.81 on mkt buy ADR 2:1 76 |
| BlackRock Investment Management,LLC 06-Jan-15 yes |
45.55 on mkt buy ADR 2:1 86 |
| BlackRock Investment Management,LLC 06-Jan-15 yes |
45.81 on mkt buy ADR 2:1 86 |
| BlackRock Investment Management,LLC 06-Jan-15 yes |
45.60 on mkt buy ADR 2:1 88 |
| BlackRock Investment Management,LLC 06-Jan-15 yes |
45.81 on mkt buy ADR 2:1 90 |
| BlackRock Investment Management,LLC 06-Jan-15 yes |
45.59 on mkt buy ADR 2:1 92 |
| BlackRock Investment Management,LLC 06-Jan-15 yes |
45.81 on mkt buy ADR 2:1 96 |
| BlackRock Investment Management,LLC 06-Jan-15 yes |
45.55 on mkt buy ADR 2:1 96 |
| BlackRock Investment Management,LLC 06-Jan-15 yes |
45.81 on mkt buy ADR 2:1 98 |
| BlackRock Investment Management,LLC 06-Jan-15 yes |
45.55 on mkt buy ADR 2:1 98 |
| BlackRock Investment Management,LLC 06-Jan-15 yes |
45.55 on mkt buy ADR 2:1 98 |
| BlackRock Investment Management,LLC 06-Jan-15 yes |
45.55 on mkt buy ADR 2:1 100 |
| BlackRock Investment Management,LLC 06-Jan-15 yes |
45.60 on mkt buy ADR 2:1 108 |
| BlackRock Investment Management,LLC 06-Jan-15 yes |
45.55 on mkt buy ADR 2:1 112 |
| BlackRock Investment Management,LLC 06-Jan-15 yes |
45.55 on mkt buy ADR 2:1 122 |
| BlackRock Investment Management,LLC 06-Jan-15 yes |
45.81 on mkt buy ADR 2:1 122 |
| BlackRock Investment Management,LLC 06-Jan-15 yes |
45.60 on mkt buy ADR 2:1 124 |
| BlackRock Investment Management,LLC 06-Jan-15 yes |
45.81 on mkt buy ADR 2:1 124 |
| BlackRock Investment Management,LLC 06-Jan-15 yes |
45.60 on mkt buy ADR 2:1 126 |
| BlackRock Investment Management,LLC 06-Jan-15 yes |
45.59 on mkt buy ADR 2:1 126 |
| BlackRock Investment Management,LLC 06-Jan-15 yes |
45.55 on mkt buy ADR 2:1 128 |
| BlackRock Investment Management,LLC 06-Jan-15 yes |
45.60 on mkt buy ADR 2:1 130 |
| BlackRock Investment Management,LLC 06-Jan-15 yes |
45.60 on mkt buy ADR 2:1 130 |
| BlackRock Investment Management,LLC 06-Jan-15 yes |
45.60 on mkt buy ADR 2:1 132 |
| BlackRock Investment Management,LLC 06-Jan-15 yes |
45.59 on mkt buy ADR 2:1 134 |
| BlackRock Investment Management,LLC 06-Jan-15 yes |
45.81 on mkt buy ADR 2:1 138 |
| BlackRock Investment Management,LLC 06-Jan-15 yes |
45.59 on mkt buy ADR 2:1 142 |
| BlackRock Investment Management,LLC 06-Jan-15 yes |
45.59 on mkt buy ADR 2:1 142 |
| BlackRock Investment Management,LLC 06-Jan-15 yes |
45.59 on mkt buy ADR 2:1 144 |
| BlackRock Investment Management,LLC 06-Jan-15 yes |
45.81 on mkt buy ADR 2:1 146 |
| BlackRock Investment Management,LLC 06-Jan-15 yes |
45.60 on mkt buy ADR 2:1 148 |
| BlackRock Investment Management,LLC 06-Jan-15 yes |
45.55 on mkt buy ADR 2:1 166 |
| BlackRock Investment Management,LLC 06-Jan-15 yes |
45.60 on mkt buy ADR 2:1 176 |
| BlackRock Investment Management,LLC 06-Jan-15 yes |
45.81 on mkt buy ADR 2:1 186 |
| BlackRock Investment Management,LLC 06-Jan-15 yes |
45.81 on mkt buy ADR 2:1 200 |
| BlackRock Investment Management,LLC 06-Jan-15 yes |
45.60 on mkt buy ADR 2:1 202 |
| BlackRock Investment Management,LLC 06-Jan-15 yes |
45.60 on mkt buy ADR 2:1 208 |
| BlackRock Investment Management,LLC 06-Jan-15 yes |
45.59 on mkt buy ADR 2:1 212 |
| BlackRock Investment Management,LLC 06-Jan-15 yes |
45.59 on mkt buy ADR 2:1 214 |
| BlackRock Investment Management,LLC 06-Jan-15 yes |
45.81 on mkt buy ADR 2:1 226 |
| BlackRock Investment Management,LLC 06-Jan-15 yes |
45.81 on mkt buy ADR 2:1 240 |
| BlackRock Investment Management,LLC 06-Jan-15 yes |
45.81 on mkt buy ADR 2:1 242 |
| BlackRock Investment Management,LLC 06-Jan-15 yes |
45.60 on mkt buy ADR 2:1 272 |
| BlackRock Investment Management,LLC 06-Jan-15 yes |
45.60 on mkt buy ADR 2:1 316 |
| BlackRock Investment Management,LLC 06-Jan-15 yes |
45.60 on mkt buy ADR 2:1 336 |
| BlackRock Investment Management,LLC 06-Jan-15 yes |
45.60 on mkt buy ADR 2:1 406 |
| BlackRock Investment Management,LLC 06-Jan-15 yes |
45.81 on mkt buy ADR 2:1 486 |
| BlackRock Investment Management,LLC 06-Jan-15 yes |
45.59 on mkt buy ADR 2:1 1,368 |
| BlackRock Financial Management,Inc. 06-Jan-15 yes |
28.05 on mkt buy ord 36,270 |
| BlackRock Investment Management,LLC 06-Jan-15 yes |
28.05 on mkt buy ord 6,450 |
| BlackRock International Limited 06-Jan-15 yes |
28.06 on mkt buy ord 16,079 |
| BlackRock Investment Management (UK) Ltd 06-Jan-15 yes |
28.05 on mkt buy ord 15,514 |
| BlackRock Fund Advisors 06-Jan-15 no |
n/a in specie ord 2,504 |
| BlackRock Fund Advisors 06-Jan-15 yes |
28.25 on mkt buy ord 20,272 |
| BlackRock Advisors(UK)Limited 06-Jan-15 yes |
28.11 on mkt buy ord 24,096 |
| BlackRock Institutional Trust Company, National Association 06-Jan-15 yes |
28.05 on mkt buy ord 528 |
| BlackRock Institutional Trust Company, National Association 06-Jan-15 yes |
28.05 on mkt buy ord 1,375 |
| BlackRock Institutional Trust Company, National Association 06-Jan-15 yes |
28.05 on mkt buy ord 36,656 |
page 21 of 48
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Consideration Class and number of securities affected |
|---|---|
| BlackRock Advisors(UK)Limited 06-Jan-15 yes |
28.05 on mkt buy ord 26,257 |
| BlackRock Institutional Trust Company, National Association 06-Jan-15 yes |
28.05 on mkt buy ord 312 |
| BlackRock Institutional Trust Company, National Association 06-Jan-15 yes |
28.05 on mkt buy ord 3,493 |
| BlackRock Institutional Trust Company, National Association 06-Jan-15 yes |
28.05 on mkt buy ord 41,286 |
| BlackRock Advisors(UK)Limited 06-Jan-15 yes |
28.05 on mkt buy ord 6,112 |
| BlackRock Institutional Trust Company, National Association 06-Jan-15 yes |
28.05 on mkt buy ord 2,183 |
| BlackRock Advisors(UK)Limited 06-Jan-15 yes |
28.05 on mkt buy ord 24,651 |
| BlackRock Advisors(UK)Limited 06-Jan-15 yes |
28.05 on mkt buy ord 16,517 |
| BlackRock Advisors(UK)Limited 06-Jan-15 yes |
28.05 on mkt buy ord 65,195 |
| BlackRock Institutional Trust Company, National Association 06-Jan-15 yes |
28.05 on mkt buy ord 16,950 |
| BlackRock Investment Management,LLC 06-Jan-15 yes |
28.12 on mkt buy ord 2,700 |
| BlackRock Institutional Trust Company, National Association 06-Jan-15 yes |
28.05 on mkt buy ord 1,844 |
| BlackRock Institutional Trust Company, National Association 06-Jan-15 yes |
28.05 on mkt buy ord 156,054 |
| BlackRock Fund Advisors 06-Jan-15 no |
n/a in specie ord 62,850 |
| BlackRock Institutional Trust Company, National Association 06-Jan-15 yes |
28.05 on mkt buy ord 3,652 |
| BlackRock Institutional Trust Company, National Association 06-Jan-15 yes |
28.05 on mkt buy ord 3,717 |
| BlackRock Institutional Trust Company, National Association 06-Jan-15 yes |
28.05 on mkt buy ord 4,058 |
| BlackRock Advisors,LLC 06-Jan-15 yes |
28.05 on mkt buy ord 8,513 |
| BlackRock Asset Management Canada Limited 06-Jan-15 yes |
28.05 on mkt buy ord 10,368 |
| BlackRock Institutional Trust Company, National Association 06-Jan-15 yes |
28.05 on mkt buy ord 2,015 |
| BlackRock Investment Management (UK) Ltd 06-Jan-15 yes |
28.05 on mkt buy ord 3,519 |
| BlackRock Investment Management (UK) Ltd 06-Jan-15 yes |
28.25 on mkt buy ord 95,401 |
| BlackRock Institutional Trust Company, National Association 06-Jan-15 yes |
28.05 on mkt buy ord 3,830 |
| BlackRock Institutional Trust Company, National Association 06-Jan-15 yes |
28.05 on mkt buy ord 2,222 |
| BlackRock Asset Management North Asia Limited 06-Jan-15 no |
n/a collateral transfer ord 71,604 |
| BlackRock Investment Management,LLC 07-Jan-15 yes |
46.02 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 07-Jan-15 yes |
45.98 on mkt buy ADR 2:1 6 |
| BlackRock Investment Management,LLC 07-Jan-15 yes |
45.98 on mkt buy ADR 2:1 6 |
| BlackRock Investment Management,LLC 07-Jan-15 yes |
45.98 on mkt buy ADR 2:1 16 |
| BlackRock Investment Management,LLC 07-Jan-15 yes |
46.02 on mkt buy ADR 2:1 20 |
| BlackRock Investment Management,LLC 07-Jan-15 yes |
45.96 on mkt buy ADR 2:1 22 |
| BlackRock Investment Management,LLC 07-Jan-15 yes |
45.98 on mkt buy ADR 2:1 22 |
| BlackRock Investment Management,LLC 07-Jan-15 yes |
46.02 on mkt buy ADR 2:1 30 |
| BlackRock Investment Management,LLC 07-Jan-15 yes |
46.02 on mkt buy ADR 2:1 34 |
| BlackRock Investment Management,LLC 07-Jan-15 yes |
46.02 on mkt buy ADR 2:1 42 |
| BlackRock Investment Management,LLC 07-Jan-15 yes |
46.02 on mkt buy ADR 2:1 50 |
| BlackRock Investment Management,LLC 07-Jan-15 yes |
46.02 on mkt buy ADR 2:1 56 |
| BlackRock Investment Management,LLC 07-Jan-15 yes |
46.02 on mkt buy ADR 2:1 60 |
| BlackRock Investment Management,LLC 07-Jan-15 yes |
46.02 on mkt buy ADR 2:1 62 |
| BlackRock Investment Management,LLC 07-Jan-15 yes |
46.02 on mkt buy ADR 2:1 64 |
| BlackRock Investment Management,LLC 07-Jan-15 yes |
46.02 on mkt buy ADR 2:1 66 |
| BlackRock Investment Management,LLC 07-Jan-15 yes |
46.02 on mkt buy ADR 2:1 80 |
| BlackRock Investment Management,LLC 07-Jan-15 yes |
46.02 on mkt buy ADR 2:1 96 |
| BlackRock Investment Management,LLC 07-Jan-15 yes |
46.02 on mkt buy ADR 2:1 108 |
| BlackRock Investment Management,LLC 07-Jan-15 yes |
46.02 on mkt buy ADR 2:1 122 |
| BlackRock Investment Management,LLC 07-Jan-15 yes |
46.02 on mkt buy ADR 2:1 124 |
| BlackRock Investment Management,LLC 07-Jan-15 yes |
46.02 on mkt buy ADR 2:1 174 |
page 22 of 48
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management,LLC 07-Jan-15 yes |
45.98 on mkt buy ADR 2:1 244 |
| BlackRock Financial Management,Inc. 07-Jan-15 yes |
28.12 on mkt buy ord 14,523 |
| BlackRock Investment Management,LLC 07-Jan-15 yes |
28.12 on mkt buy ord 6,464 |
| BlackRock International Limited 07-Jan-15 yes |
28.12 on mkt buy ord 9,188 |
| BlackRock Investment Management (UK) Ltd 07-Jan-15 yes |
28.12 on mkt buy ord 7,302 |
| BlackRock Fund Advisors 07-Jan-15 no |
n/a in specie ord 6,496 |
| BlackRock Institutional Trust Company, National Association 07-Jan-15 yes |
28.12 on mkt buy ord 622 |
| BlackRock Institutional Trust Company, National Association 07-Jan-15 yes |
28.12 on mkt buy ord 2,973 |
| BlackRock Institutional Trust Company, National Association 07-Jan-15 yes |
28.12 on mkt buy ord 26,071 |
| BlackRock Advisors(UK)Limited 07-Jan-15 yes |
28.12 on mkt buy ord 12,719 |
| BlackRock Institutional Trust Company, National Association 07-Jan-15 yes |
28.12 on mkt buy ord 409 |
| BlackRock Institutional Trust Company, National Association 07-Jan-15 yes |
28.12 on mkt buy ord 7,134 |
| BlackRock Institutional Trust Company, National Association 07-Jan-15 yes |
28.12 on mkt buy ord 47,213 |
| BlackRock Japan Co.,Ltd. 07-Jan-15 yes |
28.12 on mkt buy ord 12,352 |
| BlackRock Japan Co.,Ltd. 07-Jan-15 yes |
28.12 on mkt buy ord 16,227 |
| BlackRock Japan Co.,Ltd. 07-Jan-15 yes |
28.12 on mkt buy ord 41,872 |
| BlackRock Japan Co.,Ltd. 07-Jan-15 yes |
28.12 on mkt buy ord 61,186 |
| BlackRock Japan Co.,Ltd. 07-Jan-15 yes |
28.05 on mkt buy ord 433 |
| BlackRock Japan Co.,Ltd. 07-Jan-15 yes |
28.12 on mkt buy ord 22,955 |
| BlackRock Advisors(UK)Limited 07-Jan-15 yes |
28.12 on mkt buy ord 4,936 |
| BlackRock Advisors(UK)Limited 07-Jan-15 yes |
28.12 on mkt buy ord 11,543 |
| BlackRock Advisors(UK)Limited 07-Jan-15 yes |
28.12 on mkt buy ord 7,833 |
| BlackRock Institutional Trust Company, National Association 07-Jan-15 yes |
28.12 on mkt buy ord 14,426 |
| BlackRock Institutional Trust Company, National Association 07-Jan-15 yes |
28.02 on mkt buy ord 2,309 |
| BlackRock Fund Advisors 07-Jan-15 no |
n/a in specie ord 38,907 |
| BlackRock Institutional Trust Company, National Association 07-Jan-15 yes |
28.12 on mkt buy ord 145,518 |
| BlackRock Institutional Trust Company, National Association 07-Jan-15 yes |
28.12 on mkt buy ord 6,928 |
| BlackRock Institutional Trust Company, National Association 07-Jan-15 yes |
28.12 on mkt buy ord 1,670 |
| BlackRock Advisors,LLC 07-Jan-15 yes |
28.12 on mkt buy ord 7,366 |
| BlackRock Asset Management Canada Limited 07-Jan-15 yes |
28.12 on mkt buy ord 4,927 |
| BlackRock Institutional Trust Company, National Association 07-Jan-15 yes |
28.12 on mkt buy ord 5,819 |
| BlackRock Institutional Trust Company, National Association 07-Jan-15 yes |
28.12 on mkt buy ord 1,351 |
| BlackRock Asset Management North Asia Limited 07-Jan-15 no |
n/a collateral transfer ord 55,720 |
| BlackRock Investment Management,LLC 08-Jan-15 yes |
46.77 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 08-Jan-15 yes |
46.86 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 08-Jan-15 yes |
46.86 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 08-Jan-15 yes |
46.65 on mkt buy ADR 2:1 8 |
| BlackRock Investment Management,LLC 08-Jan-15 yes |
46.65 on mkt buy ADR 2:1 24 |
| BlackRock Investment Management,LLC 08-Jan-15 yes |
46.65 on mkt buy ADR 2:1 52 |
| BlackRock Investment Management,LLC 08-Jan-15 yes |
46.68 on mkt buy ADR 2:1 68 |
| BlackRock Fund Advisors 08-Jan-15 no |
n/a in specie ord 13,419 |
| BlackRock Fund Advisors 08-Jan-15 no |
n/a in specie ord 26,838 |
| BlackRock Fund Advisors 08-Jan-15 no |
n/a in specie ord 10,596 |
| BlackRock Advisors(UK)Limited 08-Jan-15 yes |
28.38 on mkt buy ord 1,564 |
| BlackRock Investment Management (Australia) Limited 08-Jan-15 yes |
28.37 on mkt buy ord 5,521 |
| BlackRock Investment Management (Australia) Limited 08-Jan-15 yes |
28.37 on mkt buy ord 1,293 |
page 23 of 48
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management (Australia) Limited 08-Jan-15 yes |
28.38 on mkt buy ord 4,018 |
| BlackRock Institutional Trust Company, National Association 08-Jan-15 yes |
28.40 on mkt buy ord 3,289 |
| BlackRock Japan Co.,Ltd. 08-Jan-15 yes |
28.38 on mkt buy ord 327 |
| BlackRock Institutional Trust Company, National Association 08-Jan-15 no |
n/a in specie ord 491,962 |
| BlackRock Investment Management (UK) Ltd 08-Jan-15 yes |
28.38 on mkt buy ord 13,170 |
| BlackRock Asset Management Canada Limited 08-Jan-15 yes |
28.38 on mkt buy ord 292 |
| BlackRock Investment Management (Australia) Limited 08-Jan-15 yes |
28.37 on mkt buy ord 1,675 |
| BlackRock Investment Management,LLC 09-Jan-15 yes |
47.00 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 09-Jan-15 yes |
47.04 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 09-Jan-15 yes |
46.99 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 09-Jan-15 yes |
47.05 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 09-Jan-15 yes |
47.04 on mkt buy ADR 2:1 32 |
| BlackRock Investment Management,LLC 09-Jan-15 yes |
47.04 on mkt buy ADR 2:1 50 |
| BlackRock Investment Management,LLC 09-Jan-15 yes |
47.03 on mkt buy ADR 2:1 50 |
| BlackRock Investment Management,LLC 09-Jan-15 yes |
47.04 on mkt buy ADR 2:1 52 |
| BlackRock Investment Management,LLC 09-Jan-15 yes |
47.04 on mkt buy ADR 2:1 64 |
| BlackRock Investment Management,LLC 09-Jan-15 yes |
47.04 on mkt buy ADR 2:1 66 |
| BlackRock Investment Management,LLC 09-Jan-15 yes |
47.04 on mkt buy ADR 2:1 66 |
| BlackRock Investment Management,LLC 09-Jan-15 yes |
47.04 on mkt buy ADR 2:1 72 |
| BlackRock Investment Management,LLC 09-Jan-15 yes |
47.04 on mkt buy ADR 2:1 78 |
| BlackRock Investment Management,LLC 09-Jan-15 yes |
47.04 on mkt buy ADR 2:1 82 |
| BlackRock Investment Management,LLC 09-Jan-15 yes |
47.04 on mkt buy ADR 2:1 82 |
| BlackRock Investment Management,LLC 09-Jan-15 yes |
47.04 on mkt buy ADR 2:1 98 |
| BlackRock Investment Management,LLC 09-Jan-15 yes |
47.04 on mkt buy ADR 2:1 102 |
| BlackRock Investment Management,LLC 09-Jan-15 yes |
47.04 on mkt buy ADR 2:1 102 |
| BlackRock Investment Management,LLC 09-Jan-15 yes |
47.04 on mkt buy ADR 2:1 114 |
| BlackRock Investment Management,LLC 09-Jan-15 yes |
47.04 on mkt buy ADR 2:1 136 |
| BlackRock Investment Management,LLC 09-Jan-15 yes |
47.04 on mkt buy ADR 2:1 140 |
| BlackRock Investment Management,LLC 09-Jan-15 yes |
47.04 on mkt buy ADR 2:1 158 |
| BlackRock Investment Management,LLC 09-Jan-15 yes |
47.04 on mkt buy ADR 2:1 202 |
| BlackRock Investment Management,LLC 09-Jan-15 yes |
47.04 on mkt buy ADR 2:1 222 |
| BlackRock Investment Management,LLC 09-Jan-15 yes |
47.04 on mkt buy ADR 2:1 308 |
| BlackRock Investment Management,LLC 09-Jan-15 yes |
47.04 on mkt buy ADR 2:1 554 |
| BlackRock Investment Management,LLC 09-Jan-15 yes |
47.04 on mkt buy ADR 2:1 568 |
| BlackRock Investment Management,LLC 09-Jan-15 yes |
47.04 on mkt buy ADR 2:1 1,930 |
| BlackRock Financial Management,Inc. 09-Jan-15 yes |
29.08 on mkt buy ord 11,404 |
| BlackRock Investment Management,LLC 09-Jan-15 yes |
28.94 on mkt buy ord 5,027 |
| BlackRock Investment Management,LLC 09-Jan-15 yes |
29.08 on mkt buy ord 5,470 |
| BlackRock International Limited 09-Jan-15 yes |
29.09 on mkt buy ord 4,681 |
| BlackRock Investment Management (UK) Ltd 09-Jan-15 yes |
29.08 on mkt buy ord 4,700 |
| BlackRock Financial Management,Inc. 09-Jan-15 yes |
28.95 on mkt buy ord 1,400 |
| BlackRock Asset Management Deutschland AG 09-Jan-15 yes |
29.16 on mkt buy ord 1,172 |
| BlackRock Institutional Trust Company, National Association 09-Jan-15 yes |
29.08 on mkt buy ord 806 |
| BlackRock Institutional Trust Company, National Association 09-Jan-15 yes |
29.08 on mkt buy ord 1,215 |
| BlackRock Institutional Trust Company, National Association 09-Jan-15 yes |
29.08 on mkt buy ord 14,622 |
| BlackRock Advisors(UK)Limited 09-Jan-15 yes |
29.08 on mkt buy ord 7,088 |
| BlackRock Institutional Trust Company, National Association 09-Jan-15 yes |
29.08 on mkt buy ord 506 |
| BlackRock Institutional Trust Company, National Association 09-Jan-15 yes |
29.16 on mkt buy ord 34,288 |
| BlackRock Institutional Trust Company, National Association 09-Jan-15 yes |
29.08 on mkt buy ord 4,241 |
page 24 of 48
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Consideration Class and number of securities affected |
|---|---|
| BlackRock Institutional Trust Company, National Association 09-Jan-15 yes |
29.08 on mkt buy ord 31,536 |
| BlackRock Japan Co.,Ltd. 09-Jan-15 yes |
28.95 on mkt buy ord 16,881 |
| BlackRock Advisors(UK)Limited 09-Jan-15 yes |
29.08 on mkt buy ord 4,378 |
| BlackRock Advisors(UK)Limited 09-Jan-15 yes |
29.08 on mkt buy ord 7,309 |
| BlackRock Advisors(UK)Limited 09-Jan-15 yes |
29.08 on mkt buy ord 4,928 |
| BlackRock Investment Management (Australia) Limited 09-Jan-15 yes |
29.16 on mkt buy ord 8,414 |
| BlackRock Fund Advisors 09-Jan-15 yes |
28.95 on mkt buy ord 5,437 |
| BlackRock Investment Management,LLC 09-Jan-15 yes |
28.95 on mkt buy ord 200 |
| BlackRock Institutional Trust Company, National Association 09-Jan-15 yes |
29.08 on mkt buy ord 80,826 |
| BlackRock Fund Advisors 09-Jan-15 no |
n/a in specie ord 11,232 |
| BlackRock Institutional Trust Company, National Association 09-Jan-15 yes |
29.08 on mkt buy ord 4,478 |
| BlackRock Asset Management Canada Limited 09-Jan-15 yes |
29.16 on mkt buy ord 599 |
| BlackRock Institutional Trust Company, National Association 09-Jan-15 yes |
29.08 on mkt buy ord 1,085 |
| BlackRock Advisors,LLC 09-Jan-15 yes |
29.08 on mkt buy ord 4,457 |
| BlackRock Asset Management Canada Limited 09-Jan-15 yes |
29.08 on mkt buy ord 3,120 |
| BlackRock Institutional Trust Company, National Association 09-Jan-15 yes |
29.08 on mkt buy ord 2,760 |
| BlackRock Asset Management North Asia Limited 09-Jan-15 no |
n/a collateral transfer ord 132,415 |
| BlackRock Investment Management,LLC 12-Jan-15 yes |
46.11 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 12-Jan-15 yes |
45.58 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 12-Jan-15 yes |
45.83 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 12-Jan-15 yes |
46.11 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 12-Jan-15 yes |
45.83 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 12-Jan-15 yes |
46.11 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 12-Jan-15 yes |
45.83 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 12-Jan-15 yes |
45.83 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 12-Jan-15 yes |
45.76 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 12-Jan-15 yes |
45.75 on mkt buy ADR 2:1 6 |
| BlackRock Investment Management,LLC 12-Jan-15 yes |
45.96 on mkt buy ADR 2:1 8 |
| BlackRock Investment Management,LLC 12-Jan-15 yes |
46.11 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 12-Jan-15 yes |
45.75 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 12-Jan-15 yes |
45.96 on mkt buy ADR 2:1 12 |
| BlackRock Investment Management,LLC 12-Jan-15 yes |
45.83 on mkt buy ADR 2:1 16 |
| BlackRock Investment Management,LLC 12-Jan-15 yes |
45.58 on mkt buy ADR 2:1 18 |
| BlackRock Investment Management,LLC 12-Jan-15 yes |
45.58 on mkt buy ADR 2:1 26 |
| BlackRock Investment Management,LLC 12-Jan-15 yes |
46.03 on mkt buy ADR 2:1 30 |
| BlackRock Investment Management,LLC 12-Jan-15 yes |
46.03 on mkt buy ADR 2:1 30 |
| BlackRock Investment Management,LLC 12-Jan-15 yes |
45.80 on mkt buy ADR 2:1 30 |
| BlackRock Investment Management,LLC 12-Jan-15 yes |
45.75 on mkt buy ADR 2:1 34 |
| BlackRock Investment Management,LLC 12-Jan-15 yes |
46.03 on mkt buy ADR 2:1 38 |
| BlackRock Investment Management,LLC 12-Jan-15 yes |
46.03 on mkt buy ADR 2:1 38 |
| BlackRock Investment Management,LLC 12-Jan-15 yes |
46.03 on mkt buy ADR 2:1 40 |
| BlackRock Investment Management,LLC 12-Jan-15 yes |
45.58 on mkt buy ADR 2:1 40 |
| BlackRock Investment Management,LLC 12-Jan-15 yes |
45.75 on mkt buy ADR 2:1 40 |
| BlackRock Investment Management,LLC 12-Jan-15 yes |
46.03 on mkt buy ADR 2:1 40 |
| BlackRock Investment Management,LLC 12-Jan-15 yes |
45.58 on mkt buy ADR 2:1 40 |
| BlackRock Investment Management,LLC 12-Jan-15 yes |
45.58 on mkt buy ADR 2:1 46 |
| BlackRock Investment Management,LLC 12-Jan-15 yes |
45.58 on mkt buy ADR 2:1 46 |
| BlackRock Investment Management,LLC 12-Jan-15 yes |
46.03 on mkt buy ADR 2:1 46 |
| BlackRock Investment Management,LLC 12-Jan-15 yes |
45.75 on mkt buy ADR 2:1 48 |
| BlackRock Investment Management,LLC 12-Jan-15 yes |
45.58 on mkt buy ADR 2:1 50 |
| BlackRock Investment Management,LLC 12-Jan-15 yes |
45.75 on mkt buy ADR 2:1 50 |
| BlackRock Investment Management,LLC 12-Jan-15 yes |
45.75 on mkt buy ADR 2:1 52 |
| BlackRock Investment Management,LLC 12-Jan-15 yes |
45.75 on mkt buy ADR 2:1 58 |
| BlackRock Investment Management,LLC 12-Jan-15 yes |
45.75 on mkt buy ADR 2:1 58 |
| BlackRock Investment Management,LLC 12-Jan-15 yes |
45.58 on mkt buy ADR 2:1 60 |
page 25 of 48
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management,LLC 12-Jan-15 yes |
45.58 on mkt buy ADR 2:1 60 |
| BlackRock Investment Management,LLC 12-Jan-15 yes |
46.03 on mkt buy ADR 2:1 72 |
| BlackRock Investment Management,LLC 12-Jan-15 yes |
45.58 on mkt buy ADR 2:1 72 |
| BlackRock Investment Management,LLC 12-Jan-15 yes |
45.58 on mkt buy ADR 2:1 74 |
| BlackRock Investment Management,LLC 12-Jan-15 yes |
45.75 on mkt buy ADR 2:1 76 |
| BlackRock Investment Management,LLC 12-Jan-15 yes |
45.75 on mkt buy ADR 2:1 76 |
| BlackRock Investment Management,LLC 12-Jan-15 yes |
45.96 on mkt buy ADR 2:1 76 |
| BlackRock Investment Management,LLC 12-Jan-15 yes |
45.75 on mkt buy ADR 2:1 78 |
| BlackRock Investment Management,LLC 12-Jan-15 yes |
45.75 on mkt buy ADR 2:1 84 |
| BlackRock Investment Management,LLC 12-Jan-15 yes |
45.58 on mkt buy ADR 2:1 84 |
| BlackRock Investment Management,LLC 12-Jan-15 yes |
46.03 on mkt buy ADR 2:1 88 |
| BlackRock Investment Management,LLC 12-Jan-15 yes |
45.75 on mkt buy ADR 2:1 94 |
| BlackRock Investment Management,LLC 12-Jan-15 yes |
45.58 on mkt buy ADR 2:1 106 |
| BlackRock Investment Management,LLC 12-Jan-15 yes |
45.58 on mkt buy ADR 2:1 116 |
| BlackRock Investment Management,LLC 12-Jan-15 yes |
45.58 on mkt buy ADR 2:1 136 |
| BlackRock Investment Management,LLC 12-Jan-15 yes |
46.03 on mkt buy ADR 2:1 144 |
| BlackRock Investment Management,LLC 12-Jan-15 yes |
46.03 on mkt buy ADR 2:1 164 |
| BlackRock Investment Management,LLC 12-Jan-15 yes |
46.03 on mkt buy ADR 2:1 204 |
| BlackRock Investment Management,LLC 12-Jan-15 yes |
46.09 on mkt buy ADR 2:1 230 |
| BlackRock Investment Management,LLC 12-Jan-15 yes |
45.75 on mkt buy ADR 2:1 236 |
| BlackRock Investment Management,LLC 12-Jan-15 yes |
46.03 on mkt buy ADR 2:1 258 |
| BlackRock Investment Management,LLC 12-Jan-15 yes |
46.03 on mkt buy ADR 2:1 276 |
| BlackRock Investment Management,LLC 12-Jan-15 yes |
45.58 on mkt buy ADR 2:1 288 |
| BlackRock Investment Management,LLC 12-Jan-15 yes |
45.58 on mkt buy ADR 2:1 414 |
| BlackRock Investment Management,LLC 12-Jan-15 yes |
45.58 on mkt buy ADR 2:1 418 |
| BlackRock Financial Management,Inc. 12-Jan-15 yes |
28.57 on mkt buy ord 12,925 |
| BlackRock Investment Management,LLC 12-Jan-15 yes |
28.57 on mkt buy ord 6,401 |
| BlackRock International Limited 12-Jan-15 yes |
28.57 on mkt buy ord 5,229 |
| BlackRock Investment Management (UK) Ltd 12-Jan-15 yes |
28.57 on mkt buy ord 5,105 |
| BlackRock Investment Management,LLC 12-Jan-15 yes |
28.60 on mkt buy ord 15,008 |
| BlackRock Institutional Trust Company, National Association 12-Jan-15 yes |
28.57 on mkt buy ord 3,020 |
| BlackRock Institutional Trust Company, National Association 12-Jan-15 yes |
28.57 on mkt buy ord 5,834 |
| BlackRock Institutional Trust Company, National Association 12-Jan-15 yes |
28.57 on mkt buy ord 12,703 |
| BlackRock Advisors(UK)Limited 12-Jan-15 yes |
28.57 on mkt buy ord 7,794 |
| BlackRock Institutional Trust Company, National Association 12-Jan-15 yes |
28.57 on mkt buy ord 2,044 |
| BlackRock Institutional Trust Company, National Association 12-Jan-15 yes |
28.57 on mkt buy ord 17,643 |
| BlackRock Institutional Trust Company, National Association 12-Jan-15 yes |
28.57 on mkt buy ord 60,086 |
| BlackRock Advisors(UK)Limited 12-Jan-15 yes |
28.57 on mkt buy ord 4,549 |
| BlackRock Advisors(UK)Limited 12-Jan-15 yes |
28.57 on mkt buy ord 6,469 |
| BlackRock Advisors(UK)Limited 12-Jan-15 yes |
28.57 on mkt buy ord 4,804 |
| BlackRock Advisors(UK)Limited 12-Jan-15 yes |
28.51 on mkt buy ord 18,588 |
| BlackRock Institutional Trust Company, National Association 12-Jan-15 yes |
28.57 on mkt buy ord 109,052 |
| BlackRock Institutional Trust Company, National Association 12-Jan-15 yes |
28.57 on mkt buy ord 4,282 |
| BlackRock Institutional Trust Company, National Association 12-Jan-15 yes |
28.57 on mkt buy ord 1,206 |
| BlackRock Advisors,LLC 12-Jan-15 yes |
28.57 on mkt buy ord 12,812 |
| BlackRock Asset Management Canada Limited 12-Jan-15 yes |
28.57 on mkt buy ord 3,486 |
| BlackRock Institutional Trust Company, National Association 12-Jan-15 yes |
28.57 on mkt buy ord 1,673 |
| BlackRock Asset Management North Asia Limited 12-Jan-15 no |
n/a collateral transfer ord 204,829 |
| BlackRock Investment Management,LLC 13-Jan-15 yes |
45.20 on mkt buy ADR 2:1 20 |
| BlackRock Investment Management,LLC 13-Jan-15 yes |
45.91 on mkt buy ADR 2:1 248 |
| BlackRock Investment Management,LLC 13-Jan-15 yes |
45.83 on mkt buy ADR 2:1 2 |
page 26 of 48
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management,LLC 13-Jan-15 yes |
45.83 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 13-Jan-15 yes |
45.61 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 13-Jan-15 yes |
45.61 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 13-Jan-15 yes |
45.83 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 13-Jan-15 yes |
45.36 on mkt buy ADR 2:1 8 |
| BlackRock Investment Management,LLC 13-Jan-15 yes |
45.41 on mkt buy ADR 2:1 8 |
| BlackRock Investment Management,LLC 13-Jan-15 yes |
45.91 on mkt buy ADR 2:1 24 |
| BlackRock Investment Management,LLC 13-Jan-15 yes |
45.91 on mkt buy ADR 2:1 24 |
| BlackRock Investment Management,LLC 13-Jan-15 yes |
45.91 on mkt buy ADR 2:1 28 |
| BlackRock Investment Management,LLC 13-Jan-15 yes |
45.91 on mkt buy ADR 2:1 28 |
| BlackRock Investment Management,LLC 13-Jan-15 yes |
45.91 on mkt buy ADR 2:1 40 |
| BlackRock Investment Management,LLC 13-Jan-15 yes |
45.91 on mkt buy ADR 2:1 44 |
| BlackRock Investment Management,LLC 13-Jan-15 yes |
45.91 on mkt buy ADR 2:1 46 |
| BlackRock Investment Management,LLC 13-Jan-15 yes |
45.91 on mkt buy ADR 2:1 50 |
| BlackRock Investment Management,LLC 13-Jan-15 yes |
45.91 on mkt buy ADR 2:1 54 |
| BlackRock Investment Management,LLC 13-Jan-15 yes |
45.91 on mkt buy ADR 2:1 58 |
| BlackRock Investment Management,LLC 13-Jan-15 yes |
45.91 on mkt buy ADR 2:1 60 |
| BlackRock Investment Management,LLC 13-Jan-15 yes |
45.91 on mkt buy ADR 2:1 62 |
| BlackRock Investment Management,LLC 13-Jan-15 yes |
45.91 on mkt buy ADR 2:1 66 |
| BlackRock Investment Management,LLC 13-Jan-15 yes |
45.91 on mkt buy ADR 2:1 70 |
| BlackRock Investment Management,LLC 13-Jan-15 yes |
45.91 on mkt buy ADR 2:1 70 |
| BlackRock Investment Management,LLC 13-Jan-15 yes |
45.91 on mkt buy ADR 2:1 80 |
| BlackRock Investment Management,LLC 13-Jan-15 yes |
45.91 on mkt buy ADR 2:1 90 |
| BlackRock Investment Management,LLC 13-Jan-15 yes |
45.91 on mkt buy ADR 2:1 102 |
| BlackRock Investment Management,LLC 13-Jan-15 yes |
45.91 on mkt buy ADR 2:1 102 |
| BlackRock Investment Management,LLC 13-Jan-15 yes |
45.91 on mkt buy ADR 2:1 112 |
| BlackRock Investment Management,LLC 13-Jan-15 yes |
45.91 on mkt buy ADR 2:1 122 |
| BlackRock Investment Management,LLC 13-Jan-15 yes |
45.91 on mkt buy ADR 2:1 182 |
| BlackRock Investment Management,LLC 13-Jan-15 yes |
45.91 on mkt buy ADR 2:1 200 |
| BlackRock Investment Management,LLC 13-Jan-15 yes |
45.91 on mkt buy ADR 2:1 208 |
| BlackRock Investment Management,LLC 13-Jan-15 yes |
45.91 on mkt buy ADR 2:1 320 |
| BlackRock Financial Management,Inc. 13-Jan-15 yes |
28.01 on mkt buy ord 3,840 |
| BlackRock Advisors,LLC 13-Jan-15 yes |
28.03 on mkt buy ord 9,062 |
| BlackRock Investment Management,LLC 13-Jan-15 yes |
28.01 on mkt buy ord 2,795 |
| BlackRock International Limited 13-Jan-15 yes |
28.00 on mkt buy ord 1,522 |
| BlackRock Investment Management (UK) Ltd 13-Jan-15 yes |
28.01 on mkt buy ord 1,163 |
| BlackRock Investment Management,LLC 13-Jan-15 yes |
28.03 on mkt buy ord 2,978 |
| BlackRock Institutional Trust Company, National Association 13-Jan-15 yes |
28.01 on mkt buy ord 2,800 |
| BlackRock Institutional Trust Company, National Association 13-Jan-15 yes |
28.01 on mkt buy ord 6,448 |
| BlackRock Japan Co.,Ltd. 13-Jan-15 yes |
28.01 on mkt buy ord 6,389 |
| BlackRock Japan Co.,Ltd. 13-Jan-15 yes |
28.01 on mkt buy ord 21,750 |
| BlackRock Japan Co.,Ltd. 13-Jan-15 yes |
28.01 on mkt buy ord 32,096 |
| BlackRock Japan Co.,Ltd. 13-Jan-15 yes |
28.01 on mkt buy ord 7,856 |
| BlackRock Advisors(UK)Limited 13-Jan-15 yes |
28.01 on mkt buy ord 1,179 |
| BlackRock Institutional Trust Company, National Association 13-Jan-15 yes |
28.01 on mkt buy ord 1,107 |
| BlackRock Advisors(UK)Limited 13-Jan-15 yes |
28.01 on mkt buy ord 34,066 |
| BlackRock Advisors(UK)Limited 13-Jan-15 yes |
27.97 on mkt buy ord 900 |
| BlackRock Institutional Trust Company, National Association 13-Jan-15 yes |
28.01 on mkt buy ord 459 |
| BlackRock Advisors(UK)Limited 13-Jan-15 yes |
27.97 on mkt buy ord 1,428 |
| BlackRock Institutional Trust Company, National Association 13-Jan-15 yes |
28.01 on mkt buy ord 48,945 |
| BlackRock Fund Advisors 13-Jan-15 no |
n/a in specie ord 23,712 |
| BlackRock Institutional Trust Company, National Association 13-Jan-15 yes |
28.01 on mkt buy ord 462 |
| BlackRock Institutional Trust Company, National Association 13-Jan-15 yes |
28.01 on mkt buy ord 779 |
| BlackRock Investment Management (UK) Ltd 13-Jan-15 yes |
28.01 on mkt buy ord 486 |
page 27 of 48
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management (UK) Ltd 13-Jan-15 no |
n/a in specie ord 30,636 |
| BlackRock Institutional Trust Company, National Association 13-Jan-15 yes |
28.01 on mkt buy ord 228 |
| BlackRock Fund Advisors 13-Jan-15 no |
n/a in specie ord 2,340 |
| BlackRock Asset Management North Asia Limited 13-Jan-15 no |
n/a collateral transfer ord 147,133 |
| BlackRock Investment Management,LLC 14-Jan-15 yes |
43.51 on mkt buy ADR 2:1 20 |
| BlackRock Investment Management,LLC 14-Jan-15 yes |
43.04 on mkt buy ADR 2:1 8 |
| BlackRock Investment Management,LLC 14-Jan-15 yes |
43.04 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 14-Jan-15 yes |
43.02 on mkt buy ADR 2:1 16 |
| BlackRock Investment Management,LLC 14-Jan-15 yes |
43.01 on mkt buy ADR 2:1 38 |
| BlackRock Investment Management,LLC 14-Jan-15 yes |
43.85 on mkt buy ADR 2:1 58 |
| BlackRock Investment Management,LLC 14-Jan-15 yes |
43.85 on mkt buy ADR 2:1 60 |
| BlackRock Investment Management,LLC 14-Jan-15 yes |
43.02 on mkt buy ADR 2:1 62 |
| BlackRock Investment Management,LLC 14-Jan-15 yes |
44.05 on mkt buy ADR 2:1 110 |
| BlackRock Investment Management,LLC 14-Jan-15 yes |
43.85 on mkt buy ADR 2:1 116 |
| BlackRock Investment Management,LLC 14-Jan-15 yes |
43.85 on mkt buy ADR 2:1 124 |
| BlackRock Investment Management,LLC 14-Jan-15 yes |
43.85 on mkt buy ADR 2:1 146 |
| BlackRock Financial Management,Inc. 14-Jan-15 yes |
27.38 on mkt buy ord 5,849 |
| BlackRock Investment Management,LLC 14-Jan-15 yes |
27.38 on mkt buy ord 2,951 |
| BlackRock Advisors(UK)Limited 14-Jan-15 yes |
27.20 on mkt buy ord 622 |
| BlackRock International Limited 14-Jan-15 yes |
27.35 on mkt buy ord 2,115 |
| BlackRock Investment Management (UK) Ltd 14-Jan-15 yes |
27.38 on mkt buy ord 1,772 |
| BlackRock Advisors(UK)Limited 14-Jan-15 yes |
27.20 on mkt buy ord 4,830 |
| BlackRock Advisors(UK)Limited 14-Jan-15 yes |
27.20 on mkt buy ord 1,564 |
| BlackRock Institutional Trust Company, National Association 14-Jan-15 yes |
27.38 on mkt buy ord 3,275 |
| BlackRock Investment Management (Australia) Limited 14-Jan-15 yes |
27.46 on mkt buy ord 7,327 |
| BlackRock Investment Management (Australia) Limited 14-Jan-15 yes |
27.46 on mkt buy ord 453 |
| BlackRock Investment Management (Australia) Limited 14-Jan-15 yes |
27.46 on mkt buy ord 1,560 |
| BlackRock Institutional Trust Company, National Association 14-Jan-15 yes |
27.38 on mkt buy ord 4,426 |
| BlackRock Japan Co.,Ltd. 14-Jan-15 yes |
27.88 on mkt buy ord 14,534 |
| BlackRock Advisors(UK)Limited 14-Jan-15 yes |
27.38 on mkt buy ord 2,393 |
| BlackRock Institutional Trust Company, National Association 14-Jan-15 yes |
27.38 on mkt buy ord 2,915 |
| BlackRock Advisors(UK)Limited 14-Jan-15 yes |
27.20 on mkt buy ord 21,497 |
| BlackRock Institutional Trust Company, National Association 14-Jan-15 yes |
27.38 on mkt buy ord 56,953 |
| BlackRock Investment Management (Australia) Limited 14-Jan-15 yes |
27.46 on mkt buy ord 725 |
| BlackRock Investment Management (Australia) Limited 14-Jan-15 yes |
27.46 on mkt buy ord 368 |
| BlackRock Asset Management Canada Limited 14-Jan-15 yes |
27.38 on mkt buy ord 314 |
| BlackRock Institutional Trust Company, National Association 14-Jan-15 yes |
27.38 on mkt buy ord 779 |
| BlackRock Investment Management (Australia) Limited 14-Jan-15 yes |
27.46 on mkt buy ord 294 |
| BlackRock Investment Management,LLC 15-Jan-15 yes |
44.98 on mkt buy ADR 2:1 28 |
| BlackRock Investment Management,LLC 15-Jan-15 yes |
44.98 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 15-Jan-15 yes |
44.98 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 15-Jan-15 yes |
44.99 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 15-Jan-15 yes |
44.98 on mkt buy ADR 2:1 12 |
| BlackRock Investment Management,LLC 15-Jan-15 yes |
44.98 on mkt buy ADR 2:1 12 |
| BlackRock Investment Management,LLC 15-Jan-15 yes |
44.98 on mkt buy ADR 2:1 18 |
| BlackRock Investment Management,LLC 15-Jan-15 yes |
44.98 on mkt buy ADR 2:1 20 |
| BlackRock Investment Management,LLC 15-Jan-15 yes |
44.98 on mkt buy ADR 2:1 24 |
| BlackRock Investment Management,LLC 15-Jan-15 yes |
44.95 on mkt buy ADR 2:1 24 |
page 28 of 48
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management,LLC 15-Jan-15 yes |
44.99 on mkt buy ADR 2:1 26 |
| BlackRock Investment Management,LLC 15-Jan-15 yes |
44.98 on mkt buy ADR 2:1 36 |
| BlackRock Investment Management,LLC 15-Jan-15 yes |
44.98 on mkt buy ADR 2:1 40 |
| BlackRock Investment Management,LLC 15-Jan-15 yes |
44.99 on mkt buy ADR 2:1 70 |
| BlackRock Financial Management,Inc. 15-Jan-15 yes |
26.92 on mkt buy ord 4,166 |
| BlackRock Investment Management,LLC 15-Jan-15 yes |
26.92 on mkt buy ord 2,718 |
| BlackRock International Limited 15-Jan-15 yes |
26.92 on mkt buy ord 1,530 |
| BlackRock Investment Management (UK) Ltd 15-Jan-15 yes |
26.92 on mkt buy ord 1,562 |
| BlackRock Advisors(UK)Limited 15-Jan-15 yes |
26.90 on mkt buy ord 782 |
| BlackRock Institutional Trust Company, National Association 15-Jan-15 yes |
26.92 on mkt buy ord 2,896 |
| BlackRock Advisors(UK)Limited 15-Jan-15 yes |
26.92 on mkt buy ord 749 |
| BlackRock Advisors(UK)Limited 15-Jan-15 yes |
26.92 on mkt buy ord 1,351 |
| BlackRock Advisors(UK)Limited 15-Jan-15 yes |
26.92 on mkt buy ord 627 |
| BlackRock Institutional Trust Company, National Association 15-Jan-15 yes |
26.92 on mkt buy ord 2,316 |
| BlackRock Asset Management Canada Limited 15-Jan-15 yes |
26.90 on mkt buy ord 325 |
| BlackRock Institutional Trust Company, National Association 15-Jan-15 yes |
26.92 on mkt buy ord 50,123 |
| BlackRock Institutional Trust Company, National Association 15-Jan-15 yes |
26.92 on mkt buy ord 614 |
| BlackRock Asset Management Canada Limited 15-Jan-15 yes |
26.92 on mkt buy ord 327 |
| BlackRock Institutional Trust Company, National Association 15-Jan-15 yes |
26.92 on mkt buy ord 716 |
| BlackRock Asset Management North Asia Limited 15-Jan-15 no |
n/a collateral transfer ord 648,951 |
| BlackRock Investment Management,LLC 16-Jan-15 yes |
45.85 on mkt buy ADR 2:1 20 |
| BlackRock Investment Management,LLC 16-Jan-15 yes |
46.11 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 16-Jan-15 yes |
46.11 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 16-Jan-15 yes |
46.11 on mkt buy ADR 2:1 8 |
| BlackRock Investment Management,LLC 16-Jan-15 yes |
46.11 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 16-Jan-15 yes |
46.11 on mkt buy ADR 2:1 26 |
| BlackRock Investment Management,LLC 16-Jan-15 yes |
46.22 on mkt buy ADR 2:1 30 |
| BlackRock Investment Management,LLC 16-Jan-15 yes |
46.29 on mkt buy ADR 2:1 46 |
| BlackRock Investment Management,LLC 16-Jan-15 yes |
46.25 on mkt buy ADR 2:1 248 |
| BlackRock Advisors(UK)Limited 16-Jan-15 yes |
27.05 on mkt buy ord 3,128 |
| BlackRock Institutional Trust Company, National Association 16-Jan-15 yes |
27.05 on mkt buy ord 7,287 |
| BlackRock Advisors(UK)Limited 16-Jan-15 no |
n/a in specie ord 4,849 |
| BlackRock Investment Management (Australia) Limited 16-Jan-15 yes |
27.05 on mkt buy ord 109,140 |
| BlackRock Investment Management (UK) Ltd 16-Jan-15 yes |
27.38 on mkt buy ord 400,436 |
| BlackRock Institutional Trust Company, National Association 16-Jan-15 yes |
27.50 on mkt buy ord 2,139 |
| BlackRock Investment Management (UK) Ltd 16-Jan-15 yes |
27.38 on mkt buy ord 4,833 |
| BlackRock Financial Management,Inc. 16-Jan-15 yes |
27.05 on mkt buy ord 8,801 |
| BlackRock Investment Management,LLC 20-Jan-15 yes |
45.71 on mkt buy ADR 2:1 800 |
| BlackRock Investment Management,LLC 20-Jan-15 yes |
45.71 on mkt buy ADR 2:1 2,000 |
| BlackRock Investment Management,LLC 20-Jan-15 yes |
45.71 on mkt buy ADR 2:1 2,400 |
| BlackRock Investment Management,LLC 20-Jan-15 yes |
45.67 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 20-Jan-15 yes |
45.67 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 20-Jan-15 yes |
45.67 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 20-Jan-15 yes |
45.67 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 20-Jan-15 yes |
45.67 on mkt buy ADR 2:1 6 |
| BlackRock Investment Management,LLC 20-Jan-15 yes |
45.67 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 20-Jan-15 yes |
45.67 on mkt buy ADR 2:1 14 |
| BlackRock Investment Management,LLC 20-Jan-15 yes |
45.73 on mkt buy ADR 2:1 38 |
| BlackRock Investment Management,LLC 20-Jan-15 yes |
45.67 on mkt buy ADR 2:1 350 |
page 29 of 48
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management (Australia) Limited 20-Jan-15 yes |
27.47 on mkt buy ord 3,139 |
| BlackRock Advisors(UK)Limited 20-Jan-15 yes |
27.48 on mkt buy ord 1,564 |
| BlackRock Investment Management (Australia) Limited 20-Jan-15 yes |
27.47 on mkt buy ord 2,415 |
| BlackRock Investment Management (Australia) Limited 20-Jan-15 yes |
27.47 on mkt buy ord 22,559 |
| BlackRock Investment Management (Australia) Limited 20-Jan-15 yes |
27.47 on mkt buy ord 2,132 |
| BlackRock Investment Management (Australia) Limited 20-Jan-15 yes |
27.47 on mkt buy ord 6,554 |
| BlackRock Fund Advisors 20-Jan-15 no |
n/a in specie ord 7,074 |
| BlackRock Fund Advisors 20-Jan-15 no |
n/a in specie ord 28,296 |
| BlackRock Investment Management (Australia) Limited 20-Jan-15 yes |
27.47 on mkt buy ord 4,607 |
| BlackRock Investment Management (Australia) Limited 20-Jan-15 yes |
27.47 on mkt buy ord 1,322 |
| BlackRock Asset Management Canada Limited 20-Jan-15 yes |
27.48 on mkt buy ord 2,188 |
| BlackRock Investment Management (Australia) Limited 20-Jan-15 yes |
27.47 on mkt buy ord 3,519 |
| BlackRock Investment Management,LLC 21-Jan-15 yes |
46.57 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 21-Jan-15 yes |
46.57 on mkt buy ADR 2:1 6 |
| BlackRock Investment Management,LLC 21-Jan-15 yes |
46.62 on mkt buy ADR 2:1 18 |
| BlackRock Investment Management,LLC 21-Jan-15 yes |
46.62 on mkt buy ADR 2:1 24 |
| BlackRock Investment Management,LLC 21-Jan-15 yes |
46.62 on mkt buy ADR 2:1 24 |
| BlackRock Investment Management,LLC 21-Jan-15 yes |
46.54 on mkt buy ADR 2:1 60 |
| BlackRock Investment Management,LLC 21-Jan-15 yes |
46.54 on mkt buy ADR 2:1 124 |
| BlackRock Investment Management,LLC 21-Jan-15 yes |
46.54 on mkt buy ADR 2:1 176 |
| BlackRock Investment Management,LLC 21-Jan-15 yes |
46.68 on mkt buy ADR 2:1 248 |
| BlackRock Investment Management,LLC 21-Jan-15 yes |
46.54 on mkt buy ADR 2:1 260 |
| BlackRock Investment Management,LLC 21-Jan-15 yes |
27.96 on mkt buy ord 352 |
| BlackRock Financial Management,Inc. 21-Jan-15 yes |
27.90 on mkt buy ord 4,600 |
| BlackRock Institutional Trust Company, National Association 21-Jan-15 yes |
28.05 on mkt buy ord 163,219 |
| BlackRock Advisors(UK)Limited 21-Jan-15 yes |
28.05 on mkt buy ord 900 |
| BlackRock Fund Advisors 21-Jan-15 yes |
28.05 on mkt buy ord 1,537 |
| BlackRock Fund Advisors 21-Jan-15 yes |
28.05 on mkt buy ord 651 |
| BlackRock Fund Advisors 21-Jan-15 no |
n/a in specie ord 4,992 |
| BlackRock Advisors(UK)Limited 21-Jan-15 yes |
28.05 on mkt buy ord 400 |
| BlackRock Investment Management,LLC 22-Jan-15 yes |
47.34 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 22-Jan-15 yes |
47.34 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 22-Jan-15 yes |
47.34 on mkt buy ADR 2:1 28 |
| BlackRock Investment Management,LLC 22-Jan-15 yes |
47.21 on mkt buy ADR 2:1 28 |
| BlackRock Investment Management,LLC 22-Jan-15 yes |
47.34 on mkt buy ADR 2:1 62 |
| BlackRock Investment Management,LLC 22-Jan-15 yes |
47.34 on mkt buy ADR 2:1 224 |
| BlackRock Investment Management,LLC 22-Jan-15 yes |
28.87 on mkt buy ord 381 |
| BlackRock Investment Management (Australia) Limited 22-Jan-15 yes |
28.87 on mkt buy ord 2,135 |
| BlackRock Investment Management (Australia) Limited 22-Jan-15 yes |
28.87 on mkt buy ord 2,491 |
| BlackRock Investment Management (Australia) Limited 22-Jan-15 yes |
28.87 on mkt buy ord 778 |
| BlackRock Advisors(UK)Limited 22-Jan-15 yes |
28.87 on mkt buy ord 854 |
| BlackRock Investment Management (Australia) Limited 22-Jan-15 yes |
28.85 on mkt buy ord 6,474 |
| BlackRock Asset Management Canada Limited 22-Jan-15 yes |
28.85 on mkt buy ord 499 |
| BlackRock Investment Management (Australia) Limited 22-Jan-15 yes |
28.87 on mkt buy ord 1,751 |
| BlackRock Investment Management (Australia) Limited 22-Jan-15 yes |
28.87 on mkt buy ord 1,586 |
| BlackRock Investment Management,LLC 23-Jan-15 yes |
45.93 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 23-Jan-15 yes |
45.64 on mkt buy ADR 2:1 4 |
page 30 of 48
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management,LLC 23-Jan-15 yes |
45.93 on mkt buy ADR 2:1 18 |
| BlackRock Investment Management,LLC 23-Jan-15 yes |
45.64 on mkt buy ADR 2:1 18 |
| BlackRock Investment Management,LLC 23-Jan-15 yes |
45.64 on mkt buy ADR 2:1 20 |
| BlackRock Investment Management,LLC 23-Jan-15 yes |
45.93 on mkt buy ADR 2:1 24 |
| BlackRock Investment Management,LLC 23-Jan-15 yes |
45.73 on mkt buy ADR 2:1 24 |
| BlackRock Investment Management,LLC 23-Jan-15 yes |
45.71 on mkt buy ADR 2:1 26 |
| BlackRock Investment Management,LLC 23-Jan-15 yes |
45.93 on mkt buy ADR 2:1 30 |
| BlackRock Investment Management,LLC 23-Jan-15 yes |
45.93 on mkt buy ADR 2:1 32 |
| BlackRock Investment Management,LLC 23-Jan-15 yes |
45.93 on mkt buy ADR 2:1 32 |
| BlackRock Investment Management,LLC 23-Jan-15 yes |
45.60 on mkt buy ADR 2:1 34 |
| BlackRock Investment Management,LLC 23-Jan-15 yes |
45.93 on mkt buy ADR 2:1 34 |
| BlackRock Investment Management,LLC 23-Jan-15 yes |
45.58 on mkt buy ADR 2:1 34 |
| BlackRock Investment Management,LLC 23-Jan-15 yes |
45.64 on mkt buy ADR 2:1 34 |
| BlackRock Investment Management,LLC 23-Jan-15 yes |
45.93 on mkt buy ADR 2:1 36 |
| BlackRock Investment Management,LLC 23-Jan-15 yes |
45.60 on mkt buy ADR 2:1 40 |
| BlackRock Investment Management,LLC 23-Jan-15 yes |
45.60 on mkt buy ADR 2:1 40 |
| BlackRock Investment Management,LLC 23-Jan-15 yes |
45.60 on mkt buy ADR 2:1 42 |
| BlackRock Investment Management,LLC 23-Jan-15 yes |
45.93 on mkt buy ADR 2:1 42 |
| BlackRock Investment Management,LLC 23-Jan-15 yes |
45.71 on mkt buy ADR 2:1 50 |
| BlackRock Investment Management,LLC 23-Jan-15 yes |
45.93 on mkt buy ADR 2:1 50 |
| BlackRock Investment Management,LLC 23-Jan-15 yes |
45.60 on mkt buy ADR 2:1 54 |
| BlackRock Investment Management,LLC 23-Jan-15 yes |
45.93 on mkt buy ADR 2:1 54 |
| BlackRock Investment Management,LLC 23-Jan-15 yes |
45.71 on mkt buy ADR 2:1 56 |
| BlackRock Investment Management,LLC 23-Jan-15 yes |
45.60 on mkt buy ADR 2:1 58 |
| BlackRock Investment Management,LLC 23-Jan-15 yes |
45.93 on mkt buy ADR 2:1 60 |
| BlackRock Investment Management,LLC 23-Jan-15 yes |
45.93 on mkt buy ADR 2:1 60 |
| BlackRock Investment Management,LLC 23-Jan-15 yes |
45.60 on mkt buy ADR 2:1 62 |
| BlackRock Investment Management,LLC 23-Jan-15 yes |
45.93 on mkt buy ADR 2:1 66 |
| BlackRock Investment Management,LLC 23-Jan-15 yes |
45.93 on mkt buy ADR 2:1 70 |
| BlackRock Investment Management,LLC 23-Jan-15 yes |
45.60 on mkt buy ADR 2:1 74 |
| BlackRock Investment Management,LLC 23-Jan-15 yes |
45.60 on mkt buy ADR 2:1 74 |
| BlackRock Investment Management,LLC 23-Jan-15 yes |
45.64 on mkt buy ADR 2:1 78 |
| BlackRock Investment Management,LLC 23-Jan-15 yes |
45.93 on mkt buy ADR 2:1 86 |
| BlackRock Investment Management,LLC 23-Jan-15 yes |
45.93 on mkt buy ADR 2:1 86 |
| BlackRock Investment Management,LLC 23-Jan-15 yes |
45.60 on mkt buy ADR 2:1 92 |
| BlackRock Investment Management,LLC 23-Jan-15 yes |
45.60 on mkt buy ADR 2:1 94 |
| BlackRock Investment Management,LLC 23-Jan-15 yes |
45.93 on mkt buy ADR 2:1 96 |
| BlackRock Investment Management,LLC 23-Jan-15 yes |
45.71 on mkt buy ADR 2:1 98 |
| BlackRock Investment Management,LLC 23-Jan-15 yes |
45.71 on mkt buy ADR 2:1 104 |
| BlackRock Investment Management,LLC 23-Jan-15 yes |
45.93 on mkt buy ADR 2:1 106 |
| BlackRock Investment Management,LLC 23-Jan-15 yes |
45.93 on mkt buy ADR 2:1 110 |
| BlackRock Investment Management,LLC 23-Jan-15 yes |
45.71 on mkt buy ADR 2:1 110 |
| BlackRock Investment Management,LLC 23-Jan-15 yes |
45.93 on mkt buy ADR 2:1 112 |
| BlackRock Investment Management,LLC 23-Jan-15 yes |
45.93 on mkt buy ADR 2:1 112 |
| BlackRock Investment Management,LLC 23-Jan-15 yes |
45.71 on mkt buy ADR 2:1 124 |
| BlackRock Investment Management,LLC 23-Jan-15 yes |
45.93 on mkt buy ADR 2:1 126 |
| BlackRock Investment Management,LLC 23-Jan-15 yes |
45.58 on mkt buy ADR 2:1 134 |
| BlackRock Investment Management,LLC 23-Jan-15 yes |
45.93 on mkt buy ADR 2:1 138 |
| BlackRock Investment Management,LLC 23-Jan-15 yes |
45.93 on mkt buy ADR 2:1 144 |
| BlackRock Investment Management,LLC 23-Jan-15 yes |
45.64 on mkt buy ADR 2:1 144 |
| BlackRock Investment Management,LLC 23-Jan-15 yes |
45.93 on mkt buy ADR 2:1 158 |
| BlackRock Investment Management,LLC 23-Jan-15 yes |
45.93 on mkt buy ADR 2:1 166 |
| BlackRock Investment Management,LLC 23-Jan-15 yes |
45.93 on mkt buy ADR 2:1 178 |
| BlackRock Investment Management,LLC 23-Jan-15 yes |
45.93 on mkt buy ADR 2:1 180 |
| BlackRock Investment Management,LLC 23-Jan-15 yes |
45.93 on mkt buy ADR 2:1 188 |
| BlackRock Investment Management,LLC 23-Jan-15 yes |
45.93 on mkt buy ADR 2:1 192 |
| BlackRock Investment Management,LLC 23-Jan-15 yes |
45.71 on mkt buy ADR 2:1 196 |
| BlackRock Investment Management,LLC 23-Jan-15 yes |
45.93 on mkt buy ADR 2:1 204 |
| BlackRock Investment Management,LLC 23-Jan-15 yes |
45.60 on mkt buy ADR 2:1 248 |
| BlackRock Investment Management,LLC 23-Jan-15 yes |
45.71 on mkt buy ADR 2:1 254 |
| BlackRock Investment Management,LLC 23-Jan-15 yes |
45.93 on mkt buy ADR 2:1 262 |
| BlackRock Investment Management,LLC 23-Jan-15 yes |
45.93 on mkt buy ADR 2:1 268 |
| BlackRock Investment Management,LLC 23-Jan-15 yes |
45.71 on mkt buy ADR 2:1 270 |
| BlackRock Investment Management,LLC 23-Jan-15 yes |
45.93 on mkt buy ADR 2:1 318 |
page 31 of 48
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management,LLC 23-Jan-15 yes |
45.60 on mkt buy ADR 2:1 338 |
| BlackRock Investment Management,LLC 23-Jan-15 yes |
45.93 on mkt buy ADR 2:1 340 |
| BlackRock Investment Management,LLC 23-Jan-15 yes |
45.93 on mkt buy ADR 2:1 530 |
| BlackRock Investment Management,LLC 23-Jan-15 yes |
45.93 on mkt buy ADR 2:1 662 |
| BlackRock Investment Management,LLC 23-Jan-15 yes |
45.60 on mkt buy ADR 2:1 684 |
| BlackRock Investment Management,LLC 23-Jan-15 yes |
29.33 on mkt buy ord 1,533 |
| BlackRock Advisors(UK)Limited 23-Jan-15 yes |
29.38 on mkt buy ord 3,128 |
| BlackRock Advisors(UK)Limited 23-Jan-15 yes |
29.33 on mkt buy ord 1,135 |
| BlackRock Asset Management Canada Limited 23-Jan-15 yes |
29.38 on mkt buy ord 1,856 |
| BlackRock Institutional Trust Company, National Association 23-Jan-15 yes |
29.33 on mkt buy ord 391 |
| BlackRock Asset Management North Asia Limited 23-Jan-15 no |
n/a collateral transfer ord 75,000 |
| BlackRock Investment Management,LLC 26-Jan-15 yes |
46.22 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 26-Jan-15 yes |
46.20 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 26-Jan-15 yes |
46.23 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 26-Jan-15 yes |
46.22 on mkt buy ADR 2:1 6 |
| BlackRock Investment Management,LLC 26-Jan-15 yes |
46.22 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 26-Jan-15 yes |
46.22 on mkt buy ADR 2:1 12 |
| BlackRock Investment Management,LLC 26-Jan-15 yes |
46.20 on mkt buy ADR 2:1 18 |
| BlackRock Investment Management,LLC 26-Jan-15 yes |
46.20 on mkt buy ADR 2:1 22 |
| BlackRock Investment Management,LLC 26-Jan-15 yes |
46.23 on mkt buy ADR 2:1 22 |
| BlackRock Investment Management,LLC 26-Jan-15 yes |
46.20 on mkt buy ADR 2:1 24 |
| BlackRock Investment Management,LLC 26-Jan-15 yes |
46.20 on mkt buy ADR 2:1 24 |
| BlackRock Investment Management,LLC 26-Jan-15 yes |
46.20 on mkt buy ADR 2:1 24 |
| BlackRock Investment Management,LLC 26-Jan-15 yes |
46.20 on mkt buy ADR 2:1 24 |
| BlackRock Investment Management,LLC 26-Jan-15 yes |
46.23 on mkt buy ADR 2:1 26 |
| BlackRock Investment Management,LLC 26-Jan-15 yes |
46.20 on mkt buy ADR 2:1 26 |
| BlackRock Investment Management,LLC 26-Jan-15 yes |
46.23 on mkt buy ADR 2:1 28 |
| BlackRock Investment Management,LLC 26-Jan-15 yes |
46.20 on mkt buy ADR 2:1 30 |
| BlackRock Investment Management,LLC 26-Jan-15 yes |
46.22 on mkt buy ADR 2:1 32 |
| BlackRock Investment Management,LLC 26-Jan-15 yes |
46.23 on mkt buy ADR 2:1 32 |
| BlackRock Investment Management,LLC 26-Jan-15 yes |
46.25 on mkt buy ADR 2:1 34 |
| BlackRock Investment Management,LLC 26-Jan-15 yes |
46.23 on mkt buy ADR 2:1 34 |
| BlackRock Investment Management,LLC 26-Jan-15 yes |
46.20 on mkt buy ADR 2:1 36 |
| BlackRock Investment Management,LLC 26-Jan-15 yes |
46.23 on mkt buy ADR 2:1 36 |
| BlackRock Investment Management,LLC 26-Jan-15 yes |
46.20 on mkt buy ADR 2:1 36 |
| BlackRock Investment Management,LLC 26-Jan-15 yes |
46.20 on mkt buy ADR 2:1 38 |
| BlackRock Investment Management,LLC 26-Jan-15 yes |
46.20 on mkt buy ADR 2:1 40 |
| BlackRock Investment Management,LLC 26-Jan-15 yes |
46.23 on mkt buy ADR 2:1 40 |
| BlackRock Investment Management,LLC 26-Jan-15 yes |
46.20 on mkt buy ADR 2:1 42 |
| BlackRock Investment Management,LLC 26-Jan-15 yes |
46.20 on mkt buy ADR 2:1 44 |
| BlackRock Investment Management,LLC 26-Jan-15 yes |
46.23 on mkt buy ADR 2:1 50 |
| BlackRock Investment Management,LLC 26-Jan-15 yes |
46.23 on mkt buy ADR 2:1 50 |
| BlackRock Investment Management,LLC 26-Jan-15 yes |
46.20 on mkt buy ADR 2:1 54 |
| BlackRock Investment Management,LLC 26-Jan-15 yes |
46.20 on mkt buy ADR 2:1 62 |
| BlackRock Investment Management,LLC 26-Jan-15 yes |
46.20 on mkt buy ADR 2:1 62 |
| BlackRock Investment Management,LLC 26-Jan-15 yes |
46.22 on mkt buy ADR 2:1 64 |
| BlackRock Investment Management,LLC 26-Jan-15 yes |
46.23 on mkt buy ADR 2:1 66 |
| BlackRock Investment Management,LLC 26-Jan-15 yes |
46.20 on mkt buy ADR 2:1 72 |
| BlackRock Investment Management,LLC 26-Jan-15 yes |
46.23 on mkt buy ADR 2:1 78 |
| BlackRock Investment Management,LLC 26-Jan-15 yes |
46.20 on mkt buy ADR 2:1 80 |
| BlackRock Investment Management,LLC 26-Jan-15 yes |
46.20 on mkt buy ADR 2:1 82 |
| BlackRock Investment Management,LLC 26-Jan-15 yes |
46.20 on mkt buy ADR 2:1 84 |
| BlackRock Investment Management,LLC 26-Jan-15 yes |
46.23 on mkt buy ADR 2:1 86 |
| BlackRock Investment Management,LLC 26-Jan-15 yes |
46.23 on mkt buy ADR 2:1 88 |
| BlackRock Investment Management,LLC 26-Jan-15 yes |
46.23 on mkt buy ADR 2:1 90 |
| BlackRock Investment Management,LLC 26-Jan-15 yes |
46.23 on mkt buy ADR 2:1 92 |
| BlackRock Investment Management,LLC 26-Jan-15 yes |
46.20 on mkt buy ADR 2:1 94 |
| BlackRock Investment Management,LLC 26-Jan-15 yes |
46.20 on mkt buy ADR 2:1 100 |
| BlackRock Investment Management,LLC 26-Jan-15 yes |
46.20 on mkt buy ADR 2:1 104 |
| BlackRock Investment Management,LLC 26-Jan-15 yes |
46.23 on mkt buy ADR 2:1 116 |
| BlackRock Investment Management,LLC 26-Jan-15 yes |
46.23 on mkt buy ADR 2:1 118 |
page 32 of 48
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management,LLC 26-Jan-15 yes |
46.20 on mkt buy ADR 2:1 122 |
| BlackRock Investment Management,LLC 26-Jan-15 yes |
46.20 on mkt buy ADR 2:1 122 |
| BlackRock Investment Management,LLC 26-Jan-15 yes |
46.23 on mkt buy ADR 2:1 122 |
| BlackRock Investment Management,LLC 26-Jan-15 yes |
46.20 on mkt buy ADR 2:1 124 |
| BlackRock Investment Management,LLC 26-Jan-15 yes |
46.23 on mkt buy ADR 2:1 156 |
| BlackRock Investment Management,LLC 26-Jan-15 yes |
46.23 on mkt buy ADR 2:1 162 |
| BlackRock Investment Management,LLC 26-Jan-15 yes |
46.20 on mkt buy ADR 2:1 162 |
| BlackRock Investment Management,LLC 26-Jan-15 yes |
46.20 on mkt buy ADR 2:1 170 |
| BlackRock Investment Management,LLC 26-Jan-15 yes |
46.23 on mkt buy ADR 2:1 176 |
| BlackRock Investment Management,LLC 26-Jan-15 yes |
46.20 on mkt buy ADR 2:1 186 |
| BlackRock Investment Management,LLC 26-Jan-15 yes |
46.23 on mkt buy ADR 2:1 190 |
| BlackRock Investment Management,LLC 26-Jan-15 yes |
46.23 on mkt buy ADR 2:1 190 |
| BlackRock Investment Management,LLC 26-Jan-15 yes |
46.23 on mkt buy ADR 2:1 196 |
| BlackRock Investment Management,LLC 26-Jan-15 yes |
46.23 on mkt buy ADR 2:1 204 |
| BlackRock Investment Management,LLC 26-Jan-15 yes |
46.23 on mkt buy ADR 2:1 210 |
| BlackRock Investment Management,LLC 26-Jan-15 yes |
46.23 on mkt buy ADR 2:1 216 |
| BlackRock Investment Management,LLC 26-Jan-15 yes |
46.23 on mkt buy ADR 2:1 218 |
| BlackRock Investment Management,LLC 26-Jan-15 yes |
46.23 on mkt buy ADR 2:1 254 |
| BlackRock Investment Management,LLC 26-Jan-15 yes |
46.20 on mkt buy ADR 2:1 258 |
| BlackRock Investment Management,LLC 26-Jan-15 yes |
46.20 on mkt buy ADR 2:1 260 |
| BlackRock Investment Management,LLC 26-Jan-15 yes |
46.20 on mkt buy ADR 2:1 284 |
| BlackRock Investment Management,LLC 26-Jan-15 yes |
46.20 on mkt buy ADR 2:1 314 |
| BlackRock Investment Management,LLC 26-Jan-15 yes |
46.23 on mkt buy ADR 2:1 346 |
| BlackRock Investment Management,LLC 26-Jan-15 yes |
46.23 on mkt buy ADR 2:1 350 |
| BlackRock Investment Management,LLC 26-Jan-15 yes |
46.23 on mkt buy ADR 2:1 368 |
| BlackRock Asset Management North Asia Limited 26-Jan-15 no |
n/a collateral transfer ord 41,890 |
| BlackRock Investment Management,LLC 27-Jan-15 yes |
46.04 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 27-Jan-15 yes |
45.95 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 27-Jan-15 yes |
46.04 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 27-Jan-15 yes |
46.04 on mkt buy ADR 2:1 42 |
| BlackRock Investment Management,LLC 27-Jan-15 yes |
46.04 on mkt buy ADR 2:1 54 |
| BlackRock Investment Management,LLC 27-Jan-15 yes |
46.04 on mkt buy ADR 2:1 56 |
| BlackRock Investment Management,LLC 27-Jan-15 yes |
46.04 on mkt buy ADR 2:1 56 |
| BlackRock Investment Management,LLC 27-Jan-15 yes |
46.04 on mkt buy ADR 2:1 64 |
| BlackRock Investment Management,LLC 27-Jan-15 yes |
46.04 on mkt buy ADR 2:1 82 |
| BlackRock Investment Management,LLC 27-Jan-15 yes |
46.04 on mkt buy ADR 2:1 96 |
| BlackRock Investment Management,LLC 27-Jan-15 yes |
46.04 on mkt buy ADR 2:1 120 |
| BlackRock Investment Management,LLC 27-Jan-15 yes |
46.04 on mkt buy ADR 2:1 120 |
| BlackRock Investment Management,LLC 27-Jan-15 yes |
46.04 on mkt buy ADR 2:1 126 |
| BlackRock Investment Management,LLC 27-Jan-15 yes |
46.04 on mkt buy ADR 2:1 190 |
| BlackRock Investment Management,LLC 27-Jan-15 yes |
46.04 on mkt buy ADR 2:1 194 |
| BlackRock Investment Management,LLC 27-Jan-15 yes |
46.04 on mkt buy ADR 2:1 214 |
| BlackRock Investment Management,LLC 27-Jan-15 yes |
46.04 on mkt buy ADR 2:1 256 |
| BlackRock Investment Management,LLC 27-Jan-15 yes |
46.04 on mkt buy ADR 2:1 502 |
| BlackRock Investment Management,LLC 27-Jan-15 yes |
46.04 on mkt buy ADR 2:1 680 |
| BlackRock Investment Management,LLC 27-Jan-15 yes |
46.04 on mkt buy ADR 2:1 976 |
| BlackRock Investment Management,LLC 27-Jan-15 yes |
46.04 on mkt buy ADR 2:1 1,372 |
| BlackRock Investment Management (UK) Ltd 27-Jan-15 yes |
28.90 on mkt buy ord 2,460 |
| BlackRock Financial Management,Inc. 27-Jan-15 yes |
28.85 on mkt buy ord 1,200 |
| BlackRock Advisors(UK)Limited 27-Jan-15 yes |
28.95 on mkt buy ord 8,602 |
| BlackRock Institutional Trust Company, National Association 27-Jan-15 yes |
28.90 on mkt buy ord 734 |
| BlackRock Advisors(UK)Limited 27-Jan-15 yes |
28.95 on mkt buy ord 1,421 |
| BlackRock Advisors(UK)Limited 27-Jan-15 yes |
28.95 on mkt buy ord 1,426 |
| BlackRock Investment Management,LLC 27-Jan-15 yes |
28.85 on mkt buy ord 300 |
| BlackRock Investment Management (Australia) Limited 27-Jan-15 yes |
28.95 on mkt buy ord 6,550 |
| BlackRock Investment Management,LLC 27-Jan-15 yes |
28.85 on mkt buy ord 1,500 |
| BlackRock Institutional Trust Company, National Association 27-Jan-15 yes |
28.90 on mkt buy ord 617 |
| BlackRock Investment Management (UK) Ltd 27-Jan-15 yes |
28.95 on mkt buy ord 1,456 |
page 33 of 48
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management,LLC 28-Jan-15 yes |
45.99 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 28-Jan-15 yes |
46.08 on mkt buy ADR 2:1 8 |
| BlackRock Investment Management,LLC 28-Jan-15 yes |
46.08 on mkt buy ADR 2:1 18 |
| BlackRock Investment Management,LLC 28-Jan-15 yes |
46.11 on mkt buy ADR 2:1 24 |
| BlackRock Investment Management,LLC 28-Jan-15 yes |
45.99 on mkt buy ADR 2:1 26 |
| BlackRock Investment Management,LLC 28-Jan-15 yes |
45.99 on mkt buy ADR 2:1 38 |
| BlackRock Investment Management,LLC 28-Jan-15 yes |
45.99 on mkt buy ADR 2:1 62 |
| BlackRock Investment Management,LLC 28-Jan-15 yes |
46.11 on mkt buy ADR 2:1 112 |
| BlackRock Investment Management,LLC 28-Jan-15 yes |
28.93 on mkt buy ord 217 |
| BlackRock Japan Co.,Ltd. 28-Jan-15 yes |
28.98 on mkt buy ord 33,735 |
| BlackRock Investment Management (Australia) Limited 28-Jan-15 yes |
28.94 on mkt buy ord 12,948 |
| BlackRock Institutional Trust Company, National Association 28-Jan-15 yes |
28.93 on mkt buy ord 1,186 |
| BlackRock Asset Management Canada Limited 28-Jan-15 yes |
46.14 on mkt buy ord 90 |
| BlackRock Investment Management,LLC 29-Jan-15 yes |
45.23 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 29-Jan-15 yes |
45.15 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 29-Jan-15 yes |
45.15 on mkt buy ADR 2:1 12 |
| BlackRock Investment Management,LLC 29-Jan-15 yes |
45.23 on mkt buy ADR 2:1 38 |
| BlackRock Investment Management,LLC 29-Jan-15 yes |
45.27 on mkt buy ADR 2:1 126 |
| BlackRock Financial Management,Inc. 29-Jan-15 yes |
28.90 on mkt buy ord 1,500 |
| BlackRock Asset Management Deutschland AG 29-Jan-15 yes |
28.95 on mkt buy ord 1,758 |
| BlackRock Japan Co.,Ltd. 29-Jan-15 yes |
28.87 on mkt buy ord 33,861 |
| BlackRock Advisors(UK)Limited 29-Jan-15 yes |
28.95 on mkt buy ord 899 |
| BlackRock Investment Management (Australia) Limited 29-Jan-15 yes |
28.95 on mkt buy ord 2,063 |
| BlackRock Advisors(UK)Limited 29-Jan-15 yes |
28.95 on mkt buy ord 15,361 |
| BlackRock Financial Management,Inc. 29-Jan-15 no |
n/a in specie ord 31,362 |
| BlackRock Investment Management,LLC 30-Jan-15 yes |
46.36 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 30-Jan-15 yes |
46.36 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 30-Jan-15 yes |
46.36 on mkt buy ADR 2:1 6 |
| BlackRock Investment Management,LLC 30-Jan-15 yes |
46.36 on mkt buy ADR 2:1 8 |
| BlackRock Investment Management,LLC 30-Jan-15 yes |
46.43 on mkt buy ADR 2:1 8 |
| BlackRock Investment Management,LLC 30-Jan-15 yes |
46.36 on mkt buy ADR 2:1 62 |
| BlackRock Fund Advisors 30-Jan-15 no |
n/a in specie ord 46,071 |
| BlackRock Japan Co.,Ltd. 30-Jan-15 yes |
29.33 on mkt buy ord 14,748 |
| BlackRock Institutional Trust Company, National Association 30-Jan-15 yes |
29.26 on mkt buy ord 38,989 |
| BlackRock Institutional Trust Company, National Association 30-Jan-15 yes |
29.26 on mkt buy ord 160,426 |
| BlackRock Institutional Trust Company, National Association 30-Jan-15 yes |
29.26 on mkt buy ord 1,296 |
| BlackRock Institutional Trust Company, National Association 30-Jan-15 yes |
29.26 on mkt buy ord 5,334 |
| BlackRock Advisors(UK)Limited 30-Jan-15 yes |
29.26 on mkt buy ord 2,559 |
| BlackRock Fund Advisors 30-Jan-15 no |
n/a in specie ord 72,128 |
| BlackRock Institutional Trust Company, National Association 30-Jan-15 yes |
29.26 on mkt buy ord 7,729 |
| BlackRock Asset Management North Asia Limited 30-Jan-15 no |
n/a collateral transfer ord 1 |
| BlackRock Investment Management,LLC 02-Feb-15 yes |
47.13 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 02-Feb-15 yes |
47.06 on mkt buy ADR 2:1 28 |
| BlackRock Investment Management,LLC 02-Feb-15 yes |
47.06 on mkt buy ADR 2:1 30 |
| BlackRock Investment Management,LLC 02-Feb-15 yes |
47.06 on mkt buy ADR 2:1 42 |
| BlackRock Investment Management,LLC 02-Feb-15 yes |
47.06 on mkt buy ADR 2:1 44 |
| BlackRock Investment Management,LLC 02-Feb-15 yes |
47.06 on mkt buy ADR 2:1 52 |
| BlackRock Investment Management,LLC 02-Feb-15 yes |
47.06 on mkt buy ADR 2:1 58 |
| BlackRock Investment Management,LLC 02-Feb-15 yes |
47.06 on mkt buy ADR 2:1 70 |
| BlackRock Investment Management,LLC 02-Feb-15 yes |
47.06 on mkt buy ADR 2:1 82 |
| BlackRock Investment Management,LLC 02-Feb-15 yes |
47.06 on mkt buy ADR 2:1 82 |
| BlackRock Investment Management,LLC 02-Feb-15 yes |
47.06 on mkt buy ADR 2:1 94 |
| BlackRock Investment Management,LLC 02-Feb-15 yes |
47.06 on mkt buy ADR 2:1 124 |
page 34 of 48
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management,LLC 02-Feb-15 yes |
47.06 on mkt buy ADR 2:1 140 |
| BlackRock Investment Management,LLC 02-Feb-15 yes |
47.06 on mkt buy ADR 2:1 218 |
| BlackRock Investment Management,LLC 02-Feb-15 yes |
47.06 on mkt buy ADR 2:1 268 |
| BlackRock Investment Management,LLC 02-Feb-15 yes |
47.06 on mkt buy ADR 2:1 474 |
| BlackRock Investment Management,LLC 02-Feb-15 yes |
47.06 on mkt buy ADR 2:1 920 |
| BlackRock Financial Management,Inc. 02-Feb-15 yes |
29.61 on mkt buy ord 2,600 |
| BlackRock Institutional Trust Company, National Association 02-Feb-15 yes |
29.60 on mkt buy ord 57,243 |
| BlackRock Investment Management (Australia) Limited 02-Feb-15 yes |
29.60 on mkt buy ord 8,414 |
| BlackRock Advisors(UK)Limited 02-Feb-15 yes |
29.60 on mkt buy ord 21,341 |
| BlackRock Institutional Trust Company, National Association 02-Feb-15 yes |
29.61 on mkt buy ord 3,034 |
| BlackRock Investment Management,LLC 03-Feb-15 yes |
49.74 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 03-Feb-15 yes |
49.03 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 03-Feb-15 yes |
49.03 on mkt buy ADR 2:1 14 |
| BlackRock Investment Management,LLC 03-Feb-15 yes |
48.76 on mkt buy ADR 2:1 36 |
| BlackRock Investment Management,LLC 03-Feb-15 yes |
48.76 on mkt buy ADR 2:1 40 |
| BlackRock Investment Management,LLC 03-Feb-15 yes |
48.76 on mkt buy ADR 2:1 50 |
| BlackRock Investment Management,LLC 03-Feb-15 yes |
49.74 on mkt buy ADR 2:1 90 |
| BlackRock Investment Management,LLC 03-Feb-15 yes |
49.03 on mkt buy ADR 2:1 102 |
| BlackRock Investment Management,LLC 03-Feb-15 yes |
49.74 on mkt buy ADR 2:1 128 |
| BlackRock Investment Management,LLC 03-Feb-15 yes |
48.76 on mkt buy ADR 2:1 252 |
| BlackRock Investment Management,LLC 03-Feb-15 yes |
48.76 on mkt buy ADR 2:1 274 |
| BlackRock Investment Management,LLC 03-Feb-15 yes |
48.76 on mkt buy ADR 2:1 1,008 |
| BlackRock Advisors(UK)Limited 03-Feb-15 yes |
30.65 on mkt buy ord 1,564 |
| BlackRock Institutional Trust Company, National Association 03-Feb-15 yes |
30.30 on mkt buy ord 93 |
| BlackRock Institutional Trust Company, National Association 03-Feb-15 yes |
30.55 on mkt buy ord 294 |
| BlackRock Institutional Trust Company, National Association 03-Feb-15 yes |
30.30 on mkt buy ord 68 |
| BlackRock Institutional Trust Company, National Association 03-Feb-15 yes |
30.55 on mkt buy ord 218 |
| BlackRock Japan Co.,Ltd. 03-Feb-15 yes |
30.30 on mkt buy ord 33,923 |
| BlackRock Japan Co.,Ltd. 03-Feb-15 yes |
30.30 on mkt buy ord 29,238 |
| BlackRock Institutional Trust Company, National Association 03-Feb-15 yes |
30.30 on mkt buy ord 92 |
| BlackRock Institutional Trust Company, National Association 03-Feb-15 yes |
30.55 on mkt buy ord 290 |
| BlackRock Investment Management (UK) Ltd 03-Feb-15 yes |
30.32 on mkt buy ord 7,762 |
| BlackRock Asset Management Canada Limited 03-Feb-15 yes |
30.65 on mkt buy ord 881 |
| BlackRock Fund Advisors 03-Feb-15 no |
n/a in specie ord 3,136 |
| BlackRock Financial Management,Inc. 03-Feb-15 yes |
30.55 on mkt buy ord 387 |
| BlackRock Investment Management,LLC 04-Feb-15 yes |
48.83 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 04-Feb-15 yes |
48.83 on mkt buy ADR 2:1 6 |
| BlackRock Investment Management,LLC 04-Feb-15 yes |
49.16 on mkt buy ADR 2:1 6 |
| BlackRock Investment Management,LLC 04-Feb-15 yes |
49.16 on mkt buy ADR 2:1 8 |
| BlackRock Investment Management,LLC 04-Feb-15 yes |
48.83 on mkt buy ADR 2:1 12 |
| BlackRock Investment Management,LLC 04-Feb-15 yes |
48.83 on mkt buy ADR 2:1 36 |
| BlackRock Investment Management,LLC 04-Feb-15 yes |
49.16 on mkt buy ADR 2:1 36 |
| BlackRock Investment Management,LLC 04-Feb-15 yes |
48.80 on mkt buy ADR 2:1 238 |
| BlackRock Institutional Trust Company, National Association 04-Feb-15 yes |
31.99 on mkt buy ord 38,114 |
| BlackRock Investment Management (Australia) Limited 04-Feb-15 yes |
31.99 on mkt buy ord 86,368 |
| BlackRock Investment Management (Australia) Limited 04-Feb-15 yes |
31.94 on mkt buy ord 1,037 |
| BlackRock Investment Management (Australia) Limited 04-Feb-15 yes |
31.94 on mkt buy ord 20,707 |
| BlackRock Japan Co.,Ltd. 04-Feb-15 yes |
32.00 on mkt buy ord 1,154 |
| BlackRock Advisors(UK)Limited 04-Feb-15 yes |
31.99 on mkt buy ord 726 |
page 35 of 48
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Consideration Class and number of securities affected |
|---|---|
| BlackRock Advisors(UK)Limited 04-Feb-15 yes |
31.99 on mkt buy ord 6,202 |
| BlackRock Advisors(UK)Limited 04-Feb-15 yes |
32.00 on mkt buy ord 173 |
| BlackRock Investment Management (Australia) Limited 04-Feb-15 yes |
31.94 on mkt buy ord 1,451 |
| BlackRock Advisors(UK)Limited 04-Feb-15 yes |
31.99 on mkt buy ord 819 |
| BlackRock Investment Management (Australia) Limited 04-Feb-15 yes |
31.94 on mkt buy ord 4,930 |
| BlackRock(Netherlands)B.V. 04-Feb-15 no |
n/a in specie ord 26,167 |
| BlackRock Investment Management,LLC 05-Feb-15 yes |
49.34 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 05-Feb-15 yes |
49.34 on mkt buy ADR 2:1 6 |
| BlackRock Investment Management,LLC 05-Feb-15 yes |
49.34 on mkt buy ADR 2:1 8 |
| BlackRock Investment Management,LLC 05-Feb-15 yes |
49.34 on mkt buy ADR 2:1 18 |
| BlackRock Investment Management,LLC 05-Feb-15 yes |
49.48 on mkt buy ADR 2:1 24 |
| BlackRock Investment Management,LLC 05-Feb-15 yes |
49.34 on mkt buy ADR 2:1 36 |
| BlackRock Investment Management,LLC 05-Feb-15 yes |
49.39 on mkt buy ADR 2:1 38 |
| BlackRock Investment Management,LLC 05-Feb-15 yes |
49.34 on mkt buy ADR 2:1 440 |
| BlackRock Institutional Trust Company, National Association 05-Feb-15 yes |
31.31 on mkt buy ord 5,377 |
| BlackRock Institutional Trust Company, National Association 05-Feb-15 yes |
31.31 on mkt buy ord 3,528 |
| BlackRock Japan Co.,Ltd. 05-Feb-15 yes |
31.47 on mkt buy ord 180 |
| BlackRock Advisors(UK)Limited 05-Feb-15 yes |
31.36 on mkt buy ord 6,206 |
| BlackRock Investment Management,LLC 06-Feb-15 yes |
48.47 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 06-Feb-15 yes |
48.47 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 06-Feb-15 yes |
48.22 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 06-Feb-15 yes |
48.47 on mkt buy ADR 2:1 12 |
| BlackRock Investment Management,LLC 06-Feb-15 yes |
48.47 on mkt buy ADR 2:1 24 |
| BlackRock Investment Management,LLC 06-Feb-15 yes |
48.22 on mkt buy ADR 2:1 26 |
| BlackRock Investment Management,LLC 06-Feb-15 yes |
48.47 on mkt buy ADR 2:1 26 |
| BlackRock Investment Management,LLC 06-Feb-15 yes |
48.18 on mkt buy ADR 2:1 52 |
| BlackRock Investment Management,LLC 06-Feb-15 yes |
48.16 on mkt buy ADR 2:1 78 |
| BlackRock Investment Management,LLC 06-Feb-15 yes |
48.17 on mkt buy ADR 2:1 120 |
| BlackRock Investment Management,LLC 06-Feb-15 yes |
48.18 on mkt buy ADR 2:1 128 |
| BlackRock Investment Management (Australia) Limited 06-Feb-15 yes |
31.58 on mkt buy ord 1,050 |
| BlackRock Financial Management,Inc. 06-Feb-15 yes |
31.75 on mkt buy ord 800 |
| BlackRock Advisors(UK)Limited 06-Feb-15 yes |
31.55 on mkt buy ord 4,674 |
| BlackRock Institutional Trust Company, National Association 06-Feb-15 yes |
31.57 on mkt buy ord 766 |
| BlackRock Investment Management (Australia) Limited 06-Feb-15 yes |
31.58 on mkt buy ord 34,807 |
| BlackRock Investment Management (Australia) Limited 06-Feb-15 yes |
31.58 on mkt buy ord 7,789 |
| BlackRock Investment Management (Australia) Limited 06-Feb-15 yes |
31.58 on mkt buy ord 798 |
| BlackRock Institutional Trust Company, National Association 06-Feb-15 yes |
31.55 on mkt buy ord 8,068 |
| BlackRock Institutional Trust Company, National Association 06-Feb-15 yes |
31.57 on mkt buy ord 747 |
| BlackRock Institutional Trust Company, National Association 06-Feb-15 yes |
31.55 on mkt buy ord 31,260 |
| BlackRock Japan Co.,Ltd. 06-Feb-15 yes |
31.75 on mkt buy ord 45,856 |
| BlackRock Advisors(UK)Limited 06-Feb-15 yes |
31.55 on mkt buy ord 1,652 |
| BlackRock Investment Management,LLC 06-Feb-15 yes |
31.75 on mkt buy ord 1,600 |
| BlackRock Investment Management (Australia) Limited 06-Feb-15 yes |
31.58 on mkt buy ord 2,626 |
| BlackRock Investment Management (Australia) Limited 06-Feb-15 yes |
31.58 on mkt buy ord 1,344 |
| BlackRock Investment Management,LLC 09-Feb-15 yes |
49.45 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 09-Feb-15 yes |
49.24 on mkt buy ADR 2:1 26 |
| BlackRock Investment Management,LLC 09-Feb-15 yes |
49.34 on mkt buy ADR 2:1 440 |
| BlackRock Institutional Trust Company, National Association 09-Feb-15 yes |
31.14 on mkt buy ord 5,513 |
page 36 of 48
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Consideration Class and number of securities affected |
|---|---|
| BlackRock Institutional Trust Company, National Association 09-Feb-15 yes |
31.14 on mkt buy ord 3,814 |
| BlackRock Advisors(UK)Limited 09-Feb-15 yes |
31.23 on mkt buy ord 2,900 |
| BlackRock Fund Advisors 09-Feb-15 no |
n/a in specie ord 22,464 |
| BlackRock Asset Management Canada Limited 09-Feb-15 yes |
31.23 on mkt buy ord 647 |
| BlackRock Investment Management,LLC 10-Feb-15 yes |
48.27 on mkt buy ADR 2:1 16 |
| BlackRock Investment Management,LLC 10-Feb-15 yes |
48.27 on mkt buy ADR 2:1 30 |
| BlackRock Investment Management,LLC 10-Feb-15 yes |
48.08 on mkt buy ADR 2:1 36 |
| BlackRock Investment Management,LLC 10-Feb-15 yes |
48.27 on mkt buy ADR 2:1 40 |
| BlackRock Investment Management (UK) Ltd 10-Feb-15 yes |
31.39 on mkt buy ord 27,677 |
| BlackRock Advisors(UK)Limited 10-Feb-15 yes |
31.39 on mkt buy ord 2,343 |
| BlackRock Institutional Trust Company, National Association 10-Feb-15 yes |
31.36 on mkt buy ord 8,510 |
| BlackRock Institutional Trust Company, National Association 10-Feb-15 yes |
31.36 on mkt buy ord 10,300 |
| BlackRock Institutional Trust Company, National Association 10-Feb-15 yes |
31.39 on mkt buy ord 7,427 |
| BlackRock Investment Management (Australia) Limited 10-Feb-15 yes |
31.39 on mkt buy ord 58,586 |
| BlackRock Advisors(UK)Limited 10-Feb-15 yes |
31.36 on mkt buy ord 7,651 |
| BlackRock Institutional Trust Company, National Association 10-Feb-15 yes |
31.36 on mkt buy ord 5,322 |
| BlackRock Institutional Trust Company, National Association 10-Feb-15 yes |
31.36 on mkt buy ord 40,371 |
| BlackRock Institutional Trust Company, National Association 10-Feb-15 yes |
31.36 on mkt buy ord 7,711 |
| BlackRock Advisors(UK)Limited 10-Feb-15 yes |
31.36 on mkt buy ord 8,650 |
| BlackRock Advisors(UK)Limited 10-Feb-15 yes |
31.36 on mkt buy ord 5,853 |
| BlackRock Institutional Trust Company, National Association 10-Feb-15 yes |
31.36 on mkt buy ord 3,180 |
| BlackRock Institutional Trust Company, National Association 10-Feb-15 yes |
31.36 on mkt buy ord 2,436 |
| BlackRock Institutional Trust Company, National Association 10-Feb-15 yes |
31.36 on mkt buy ord 444 |
| BlackRock Advisors,LLC 10-Feb-15 yes |
31.36 on mkt buy ord 37,962 |
| BlackRock Asset Management Canada Limited 10-Feb-15 yes |
31.39 on mkt buy ord 3,705 |
| BlackRock Asset Management Canada Limited 10-Feb-15 yes |
31.36 on mkt buy ord 2,911 |
| BlackRock Investment Management,LLC 11-Feb-15 yes |
47.78 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 11-Feb-15 yes |
47.78 on mkt buy ADR 2:1 36 |
| BlackRock Investment Management,LLC 11-Feb-15 yes |
47.98 on mkt buy ADR 2:1 62 |
| BlackRock Institutional Trust Company, National Association 11-Feb-15 yes |
30.93 on mkt buy ord 1,252 |
| BlackRock Institutional Trust Company, National Association 11-Feb-15 yes |
30.93 on mkt buy ord 2,204 |
| BlackRock Institutional Trust Company, National Association 11-Feb-15 yes |
30.93 on mkt buy ord 1,100 |
| BlackRock Institutional Trust Company, National Association 11-Feb-15 yes |
30.93 on mkt buy ord 3,112 |
| BlackRock Fund Advisors 11-Feb-15 no |
n/a in specie ord 56,624 |
| BlackRock Advisors,LLC 11-Feb-15 yes |
30.93 on mkt buy ord 5,591 |
| BlackRock Advisors(UK)Limited 11-Feb-15 yes |
30.97 on mkt buy ord 7,739 |
| BlackRock Investment Management,LLC 12-Feb-15 yes |
48.90 on mkt buy ADR 2:1 20 |
| BlackRock Investment Management,LLC 12-Feb-15 yes |
48.67 on mkt buy ADR 2:1 20 |
| BlackRock Investment Management,LLC 12-Feb-15 yes |
48.90 on mkt buy ADR 2:1 22 |
| BlackRock Investment Management,LLC 12-Feb-15 yes |
48.90 on mkt buy ADR 2:1 28 |
| BlackRock Investment Management,LLC 12-Feb-15 yes |
48.67 on mkt buy ADR 2:1 134 |
| BlackRock Advisors(UK)Limited 12-Feb-15 yes |
30.70 on mkt buy ord 382 |
| BlackRock Fund Advisors 12-Feb-15 no |
n/a in specie ord 27,610 |
| BlackRock Fund Advisors 12-Feb-15 no |
n/a in specie ord 61,428 |
page 37 of 48
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Consideration Class and number of securities affected |
|---|---|
| BlackRock Institutional Trust Company, National Association 12-Feb-15 yes |
30.82 on mkt buy ord 1,434 |
| BlackRock Institutional Trust Company, National Association 12-Feb-15 yes |
30.70 on mkt buy ord 12,424 |
| BlackRock Institutional Trust Company, National Association 12-Feb-15 yes |
30.82 on mkt buy ord 7,941 |
| BlackRock Investment Management (Australia) Limited 12-Feb-15 yes |
30.70 on mkt buy ord 12,621 |
| BlackRock Fund Advisors 12-Feb-15 yes |
31.19 on mkt buy ord 1,928 |
| BlackRock Asset Management Canada Limited 12-Feb-15 yes |
30.70 on mkt buy ord 627 |
| BlackRock Asset Management Canada Limited 12-Feb-15 yes |
30.70 on mkt buy ord 1,714 |
| BlackRock Advisors(UK)Limited 12-Feb-15 yes |
30.70 on mkt buy ord 6,209 |
| BlackRock Advisors,LLC 12-Feb-15 yes |
30.82 on mkt buy ord 5,450 |
| BlackRock Financial Management,Inc. 12-Feb-15 no |
n/a in specie ord 56,853 |
| BlackRock Investment Management,LLC 13-Feb-15 yes |
51.10 on mkt buy ADR 2:1 70 |
| BlackRock Investment Management,LLC 13-Feb-15 yes |
51.24 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 13-Feb-15 yes |
51.33 on mkt buy ADR 2:1 8 |
| BlackRock Investment Management,LLC 13-Feb-15 yes |
51.32 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 13-Feb-15 yes |
51.17 on mkt buy ADR 2:1 18 |
| BlackRock Investment Management,LLC 13-Feb-15 yes |
51.32 on mkt buy ADR 2:1 38 |
| BlackRock Advisors(UK)Limited 13-Feb-15 yes |
32.17 on mkt buy ord 1,560 |
| BlackRock Advisors(UK)Limited 13-Feb-15 yes |
32.17 on mkt buy ord 2,340 |
| BlackRock Advisors(UK)Limited 13-Feb-15 yes |
32.17 on mkt buy ord 6,965 |
| BlackRock Institutional Trust Company, National Association 13-Feb-15 yes |
32.09 on mkt buy ord 5,392 |
| BlackRock Institutional Trust Company, National Association 13-Feb-15 yes |
32.09 on mkt buy ord 22,020 |
| BlackRock Advisors(UK)Limited 13-Feb-15 yes |
32.09 on mkt buy ord 1,625 |
| BlackRock Institutional Trust Company, National Association 13-Feb-15 yes |
32.09 on mkt buy ord 3,546 |
| BlackRock Institutional Trust Company, National Association 13-Feb-15 yes |
32.09 on mkt buy ord 71,289 |
| BlackRock Advisors(UK)Limited 13-Feb-15 yes |
32.09 on mkt buy ord 1,622 |
| BlackRock Advisors(UK)Limited 13-Feb-15 yes |
32.09 on mkt buy ord 1,130 |
| BlackRock Institutional Trust Company, National Association 13-Feb-15 no |
n/a in specie ord 50,510 |
| BlackRock Advisors(UK)Limited 13-Feb-15 yes |
32.17 on mkt buy ord 18,582 |
| BlackRock Institutional Trust Company, National Association 13-Feb-15 yes |
32.09 on mkt buy ord 1,669 |
| BlackRock Asset Management Canada Limited 13-Feb-15 yes |
32.17 on mkt buy ord 828 |
| BlackRock Institutional Trust Company, National Association 13-Feb-15 yes |
32.09 on mkt buy ord 235 |
| BlackRock Advisors,LLC 13-Feb-15 yes |
32.09 on mkt buy ord 63,795 |
| BlackRock Asset Management Canada Limited 13-Feb-15 yes |
32.09 on mkt buy ord 732 |
| BlackRock Fund Advisors 13-Feb-15 no |
n/a in specie ord 170,400 |
| BlackRock Investment Management (UK) Ltd 16-Feb-15 yes |
32.42 on mkt buy ord 2,296 |
| BlackRock Asset Management North Asia Limited 16-Feb-15 yes |
32.42 on mkt buy ord 644 |
| BlackRock Asset Management North Asia Limited 16-Feb-15 yes |
32.42 on mkt buy ord 3,844 |
| BlackRock Investment Management (Australia) Limited 16-Feb-15 yes |
32.56 on mkt buy ord 12,948 |
| BlackRock Investment Management,LLC 17-Feb-15 yes |
50.81 on mkt buy ADR 2:1 44 |
| BlackRock Investment Management,LLC 17-Feb-15 yes |
51.18 on mkt buy ADR 2:1 24 |
| BlackRock Investment Management,LLC 17-Feb-15 yes |
51.18 on mkt buy ADR 2:1 26 |
| BlackRock Advisors(UK)Limited 17-Feb-15 yes |
32.55 on mkt buy ord 2,343 |
| BlackRock Advisors(UK)Limited 17-Feb-15 yes |
32.55 on mkt buy ord 7,029 |
| BlackRock Investment Management (Australia) Limited 17-Feb-15 yes |
32.55 on mkt buy ord 18,266 |
page 38 of 48
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Consideration Class and number of securities affected |
|---|---|
| BlackRock Advisors(UK)Limited 17-Feb-15 yes |
32.68 on mkt buy ord 338 |
| BlackRock Investment Management (Australia) Limited 17-Feb-15 yes |
32.55 on mkt buy ord 3,233 |
| BlackRock Investment Management (Australia) Limited 17-Feb-15 yes |
32.55 on mkt buy ord 14,208 |
| BlackRock Investment Management (Australia) Limited 17-Feb-15 yes |
32.55 on mkt buy ord 13,582 |
| BlackRock Investment Management (Australia) Limited 17-Feb-15 yes |
32.55 on mkt buy ord 2,373 |
| BlackRock Asset Management North Asia Limited 17-Feb-15 no |
n/a collateral transfer ord 76,000 |
| BlackRock Investment Management,LLC 18-Feb-15 yes |
51.05 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 18-Feb-15 yes |
51.02 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 18-Feb-15 yes |
51.15 on mkt buy ADR 2:1 6 |
| BlackRock Investment Management,LLC 18-Feb-15 yes |
51.15 on mkt buy ADR 2:1 8 |
| BlackRock Investment Management,LLC 18-Feb-15 yes |
51.15 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 18-Feb-15 yes |
51.05 on mkt buy ADR 2:1 24 |
| BlackRock Investment Management,LLC 18-Feb-15 yes |
51.09 on mkt buy ADR 2:1 24 |
| BlackRock Investment Management,LLC 18-Feb-15 yes |
51.09 on mkt buy ADR 2:1 26 |
| BlackRock Investment Management,LLC 18-Feb-15 yes |
51.09 on mkt buy ADR 2:1 28 |
| BlackRock Investment Management,LLC 18-Feb-15 yes |
51.05 on mkt buy ADR 2:1 120 |
| BlackRock Investment Management,LLC 18-Feb-15 yes |
32.98 on mkt buy ord 3,164 |
| BlackRock Institutional Trust Company, National Association 18-Feb-15 yes |
32.98 on mkt buy ord 11,936 |
| BlackRock Financial Management,Inc. 18-Feb-15 yes |
32.89 on mkt buy ord 2,400 |
| BlackRock Advisors(UK)Limited 18-Feb-15 yes |
32.98 on mkt buy ord 2,343 |
| BlackRock Institutional Trust Company, National Association 18-Feb-15 yes |
32.93 on mkt buy ord 8,058 |
| BlackRock Institutional Trust Company, National Association 18-Feb-15 yes |
32.93 on mkt buy ord 41,592 |
| BlackRock Advisors(UK)Limited 18-Feb-15 yes |
32.93 on mkt buy ord 1,406 |
| BlackRock Institutional Trust Company, National Association 18-Feb-15 yes |
32.93 on mkt buy ord 5,639 |
| BlackRock Institutional Trust Company, National Association 18-Feb-15 yes |
32.93 on mkt buy ord 158,210 |
| BlackRock Institutional Trust Company, National Association 18-Feb-15 yes |
32.93 on mkt buy ord 116,929 |
| BlackRock Japan Co.,Ltd. 18-Feb-15 yes |
32.93 on mkt buy ord 22,186 |
| BlackRock Advisors(UK)Limited 18-Feb-15 yes |
32.93 on mkt buy ord 1,291 |
| BlackRock Advisors(UK)Limited 18-Feb-15 yes |
32.93 on mkt buy ord 900 |
| BlackRock Institutional Trust Company, National Association 18-Feb-15 yes |
32.93 on mkt buy ord 4,102 |
| BlackRock Fund Advisors 18-Feb-15 no |
n/a in specie ord 7,506 |
| BlackRock Fund Advisors 18-Feb-15 no |
n/a in specie ord 4,992 |
| BlackRock Fund Advisors 18-Feb-15 no |
n/a in specie ord 21,216 |
| BlackRock Institutional Trust Company, National Association 18-Feb-15 yes |
32.93 on mkt buy ord 1,126 |
| BlackRock Advisors,LLC 18-Feb-15 yes |
32.93 on mkt buy ord 110,055 |
| BlackRock Asset Management Canada Limited 18-Feb-15 yes |
32.98 on mkt buy ord 19,046 |
| BlackRock Asset Management Canada Limited 18-Feb-15 yes |
32.93 on mkt buy ord 305 |
| BlackRock Asset Management North Asia Limited 18-Feb-15 no |
n/a collateral transfer ord 399,568 |
| BlackRock Investment Management,LLC 19-Feb-15 yes |
50.43 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 19-Feb-15 yes |
50.41 on mkt buy ADR 2:1 26 |
| BlackRock Investment Management,LLC 19-Feb-15 yes |
50.43 on mkt buy ADR 2:1 28 |
| BlackRock Investment Management,LLC 19-Feb-15 yes |
50.43 on mkt buy ADR 2:1 36 |
| BlackRock Investment Management,LLC 19-Feb-15 yes |
32.50 on mkt buy ord 1,872 |
| BlackRock Institutional Trust Company, National Association 19-Feb-15 yes |
32.55 on mkt buy ord 3,655 |
| BlackRock Institutional Trust Company, National Association 19-Feb-15 yes |
32.55 on mkt buy ord 17,409 |
page 39 of 48
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Consideration Class and number of securities affected |
|---|---|
| BlackRock Institutional Trust Company, National Association 19-Feb-15 yes |
32.55 on mkt buy ord 2,935 |
| BlackRock Institutional Trust Company, National Association 19-Feb-15 yes |
32.55 on mkt buy ord 80,929 |
| BlackRock Institutional Trust Company, National Association 19-Feb-15 yes |
32.55 on mkt buy ord 62,603 |
| BlackRock Advisors(UK)Limited 19-Feb-15 yes |
32.55 on mkt buy ord 809 |
| BlackRock Advisors(UK)Limited 19-Feb-15 yes |
32.55 on mkt buy ord 546 |
| BlackRock Institutional Trust Company, National Association 19-Feb-15 yes |
32.55 on mkt buy ord 524 |
| BlackRock Advisors,LLC 19-Feb-15 yes |
32.55 on mkt buy ord 46,074 |
| BlackRock Asset Management Canada Limited 19-Feb-15 no |
n/a in specie ord 4,228 |
| BlackRock Asset Management North Asia Limited 19-Feb-15 no |
n/a collateral transfer ord 445,859 |
| BlackRock Investment Management,LLC 20-Feb-15 yes |
50.49 on mkt buy ADR 2:1 6 |
| BlackRock Investment Management,LLC 20-Feb-15 yes |
50.65 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 20-Feb-15 yes |
50.65 on mkt buy ADR 2:1 16 |
| BlackRock Investment Management,LLC 20-Feb-15 yes |
50.59 on mkt buy ADR 2:1 16 |
| BlackRock Investment Management,LLC 20-Feb-15 yes |
50.59 on mkt buy ADR 2:1 18 |
| BlackRock Investment Management,LLC 20-Feb-15 yes |
50.52 on mkt buy ADR 2:1 24 |
| BlackRock Investment Management,LLC 20-Feb-15 yes |
50.39 on mkt buy ADR 2:1 24 |
| BlackRock Investment Management,LLC 20-Feb-15 yes |
50.49 on mkt buy ADR 2:1 26 |
| BlackRock Investment Management,LLC 20-Feb-15 yes |
50.50 on mkt buy ADR 2:1 620 |
| BlackRock Financial Management,Inc. 20-Feb-15 yes |
32.30 on mkt buy ord 2,600 |
| BlackRock Fund Advisors 20-Feb-15 no |
n/a in specie ord 94,400 |
| BlackRock Fund Advisors 20-Feb-15 no |
n/a in specie ord 76,785 |
| BlackRock Institutional Trust Company, National Association 20-Feb-15 yes |
32.30 on mkt buy ord 1,950 |
| BlackRock Institutional Trust Company, National Association 20-Feb-15 yes |
32.30 on mkt buy ord 8,202 |
| BlackRock Advisors(UK)Limited 20-Feb-15 yes |
32.30 on mkt buy ord 1,535 |
| BlackRock Institutional Trust Company, National Association 20-Feb-15 yes |
32.30 on mkt buy ord 1,458 |
| BlackRock Institutional Trust Company, National Association 20-Feb-15 yes |
32.30 on mkt buy ord 31,580 |
| BlackRock Institutional Trust Company, National Association 20-Feb-15 yes |
32.30 on mkt buy ord 33,201 |
| BlackRock Advisors(UK)Limited 20-Feb-15 yes |
32.30 on mkt buy ord 1,427 |
| BlackRock Advisors(UK)Limited 20-Feb-15 yes |
32.30 on mkt buy ord 998 |
| BlackRock Advisors,LLC 20-Feb-15 yes |
32.30 on mkt buy ord 21,321 |
| BlackRock Asset Management Canada Limited 20-Feb-15 yes |
32.30 on mkt buy ord 390 |
| BlackRock Investment Management,LLC 23-Feb-15 yes |
49.69 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 23-Feb-15 yes |
49.46 on mkt buy ADR 2:1 20 |
| BlackRock Investment Management,LLC 23-Feb-15 yes |
49.56 on mkt buy ADR 2:1 28 |
| BlackRock Investment Management,LLC 23-Feb-15 yes |
49.56 on mkt buy ADR 2:1 30 |
| BlackRock Investment Management,LLC 23-Feb-15 yes |
49.76 on mkt buy ADR 2:1 38 |
| BlackRock Investment Management,LLC 23-Feb-15 yes |
49.56 on mkt buy ADR 2:1 44 |
| BlackRock Investment Management,LLC 23-Feb-15 yes |
49.46 on mkt buy ADR 2:1 50 |
| BlackRock Investment Management,LLC 23-Feb-15 yes |
49.76 on mkt buy ADR 2:1 80 |
| BlackRock Advisors(UK)Limited 23-Feb-15 yes |
32.12 on mkt buy ord 1,562 |
| BlackRock Advisors(UK)Limited 23-Feb-15 yes |
32.12 on mkt buy ord 5,467 |
| BlackRock Institutional Trust Company, National Association 23-Feb-15 yes |
32.12 on mkt buy ord 30,606 |
| BlackRock Institutional Trust Company, National Association 23-Feb-15 yes |
32.12 on mkt buy ord 19,746 |
| BlackRock Asset Management Canada Limited 23-Feb-15 yes |
32.12 on mkt buy ord 801 |
| BlackRock Investment Management,LLC 24-Feb-15 yes |
52.42 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 24-Feb-15 yes |
52.35 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 24-Feb-15 yes |
52.36 on mkt buy ADR 2:1 8 |
| BlackRock Investment Management,LLC 24-Feb-15 yes |
52.36 on mkt buy ADR 2:1 12 |
| BlackRock Investment Management,LLC 24-Feb-15 yes |
52.42 on mkt buy ADR 2:1 46 |
page 40 of 48
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Consideration Class and number of securities affected |
|---|---|
| BlackRock Fund Advisors 24-Feb-15 no |
n/a in specie ord 27,610 |
| BlackRock Fund Advisors 24-Feb-15 no |
n/a in specie ord 76,785 |
| BlackRock Advisors(UK)Limited 24-Feb-15 yes |
33.06 on mkt buy ord 1,562 |
| BlackRock Advisors(UK)Limited 24-Feb-15 yes |
33.06 on mkt buy ord 5,524 |
| BlackRock Institutional Trust Company, National Association 24-Feb-15 yes |
33.03 on mkt buy ord 609 |
| BlackRock Institutional Trust Company, National Association 24-Feb-15 yes |
33.03 on mkt buy ord 2,956 |
| BlackRock Institutional Trust Company, National Association 24-Feb-15 yes |
33.03 on mkt buy ord 421 |
| BlackRock Institutional Trust Company, National Association 24-Feb-15 yes |
33.03 on mkt buy ord 11,512 |
| BlackRock Institutional Trust Company, National Association 24-Feb-15 yes |
33.03 on mkt buy ord 13,563 |
| BlackRock Japan Co.,Ltd. 24-Feb-15 yes |
33.03 on mkt buy ord 340 |
| BlackRock Japan Co.,Ltd. 24-Feb-15 yes |
32.20 on mkt buy ord 18,987 |
| BlackRock Japan Co.,Ltd. 24-Feb-15 yes |
33.03 on mkt buy ord 451 |
| BlackRock Advisors(UK)Limited 24-Feb-15 yes |
33.06 on mkt buy ord 24,860 |
| BlackRock Advisors(UK)Limited 24-Feb-15 yes |
33.06 on mkt buy ord 725 |
| BlackRock Fund Advisors 24-Feb-15 no |
n/a in specie ord 4,170 |
| BlackRock Advisors,LLC 24-Feb-15 yes |
33.03 on mkt buy ord 7,378 |
| BlackRock Investment Management,LLC 25-Feb-15 yes |
52.40 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 25-Feb-15 yes |
52.40 on mkt buy ADR 2:1 14 |
| BlackRock Investment Management,LLC 25-Feb-15 yes |
52.52 on mkt buy ADR 2:1 66 |
| BlackRock Investment Management,LLC 25-Feb-15 yes |
52.40 on mkt buy ADR 2:1 248 |
| BlackRock Investment Management,LLC 25-Feb-15 yes |
33.50 on mkt buy ord 2,083 |
| BlackRock Advisors(UK)Limited 25-Feb-15 yes |
33.50 on mkt buy ord 3,128 |
| BlackRock Institutional Trust Company, National Association 25-Feb-15 yes |
33.60 on mkt buy ord 553 |
| BlackRock Institutional Trust Company, National Association 25-Feb-15 yes |
33.60 on mkt buy ord 1,551 |
| BlackRock Institutional Trust Company, National Association 25-Feb-15 yes |
33.60 on mkt buy ord 1,834 |
| BlackRock Institutional Trust Company, National Association 25-Feb-15 no |
n/a in specie ord 87,611 |
| BlackRock Advisors(UK)Limited 25-Feb-15 yes |
33.50 on mkt buy ord 12,327 |
| BlackRock Fund Advisors 25-Feb-15 no |
n/a in specie ord 2,792 |
| BlackRock Fund Advisors 25-Feb-15 no |
n/a in specie ord 14,188 |
| BlackRock Investment Management (UK) Ltd 25-Feb-15 yes |
33.50 on mkt buy ord 1,995 |
| BlackRock Fund Advisors 25-Feb-15 no |
n/a in specie ord 234,624 |
| BlackRock Advisors,LLC 25-Feb-15 yes |
33.60 on mkt buy ord 1,415 |
| BlackRock Asset Management Canada Limited 25-Feb-15 yes |
33.50 on mkt buy ord 3,101 |
| BlackRock Institutional Trust Company, National Association 25-Feb-15 yes |
33.50 on mkt buy ord 4,142 |
| BlackRock Investment Management,LLC 26-Feb-15 yes |
51.78 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 26-Feb-15 yes |
51.84 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 26-Feb-15 yes |
52.05 on mkt buy ADR 2:1 6 |
| BlackRock Investment Management,LLC 26-Feb-15 yes |
51.84 on mkt buy ADR 2:1 6 |
| BlackRock Investment Management,LLC 26-Feb-15 yes |
52.12 on mkt buy ADR 2:1 12 |
| BlackRock Investment Management,LLC 26-Feb-15 yes |
51.84 on mkt buy ADR 2:1 30 |
| BlackRock Investment Management,LLC 26-Feb-15 yes |
51.84 on mkt buy ADR 2:1 52 |
| BlackRock Investment Management (Australia) Limited 26-Feb-15 yes |
33.54 on mkt buy ord 305 |
| BlackRock Institutional Trust Company, National Association 26-Feb-15 yes |
33.56 on mkt buy ord 2,017 |
| BlackRock Institutional Trust Company, National Association 26-Feb-15 yes |
33.56 on mkt buy ord 4,229 |
| BlackRock Investment Management (Australia) Limited 26-Feb-15 yes |
33.54 on mkt buy ord 7,843 |
| BlackRock Investment Management (Australia) Limited 26-Feb-15 yes |
33.54 on mkt buy ord 938 |
page 41 of 48
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Consideration Class and number of securities affected |
|---|---|
| BlackRock Institutional Trust Company, National Association 26-Feb-15 yes |
33.56 on mkt buy ord 1,471 |
| BlackRock Institutional Trust Company, National Association 26-Feb-15 yes |
33.56 on mkt buy ord 15,265 |
| BlackRock Institutional Trust Company, National Association 26-Feb-15 yes |
33.56 on mkt buy ord 12,151 |
| BlackRock Advisors(UK)Limited 26-Feb-15 yes |
33.56 on mkt buy ord 12,450 |
| BlackRock Advisors(UK)Limited 26-Feb-15 yes |
33.56 on mkt buy ord 18,675 |
| BlackRock Fund Advisors 26-Feb-15 no |
n/a in specie ord 7,094 |
| BlackRock Fund Advisors 26-Feb-15 no |
n/a in specie ord 7,094 |
| BlackRock Fund Advisors 26-Feb-15 no |
n/a in specie ord 33,696 |
| BlackRock Investment Management,LLC 26-Feb-15 yes |
33.39 on mkt buy ord 638 |
| BlackRock Asset Management Canada Limited 26-Feb-15 yes |
33.56 on mkt buy ord 1,194 |
| BlackRock Investment Management (Australia) Limited 26-Feb-15 yes |
33.54 on mkt buy ord 2,425 |
| BlackRock Investment Management (Australia) Limited 26-Feb-15 yes |
33.54 on mkt buy ord 191 |
| BlackRock Asset Management Canada Limited 26-Feb-15 yes |
33.56 on mkt buy ord 3,057 |
| BlackRock Investment Management (UK) Ltd 26-Feb-15 yes |
33.56 on mkt buy ord 8,787 |
| BlackRock Investment Management,LLC 27-Feb-15 yes |
52.35 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 27-Feb-15 yes |
52.29 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 27-Feb-15 yes |
52.35 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 27-Feb-15 yes |
52.29 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 27-Feb-15 yes |
52.57 on mkt buy ADR 2:1 24 |
| BlackRock Investment Management,LLC 27-Feb-15 yes |
52.40 on mkt buy ADR 2:1 30 |
| BlackRock Advisors,LLC 27-Feb-15 yes |
33.64 on mkt buy ord 15,604 |
| BlackRock Institutional Trust Company, National Association 27-Feb-15 yes |
33.65 on mkt buy ord 3,251 |
| BlackRock International Limited 27-Feb-15 yes |
33.64 on mkt buy ord 2,962 |
| BlackRock International Limited 27-Feb-15 yes |
33.65 on mkt buy ord 5,561 |
| BlackRock Financial Management,Inc. 27-Feb-15 yes |
33.52 on mkt buy ord 3,000 |
| BlackRock Fund Advisors 27-Feb-15 yes |
33.65 on mkt buy ord 10,098 |
| BlackRock Advisors(UK)Limited 27-Feb-15 yes |
33.65 on mkt buy ord 782 |
| BlackRock Advisors(UK)Limited 27-Feb-15 yes |
33.65 on mkt buy ord 2,346 |
| BlackRock Advisors(UK)Limited 27-Feb-15 yes |
33.65 on mkt buy ord 11,291 |
| BlackRock Advisors(UK)Limited 27-Feb-15 yes |
33.65 on mkt buy ord 49,797 |
| BlackRock Institutional Trust Company, National Association 27-Feb-15 yes |
33.65 on mkt buy ord 1,682 |
| BlackRock Institutional Trust Company, National Association 27-Feb-15 yes |
33.61 on mkt buy ord 2,804 |
| BlackRock Institutional Trust Company, National Association 27-Feb-15 yes |
33.65 on mkt buy ord 11,295 |
| BlackRock Institutional Trust Company, National Association 27-Feb-15 yes |
33.61 on mkt buy ord 1,199 |
| BlackRock Institutional Trust Company, National Association 27-Feb-15 yes |
33.61 on mkt buy ord 12,510 |
| BlackRock Institutional Trust Company, National Association 27-Feb-15 yes |
33.61 on mkt buy ord 9,431 |
| BlackRock Institutional Trust Company, National Association 27-Feb-15 yes |
33.65 on mkt buy ord 1,136 |
| BlackRock Japan Co.,Ltd. 27-Feb-15 yes |
33.65 on mkt buy ord 545 |
| BlackRock Institutional Trust Company, National Association 27-Feb-15 yes |
33.64 on mkt buy ord 3,202 |
| BlackRock Advisors(UK)Limited 27-Feb-15 yes |
33.65 on mkt buy ord 31,175 |
| BlackRock Investment Management (Australia) Limited 27-Feb-15 yes |
33.64 on mkt buy ord 272 |
| BlackRock Advisors(UK)Limited 27-Feb-15 yes |
33.65 on mkt buy ord 1,412 |
| BlackRock Institutional Trust Company, National Association 27-Feb-15 yes |
33.65 on mkt buy ord 9,070 |
| BlackRock Fund Advisors 27-Feb-15 yes |
33.65 on mkt buy ord 1,709 |
page 42 of 48
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Consideration Class and number of securities affected |
|---|---|
| BlackRock Institutional Trust Company, National Association 27-Feb-15 yes |
33.65 on mkt buy ord 26,382 |
| BlackRock Investment Management,LLC 27-Feb-15 yes |
33.52 on mkt buy ord 250 |
| BlackRock Investment Management (UK) Ltd 27-Feb-15 yes |
33.65 on mkt buy ord 5,798 |
| BlackRock Investment Management,LLC 27-Feb-15 yes |
33.65 on mkt buy ord 5,448 |
| BlackRock Advisors(UK)Limited 27-Feb-15 yes |
33.65 on mkt buy ord 250 |
| BlackRock Advisors,LLC 27-Feb-15 yes |
33.61 on mkt buy ord 4,224 |
| BlackRock Institutional Trust Company, National Association 27-Feb-15 yes |
33.65 on mkt buy ord 396 |
| BlackRock Institutional Trust Company, National Association 27-Feb-15 yes |
33.65 on mkt buy ord 3,785 |
| BlackRock Advisors(UK)Limited 27-Feb-15 yes |
33.64 on mkt buy ord 3,437 |
| BlackRock Investment Management (UK) Ltd 27-Feb-15 yes |
33.65 on mkt buy ord 5,177 |
| BlackRock Japan Co.,Ltd. 27-Feb-15 yes |
33.64 on mkt buy ord 529 |
| BlackRock Advisors(UK)Limited 27-Feb-15 yes |
33.41 on mkt buy ord 138,130 |
| BlackRock Advisors(UK)Limited 27-Feb-15 yes |
33.41 on mkt buy ord 21,111 |
| BlackRock Advisors(UK)Limited 27-Feb-15 yes |
33.41 on mkt buy ord 21,492 |
| BlackRock Investment Management,LLC 02-Mar-15 yes |
52.00 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 02-Mar-15 yes |
52.01 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 02-Mar-15 yes |
52.00 on mkt buy ADR 2:1 8 |
| BlackRock International Limited 02-Mar-15 yes |
34.09 on mkt buy ord 759 |
| BlackRock Fund Advisors 02-Mar-15 no |
n/a in specie ord 113,280 |
| BlackRock Advisors(UK)Limited 02-Mar-15 yes |
34.12 on mkt buy ord 6,256 |
| BlackRock Institutional Trust Company, National Association 02-Mar-15 yes |
34.09 on mkt buy ord 1,650 |
| BlackRock Institutional Trust Company, National Association 02-Mar-15 yes |
34.09 on mkt buy ord 1,651 |
| BlackRock Institutional Trust Company, National Association 02-Mar-15 yes |
34.09 on mkt buy ord 608 |
| BlackRock Institutional Trust Company, National Association 02-Mar-15 yes |
34.12 on mkt buy ord 8,871 |
| BlackRock Institutional Trust Company, National Association 02-Mar-15 yes |
34.09 on mkt buy ord 7,705 |
| BlackRock Institutional Trust Company, National Association 02-Mar-15 yes |
34.09 on mkt buy ord 5,367 |
| BlackRock Advisors(UK)Limited 02-Mar-15 yes |
34.12 on mkt buy ord 6,235 |
| BlackRock Investment Management (Australia) Limited 02-Mar-15 yes |
34.12 on mkt buy ord 8,376 |
| BlackRock Fund Advisors 02-Mar-15 no |
n/a in specie ord 22,374 |
| BlackRock Advisors,LLC 02-Mar-15 yes |
34.09 on mkt buy ord 7,281 |
| BlackRock Institutional Trust Company, National Association 02-Mar-15 yes |
34.12 on mkt buy ord 10,115 |
| BlackRock Asset Management North Asia Limited 02-Mar-15 no |
n/a collateral transfer ord 743,183 |
| BlackRock Investment Management,LLC 03-Mar-15 yes |
51.98 on mkt buy ADR 2:1 6 |
| BlackRock Investment Management,LLC 03-Mar-15 yes |
52.17 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 03-Mar-15 yes |
52.17 on mkt buy ADR 2:1 18 |
| BlackRock Investment Management,LLC 03-Mar-15 yes |
52.37 on mkt buy ADR 2:1 84 |
| BlackRock Fund Advisors 03-Mar-15 no |
n/a in specie ord 46,050 |
| BlackRock Advisors(UK)Limited 03-Mar-15 yes |
33.54 on mkt buy ord 3,910 |
| BlackRock Institutional Trust Company, National Association 03-Mar-15 yes |
33.60 on mkt buy ord 748 |
| BlackRock Institutional Trust Company, National Association 03-Mar-15 yes |
33.60 on mkt buy ord 1,506 |
| BlackRock Institutional Trust Company, National Association 03-Mar-15 yes |
33.54 on mkt buy ord 7,911 |
| BlackRock Institutional Trust Company, National Association 03-Mar-15 yes |
33.60 on mkt buy ord 417 |
| BlackRock Institutional Trust Company, National Association 03-Mar-15 yes |
33.60 on mkt buy ord 4,926 |
| BlackRock Institutional Trust Company, National Association 03-Mar-15 yes |
33.60 on mkt buy ord 4,698 |
page 43 of 48
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Consideration Class and number of securities affected |
|---|---|
| BlackRock Japan Co.,Ltd. 03-Mar-15 yes |
33.60 on mkt buy ord 244 |
| BlackRock Advisors(UK)Limited 03-Mar-15 yes |
33.54 on mkt buy ord 20,084 |
| BlackRock Advisors(UK)Limited 03-Mar-15 yes |
33.54 on mkt buy ord 6,236 |
| BlackRock Advisors(UK)Limited 03-Mar-15 yes |
33.54 on mkt buy ord 6,236 |
| BlackRock Investment Management (Australia) Limited 03-Mar-15 yes |
33.54 on mkt buy ord 19,422 |
| BlackRock Investment Management (Australia) Limited 03-Mar-15 yes |
33.54 on mkt buy ord 25,896 |
| BlackRock Investment Management (UK) Ltd 03-Mar-15 yes |
33.65 on mkt buy ord 1,709 |
| BlackRock Advisors,LLC 03-Mar-15 yes |
33.60 on mkt buy ord 4,701 |
| BlackRock Financial Management,Inc. 03-Mar-15 no |
n/a in specie ord 440,574 |
| BlackRock Institutional Trust Company, National Association 03-Mar-15 yes |
33.54 on mkt buy ord 167,095 |
| BlackRock Investment Management,LLC 04-Mar-15 yes |
51.29 on mkt buy ADR 2:1 20 |
| BlackRock Investment Management,LLC 04-Mar-15 yes |
51.29 on mkt buy ADR 2:1 20 |
| BlackRock Investment Management,LLC 04-Mar-15 yes |
51.36 on mkt buy ADR 2:1 20 |
| BlackRock Investment Management,LLC 04-Mar-15 yes |
51.42 on mkt buy ADR 2:1 24 |
| BlackRock Investment Management,LLC 04-Mar-15 yes |
51.46 on mkt buy ADR 2:1 34 |
| BlackRock Investment Management,LLC 04-Mar-15 yes |
51.46 on mkt buy ADR 2:1 70 |
| BlackRock Advisors(UK)Limited 04-Mar-15 yes |
33.31 on mkt buy ord 26,319 |
| BlackRock Advisors(UK)Limited 04-Mar-15 yes |
33.31 on mkt buy ord 783 |
| BlackRock Advisors(UK)Limited 04-Mar-15 yes |
33.31 on mkt buy ord 1,566 |
| BlackRock Investment Management (Australia) Limited 04-Mar-15 yes |
33.31 on mkt buy ord 28,913 |
| BlackRock Advisors(UK)Limited 04-Mar-15 yes |
33.31 on mkt buy ord 12,478 |
| BlackRock Asset Management Canada Limited 04-Mar-15 yes |
33.31 on mkt buy ord 282 |
| BlackRock Investment Management (Australia) Limited 04-Mar-15 yes |
33.31 on mkt buy ord 5,745 |
| BlackRock Advisors(UK)Limited 04-Mar-15 yes |
33.31 on mkt buy ord 8,081 |
| BlackRock Asset Management North Asia Limited 04-Mar-15 no |
n/a collateral transfer ord 738,759 |
| BlackRock Investment Management,LLC 05-Mar-15 yes |
51.07 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 05-Mar-15 yes |
51.05 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 05-Mar-15 yes |
51.00 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 05-Mar-15 yes |
51.17 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 05-Mar-15 yes |
50.99 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 05-Mar-15 yes |
50.99 on mkt buy ADR 2:1 6 |
| BlackRock Institutional Trust Company, National Association 05-Mar-15 yes |
33.16 on mkt buy ord 10,216 |
| BlackRock Advisors(UK)Limited 05-Mar-15 yes |
33.16 on mkt buy ord 18,708 |
| BlackRock Investment Management,LLC 06-Mar-15 yes |
49.49 on mkt buy ADR 2:1 14 |
| BlackRock Investment Management,LLC 06-Mar-15 yes |
49.33 on mkt buy ADR 2:1 16 |
| BlackRock Investment Management,LLC 06-Mar-15 yes |
49.33 on mkt buy ADR 2:1 22 |
| BlackRock Investment Management,LLC 06-Mar-15 yes |
49.38 on mkt buy ADR 2:1 308 |
| BlackRock Investment Management,LLC 06-Mar-15 yes |
49.49 on mkt buy ADR 2:1 448 |
| BlackRock Investment Management (UK) Ltd 06-Mar-15 yes |
32.64 on mkt buy ord 516 |
| BlackRock Financial Management,Inc. 06-Mar-15 yes |
32.65 on mkt buy ord 3,400 |
| BlackRock Fund Advisors 06-Mar-15 no |
n/a in specie ord 37,760 |
| BlackRock Investment Management (Australia) Limited 06-Mar-15 yes |
32.60 on mkt buy ord 41,142 |
| BlackRock Investment Management,LLC 06-Mar-15 yes |
32.65 on mkt buy ord 4,100 |
| BlackRock Asset Management Canada Limited 06-Mar-15 yes |
32.64 on mkt buy ord 611 |
| BlackRock Institutional Trust Company, National Association 06-Mar-15 yes |
32.77 on mkt buy ord 576 |
| BlackRock Institutional Trust Company, National Association 06-Mar-15 yes |
32.64 on mkt buy ord 11,979 |
| BlackRock Investment Management,LLC 09-Mar-15 yes |
49.39 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 09-Mar-15 yes |
49.38 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 09-Mar-15 yes |
49.38 on mkt buy ADR 2:1 6 |
| BlackRock Investment Management,LLC 09-Mar-15 yes |
49.38 on mkt buy ADR 2:1 12 |
page 44 of 48
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Consideration Class and number of securities affected |
|---|---|
| BlackRock Fund Advisors 09-Mar-15 no |
n/a in specie ord 113,280 |
| BlackRock Japan Co.,Ltd. 09-Mar-15 yes |
32.00 on mkt buy ord 21,653 |
| BlackRock Advisors(UK)Limited 09-Mar-15 yes |
32.15 on mkt buy ord 703 |
| BlackRock Fund Advisors 09-Mar-15 no |
n/a in specie ord 9,944 |
| BlackRock Asset Management Canada Limited 09-Mar-15 yes |
32.15 on mkt buy ord 2,220 |
| BlackRock Investment Management,LLC 10-Mar-15 yes |
47.41 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 10-Mar-15 yes |
47.41 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 10-Mar-15 yes |
47.41 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 10-Mar-15 yes |
47.51 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 10-Mar-15 yes |
47.41 on mkt buy ADR 2:1 14 |
| BlackRock Investment Management,LLC 10-Mar-15 yes |
47.41 on mkt buy ADR 2:1 34 |
| BlackRock Investment Management,LLC 10-Mar-15 yes |
47.41 on mkt buy ADR 2:1 42 |
| BlackRock Fund Advisors 10-Mar-15 no |
n/a in specie ord 37,760 |
| BlackRock Asset Management Canada Limited 10-Mar-15 yes |
32.03 on mkt buy ord 6,935 |
| BlackRock Investment Management (Australia) Limited 10-Mar-15 yes |
31.91 on mkt buy ord 12,291 |
| BlackRock Investment Management (Australia) Limited 10-Mar-15 yes |
31.98 on mkt buy ord 12,503 |
| BlackRock Investment Management (UK) Ltd 10-Mar-15 yes |
32.03 on mkt buy ord 1,982 |
| BlackRock Fund Advisors 10-Mar-15 no |
n/a in specie ord 4,140 |
| BlackRock Investment Management (Australia) Limited 10-Mar-15 yes |
31.91 on mkt buy ord 528 |
| BlackRock Investment Management (Australia) Limited 10-Mar-15 yes |
31.98 on mkt buy ord 538 |
| BlackRock Advisors(UK)Limited 10-Mar-15 yes |
31.91 on mkt buy ord 6,736 |
| BlackRock Institutional Trust Company, National Association 10-Mar-15 yes |
31.98 on mkt buy ord 337 |
| BlackRock(Singapore)Limited 10-Mar-15 yes |
31.99 on mkt buy ord 25,898 |
| BlackRock Investment Management,LLC 11-Mar-15 yes |
45.62 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 11-Mar-15 yes |
45.69 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 11-Mar-15 yes |
45.62 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 11-Mar-15 yes |
45.62 on mkt buy ADR 2:1 6 |
| BlackRock Investment Management,LLC 11-Mar-15 yes |
45.69 on mkt buy ADR 2:1 12 |
| BlackRock Investment Management,LLC 11-Mar-15 yes |
45.62 on mkt buy ADR 2:1 16 |
| BlackRock Investment Management,LLC 11-Mar-15 yes |
45.66 on mkt buy ADR 2:1 16 |
| BlackRock Investment Management,LLC 11-Mar-15 yes |
45.62 on mkt buy ADR 2:1 24 |
| BlackRock Investment Management,LLC 11-Mar-15 yes |
45.62 on mkt buy ADR 2:1 26 |
| BlackRock Investment Management,LLC 11-Mar-15 yes |
45.70 on mkt buy ADR 2:1 52 |
| BlackRock Fund Advisors 11-Mar-15 no |
n/a in specie ord 47,200 |
| BlackRock Advisors(UK)Limited 11-Mar-15 yes |
30.33 on mkt buy ord 6,246 |
| BlackRock Investment Management (UK) Ltd 11-Mar-15 yes |
30.30 on mkt buy ord 1,815 |
| BlackRock Financial Management,Inc. 11-Mar-15 yes |
30.31 on mkt buy ord 513 |
| BlackRock Investment Management,LLC 12-Mar-15 yes |
46.00 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 12-Mar-15 yes |
45.90 on mkt buy ADR 2:1 6 |
| BlackRock Investment Management,LLC 12-Mar-15 yes |
45.90 on mkt buy ADR 2:1 8 |
| BlackRock Investment Management,LLC 12-Mar-15 yes |
46.00 on mkt buy ADR 2:1 14 |
| BlackRock Investment Management,LLC 12-Mar-15 yes |
46.00 on mkt buy ADR 2:1 14 |
| BlackRock Investment Management,LLC 12-Mar-15 yes |
46.00 on mkt buy ADR 2:1 44 |
| BlackRock Advisors(UK)Limited 12-Mar-15 yes |
30.20 on mkt buy ord 17,548 |
| BlackRock Fund Advisors 12-Mar-15 yes |
30.17 on mkt buy ord 2,297 |
| BlackRock Fund Advisors 12-Mar-15 no |
n/a in specie ord 18,880 |
| BlackRock Fund Advisors 12-Mar-15 no |
n/a in specie ord 37,760 |
| BlackRock Asset Management Canada Limited 12-Mar-15 yes |
30.20 on mkt buy ord 1,569 |
| BlackRock Asset Management Canada Limited 12-Mar-15 yes |
30.20 on mkt buy ord 1,206 |
| BlackRock(Netherlands)B.V. 12-Mar-15 yes |
30.20 on mkt buy ord 1,231 |
| BlackRock(Singapore)Limited 12-Mar-15 yes |
30.23 on mkt buy ord 2,009 |
| BlackRock Investment Management,LLC 13-Mar-15 yes |
44.54 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 13-Mar-15 yes |
44.33 on mkt buy ADR 2:1 2 |
BHP page 45 of 48
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management,LLC 13-Mar-15 yes |
44.33 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 13-Mar-15 yes |
44.33 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 13-Mar-15 yes |
44.33 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 13-Mar-15 yes |
44.54 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 13-Mar-15 yes |
44.33 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 13-Mar-15 yes |
44.33 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 13-Mar-15 yes |
44.54 on mkt buy ADR 2:1 6 |
| BlackRock Investment Management,LLC 13-Mar-15 yes |
44.33 on mkt buy ADR 2:1 8 |
| BlackRock Investment Management,LLC 13-Mar-15 yes |
44.33 on mkt buy ADR 2:1 8 |
| BlackRock Investment Management,LLC 13-Mar-15 yes |
44.54 on mkt buy ADR 2:1 20 |
| BlackRock Investment Management,LLC 13-Mar-15 yes |
44.54 on mkt buy ADR 2:1 26 |
| BlackRock Investment Management,LLC 13-Mar-15 yes |
44.54 on mkt buy ADR 2:1 26 |
| BlackRock Investment Management,LLC 13-Mar-15 yes |
44.54 on mkt buy ADR 2:1 52 |
| BlackRock Investment Management (UK) Ltd 13-Mar-15 yes |
29.84 on mkt buy ord 71,441 |
| BlackRock Advisors(UK)Limited 13-Mar-15 yes |
29.76 on mkt buy ord 5,474 |
| BlackRock Investment Management (Australia) Limited 13-Mar-15 yes |
29.76 on mkt buy ord 8,376 |
| BlackRock Investment Management,LLC 16-Mar-15 yes |
45.19 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 16-Mar-15 yes |
45.00 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 16-Mar-15 yes |
44.61 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 16-Mar-15 yes |
44.61 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 16-Mar-15 yes |
44.61 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 16-Mar-15 yes |
44.80 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 16-Mar-15 yes |
44.80 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 16-Mar-15 yes |
44.61 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 16-Mar-15 yes |
44.61 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 16-Mar-15 yes |
44.61 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 16-Mar-15 yes |
45.00 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 16-Mar-15 yes |
44.69 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 16-Mar-15 yes |
44.80 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 16-Mar-15 yes |
44.80 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 16-Mar-15 yes |
44.80 on mkt buy ADR 2:1 6 |
| BlackRock Investment Management,LLC 16-Mar-15 yes |
44.80 on mkt buy ADR 2:1 6 |
| BlackRock Investment Management,LLC 16-Mar-15 yes |
44.80 on mkt buy ADR 2:1 8 |
| BlackRock Investment Management,LLC 16-Mar-15 yes |
44.80 on mkt buy ADR 2:1 8 |
| BlackRock Investment Management,LLC 16-Mar-15 yes |
44.80 on mkt buy ADR 2:1 12 |
| BlackRock Investment Management,LLC 16-Mar-15 yes |
44.80 on mkt buy ADR 2:1 14 |
| BlackRock Investment Management,LLC 16-Mar-15 yes |
44.80 on mkt buy ADR 2:1 18 |
| BlackRock Investment Management,LLC 16-Mar-15 yes |
44.80 on mkt buy ADR 2:1 18 |
| BlackRock Investment Management,LLC 16-Mar-15 yes |
45.19 on mkt buy ADR 2:1 26 |
| BlackRock Investment Management,LLC 16-Mar-15 yes |
45.19 on mkt buy ADR 2:1 30 |
| BlackRock Investment Management,LLC 16-Mar-15 yes |
45.00 on mkt buy ADR 2:1 32 |
| BlackRock Investment Management,LLC 16-Mar-15 yes |
45.19 on mkt buy ADR 2:1 50 |
| BlackRock Investment Management,LLC 16-Mar-15 yes |
44.80 on mkt buy ADR 2:1 96 |
| BlackRock Investment Management,LLC 16-Mar-15 yes |
44.80 on mkt buy ADR 2:1 242 |
| BlackRock Institutional Trust Company, National Association 16-Mar-15 yes |
29.40 on mkt buy ord 42,976 |
| BlackRock Advisors(UK)Limited 16-Mar-15 yes |
29.40 on mkt buy ord 1,658 |
| BlackRock Advisors(UK)Limited 16-Mar-15 yes |
29.40 on mkt buy ord 1,446 |
| BlackRock Investment Management,LLC 17-Mar-15 yes |
46.23 on mkt buy ADR 2:1 12 |
| BlackRock Investment Management,LLC 17-Mar-15 yes |
46.19 on mkt buy ADR 2:1 22 |
| BlackRock Investment Management,LLC 17-Mar-15 yes |
46.23 on mkt buy ADR 2:1 46 |
| BlackRock Investment Management,LLC 17-Mar-15 yes |
46.23 on mkt buy ADR 2:1 60 |
| BlackRock Advisors,LLC 17-Mar-15 yes |
29.77 on mkt buy ord 9,115 |
| BlackRock Fund Advisors 17-Mar-15 no |
n/a in specie ord 47,200 |
| BlackRock Advisors(UK)Limited 17-Mar-15 yes |
29.77 on mkt buy ord 10,179 |
| BlackRock Institutional Trust Company, National Association 17-Mar-15 yes |
29.67 on mkt buy ord 49,046 |
| BlackRock Japan Co.,Ltd. 17-Mar-15 yes |
29.60 on mkt buy ord 25,402 |
| BlackRock Investment Management (UK) Ltd 17-Mar-15 yes |
29.60 on mkt buy ord 7,708 |
| BlackRock Institutional Trust Company, National Association 17-Mar-15 yes |
29.77 on mkt buy ord 2,168 |
page 46 of 48
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Consideration Class and number of securities affected |
|---|---|
| BlackRock Institutional Trust Company, National Association 17-Mar-15 no |
n/a in specie ord 213,013 |
| BlackRock Investment Management,LLC 18-Mar-15 yes |
47.22 on mkt buy ADR 2:1 8 |
| BlackRock Investment Management,LLC 18-Mar-15 yes |
45.42 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 18-Mar-15 yes |
45.42 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 18-Mar-15 yes |
47.18 on mkt buy ADR 2:1 26 |
| BlackRock Investment Management,LLC 18-Mar-15 yes |
45.74 on mkt buy ADR 2:1 48 |
| BlackRock Investment Management,LLC 18-Mar-15 yes |
45.74 on mkt buy ADR 2:1 56 |
| BlackRock Investment Management,LLC 18-Mar-15 yes |
30.20 on mkt buy ord 4,510 |
| BlackRock Investment Management,LLC 18-Mar-15 yes |
30.20 on mkt buy ord 8,312 |
| BlackRock Fund Advisors 18-Mar-15 no |
n/a in specie ord 47,200 |
| BlackRock Fund Advisors 18-Mar-15 no |
n/a in specie ord 132,160 |
| BlackRock Investment Management (Australia) Limited 18-Mar-15 yes |
30.14 on mkt buy ord 17,705 |
| BlackRock Investment Management (Australia) Limited 18-Mar-15 yes |
30.20 on mkt buy ord 6,474 |
| BlackRock Fund Advisors 18-Mar-15 no |
n/a in specie ord 22,374 |
| BlackRock Asset Management Canada Limited 18-Mar-15 yes |
30.20 on mkt buy ord 1,078 |
| BlackRock Investment Management (Australia) Limited 18-Mar-15 yes |
30.14 on mkt buy ord 530 |
| BlackRock Investment Management (Australia) Limited 18-Mar-15 yes |
30.14 on mkt buy ord 504 |
| BlackRock Investment Management (Australia) Limited 18-Mar-15 yes |
30.14 on mkt buy ord 2,285 |
| BlackRock Institutional Trust Company, National Association 18-Mar-15 no |
n/a in specie ord 97,602 |
| BlackRock Investment Management,LLC 19-Mar-15 yes |
46.67 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 19-Mar-15 yes |
46.67 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 19-Mar-15 yes |
46.67 on mkt buy ADR 2:1 6 |
| BlackRock Investment Management,LLC 19-Mar-15 yes |
46.64 on mkt buy ADR 2:1 6 |
| BlackRock Investment Management,LLC 19-Mar-15 yes |
46.64 on mkt buy ADR 2:1 8 |
| BlackRock Investment Management,LLC 19-Mar-15 yes |
46.63 on mkt buy ADR 2:1 20 |
| BlackRock Investment Management,LLC 19-Mar-15 yes |
46.63 on mkt buy ADR 2:1 26 |
| BlackRock Advisors(UK)Limited 19-Mar-15 yes |
30.58 on mkt buy ord 52,728 |
| BlackRock Japan Co.,Ltd. 19-Mar-15 yes |
30.50 on mkt buy ord 29,410 |
| BlackRock Investment Management (UK) Ltd 19-Mar-15 yes |
30.60 on mkt buy ord 1,986 |
| BlackRock Financial Management,Inc. 19-Mar-15 yes |
30.60 on mkt buy ord 26,281 |
| BlackRock Asset Management North Asia Limited 19-Mar-15 no |
n/a collateral transfer ord 11,021 |
| BlackRock Investment Management,LLC 20-Mar-15 yes |
48.29 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 20-Mar-15 yes |
48.42 on mkt buy ADR 2:1 6 |
| BlackRock Investment Management,LLC 20-Mar-15 yes |
48.36 on mkt buy ADR 2:1 36 |
| BlackRock Investment Management,LLC 20-Mar-15 yes |
48.42 on mkt buy ADR 2:1 96 |
| BlackRock Asset Management Deutschland AG 20-Mar-15 yes |
30.66 on mkt buy ord 227 |
| BlackRock Advisors(UK)Limited 20-Mar-15 yes |
30.67 on mkt buy ord 1,507 |
| BlackRock Fund Advisors 20-Mar-15 yes |
30.66 on mkt buy ord 3,636,629 |
| BlackRock Fund Advisors 20-Mar-15 yes |
30.67 on mkt buy ord 1,243 |
| BlackRock Fund Advisors 20-Mar-15 no |
n/a in specie ord 15,350 |
| BlackRock Investment Management (UK) Ltd 20-Mar-15 yes |
30.66 on mkt buy ord 30,000 |
| BlackRock Japan Co.,Ltd. 20-Mar-15 yes |
30.67 on mkt buy ord 3,607 |
| BlackRock Japan Co.,Ltd. 20-Mar-15 yes |
30.67 on mkt buy ord 1,785 |
| BlackRock Institutional Trust Company, National Association 20-Mar-15 yes |
30.66 on mkt buy ord 21,633 |
| BlackRock Investment Management (Australia) Limited 20-Mar-15 yes |
30.67 on mkt buy ord 4,126 |
| BlackRock Advisors(UK)Limited 20-Mar-15 yes |
30.66 on mkt buy ord 2,927 |
| BlackRock Advisors(UK)Limited 20-Mar-15 yes |
30.67 on mkt buy ord 24,879 |
| BlackRock Investment Management,LLC 20-Mar-15 yes |
30.66 on mkt buy ord 27,693 |
| BlackRock Institutional Trust Company, National Association 20-Mar-15 yes |
30.67 on mkt buy ord 16,563 |
page 47 of 48
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Consideration Class and number of securities affected |
|---|---|
| BlackRock Institutional Trust Company, National Association 20-Mar-15 yes |
30.67 on mkt buy ord 12,348 |
| BlackRock Fund Advisors 20-Mar-15 no |
n/a in specie ord 698 |
| BlackRock Asset Management Canada Limited 20-Mar-15 yes |
30.67 on mkt buy ord 12,723 |
| BlackRock Asset Management Canada Limited 20-Mar-15 yes |
30.67 on mkt buy ord 35,900 |
| BlackRock Institutional Trust Company, National Association 20-Mar-15 yes |
30.66 on mkt buy ord 1,230 |
| BlackRock Institutional Trust Company, National Association 20-Mar-15 yes |
30.66 on mkt buy ord 3,481 |
| BlackRock Financial Management,Inc. 20-Mar-15 yes |
30.67 on mkt buy ord 9,468 |
page 48 of 48
BHP
Annexure C
This is Annexure C of 1 page referred to in form 603 Notice of initial substantial shareholder
24-Mar-15
Kayla McGrory, Date Authorised Signatory
7. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| BlackRock Group | |
| BlackRock Inc. | 55 East 52nd Street |
| New York NY 10055 USA | |
| BlackRock (Netherlands) B.V. | Rembrandt Tower, 17th floor |
| Amstelplein | |
| Amsterdam Netherlands | |
| BlackRock (Singapore) Limited | 20 Anson Road #18-01 |
| 079912 Singapore | |
| BlackRock Advisors (UK) Ltd. | Murray House |
| 1Royal Mint Court | |
| London, EC3N 4HH, UK | |
| BlackRock Advisors, LLC | 100 Bellevue Parkway |
| Wilmington,DE 19809 | |
| BlackRock Asset Management Canada Limited | 161 Bay Street, Suite 2500 |
| Toronto,Ontario M5J 2S1 | |
| BlackRock Asset Management Deutschland AG | Max-Joseph-Straße 6 |
| 80333 Munich, Germany | |
| BlackRock Asset Management North Asia Limited | 16/F, 2 Queen’s Road |
| Cheung Kong Center | |
| HongKong | |
| BlackRock Capital Management, Inc. | 100 Bellevue Parkway |
| Wilmington,DE 19809 | |
| BlackRock Financial Management, Inc. | 40 E. 52nd Street |
| New York,NY 10022 | |
| BlackRock Fund Advisors | 400 Howard Street |
| San Francisco,CA,94105 | |
| BlackRock Institutional Trust Company, National | 400 Howard Street |
| Association | San Francisco,CA,94105 |
| BlackRock International Ltd. | 40 Torphichen Street |
| Edinburgh EH3 8JB | |
| BlackRock Investment Management (Aust) Ltd (ACN 006 | Level 26, 101 Collins St |
| 165 975) | Melbourne Australia |
| BlackRock Investment Management (UK) Ltd | 12 Throgmorton Avenue |
| London EC2N 2DL UK | |
| BlackRock Investment Management,LLC | 1 UniversitySquare Drive,Princeton,NJ 08540 |
| BlackRock Japan Co. Ltd. | Sapia Tower |
| 1-7-12 Marunouchi, Chiyoda-ku, | |
| Tokyo,100-0005 Japan |
page 1 of 1
BHP
Annexure D
This is Annexure D of 1 page referred to in form 603 Notice of initial substantial shareholder.
| 24-Mar-15 Kayla McGrory, Authorised Signatory Date |
24-Mar-15 Kayla McGrory, Authorised Signatory Date |
|---|---|
| Type of agreement: | Global Master Securities Lending Agreement |
| Parties to agreement: | Party A - Citigroup Global Markets Limited Party B - HSBC Institutional Trust Services (Asia) Limited |
| Transfer date: | Refer to Annexure B (transactions identified as collateral transfers) |
| Holder of voting rights: | BlackRock Asset Management North Asia Limited (as investment manager for the funds) |
| Are there any restrictions on voting rights? If yes, detail |
Yes. Unless otherwise agreed between the parties, the Registered Owner will not exercise any voting rights. |
| Scheduled return date (if any): | Not applicable. |
| Does the borrower have the right to return early? If yes, detail |
Yes. Upon an Event of Default under the GMSLA, the GMSLA provides, broadly, that both parties payment and delivery obligations will be accelerated and replaced with an obligation of one party to pay a single cash sum to the other determined in accordance with the provisions of the GMSLA (as modified by the Annex). The GMSLA provides that the parties’ right to terminate the Agreement upon notice will not affect the parties’ existing obligations in respect of any outstanding loans of securities. The Annex amended and restricted the Borrower's termination rights–i.e. Borrower may not have the right to terminate and return the borrowed securities - as the Borrower was to borrow the securities issued by it (or its sister company) to provide protection against the insolvency of the issuer and so usual rights of termination in a GMSLA were restricted. Subject to the terms of the relevant Loan, the Borrower, may early terminate a Loan and return Equivalent Securities at any time provided that it “shall cease to have such entitlement if an Act of Insolvency with respect to any Security Issuer or any of the Borrower’s or any Security Issuer’s affiliates has occurred, or any such person takes any steps preparatory to any of the matters which would constitute an Act of Insolvency |
| Does the lender have the right to recall early? If yes, detail |
Yes, at notice. |
| Will the securities be returned on settlement? If yes, detail any exceptions |
Yes. |
A copy of this agreement will be provided to BHP Billiton Ltd. or the Australian Securities and Investments Commission upon request.
N:\DATA\Disclosures\Disclosure Forms\Australia\WORKINGS\Workings\BHP\2015 Recs\BHP_11.20.14_03.20.15\BHP _ 2015 03 20 _ 603D.docx