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BHP Group Limited — Major Shareholding Notification 2015
Sep 14, 2015
14787_rns_2015-09-14_fbf73038-4d52-4af7-bb0e-be306de9410d.pdf
Major Shareholding Notification
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603 page 1/2 15 July 2001
Form 603 Corporations Act 2001 Section 671B Notice of initial substantial holder
To Company Name/Scheme
ACN/ARSN
BHPBILLITONLTD
004028077
1. Details of substantial holder (1)
BlackRock Group (BlackRock Inc. and subsidiaries named in Annexures to this Name to this form) ACN/ARSN (if applicable)
The holder became a substantial holder on
11 / / 09 2015
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
Class of securities (4) Number of securities Person's votes (5) Voting power (6) ord 155,778,541 155,778,541 4.85 ADR 2:1 2,497,421 4,994,842 0.15
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows: Holder of relevant interest Nature of relevant interest (7) Class and number of securities
AnnexureAandD
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
Holder of relevant Registered holder of Person entitled to be Class and number interest securities registered as holder (8) of securities see Annexure A
5. Consideration
- The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
==> picture [414 x 68] intentionally omitted <==
----- Start of picture text -----
Holder of relevant Date of acquisition Consideration (9) Class and number
interest of securities
Cash Non-cash
see Annexure B
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603 page 2/2 15 July 2001
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
Name and ACN/ARSN (if applicable) Nature of association see Annexure A 7. Addresses The addresses of persons named in this form are as follows: Name Address see Annexure C Signature Kayla McGrory Authorised Signatory* print name capacity sign here date 15 / 09 / 2015
Signature
-
At a meeting of the Board on 22 November 2013, the Directors resolved to approve the delegation of the preparation and lodgement of substantial shareholder notices on behalf of BlackRock Investment Management (Australia) Limited. DIRECTIONS
-
(1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 7 of the form.
-
(2) See the definition of "associate" in section 9 of the Corporations Act 2001.
-
(3) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
-
(4) The voting shares of a company constitute one class unless divided into separate classes.
-
(5) The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the person or an associate has a relevant interest in.
-
(6) The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
-
(7) Include details of: (a) any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
-
(b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
-
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
-
(8) If the substantial holder is unable to determine the identity of the person ( eg. if the relevant interest arises because of an option) write "unknown". (9) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
Annexure A
This is Annexure A of 7 pages referred to in form 603 Notice of initial substantial shareholder
| 15-Sep-15 | |
|---|---|
| Kayla McGrory, | Date |
| Authorised Signatory |
3. Details of Relevant Interests
4. Details of present registered holders
6. Associates
| Holder of Relevant | ||||||
|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest |
Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Nature of Association |
|
| applicable) | ||||||
| (Section 3,4 and 6) | (Section 3) | (Section 4) | (Section 4) | (Sections 3 and 4) | (Section 6) | |
| BlackRock (Netherlands) | Power to control the exercise of a right to vote attached to | BNYM-BONY BRUSSELS | ord | 42,385 | subsidiary of | |
| B.V. | securities and/or the power to dispose of securities as | BlackRock Inc. | ||||
| investment manager or trustee. | ||||||
| BlackRock (Netherlands) | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE | ord | 148,949 | subsidiary of | |
| B.V. | securities and/or the power to dispose of securities as | - NEW YORK | BlackRock Inc. | |||
| investment manager or trustee. | ||||||
| BlackRock (Netherlands) | Power to control the exercise of a right to vote attached to | SSB-SSB NEW YORK | ord | 483,219 | subsidiary of | |
| B.V. | securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | |||
| investment manager or trustee. | ||||||
| BlackRock (Singapore) | Power to control the exercise of a right to vote attached to | BNP Paribas Securities | ord | 49,017 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | Services Singapore | BlackRock Inc. | |||
| investment manager or trustee. | ||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | BNYM-BONY EUROPE - | ord | 10,074,149 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | |||
| investment manager or trustee. | ||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | CB-CACEIS BANK | ord | 25,428 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | LUXEMBOURG | BlackRock Inc. | |||
| investment manager or trustee. | ||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | JPM - J.P. Morgan Zurich | ord | 193,809 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | ||||
| investment manager or trustee. | ||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | JPM-JPM CHASE - | ord | 2,367,395 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | |||
| investment manager or trustee. | ||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ord | 774,573 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | UK | BlackRock Inc. | |||
| investment manager or trustee. | ||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | RBC-DEXIA BIL- LONDON | ord | 826,443 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | ||||
| investment manager or trustee. |
page 1 of 7
BHP
| Holder of Relevant | ||||||
|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest |
Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Nature of Association |
|
| applicable) | ||||||
| (Section 3,4 and 6) | (Section 3) | (Section 4) | (Section 4) | (Sections 3 and 4) | (Section 6) | |
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 15,473 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | BANK, GERMANY | BlackRock Inc. | |||
| investment manager or trustee. | ||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 2,999,128 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | DUBLIN | BlackRock Inc. | |||
| investment manager or trustee. | ||||||
| BlackRock Advisors, LLC | Power to control the exercise of a right to vote attached to | BBH-BROWN BROTHERS | ord | 90,529 | subsidiary of | |
| securities and/or the power to dispose of securities as | HARRIMAN & CO - NEW | BlackRock Inc. | ||||
| investment manager or trustee. | YORK | |||||
| BlackRock Advisors, LLC | Power to control the exercise of a right to vote attached to | BNYM-THE BANK OF | ord | 61,684 | subsidiary of | |
| securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. | ||||||
| BlackRock Advisors, LLC | Power to control the exercise of a right to vote attached to | BNYM-THE BANK OF | ADR | 2,380,984 |
subsidiary of | |
| securities and/or the power to dispose of securities as | NEW YORK | 2:1 | BlackRock Inc. | |||
| investment manager or trustee. | ||||||
| BlackRock Advisors, LLC | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 6,065,791 | subsidiary of | |
| securities and/or the power to dispose of securities as | MUTUAL FUNDS - | BlackRock Inc. | ||||
| investment manager or trustee. | BOSTON | |||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ord | 22,262 | subsidiary of | |
| Management Canada | securities and/or the power to dispose of securities as | CO. - CHICAGO | BlackRock Inc. | |||
| Limited | investment manager or trustee. | |||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 1,186,550 | subsidiary of | |
| Management Canada | securities and/or the power to dispose of securities as | SACRAMENTO | BlackRock Inc. | |||
| Limited | investment manager or trustee. | |||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ADR | 146,458 |
subsidiary of | |
| Management Canada | securities and/or the power to dispose of securities as | SACRAMENTO | 2:1 | BlackRock Inc. | ||
| Limited | investment manager or trustee. | |||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 54,721 | subsidiary of | |
| Management Deutschland | securities and/or the power to dispose of securities as | BANK, GERMANY | BlackRock Inc. | |||
| AG | investment manager or trustee. | |||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | BNYM-BONY EUROPE - | ord | 80,291 | subsidiary of | |
| Management North Asia | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | |||
| Limited | investment manager or trustee. | |||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | BNYM-BONY | ord | 964,901 | subsidiary of | |
| Management North Asia | securities and/or the power to dispose of securities as | LUXEMBOURG | BlackRock Inc. | |||
| Limited | investment manager or trustee. | |||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | HSBC-HSBC, HONG | ord | 16,439 | subsidiary of | |
| Management North Asia | securities and/or the power to dispose of securities as | KONG | BlackRock Inc. | |||
| Limited | investment manager or trustee. | |||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | Northern Trust Singapore | ord | 4,618 | subsidiary of | |
| Management North Asia | securities and/or the power to dispose of securities as | BlackRock Inc. | ||||
| Limited | investment manager or trustee. |
page 2 of 7
BHP
| Holder of Relevant | ||||||
|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest |
Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Nature of Association |
|
| applicable) | ||||||
| (Section 3,4 and 6) | (Section 3) | (Section 4) | (Section 4) | (Sections 3 and 4) | (Section 6) | |
| BlackRock Financial | Power to control the exercise of a right to vote attached to | BNYM-CIBC MELLON | ord | 173,190 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | GLOBAL SECURITIES - | BlackRock Inc. | |||
| investment manager or trustee. | NEW YORK | |||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | BNYM-MELLON TRUST - | ord | 258,490 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | |||
| investment manager or trustee. | ||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | BNYM-THE BANK OF | ord | 213,421 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | |||
| investment manager or trustee. | ||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | HSBC-HSBC - LONDON | ord | 66,129 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | BlackRock Inc. | ||||
| investment manager or trustee. | ||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE | ord | 5,714 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | - NEW YORK | BlackRock Inc. | |||
| investment manager or trustee. | ||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | RBC-ROYAL TRUST - | ord | 142,973 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | TORONTO | BlackRock Inc. | |||
| investment manager or trustee. | ||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | SSB-SSB NEW YORK | ord | 247,943 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | |||
| investment manager or trustee. | ||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | SSB-STATE STATE | ord | 400,514 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | HONG KONG | BlackRock Inc. | |||
| investment manager or trustee. | ||||||
| BlackRock Fund Advisors | Power to control the exercise of a right to vote attached to | SSB-SSB NEW YORK | ord | 74,334 | subsidiary of | |
| securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | ||||
| investment manager or trustee. | ||||||
| BlackRock Fund Advisors | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 369,670 | subsidiary of | |
| securities and/or the power to dispose of securities as | BANK, BOSTON | BlackRock Inc. | ||||
| investment manager or trustee. | ||||||
| BlackRock Fund Advisors | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 132,317 | subsidiary of | |
| securities and/or the power to dispose of securities as | MUTUAL FUNDS - | BlackRock Inc. | ||||
| investment manager or trustee. | BOSTON | |||||
| BlackRock Fund Advisors | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 32,731,913 | subsidiary of | |
| securities and/or the power to dispose of securities as | SACRAMENTO | BlackRock Inc. | ||||
| investment manager or trustee. | ||||||
| BlackRock Fund Advisors | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ADR | 642,580 |
subsidiary of | |
| securities and/or the power to dispose of securities as | SACRAMENTO | 2:1 | BlackRock Inc. | |||
| investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | BNYM-MELLON TRUST - | ord | 4,890,010 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | |||
| Association | investment manager or trustee. |
page 3 of 7
BHP
| Holder of Relevant | ||||||
|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest |
Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Nature of Association |
|
| applicable) | ||||||
| (Section 3,4 and 6) | (Section 3) | (Section 4) | (Section 4) | (Sections 3 and 4) | (Section 6) | |
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | BNYM-THE BANK OF | ord | 56,803 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | |||
| Association | investment manager or trustee. | |||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | CITI-CITIGROUP GLOBAL | ord | 16,785 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | MARKETS PRIME | BlackRock Inc. | |||
| Association | investment manager or trustee. | BROKERAGE - NEW | ||||
| YORK | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | CS-CREDIT SUISSE | ord | 15,662 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | PRIME BROKERAGE - | BlackRock Inc. | |||
| Association | investment manager or trustee. | ZURICH | ||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | GS-GOLDMAN SACHS | ord | 40,450 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | PRIME BROKER - NEW | BlackRock Inc. | |||
| Association | investment manager or trustee. | YORK | ||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE | ord | 1,937,728 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | - NEW YORK | BlackRock Inc. | |||
| Association | investment manager or trustee. | |||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | MS-MORGAN STANLEY & | ord | 9,747 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | CO INC | BlackRock Inc. | |||
| Association | investment manager or trustee. | |||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ord | 1,124,762 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | CO. - CHICAGO | BlackRock Inc. | |||
| Association | investment manager or trustee. | |||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-SSB BOSTON | ord | 287,510 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | |||
| Association | investment manager or trustee. | |||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-SSB NEW YORK | ord | 2,530,054 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | |||
| Association | investment manager or trustee. | |||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-STATE STATE | ord | 1,374,466 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | HONG KONG | BlackRock Inc. | |||
| Association | investment manager or trustee. | |||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 238,960 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | BANK, BOSTON | BlackRock Inc. | |||
| Association | investment manager or trustee. | |||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 201,790 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | |||
| Association | investment manager or trustee. | |||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 38,276,317 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | SACRAMENTO | BlackRock Inc. | |||
| Association | investment manager or trustee. | |||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | UBS- UBS- ZURICH | ord | 99,976 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | BlackRock Inc. | ||||
| Association | investment manager or trustee. |
page 4 of 7
BHP
| Holder of Relevant | ||||||
|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest |
Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Nature of Association |
|
| applicable) | ||||||
| (Section 3,4 and 6) | (Section 3) | (Section 4) | (Section 4) | (Sections 3 and 4) | (Section 6) | |
| BlackRock International | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE | ord | 599,308 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | - NEW YORK | BlackRock Inc. | |||
| investment manager or trustee. | ||||||
| BlackRock International | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ord | 1,294,368 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | UK | BlackRock Inc. | |||
| investment manager or trustee. | ||||||
| BlackRock International | Power to control the exercise of a right to vote attached to | SSB-SSB NEW YORK | ord | 61,160 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | |||
| investment manager or trustee. | ||||||
| BlackRock International | Power to control the exercise of a right to vote attached to | SSB-SSB NEW YORK | ADR | 9,864 |
subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | INSTITUTIONAL | 2:1 | BlackRock Inc. | ||
| investment manager or trustee. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | CITI-Citigroup Australia - | ord | 156,058 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities held in | SYDNEY |
BlackRock Inc. | |||
| Limited | its capacity as investment manager. | |||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JPM CHASE - | ord | 4,269,668 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities held in | SYDNEY |
BlackRock Inc. | |||
| Limited | its capacity as investment manager. | |||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JPM CHASE - | ord | 11,227,655 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities held in | SYDNEY |
BlackRock Inc. | |||
| Limited | its capacityas responsible entity. | |||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | NAB-NATIONAL | ord | 2,604,467 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities held in | AUSTRALIA BANK |
BlackRock Inc. | |||
| Limited | its capacity as investment manager. | LIMITED - MELBOURNE | ||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 442,098 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities as | AUSTRALIA | BlackRock Inc. | |||
| Limited | investment manager or trustee. | |||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNP-BNP Paribas Milan | ord | 114,919 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | ||||
| investment manager or trustee. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNYM-BONY BRUSSELS | ord | 440,452 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | ||||
| investment manager or trustee. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNYM-BONY EUROPE - | ord | 1,602,774 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | |||
| investment manager or trustee. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNYM-BONY | ord | 9,848 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | LUXEMBOURG | BlackRock Inc. | |||
| investment manager or trustee. |
page 5 of 7
BHP
| Holder of Relevant | |||||||
|---|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest |
Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Nature of Association |
||
| applicable) | |||||||
| (Section 3,4 and 6) | (Section 3) | (Section 4) | (Section 4) | (Sections 3 and | 4) | (Section 6) | |
| BlackRock Investment | Power to control the exercise of a right to vote attached to | CITI-CITIBANK, LONDON | ord | 3,103,189 | subsidiary of | ||
| Management (UK) Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | DANS-DANSKE BANK - | ord | 63,637 | subsidiary of | ||
| Management (UK) Limited | securities and/or the power to dispose of securities as | COPENHAGEN | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE | ord | 163,112 | subsidiary of | ||
| Management (UK) Limited | securities and/or the power to dispose of securities as | - NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | KAS-KAS BANK - | ord | 164,441 | subsidiary of | ||
| Management (UK) Limited | securities and/or the power to dispose of securities as | AMSTERDAM | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ord | 163,506 | subsidiary of | ||
| Management (UK) Limited | securities and/or the power to dispose of securities as | CO. - CHICAGO | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ord | 7,189,780 | subsidiary of | ||
| Management (UK) Limited | securities and/or the power to dispose of securities as | UK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | PICT-PICTET & CIE | ord | 676 | subsidiary of | ||
| Management (UK) Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-STATE STATE | ord | 197,545 | subsidiary of | ||
| Management (UK) Limited | securities and/or the power to dispose of securities as | HONG KONG | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 525,174 | subsidiary of | ||
| Management (UK) Limited | securities and/or the power to dispose of securities as | BANK LUXEMBOURG | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-State Street Bank | ord | 24,344 | subsidiary of | ||
| Management (UK) Limited | securities and/or the power to dispose of securities as | S.p.A | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 205,994 | subsidiary of | ||
| Management (UK) Limited | securities and/or the power to dispose of securities as | BANK, GERMANY | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 103,208 | subsidiary of | ||
| Management (UK) Limited | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNYM-BONY EUROPE - | ADR | 31,100 |
subsidiary of | ||
| Management, LLC | securities and/or the power to dispose of securities as | LONDON | 2:1 | BlackRock Inc. | |||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNYM-BONY | ord | 22,020 | subsidiary of | ||
| Management, LLC | securities and/or the power to dispose of securities as | LUXEMBOURG | BlackRock Inc. | ||||
| investment manager or trustee. |
page 6 of 7
BHP
| Holder of Relevant | ||||||
|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest |
Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Nature of Association |
|
| applicable) | ||||||
| (Section 3,4 and 6) | (Section 3) | (Section 4) | (Section 4) | (Sections 3 and 4) | (Section 6) | |
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNYM-MELLON TRUST - | ord | 1,154,096 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | |||
| investment manager or trustee. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNYM-THE BANK OF | ord | 299,289 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | |||
| investment manager or trustee. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BOA-MERRILL LYNCH | ADR | 1,773,360 |
subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | SMA | 2:1 | BlackRock Inc. | ||
| investment manager or trustee. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | CITI-CITIBANK, HONG | ADR | 8,820 |
subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | KONG | 2:1 | BlackRock Inc. | ||
| investment manager or trustee. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE | ord | 2,519,363 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | - NEW YORK | BlackRock Inc. | |||
| investment manager or trustee. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JPM CHASE - | ord | 56,963 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | |||
| investment manager or trustee. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-SSB NEW YORK | ord | 231,307 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | |||
| investment manager or trustee. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-SSB NEW YORK | ADR | 1,676 |
subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | INSTITUTIONAL | 2:1 | BlackRock Inc. | ||
| investment manager or trustee. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | USB-US BANK | ord | 25,697 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | BlackRock Inc. | ||||
| investment manager or trustee. | ||||||
| BlackRock Japan Co., Ltd. | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE | ord | 3,945,923 | subsidiary of | |
| securities and/or the power to dispose of securities as | - NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. | ||||||
| BlackRock Japan Co., Ltd. | Power to control the exercise of a right to vote attached to | JPM-JPM CHASE - | ord | 284,596 | subsidiary of | |
| securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| investment manager or trustee. | ||||||
| BlackRock Japan Co., Ltd. | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 46,524 | subsidiary of | |
| securities and/or the power to dispose of securities as | BANK, BOSTON | BlackRock Inc. | ||||
| investment manager or trustee. |
page 7 of 7
BHP
Annexure B
This is Annexure B of 47 pages referred to in form 603 Notice of initial substantial shareholder
15-Sep-15 Kayla McGrory, Date Authorised Signatory
5. Consideration
BHP BILLITON LTD (BHP)
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Consideration Class and number of securities affected |
|---|---|
| BlackRock Advisors(UK)Limited 12-May-15 yes |
32.53 on mkt buy ord 620 |
| BlackRock Advisors(UK)Limited 12-May-15 yes |
32.53 on mkt buy ord 26,193 |
| BlackRock Advisors(UK)Limited 12-May-15 yes |
32.53 on mkt buy ord 2,352 |
| BlackRock Advisors(UK)Limited 12-May-15 yes |
32.53 on mkt buy ord 895 |
| BlackRock Institutional Trust Company, National Association 12-May-15 yes |
32.38 on mkt buy ord 612 |
| BlackRock Investment Management (UK) Limited 12-May-15 no |
n/a in specie ord 2,361 |
| BlackRock Investment Management,LLC 12-May-15 yes |
48.68 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 12-May-15 yes |
51.94 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 12-May-15 yes |
48.74 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 12-May-15 yes |
52.01 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 12-May-15 yes |
48.56 on mkt buy ADR 2:1 14 |
| BlackRock Investment Management,LLC 12-May-15 yes |
51.81 on mkt buy ADR 2:1 14 |
| BlackRock Investment Management,LLC 12-May-15 yes |
48.64 on mkt buy ADR 2:1 34 |
| BlackRock Investment Management,LLC 12-May-15 yes |
51.90 on mkt buy ADR 2:1 34 |
| BlackRock Investment Management,LLC 12-May-15 yes |
48.52 on mkt buy ADR 2:1 280 |
| BlackRock Investment Management,LLC 12-May-15 yes |
51.77 on mkt buy ADR 2:1 280 |
| BlackRock Investment Management,LLC 12-May-15 yes |
48.69 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 12-May-15 yes |
51.95 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 12-May-15 yes |
48.78 on mkt buy ADR 2:1 26 |
| BlackRock Investment Management,LLC 12-May-15 yes |
52.05 on mkt buy ADR 2:1 26 |
| BlackRock Investment Management,LLC 12-May-15 yes |
48.77 on mkt buy ADR 2:1 8 |
| BlackRock Investment Management,LLC 12-May-15 yes |
52.04 on mkt buy ADR 2:1 8 |
| BlackRock Investment Management,LLC 12-May-15 yes |
48.50 on mkt buy ADR 2:1 20 |
| BlackRock Investment Management,LLC 12-May-15 yes |
51.75 on mkt buy ADR 2:1 20 |
| BlackRock Investment Management,LLC 12-May-15 yes |
48.90 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 12-May-15 yes |
52.17 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 12-May-15 yes |
48.61 on mkt buy ADR 2:1 72 |
| BlackRock Investment Management,LLC 12-May-15 yes |
51.87 on mkt buy ADR 2:1 72 |
| BlackRock Investment Management,LLC 12-May-15 yes |
48.17 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 12-May-15 yes |
51.40 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 12-May-15 yes |
48.18 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 12-May-15 yes |
51.40 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 12-May-15 yes |
48.37 on mkt buy ADR 2:1 22 |
| BlackRock Investment Management,LLC 12-May-15 yes |
51.61 on mkt buy ADR 2:1 22 |
| BlackRock Asset Management North Asia Limited 12-May-15 no |
n/a collateral transfer ord 1,251,519 |
| BlackRock Investment Management (UK) Limited 13-May-15 yes |
32.53 on mkt buy ord 22,902 |
| BlackRock Investment Management (UK) Limited 13-May-15 yes |
32.50 on mkt buy ord 26,074 |
| BlackRock Asset Management North Asia Limited 13-May-15 yes |
32.53 on mkt buy ord 24,162 |
| BlackRock Institutional Trust Company, National Association 13-May-15 yes |
32.50 on mkt buy ord 13,651 |
| BlackRock Institutional Trust Company, National Association 13-May-15 yes |
32.50 on mkt buy ord 21,838 |
| BlackRock Institutional Trust Company, National Association 13-May-15 yes |
32.51 on mkt buy ord 469 |
page 1 of 47
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management,LLC 13-May-15 yes |
48.73 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 13-May-15 yes |
51.99 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 13-May-15 yes |
48.86 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 13-May-15 yes |
52.14 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 13-May-15 yes |
48.61 on mkt buy ADR 2:1 6 |
| BlackRock Investment Management,LLC 13-May-15 yes |
51.87 on mkt buy ADR 2:1 6 |
| BlackRock Investment Management,LLC 13-May-15 yes |
48.61 on mkt buy ADR 2:1 6 |
| BlackRock Investment Management,LLC 13-May-15 yes |
51.87 on mkt buy ADR 2:1 6 |
| BlackRock Investment Management,LLC 13-May-15 yes |
48.61 on mkt buy ADR 2:1 88 |
| BlackRock Investment Management,LLC 13-May-15 yes |
51.87 on mkt buy ADR 2:1 88 |
| BlackRock Investment Management,LLC 13-May-15 yes |
48.83 on mkt buy ADR 2:1 114 |
| BlackRock Investment Management,LLC 13-May-15 yes |
52.10 on mkt buy ADR 2:1 114 |
| BlackRock Investment Management,LLC 13-May-15 yes |
48.61 on mkt buy ADR 2:1 140 |
| BlackRock Investment Management,LLC 13-May-15 yes |
51.87 on mkt buy ADR 2:1 140 |
| BlackRock Investment Management,LLC 13-May-15 yes |
48.52 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 13-May-15 yes |
48.52 on mkt buy ADR 2:1 36 |
| BlackRock Investment Management,LLC 13-May-15 yes |
51.77 on mkt buy ADR 2:1 38 |
| BlackRock Investment Management,LLC 13-May-15 yes |
48.52 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 13-May-15 yes |
48.52 on mkt buy ADR 2:1 36 |
| BlackRock Investment Management,LLC 13-May-15 yes |
51.77 on mkt buy ADR 2:1 38 |
| BlackRock Investment Management,LLC 13-May-15 yes |
48.59 on mkt buy ADR 2:1 300 |
| BlackRock Investment Management,LLC 13-May-15 yes |
51.85 on mkt buy ADR 2:1 300 |
| BlackRock Investment Management,LLC 13-May-15 yes |
48.80 on mkt buy ADR 2:1 76 |
| BlackRock Investment Management,LLC 13-May-15 yes |
52.07 on mkt buy ADR 2:1 76 |
| BlackRock Investment Management,LLC 13-May-15 yes |
48.60 on mkt buy ADR 2:1 60 |
| BlackRock Investment Management,LLC 13-May-15 yes |
48.60 on mkt buy ADR 2:1 154 |
| BlackRock Investment Management,LLC 13-May-15 yes |
51.86 on mkt buy ADR 2:1 214 |
| BlackRock Fund Advisors 14-May-15 no |
n/a in specie ord 8,430 |
| BlackRock Fund Advisors 14-May-15 yes |
31.97 on mkt buy ord 18,432 |
| BlackRock Advisors(UK)Limited 14-May-15 yes |
31.97 on mkt buy ord 20,051 |
| BlackRock Investment Management (Australia) Limited 14-May-15 yes |
31.97 on mkt buy ord 6,469 |
| BlackRock Investment Management (Australia) Limited 14-May-15 yes |
31.97 on mkt buy ord 6,555 |
| BlackRock Investment Management (Australia) Limited 14-May-15 yes |
31.97 on mkt buy ord 18,921 |
| BlackRock Advisors(UK)Limited 14-May-15 yes |
31.97 on mkt buy ord 719 |
| BlackRock Investment Management,LLC 14-May-15 yes |
48.43 on mkt buy ADR 2:1 8 |
| BlackRock Investment Management,LLC 14-May-15 yes |
51.67 on mkt buy ADR 2:1 8 |
| BlackRock Investment Management,LLC 14-May-15 yes |
48.40 on mkt buy ADR 2:1 56 |
| BlackRock Investment Management,LLC 14-May-15 yes |
51.64 on mkt buy ADR 2:1 56 |
| BlackRock Investment Management,LLC 14-May-15 yes |
48.74 on mkt buy ADR 2:1 12 |
| BlackRock Investment Management,LLC 14-May-15 yes |
52.00 on mkt buy ADR 2:1 12 |
| BlackRock Investment Management,LLC 14-May-15 yes |
48.43 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 14-May-15 yes |
51.67 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 14-May-15 yes |
48.94 on mkt buy ADR 2:1 66 |
| BlackRock Investment Management,LLC 14-May-15 yes |
52.22 on mkt buy ADR 2:1 66 |
| BlackRock Investment Management,LLC 14-May-15 yes |
48.41 on mkt buy ADR 2:1 20 |
| BlackRock Investment Management,LLC 14-May-15 yes |
51.65 on mkt buy ADR 2:1 20 |
| BlackRock Investment Management,LLC 14-May-15 yes |
48.47 on mkt buy ADR 2:1 6 |
| BlackRock Investment Management,LLC 14-May-15 yes |
51.72 on mkt buy ADR 2:1 6 |
| BlackRock Financial Management,Inc. 15-May-15 yes |
32.30 on mkt buy ord 4,700 |
| BlackRock Fund Advisors 15-May-15 no |
n/a in specie ord 4,164 |
| BlackRock Fund Advisors 15-May-15 no |
n/a in specie ord 3,248 |
| BlackRock Fund Advisors 15-May-15 no |
n/a in specie ord 123,266 |
| BlackRock Fund Advisors 15-May-15 no |
n/a in specie ord 14,050 |
| BlackRock Advisors(UK)Limited 15-May-15 yes |
32.49 on mkt buy ord 4,080 |
| BlackRock Investment Management (UK) Limited 15-May-15 yes |
32.36 on mkt buy ord 515,000 |
| BlackRock Institutional Trust Company, National Association 15-May-15 yes |
32.30 on mkt buy ord 2,955 |
| BlackRock Advisors(UK)Limited 15-May-15 yes |
32.49 on mkt buy ord 720 |
| BlackRock Investment Management,LLC 15-May-15 yes |
48.15 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 15-May-15 yes |
51.38 on mkt buy ADR 2:1 2 |
page 2 of 47
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management,LLC 15-May-15 yes |
48.16 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 15-May-15 yes |
51.38 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 15-May-15 yes |
48.15 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 15-May-15 yes |
51.38 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 15-May-15 yes |
48.23 on mkt buy ADR 2:1 258 |
| BlackRock Investment Management,LLC 15-May-15 yes |
51.46 on mkt buy ADR 2:1 258 |
| BlackRock Investment Management,LLC 15-May-15 yes |
48.11 on mkt buy ADR 2:1 8 |
| BlackRock Investment Management,LLC 15-May-15 yes |
51.33 on mkt buy ADR 2:1 8 |
| BlackRock Investment Management,LLC 15-May-15 yes |
47.98 on mkt buy ADR 2:1 14 |
| BlackRock Investment Management,LLC 15-May-15 yes |
51.19 on mkt buy ADR 2:1 14 |
| BlackRock Investment Management,LLC 15-May-15 yes |
48.10 on mkt buy ADR 2:1 6 |
| BlackRock Investment Management,LLC 15-May-15 yes |
51.32 on mkt buy ADR 2:1 6 |
| BlackRock Investment Management,LLC 15-May-15 yes |
48.13 on mkt buy ADR 2:1 22 |
| BlackRock Investment Management,LLC 15-May-15 yes |
51.35 on mkt buy ADR 2:1 22 |
| BlackRock Investment Management,LLC 15-May-15 yes |
48.12 on mkt buy ADR 2:1 64 |
| BlackRock Investment Management,LLC 15-May-15 yes |
51.34 on mkt buy ADR 2:1 64 |
| BlackRock Investment Management,LLC 15-May-15 yes |
48.12 on mkt buy ADR 2:1 64 |
| BlackRock Investment Management,LLC 15-May-15 yes |
51.34 on mkt buy ADR 2:1 64 |
| BlackRock Investment Management,LLC 15-May-15 yes |
48.23 on mkt buy ADR 2:1 60 |
| BlackRock Investment Management,LLC 15-May-15 yes |
51.47 on mkt buy ADR 2:1 60 |
| BlackRock Investment Management,LLC 15-May-15 yes |
48.15 on mkt buy ADR 2:1 8 |
| BlackRock Investment Management,LLC 15-May-15 yes |
51.37 on mkt buy ADR 2:1 8 |
| BlackRock Advisors(UK)Limited 18-May-15 yes |
30.13 on mkt buy ord 9,503 |
| BlackRock Institutional Trust Company, National Association 18-May-15 no |
n/a in specie ord 55,156 |
| BlackRock Investment Management,LLC 18-May-15 yes |
48.82 on mkt buy ADR 2:1 800 |
| BlackRock Investment Management,LLC 19-May-15 yes |
29.63 on mkt buy ord 20,261 |
| BlackRock Fund Advisors 19-May-15 yes |
30.29 on mkt buy ord 2,335 |
| BlackRock Fund Advisors 19-May-15 yes |
30.29 on mkt buy ord 595 |
| BlackRock Institutional Trust Company, National Association 19-May-15 yes |
29.74 on mkt buy ord 547 |
| BlackRock Institutional Trust Company, National Association 19-May-15 yes |
29.63 on mkt buy ord 10,620 |
| BlackRock Institutional Trust Company, National Association 19-May-15 yes |
29.74 on mkt buy ord 7,002 |
| BlackRock Institutional Trust Company, National Association 19-May-15 yes |
29.63 on mkt buy ord 46,398 |
| BlackRock Institutional Trust Company, National Association 19-May-15 yes |
29.74 on mkt buy ord 3,345 |
| BlackRock Institutional Trust Company, National Association 19-May-15 yes |
29.74 on mkt buy ord 1,596 |
| BlackRock Fund Advisors 19-May-15 no |
n/a in specie ord 1,396 |
| BlackRock Fund Advisors 19-May-15 no |
n/a in specie ord 14,404 |
| BlackRock Investment Management (Australia) Limited 19-May-15 yes |
29.63 on mkt buy ord 5,801 |
| BlackRock Japan Co.,Ltd. 19-May-15 yes |
29.67 on mkt buy ord 874 |
| BlackRock Fund Advisors 20-May-15 no |
n/a in specie ord 26,926 |
| BlackRock Investment Management (UK) Limited 20-May-15 yes |
28.82 on mkt buy ord 7,078 |
| BlackRock Fund Advisors 21-May-15 no |
n/a in specie ord 5,096 |
| BlackRock Fund Advisors 21-May-15 no |
n/a in specie ord 3,123 |
| BlackRock Fund Advisors 21-May-15 no |
n/a in specie ord 76,760 |
| BlackRock Advisors(UK)Limited 21-May-15 yes |
29.24 on mkt buy ord 2,343 |
| BlackRock Institutional Trust Company, National Association 21-May-15 yes |
29.13 on mkt buy ord 2,179 |
| BlackRock Advisors(UK)Limited 21-May-15 yes |
29.24 on mkt buy ord 32,005 |
| BlackRock Advisors(UK)Limited 21-May-15 yes |
29.24 on mkt buy ord 6,308 |
| BlackRock Investment Management (UK) Limited 21-May-15 yes |
28.82 on mkt buy ord 747 |
| BlackRock Investment Management (UK) Limited 22-May-15 yes |
29.28 on mkt buy ord 2,524 |
| BlackRock Asset Management North Asia Limited 22-May-15 yes |
29.28 on mkt buy ord 1,825 |
| BlackRock Advisors(UK)Limited 22-May-15 yes |
29.25 on mkt buy ord 7,850 |
page 3 of 47
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Consideration Class and number of securities affected |
|---|---|
| BlackRock Fund Advisors 22-May-15 no |
n/a in specie ord 123,266 |
| BlackRock Institutional Trust Company, National Association 22-May-15 yes |
29.25 on mkt buy ord 46,405 |
| BlackRock Fund Advisors 22-May-15 no |
n/a in specie ord 25,100 |
| BlackRock Investment Management,LLC 22-May-15 yes |
45.80 on mkt buy ADR 2:1 16 |
| BlackRock Investment Management,LLC 22-May-15 yes |
45.80 on mkt buy ADR 2:1 148 |
| BlackRock Fund Advisors 26-May-15 yes |
29.82 on mkt buy ord 4,544 |
| BlackRock Institutional Trust Company, National Association 26-May-15 yes |
29.82 on mkt buy ord 43,418 |
| BlackRock Fund Advisors 26-May-15 no |
n/a in specie ord 698 |
| BlackRock Asset Management Canada Limited 26-May-15 yes |
29.82 on mkt buy ord 638 |
| BlackRock Financial Management,Inc. 26-May-15 yes |
29.56 on mkt buy ord 1,863 |
| BlackRock Investment Management,LLC 26-May-15 yes |
45.02 on mkt buy ADR 2:1 6 |
| BlackRock Investment Management,LLC 26-May-15 yes |
45.02 on mkt buy ADR 2:1 26 |
| BlackRock Advisors,LLC 27-May-15 yes |
29.24 on mkt buy ord 4,766 |
| BlackRock Advisors(UK)Limited 27-May-15 yes |
29.23 on mkt buy ord 8,452 |
| BlackRock Fund Advisors 27-May-15 no |
n/a in specie ord 8,120 |
| BlackRock Fund Advisors 27-May-15 no |
n/a in specie ord 28,446 |
| BlackRock Fund Advisors 27-May-15 no |
n/a in specie ord 47,410 |
| BlackRock Advisors(UK)Limited 27-May-15 yes |
29.34 on mkt buy ord 5,460 |
| BlackRock Institutional Trust Company, National Association 27-May-15 yes |
29.27 on mkt buy ord 2,705 |
| BlackRock Institutional Trust Company, National Association 27-May-15 yes |
29.27 on mkt buy ord 1,076 |
| BlackRock Institutional Trust Company, National Association 27-May-15 yes |
29.27 on mkt buy ord 433 |
| BlackRock Institutional Trust Company, National Association 27-May-15 no |
n/a in specie ord 1,887 |
| BlackRock Investment Management,LLC 27-May-15 yes |
45.14 on mkt buy ADR 2:1 14 |
| BlackRock Institutional Trust Company, National Association 28-May-15 yes |
29.27 on mkt buy ord 2,500 |
| BlackRock Asset Management Canada Limited 28-May-15 yes |
29.20 on mkt buy ord 810 |
| BlackRock Investment Management (UK) Limited 28-May-15 yes |
29.27 on mkt buy ord 898 |
| BlackRock Financial Management,Inc. 29-May-15 yes |
29.47 on mkt buy ord 7,234 |
| BlackRock Advisors,LLC 29-May-15 yes |
29.58 on mkt buy ord 17,195 |
| BlackRock International Limited 29-May-15 yes |
29.58 on mkt buy ord 6,293 |
| BlackRock Investment Management (UK) Limited 29-May-15 yes |
29.47 on mkt buy ord 1,757 |
| BlackRock Investment Management (UK) Limited 29-May-15 yes |
29.59 on mkt buy ord 18,334 |
| BlackRock Investment Management,LLC 29-May-15 yes |
29.59 on mkt buy ord 2,224 |
| BlackRock Investment Management,LLC 29-May-15 yes |
29.59 on mkt buy ord 10,224 |
| BlackRock Investment Management,LLC 29-May-15 yes |
29.59 on mkt buy ord 25,256 |
| BlackRock Investment Management,LLC 29-May-15 yes |
29.59 on mkt buy ord 116,101 |
| BlackRock Investment Management,LLC 29-May-15 yes |
29.59 on mkt buy ord 120,962 |
| BlackRock Advisors(UK)Limited 29-May-15 yes |
29.59 on mkt buy ord 2,080 |
| BlackRock Fund Advisors 29-May-15 yes |
29.58 on mkt buy ord 246,754 |
| BlackRock Fund Advisors 29-May-15 yes |
29.59 on mkt buy ord 1,134,318 |
| BlackRock Institutional Trust Company, National Association 29-May-15 yes |
29.47 on mkt buy ord 3,517 |
| BlackRock Institutional Trust Company, National Association 29-May-15 yes |
29.58 on mkt buy ord 21,983 |
| BlackRock Institutional Trust Company, National Association 29-May-15 yes |
29.59 on mkt buy ord 101,055 |
| BlackRock Institutional Trust Company, National Association 29-May-15 yes |
29.59 on mkt buy ord 502 |
| BlackRock Institutional Trust Company, National Association 29-May-15 yes |
29.47 on mkt buy ord 4,673 |
| BlackRock Advisors(UK)Limited 29-May-15 yes |
29.47 on mkt buy ord 285 |
| BlackRock Institutional Trust Company, National Association 29-May-15 yes |
29.58 on mkt buy ord 1,480 |
page 4 of 47
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Consideration Class and number of securities affected |
|---|---|
| BlackRock Institutional Trust Company, National Association 29-May-15 yes |
29.58 on mkt buy ord 843 |
| BlackRock Institutional Trust Company, National Association 29-May-15 yes |
29.59 on mkt buy ord 3,875 |
| BlackRock Investment Management,LLC 29-May-15 yes |
29.59 on mkt buy ord 3,348 |
| BlackRock Investment Management,LLC 29-May-15 yes |
29.59 on mkt buy ord 15,391 |
| BlackRock Advisors(UK)Limited 29-May-15 yes |
29.58 on mkt buy ord 554 |
| BlackRock Investment Management (UK) Limited 29-May-15 yes |
29.58 on mkt buy ord 62,511 |
| BlackRock Investment Management,LLC 29-May-15 yes |
29.59 on mkt buy ord 11,709 |
| BlackRock Investment Management (UK) Limited 29-May-15 yes |
29.58 on mkt buy ord 1,810 |
| BlackRock Fund Advisors 29-May-15 yes |
29.58 on mkt buy ord 526 |
| BlackRock Fund Advisors 29-May-15 yes |
29.59 on mkt buy ord 2,419 |
| BlackRock Advisors(UK)Limited 29-May-15 yes |
29.59 on mkt buy ord 710 |
| BlackRock Investment Management (UK) Limited 29-May-15 yes |
29.59 on mkt buy ord 5,542 |
| BlackRock Institutional Trust Company, National Association 29-May-15 yes |
29.47 on mkt buy ord 1,062 |
| BlackRock Advisors(UK)Limited 29-May-15 yes |
29.58 on mkt buy ord 1,435 |
| BlackRock Advisors,LLC 29-May-15 yes |
29.47 on mkt buy ord 1,430 |
| BlackRock Institutional Trust Company, National Association 29-May-15 yes |
29.58 on mkt buy ord 110 |
| BlackRock Institutional Trust Company, National Association 29-May-15 yes |
29.59 on mkt buy ord 503 |
| BlackRock Institutional Trust Company, National Association 29-May-15 yes |
29.58 on mkt buy ord 22,750 |
| BlackRock Institutional Trust Company, National Association 29-May-15 yes |
29.59 on mkt buy ord 104,578 |
| BlackRock Investment Management (UK) Limited 29-May-15 yes |
29.58 on mkt buy ord 4,269 |
| BlackRock Investment Management (UK) Limited 29-May-15 yes |
29.59 on mkt buy ord 401 |
| BlackRock(Singapore)Limited 29-May-15 yes |
29.59 on mkt buy ord 1,007 |
| BlackRock Institutional Trust Company, National Association 29-May-15 no |
n/a in specie ord 1,886 |
| BlackRock Investment Management (UK) Limited 29-May-15 yes |
29.47 on mkt buy ord 316 |
| BlackRock Fund Advisors 29-May-15 yes |
44.63 on mkt buy ADR 2:1 11,184 |
| BlackRock Fund Advisors 01-Jun-15 yes |
29.22 on mkt buy ord 2,938 |
| BlackRock Fund Advisors 01-Jun-15 yes |
29.22 on mkt buy ord 26,765 |
| BlackRock Institutional Trust Company, National Association 01-Jun-15 yes |
29.19 on mkt buy ord 25,469 |
| BlackRock Institutional Trust Company, National Association 01-Jun-15 yes |
29.19 on mkt buy ord 72,824 |
| BlackRock Institutional Trust Company, National Association 01-Jun-15 no |
n/a in specie ord 11,567 |
| BlackRock Advisors,LLC 01-Jun-15 yes |
29.19 on mkt buy ord 1,407 |
| BlackRock Asset Management Canada Limited 01-Jun-15 yes |
44.01 on mkt buy ADR 2:1 1,498 |
| BlackRock Asset Management Canada Limited 01-Jun-15 yes |
44.01 on mkt buy ADR 2:1 2,716 |
| BlackRock Financial Management,Inc. 02-Jun-15 yes |
28.97 on mkt buy ord 1,800 |
| BlackRock Fund Advisors 02-Jun-15 no |
n/a in specie ord 113,784 |
| BlackRock Advisors(UK)Limited 02-Jun-15 yes |
28.33 on mkt buy ord 3,136 |
| BlackRock Investment Management (Australia) Limited 02-Jun-15 yes |
28.33 on mkt buy ord 6,469 |
| BlackRock Institutional Trust Company, National Association 02-Jun-15 yes |
28.56 on mkt buy ord 537 |
| BlackRock Institutional Trust Company, National Association 02-Jun-15 yes |
28.33 on mkt buy ord 4,947 |
| BlackRock Asset Management Canada Limited 02-Jun-15 yes |
28.33 on mkt buy ord 1,472 |
page 5 of 47
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management (UK) Limited 02-Jun-15 yes |
28.33 on mkt buy ord 508 |
| BlackRock Investment Management (UK) Limited 03-Jun-15 yes |
28.59 on mkt buy ord 3,635 |
| BlackRock Asset Management North Asia Limited 03-Jun-15 yes |
28.59 on mkt buy ord 2,213 |
| BlackRock Investment Management,LLC 03-Jun-15 yes |
28.53 on mkt buy ord 2,899 |
| BlackRock Fund Advisors 03-Jun-15 no |
n/a in specie ord 10,384 |
| BlackRock Institutional Trust Company, National Association 03-Jun-15 yes |
28.72 on mkt buy ord 164 |
| BlackRock Asset Management Canada Limited 03-Jun-15 yes |
28.72 on mkt buy ord 838 |
| BlackRock Advisors(UK)Limited 03-Jun-15 yes |
28.53 on mkt buy ord 710 |
| BlackRock Institutional Trust Company, National Association 03-Jun-15 yes |
28.87 on mkt buy ord 89,976 |
| BlackRock Fund Advisors 04-Jun-15 no |
n/a in specie ord 4,164 |
| BlackRock Fund Advisors 04-Jun-15 no |
n/a in specie ord 75,856 |
| BlackRock Fund Advisors 04-Jun-15 yes |
28.62 on mkt buy ord 1,876 |
| BlackRock Advisors(UK)Limited 04-Jun-15 yes |
28.09 on mkt buy ord 23,000 |
| BlackRock Fund Advisors 04-Jun-15 yes |
28.54 on mkt buy ord 570 |
| BlackRock Fund Advisors 04-Jun-15 no |
n/a in specie ord 16,640 |
| BlackRock Fund Advisors 05-Jun-15 yes |
28.11 on mkt buy ord 12,504 |
| BlackRock Advisors(UK)Limited 05-Jun-15 yes |
27.90 on mkt buy ord 4,680 |
| BlackRock Institutional Trust Company, National Association 05-Jun-15 yes |
28.11 on mkt buy ord 2,319 |
| BlackRock Japan Co.,Ltd. 05-Jun-15 yes |
28.03 on mkt buy ord 441 |
| BlackRock Japan Co.,Ltd. 05-Jun-15 yes |
28.12 on mkt buy ord 46,983 |
| BlackRock Investment Management,LLC 05-Jun-15 yes |
42.86 on mkt buy ADR 2:1 26 |
| BlackRock Fund Advisors 08-Jun-15 no |
n/a in specie ord 37,960 |
| BlackRock Investment Management,LLC 08-Jun-15 yes |
42.53 on mkt buy ADR 2:1 14 |
| BlackRock(Netherlands)B.V. 09-Jun-15 yes |
28.03 on mkt buy ord 928 |
| BlackRock Investment Management (Australia) Limited 09-Jun-15 yes |
27.81 on mkt buy ord 21,173 |
| BlackRock Institutional Trust Company, National Association 09-Jun-15 yes |
27.81 on mkt buy ord 2,046 |
| BlackRock Investment Management (UK) Limited 09-Jun-15 yes |
27.82 on mkt buy ord 151,969 |
| BlackRock Institutional Trust Company, National Association 09-Jun-15 yes |
27.60 on mkt buy ord 16,206 |
| BlackRock Fund Advisors 09-Jun-15 no |
n/a in specie ord 2,506 |
| BlackRock Fund Advisors 09-Jun-15 no |
n/a in specie ord 40,096 |
| BlackRock Investment Management (Australia) Limited 09-Jun-15 yes |
27.81 on mkt buy ord 1,482 |
| BlackRock Institutional Trust Company, National Association 09-Jun-15 yes |
27.60 on mkt buy ord 1,005 |
| BlackRock Fund Advisors 10-Jun-15 no |
n/a in specie ord 4,872 |
| BlackRock Japan Co.,Ltd. 10-Jun-15 yes |
27.70 on mkt buy ord 3,970 |
| BlackRock Japan Co.,Ltd. 10-Jun-15 yes |
27.70 on mkt buy ord 6,177 |
| BlackRock Japan Co.,Ltd. 10-Jun-15 yes |
27.60 on mkt buy ord 14,989 |
| BlackRock Japan Co.,Ltd. 10-Jun-15 yes |
27.66 on mkt buy ord 747 |
| BlackRock Asset Management Canada Limited 10-Jun-15 no |
n/a in specie ADR 2:1 4,186 |
| BlackRock Investment Management,LLC 10-Jun-15 yes |
43.59 on mkt buy ADR 2:1 12 |
| BlackRock Investment Management,LLC 10-Jun-15 yes |
43.51 on mkt buy ADR 2:1 22 |
| BlackRock Investment Management,LLC 10-Jun-15 yes |
43.51 on mkt buy ADR 2:1 24 |
| BlackRock Investment Management,LLC 10-Jun-15 yes |
43.51 on mkt buy ADR 2:1 24 |
| BlackRock Investment Management,LLC 10-Jun-15 yes |
43.51 on mkt buy ADR 2:1 24 |
| BlackRock Investment Management,LLC 10-Jun-15 yes |
43.51 on mkt buy ADR 2:1 26 |
| BlackRock Investment Management,LLC 10-Jun-15 yes |
43.51 on mkt buy ADR 2:1 26 |
| BlackRock Investment Management,LLC 10-Jun-15 yes |
43.51 on mkt buy ADR 2:1 28 |
| BlackRock Investment Management,LLC 10-Jun-15 yes |
43.51 on mkt buy ADR 2:1 28 |
| BlackRock Investment Management,LLC 10-Jun-15 yes |
43.51 on mkt buy ADR 2:1 30 |
| BlackRock Investment Management,LLC 10-Jun-15 yes |
43.61 on mkt buy ADR 2:1 34 |
| BlackRock Investment Management,LLC 10-Jun-15 yes |
43.61 on mkt buy ADR 2:1 36 |
page 6 of 47
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management,LLC 10-Jun-15 yes |
43.61 on mkt buy ADR 2:1 46 |
| BlackRock Investment Management,LLC 10-Jun-15 yes |
43.51 on mkt buy ADR 2:1 60 |
| BlackRock Investment Management,LLC 10-Jun-15 yes |
43.51 on mkt buy ADR 2:1 76 |
| BlackRock Investment Management,LLC 10-Jun-15 yes |
43.51 on mkt buy ADR 2:1 84 |
| BlackRock Investment Management,LLC 10-Jun-15 yes |
43.51 on mkt buy ADR 2:1 84 |
| BlackRock Investment Management,LLC 10-Jun-15 yes |
43.51 on mkt buy ADR 2:1 666 |
| BlackRock Investment Management,LLC 10-Jun-15 yes |
43.51 on mkt buy ADR 2:1 694 |
| BlackRock Investment Management,LLC 10-Jun-15 yes |
43.60 on mkt buy ADR 2:1 26 |
| BlackRock Investment Management,LLC 10-Jun-15 yes |
43.59 on mkt buy ADR 2:1 54 |
| BlackRock Investment Management,LLC 10-Jun-15 yes |
43.59 on mkt buy ADR 2:1 16 |
| BlackRock Investment Management,LLC 10-Jun-15 yes |
43.59 on mkt buy ADR 2:1 24 |
| BlackRock Investment Management,LLC 10-Jun-15 yes |
43.60 on mkt buy ADR 2:1 8 |
| BlackRock Investment Management,LLC 10-Jun-15 yes |
43.59 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 10-Jun-15 yes |
43.59 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 10-Jun-15 yes |
43.60 on mkt buy ADR 2:1 126 |
| BlackRock Investment Management,LLC 10-Jun-15 yes |
43.59 on mkt buy ADR 2:1 18 |
| BlackRock Investment Management,LLC 10-Jun-15 yes |
43.58 on mkt buy ADR 2:1 36 |
| BlackRock Investment Management,LLC 10-Jun-15 yes |
43.59 on mkt buy ADR 2:1 166 |
| BlackRock Investment Management,LLC 10-Jun-15 yes |
43.59 on mkt buy ADR 2:1 14 |
| BlackRock Investment Management,LLC 10-Jun-15 yes |
43.59 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 10-Jun-15 yes |
43.53 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 10-Jun-15 yes |
43.59 on mkt buy ADR 2:1 30 |
| BlackRock Investment Management,LLC 10-Jun-15 yes |
43.59 on mkt buy ADR 2:1 26 |
| BlackRock Investment Management,LLC 10-Jun-15 yes |
43.60 on mkt buy ADR 2:1 58 |
| BlackRock Investment Management,LLC 10-Jun-15 yes |
43.55 on mkt buy ADR 2:1 90 |
| BlackRock Investment Management,LLC 10-Jun-15 yes |
43.60 on mkt buy ADR 2:1 32 |
| BlackRock Investment Management,LLC 10-Jun-15 yes |
43.60 on mkt buy ADR 2:1 40 |
| BlackRock Investment Management,LLC 10-Jun-15 yes |
43.60 on mkt buy ADR 2:1 16 |
| BlackRock Investment Management,LLC 10-Jun-15 yes |
43.59 on mkt buy ADR 2:1 18 |
| BlackRock Investment Management,LLC 10-Jun-15 yes |
43.59 on mkt buy ADR 2:1 6 |
| BlackRock Investment Management,LLC 10-Jun-15 yes |
43.52 on mkt buy ADR 2:1 6 |
| BlackRock Investment Management,LLC 10-Jun-15 yes |
43.60 on mkt buy ADR 2:1 26 |
| BlackRock Investment Management,LLC 10-Jun-15 yes |
43.66 on mkt buy ADR 2:1 484 |
| BlackRock Investment Management,LLC 10-Jun-15 yes |
43.60 on mkt buy ADR 2:1 18 |
| BlackRock Investment Management,LLC 10-Jun-15 yes |
43.59 on mkt buy ADR 2:1 44 |
| BlackRock Investment Management,LLC 10-Jun-15 yes |
43.60 on mkt buy ADR 2:1 8 |
| BlackRock Investment Management,LLC 10-Jun-15 yes |
43.59 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 10-Jun-15 yes |
43.59 on mkt buy ADR 2:1 54 |
| BlackRock Investment Management,LLC 10-Jun-15 yes |
43.60 on mkt buy ADR 2:1 20 |
| BlackRock Investment Management,LLC 10-Jun-15 yes |
43.60 on mkt buy ADR 2:1 12 |
| BlackRock Investment Management,LLC 10-Jun-15 yes |
43.59 on mkt buy ADR 2:1 14 |
| BlackRock Investment Management,LLC 10-Jun-15 yes |
43.59 on mkt buy ADR 2:1 12 |
| BlackRock Investment Management,LLC 10-Jun-15 yes |
43.60 on mkt buy ADR 2:1 72 |
| BlackRock Investment Management,LLC 10-Jun-15 yes |
43.60 on mkt buy ADR 2:1 66 |
| BlackRock Investment Management,LLC 10-Jun-15 yes |
43.59 on mkt buy ADR 2:1 50 |
| BlackRock Investment Management,LLC 10-Jun-15 yes |
43.60 on mkt buy ADR 2:1 62 |
| BlackRock Investment Management,LLC 10-Jun-15 yes |
43.59 on mkt buy ADR 2:1 134 |
| BlackRock Investment Management,LLC 10-Jun-15 yes |
43.60 on mkt buy ADR 2:1 106 |
| BlackRock Investment Management,LLC 10-Jun-15 yes |
43.60 on mkt buy ADR 2:1 38 |
| BlackRock Investment Management,LLC 10-Jun-15 yes |
43.60 on mkt buy ADR 2:1 46 |
| BlackRock Investment Management,LLC 10-Jun-15 yes |
43.62 on mkt buy ADR 2:1 84 |
| BlackRock Investment Management,LLC 10-Jun-15 yes |
43.59 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 10-Jun-15 yes |
43.59 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 10-Jun-15 yes |
43.59 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 10-Jun-15 yes |
43.59 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 10-Jun-15 yes |
43.59 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 10-Jun-15 yes |
43.59 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 10-Jun-15 yes |
43.59 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 10-Jun-15 yes |
43.59 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 10-Jun-15 yes |
43.59 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 10-Jun-15 yes |
43.60 on mkt buy ADR 2:1 28 |
| BlackRock Investment Management,LLC 10-Jun-15 yes |
43.59 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 10-Jun-15 yes |
43.59 on mkt buy ADR 2:1 8 |
| BlackRock Investment Management,LLC 10-Jun-15 yes |
43.59 on mkt buy ADR 2:1 8 |
page 7 of 47
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management,LLC 10-Jun-15 yes |
43.60 on mkt buy ADR 2:1 70 |
| BlackRock Investment Management,LLC 10-Jun-15 yes |
43.59 on mkt buy ADR 2:1 74 |
| BlackRock Investment Management,LLC 10-Jun-15 yes |
43.60 on mkt buy ADR 2:1 54 |
| BlackRock Investment Management,LLC 10-Jun-15 yes |
43.59 on mkt buy ADR 2:1 8 |
| BlackRock Investment Management,LLC 10-Jun-15 yes |
43.59 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 10-Jun-15 yes |
43.60 on mkt buy ADR 2:1 12 |
| BlackRock Investment Management,LLC 10-Jun-15 yes |
43.59 on mkt buy ADR 2:1 16 |
| BlackRock Investment Management,LLC 10-Jun-15 yes |
43.59 on mkt buy ADR 2:1 52 |
| BlackRock Investment Management,LLC 10-Jun-15 yes |
43.60 on mkt buy ADR 2:1 34 |
| BlackRock Investment Management,LLC 10-Jun-15 yes |
43.60 on mkt buy ADR 2:1 50 |
| BlackRock Investment Management,LLC 10-Jun-15 yes |
43.59 on mkt buy ADR 2:1 26 |
| BlackRock Investment Management,LLC 10-Jun-15 yes |
43.59 on mkt buy ADR 2:1 48 |
| BlackRock Investment Management,LLC 10-Jun-15 yes |
43.59 on mkt buy ADR 2:1 134 |
| BlackRock Investment Management,LLC 10-Jun-15 yes |
43.59 on mkt buy ADR 2:1 538 |
| BlackRock Investment Management,LLC 10-Jun-15 yes |
43.59 on mkt buy ADR 2:1 68 |
| BlackRock Fund Advisors 11-Jun-15 no |
n/a in specie ord 20,796 |
| BlackRock Investment Management (Australia) Limited 11-Jun-15 yes |
28.23 on mkt buy ord 13,364 |
| BlackRock Investment Management (Australia) Limited 11-Jun-15 yes |
28.23 on mkt buy ord 1,454 |
| BlackRock Investment Management (Australia) Limited 11-Jun-15 yes |
28.23 on mkt buy ord 11,620 |
| BlackRock Investment Management (Australia) Limited 11-Jun-15 yes |
28.23 on mkt buy ord 6,421 |
| BlackRock Investment Management (Australia) Limited 11-Jun-15 yes |
28.23 on mkt buy ord 12,423 |
| BlackRock Institutional Trust Company, National Association 11-Jun-15 yes |
28.24 on mkt buy ord 534 |
| BlackRock Investment Management (UK) Limited 11-Jun-15 yes |
28.23 on mkt buy ord 18,707 |
| BlackRock Investment Management (Australia) Limited 11-Jun-15 yes |
28.23 on mkt buy ord 267 |
| BlackRock Asset Management Canada Limited 11-Jun-15 no |
n/a in specie ADR 2:1 4,172 |
| BlackRock(Netherlands)B.V. 11-Jun-15 no |
n/a in specie ord 14,276 |
| BlackRock Investment Management,LLC 11-Jun-15 yes |
43.55 on mkt buy ADR 2:1 400 |
| BlackRock Investment Management,LLC 11-Jun-15 yes |
43.43 on mkt buy ADR 2:1 72 |
| BlackRock Investment Management,LLC 11-Jun-15 yes |
43.37 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 11-Jun-15 yes |
43.42 on mkt buy ADR 2:1 22 |
| BlackRock Investment Management,LLC 11-Jun-15 yes |
43.42 on mkt buy ADR 2:1 78 |
| BlackRock Investment Management,LLC 11-Jun-15 yes |
43.40 on mkt buy ADR 2:1 144 |
| BlackRock Investment Management,LLC 11-Jun-15 yes |
43.56 on mkt buy ADR 2:1 54 |
| BlackRock Investment Management,LLC 11-Jun-15 yes |
43.56 on mkt buy ADR 2:1 54 |
| BlackRock Fund Advisors 12-Jun-15 yes |
28.00 on mkt buy ord 2,176 |
| BlackRock Advisors(UK)Limited 12-Jun-15 yes |
27.91 on mkt buy ord 296 |
| BlackRock Investment Management (UK) Limited 12-Jun-15 yes |
28.05 on mkt buy ord 63,411 |
| BlackRock Advisors(UK)Limited 12-Jun-15 yes |
27.90 on mkt buy ord 710 |
| BlackRock Asset Management Canada Limited 12-Jun-15 yes |
27.90 on mkt buy ord 713 |
| BlackRock Japan Co.,Ltd. 12-Jun-15 yes |
28.00 on mkt buy ord 2,094 |
| BlackRock Investment Management,LLC 12-Jun-15 yes |
43.33 on mkt buy ADR 2:1 8 |
| BlackRock Investment Management,LLC 12-Jun-15 yes |
43.33 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 12-Jun-15 yes |
43.33 on mkt buy ADR 2:1 12 |
| BlackRock Investment Management,LLC 12-Jun-15 yes |
43.34 on mkt buy ADR 2:1 18 |
| BlackRock Investment Management,LLC 12-Jun-15 yes |
43.34 on mkt buy ADR 2:1 24 |
| BlackRock Investment Management,LLC 12-Jun-15 yes |
43.33 on mkt buy ADR 2:1 32 |
| BlackRock Investment Management,LLC 12-Jun-15 yes |
0.00 on mkt buy ADR 2:1 156 |
| BlackRock Investment Management,LLC 12-Jun-15 yes |
43.37 on mkt buy ADR 2:1 16 |
| BlackRock Investment Management,LLC 12-Jun-15 yes |
43.35 on mkt buy ADR 2:1 6 |
| BlackRock Investment Management,LLC 12-Jun-15 yes |
43.33 on mkt buy ADR 2:1 70 |
| BlackRock Investment Management,LLC 12-Jun-15 yes |
43.34 on mkt buy ADR 2:1 62 |
| BlackRock Investment Management,LLC 12-Jun-15 yes |
43.30 on mkt buy ADR 2:1 84 |
page 8 of 47
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Consideration Class and number of securities affected |
|---|---|
| BlackRock Asset Management North Asia Limited 12-Jun-15 no |
n/a collateral transfer ord 231,239 |
| BlackRock Fund Advisors 15-Jun-15 no |
n/a in specie ord 10,414 |
| BlackRock Investment Management (Australia) Limited 15-Jun-15 yes |
27.84 on mkt buy ord 194 |
| BlackRock Investment Management (Australia) Limited 15-Jun-15 yes |
27.84 on mkt buy ord 17,339 |
| BlackRock Institutional Trust Company, National Association 15-Jun-15 yes |
27.92 on mkt buy ord 36,711 |
| BlackRock Investment Management (Australia) Limited 15-Jun-15 yes |
27.84 on mkt buy ord 1,171 |
| BlackRock Investment Management (Australia) Limited 15-Jun-15 yes |
27.84 on mkt buy ord 504 |
| BlackRock Investment Management (Australia) Limited 15-Jun-15 yes |
27.84 on mkt buy ord 502 |
| BlackRock Investment Management (Australia) Limited 15-Jun-15 yes |
27.84 on mkt buy ord 290 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.80 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.80 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.80 on mkt buy ADR 2:1 258 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 40 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 16 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 28 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 6 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 14 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 28 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 36 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 22 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 12 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 28 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 18 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 46 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 12 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 20 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 62 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 18 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 22 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 26 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 18 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 8 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 16 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 40 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 38 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 20 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 26 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 14 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 6 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 24 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 16 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 24 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 6 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 8 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 18 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 36 |
page 9 of 47
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 100 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 20 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 20 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 26 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 20 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 36 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 20 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 30 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 54 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 12 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 16 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 86 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 20 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 20 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 20 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 66 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 14 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 58 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 14 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 6 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 6 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.92 on mkt buy ADR 2:1 64 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.96 on mkt buy ADR 2:1 26 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.98 on mkt buy ADR 2:1 92 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 16 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.97 on mkt buy ADR 2:1 32 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.76 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.94 on mkt buy ADR 2:1 254 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 18 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 40 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 98 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 84 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 20 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 20 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 12 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 48 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 20 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 8 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 8 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 40 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 20 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 20 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 100 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 90 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 26 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 20 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 40 |
page 10 of 47
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 40 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 12 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 18 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 8 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 8 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 6 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 8 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 40 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 20 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 12 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 6 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 20 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 20 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 20 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 24 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 26 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 20 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 20 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 24 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 20 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 20 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 16 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 20 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 26 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 50 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 140 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 20 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 20 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 20 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 14 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 16 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 18 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 18 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 40 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.99 on mkt buy ADR 2:1 30 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 40 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 12 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 20 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 14 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 12 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 90 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 34 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 20 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 40 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 20 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 36 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 14 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 38 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 20 |
page 11 of 47
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 20 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 40 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 52 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 38 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 26 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 26 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 80 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 20 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 8 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 32 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 144 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 20 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 12 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 24 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 20 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 14 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 16 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 12 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 16 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 16 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 24 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 20 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 12 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.83 on mkt buy ADR 2:1 16 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 34 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 6 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 6 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 26 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 36 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 36 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 20 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 20 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 18 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 18 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 18 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 20 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 20 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 12 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 28 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 28 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 28 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 30 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 12 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 6 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 26 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.98 on mkt buy ADR 2:1 76 |
page 12 of 47
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.98 on mkt buy ADR 2:1 38 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 20 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 20 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 12 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 6 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 24 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 20 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 20 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 40 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 40 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 20 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 24 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 14 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 20 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 50 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 14 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 8 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.83 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 8 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 20 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 58 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.83 on mkt buy ADR 2:1 12 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 24 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 6 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 6 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 36 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 38 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 14 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.83 on mkt buy ADR 2:1 22 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 20 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 20 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 12 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 14 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 8 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 24 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 14 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 76 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 318 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 16 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 18 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 46 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 8 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 30 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 20 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 8 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 26 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 6 |
page 13 of 47
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 6 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 24 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.96 on mkt buy ADR 2:1 150 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 48 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 16 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 18 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 20 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 20 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 100 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 32 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 12 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 42 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 48 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 18 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 6 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 20 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 30 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 62 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 20 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 32 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 16 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 14 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 14 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 40 |
| BlackRock Investment Management,LLC 15-Jun-15 yes |
42.79 on mkt buy ADR 2:1 4 |
| BlackRock Financial Management,Inc. 16-Jun-15 yes |
27.84 on mkt buy ord 16,569 |
| BlackRock Investment Management,LLC 16-Jun-15 yes |
27.84 on mkt buy ord 622 |
| BlackRock Investment Management (UK) Limited 16-Jun-15 yes |
27.84 on mkt buy ord 308 |
| BlackRock Investment Management (UK) Limited 16-Jun-15 yes |
27.84 on mkt buy ord 6,087 |
| BlackRock Advisors(UK)Limited 16-Jun-15 yes |
27.75 on mkt buy ord 4,142 |
| BlackRock Institutional Trust Company, National Association 16-Jun-15 yes |
27.84 on mkt buy ord 3,006 |
| BlackRock Institutional Trust Company, National Association 16-Jun-15 yes |
27.84 on mkt buy ord 12,682 |
| BlackRock Institutional Trust Company, National Association 16-Jun-15 yes |
27.84 on mkt buy ord 6,953 |
| BlackRock Institutional Trust Company, National Association 16-Jun-15 yes |
27.84 on mkt buy ord 19,077 |
| BlackRock Japan Co.,Ltd. 16-Jun-15 yes |
27.84 on mkt buy ord 2,720 |
| BlackRock Japan Co.,Ltd. 16-Jun-15 yes |
27.84 on mkt buy ord 2,799 |
| BlackRock Advisors(UK)Limited 16-Jun-15 yes |
27.84 on mkt buy ord 1,496 |
| BlackRock Institutional Trust Company, National Association 16-Jun-15 yes |
27.84 on mkt buy ord 1,391 |
| BlackRock Institutional Trust Company, National Association 16-Jun-15 yes |
27.75 on mkt buy ord 26,241 |
page 14 of 47
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Consideration Class and number of securities affected |
|---|---|
| BlackRock Advisors(UK)Limited 16-Jun-15 yes |
27.75 on mkt buy ord 1,674 |
| BlackRock Institutional Trust Company, National Association 16-Jun-15 yes |
27.84 on mkt buy ord 3,750 |
| BlackRock Institutional Trust Company, National Association 16-Jun-15 yes |
27.84 on mkt buy ord 43,984 |
| BlackRock Advisors,LLC 16-Jun-15 yes |
27.84 on mkt buy ord 6,502 |
| BlackRock Japan Co.,Ltd. 16-Jun-15 yes |
27.95 on mkt buy ord 671 |
| BlackRock Fund Advisors 16-Jun-15 no |
n/a in specie ord 363 |
| BlackRock Investment Management (UK) Limited 16-Jun-15 yes |
27.84 on mkt buy ord 1,295 |
| BlackRock Investment Management,LLC 16-Jun-15 yes |
42.88 on mkt buy ADR 2:1 26 |
| BlackRock Investment Management,LLC 16-Jun-15 yes |
42.97 on mkt buy ADR 2:1 46 |
| BlackRock Investment Management,LLC 16-Jun-15 yes |
42.97 on mkt buy ADR 2:1 94 |
| BlackRock Investment Management,LLC 16-Jun-15 yes |
43.11 on mkt buy ADR 2:1 140 |
| BlackRock Investment Management,LLC 16-Jun-15 yes |
43.07 on mkt buy ADR 2:1 28 |
| BlackRock Investment Management,LLC 16-Jun-15 yes |
43.05 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 16-Jun-15 yes |
43.05 on mkt buy ADR 2:1 6 |
| BlackRock Investment Management,LLC 16-Jun-15 yes |
43.10 on mkt buy ADR 2:1 10 |
| BlackRock Financial Management,Inc. 17-Jun-15 yes |
28.06 on mkt buy ord 13,441 |
| BlackRock Investment Management,LLC 17-Jun-15 yes |
28.06 on mkt buy ord 1,789 |
| BlackRock Investment Management (Australia) Limited 17-Jun-15 yes |
28.06 on mkt buy ord 503 |
| BlackRock Investment Management (UK) Limited 17-Jun-15 yes |
28.06 on mkt buy ord 1,011 |
| BlackRock Investment Management (UK) Limited 17-Jun-15 yes |
28.06 on mkt buy ord 4,630 |
| BlackRock Institutional Trust Company, National Association 17-Jun-15 yes |
28.06 on mkt buy ord 3,502 |
| BlackRock Institutional Trust Company, National Association 17-Jun-15 yes |
28.06 on mkt buy ord 9,593 |
| BlackRock Investment Management (Australia) Limited 17-Jun-15 yes |
28.06 on mkt buy ord 5,631 |
| BlackRock Investment Management (Australia) Limited 17-Jun-15 yes |
28.06 on mkt buy ord 3,682 |
| BlackRock Investment Management (Australia) Limited 17-Jun-15 yes |
28.06 on mkt buy ord 703 |
| BlackRock Investment Management (Australia) Limited 17-Jun-15 yes |
28.06 on mkt buy ord 15,159 |
| BlackRock Institutional Trust Company, National Association 17-Jun-15 yes |
28.06 on mkt buy ord 9,286 |
| BlackRock Institutional Trust Company, National Association 17-Jun-15 yes |
28.06 on mkt buy ord 13,754 |
| BlackRock Advisors(UK)Limited 17-Jun-15 yes |
28.06 on mkt buy ord 1,549 |
| BlackRock Institutional Trust Company, National Association 17-Jun-15 yes |
28.06 on mkt buy ord 62,167 |
| BlackRock Institutional Trust Company, National Association 17-Jun-15 yes |
28.06 on mkt buy ord 1,488 |
| BlackRock Investment Management (Australia) Limited 17-Jun-15 yes |
28.06 on mkt buy ord 198 |
| BlackRock Investment Management (Australia) Limited 17-Jun-15 yes |
28.06 on mkt buy ord 3,994 |
| BlackRock Investment Management (Australia) Limited 17-Jun-15 yes |
28.06 on mkt buy ord 1,823 |
| BlackRock Advisors,LLC 17-Jun-15 yes |
28.06 on mkt buy ord 8,487 |
| BlackRock Investment Management (Australia) Limited 17-Jun-15 yes |
28.06 on mkt buy ord 452 |
| BlackRock Investment Management (UK) Limited 17-Jun-15 yes |
28.06 on mkt buy ord 2,688 |
| BlackRock Investment Management,LLC 17-Jun-15 yes |
43.05 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 17-Jun-15 yes |
43.05 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 17-Jun-15 yes |
43.05 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 17-Jun-15 yes |
43.05 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 17-Jun-15 yes |
43.05 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 17-Jun-15 yes |
43.05 on mkt buy ADR 2:1 2 |
page 15 of 47
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management,LLC 17-Jun-15 yes |
43.05 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 17-Jun-15 yes |
43.06 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 17-Jun-15 yes |
43.05 on mkt buy ADR 2:1 6 |
| BlackRock Investment Management,LLC 17-Jun-15 yes |
43.05 on mkt buy ADR 2:1 14 |
| BlackRock Investment Management,LLC 17-Jun-15 yes |
43.05 on mkt buy ADR 2:1 14 |
| BlackRock Investment Management,LLC 17-Jun-15 yes |
43.06 on mkt buy ADR 2:1 16 |
| BlackRock Investment Management,LLC 17-Jun-15 yes |
43.10 on mkt buy ADR 2:1 20 |
| BlackRock Investment Management,LLC 17-Jun-15 yes |
43.05 on mkt buy ADR 2:1 30 |
| BlackRock Investment Management,LLC 17-Jun-15 yes |
43.10 on mkt buy ADR 2:1 62 |
| BlackRock Investment Management,LLC 17-Jun-15 yes |
43.05 on mkt buy ADR 2:1 72 |
| BlackRock Investment Management,LLC 17-Jun-15 yes |
43.05 on mkt buy ADR 2:1 132 |
| BlackRock Investment Management,LLC 17-Jun-15 yes |
43.05 on mkt buy ADR 2:1 150 |
| BlackRock Investment Management,LLC 17-Jun-15 yes |
42.94 on mkt buy ADR 2:1 80 |
| BlackRock Investment Management,LLC 17-Jun-15 yes |
43.26 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 17-Jun-15 yes |
43.05 on mkt buy ADR 2:1 14 |
| BlackRock Investment Management,LLC 17-Jun-15 yes |
43.24 on mkt buy ADR 2:1 6 |
| BlackRock Investment Management,LLC 17-Jun-15 yes |
43.67 on mkt buy ADR 2:1 110 |
| BlackRock Investment Management,LLC 17-Jun-15 yes |
43.43 on mkt buy ADR 2:1 6 |
| BlackRock Investment Management,LLC 17-Jun-15 yes |
43.43 on mkt buy ADR 2:1 20 |
| BlackRock Investment Management,LLC 17-Jun-15 yes |
43.28 on mkt buy ADR 2:1 54 |
| BlackRock Investment Management,LLC 17-Jun-15 yes |
43.44 on mkt buy ADR 2:1 48 |
| BlackRock Investment Management,LLC 17-Jun-15 yes |
43.34 on mkt buy ADR 2:1 14 |
| BlackRock Financial Management,Inc. 18-Jun-15 yes |
28.07 on mkt buy ord 9,799 |
| BlackRock Investment Management,LLC 18-Jun-15 yes |
28.07 on mkt buy ord 1,382 |
| BlackRock Investment Management (UK) Limited 18-Jun-15 yes |
28.07 on mkt buy ord 1,337 |
| BlackRock Investment Management (UK) Limited 18-Jun-15 yes |
28.07 on mkt buy ord 3,655 |
| BlackRock Institutional Trust Company, National Association 18-Jun-15 yes |
28.07 on mkt buy ord 2,126 |
| BlackRock Institutional Trust Company, National Association 18-Jun-15 yes |
28.07 on mkt buy ord 5,973 |
| BlackRock Institutional Trust Company, National Association 18-Jun-15 yes |
28.07 on mkt buy ord 5,024 |
| BlackRock Institutional Trust Company, National Association 18-Jun-15 yes |
28.07 on mkt buy ord 18,139 |
| BlackRock Advisors(UK)Limited 18-Jun-15 yes |
28.07 on mkt buy ord 814 |
| BlackRock Investment Management (Australia) Limited 18-Jun-15 yes |
27.97 on mkt buy ord 2,185 |
| BlackRock Institutional Trust Company, National Association 18-Jun-15 yes |
28.07 on mkt buy ord 34,977 |
| BlackRock Institutional Trust Company, National Association 18-Jun-15 yes |
28.07 on mkt buy ord 756 |
| BlackRock Advisors,LLC 18-Jun-15 yes |
28.07 on mkt buy ord 6,443 |
| BlackRock Financial Management,Inc. 18-Jun-15 yes |
28.07 on mkt buy ord 552 |
| BlackRock Investment Management (UK) Limited 18-Jun-15 yes |
28.07 on mkt buy ord 2,110 |
| BlackRock Fund Advisors 18-Jun-15 yes |
44.39 on mkt buy ADR 2:1 1,064 |
| BlackRock Investment Management,LLC 18-Jun-15 yes |
44.35 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 18-Jun-15 yes |
44.07 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 18-Jun-15 yes |
44.07 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 18-Jun-15 yes |
44.07 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 18-Jun-15 yes |
44.07 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 18-Jun-15 yes |
44.07 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 18-Jun-15 yes |
44.35 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 18-Jun-15 yes |
44.31 on mkt buy ADR 2:1 120 |
| BlackRock Investment Management,LLC 18-Jun-15 yes |
43.95 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 18-Jun-15 yes |
44.26 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 18-Jun-15 yes |
44.29 on mkt buy ADR 2:1 58 |
| BlackRock Investment Management,LLC 18-Jun-15 yes |
44.33 on mkt buy ADR 2:1 42 |
| BlackRock Financial Management,Inc. 19-Jun-15 yes |
28.35 on mkt buy ord 20,212 |
| BlackRock Investment Management,LLC 19-Jun-15 yes |
28.35 on mkt buy ord 2,575 |
| BlackRock Investment Management (Australia) Limited 19-Jun-15 yes |
28.35 on mkt buy ord 1,168 |
| BHP | page 16 of 47 |
page 16 of 47
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management (UK) Limited 19-Jun-15 yes |
28.35 on mkt buy ord 2,977 |
| BlackRock Investment Management (UK) Limited 19-Jun-15 yes |
28.35 on mkt buy ord 7,854 |
| BlackRock Institutional Trust Company, National Association 19-Jun-15 yes |
28.35 on mkt buy ord 3,387 |
| BlackRock Institutional Trust Company, National Association 19-Jun-15 yes |
28.35 on mkt buy ord 10,964 |
| BlackRock Investment Management (Australia) Limited 19-Jun-15 yes |
28.35 on mkt buy ord 8,591 |
| BlackRock Institutional Trust Company, National Association 19-Jun-15 yes |
28.35 on mkt buy ord 9,148 |
| BlackRock Institutional Trust Company, National Association 19-Jun-15 yes |
28.35 on mkt buy ord 25,321 |
| BlackRock Japan Co.,Ltd. 19-Jun-15 yes |
28.28 on mkt buy ord 15,491 |
| BlackRock Advisors(UK)Limited 19-Jun-15 yes |
28.35 on mkt buy ord 2,032 |
| BlackRock Institutional Trust Company, National Association 19-Jun-15 yes |
28.35 on mkt buy ord 2,108 |
| BlackRock Investment Management (Australia) Limited 19-Jun-15 yes |
28.41 on mkt buy ord 1,033 |
| BlackRock Investment Management (Australia) Limited 19-Jun-15 yes |
28.41 on mkt buy ord 12,289 |
| BlackRock Advisors(UK)Limited 19-Jun-15 yes |
28.41 on mkt buy ord 27,570 |
| BlackRock Institutional Trust Company, National Association 19-Jun-15 yes |
28.35 on mkt buy ord 87,514 |
| BlackRock Institutional Trust Company, National Association 19-Jun-15 yes |
28.35 on mkt buy ord 1,147 |
| BlackRock Investment Management (UK) Limited 19-Jun-15 yes |
28.28 on mkt buy ord 781 |
| BlackRock Institutional Trust Company, National Association 19-Jun-15 yes |
28.40 on mkt buy ord 1,529 |
| BlackRock Advisors,LLC 19-Jun-15 yes |
28.35 on mkt buy ord 8,776 |
| BlackRock Institutional Trust Company, National Association 19-Jun-15 yes |
28.40 on mkt buy ord 4,942 |
| BlackRock Financial Management,Inc. 19-Jun-15 yes |
28.41 on mkt buy ord 2,417 |
| BlackRock Advisors(UK)Limited 19-Jun-15 yes |
28.41 on mkt buy ord 11,190 |
| BlackRock Institutional Trust Company, National Association 19-Jun-15 yes |
28.35 on mkt buy ord 382 |
| BlackRock Financial Management,Inc. 19-Jun-15 yes |
28.35 on mkt buy ord 1,601 |
| BlackRock Institutional Trust Company, National Association 19-Jun-15 yes |
28.35 on mkt buy ord 3,066 |
| BlackRock Investment Management (UK) Limited 19-Jun-15 yes |
28.35 on mkt buy ord 4,778 |
| BlackRock Asset Management Canada Limited 19-Jun-15 yes |
43.81 on mkt buy ADR 2:1 8,128 |
| BlackRock Investment Management,LLC 19-Jun-15 yes |
44.06 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 19-Jun-15 yes |
44.01 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 19-Jun-15 yes |
44.06 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 19-Jun-15 yes |
44.06 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 19-Jun-15 yes |
43.92 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 19-Jun-15 yes |
43.92 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 19-Jun-15 yes |
44.01 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 19-Jun-15 yes |
43.92 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 19-Jun-15 yes |
44.06 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 19-Jun-15 yes |
44.01 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 19-Jun-15 yes |
44.06 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 19-Jun-15 yes |
44.06 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 19-Jun-15 yes |
44.06 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 19-Jun-15 yes |
43.92 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 19-Jun-15 yes |
44.06 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 19-Jun-15 yes |
44.01 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 19-Jun-15 yes |
43.92 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 19-Jun-15 yes |
44.06 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 19-Jun-15 yes |
44.06 on mkt buy ADR 2:1 2 |
page 17 of 47
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management,LLC 19-Jun-15 yes |
43.92 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 19-Jun-15 yes |
43.92 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 19-Jun-15 yes |
44.01 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 19-Jun-15 yes |
43.92 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 19-Jun-15 yes |
44.06 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 19-Jun-15 yes |
44.06 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 19-Jun-15 yes |
44.06 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 19-Jun-15 yes |
44.06 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 19-Jun-15 yes |
44.06 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 19-Jun-15 yes |
44.01 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 19-Jun-15 yes |
43.92 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 19-Jun-15 yes |
44.06 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 19-Jun-15 yes |
44.01 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 19-Jun-15 yes |
44.01 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 19-Jun-15 yes |
44.06 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 19-Jun-15 yes |
44.06 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 19-Jun-15 yes |
44.06 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 19-Jun-15 yes |
44.06 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 19-Jun-15 yes |
44.06 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 19-Jun-15 yes |
44.06 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 19-Jun-15 yes |
44.01 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 19-Jun-15 yes |
43.92 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 19-Jun-15 yes |
44.01 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 19-Jun-15 yes |
44.01 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 19-Jun-15 yes |
43.92 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 19-Jun-15 yes |
43.92 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 19-Jun-15 yes |
44.01 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 19-Jun-15 yes |
44.06 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 19-Jun-15 yes |
44.01 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 19-Jun-15 yes |
43.92 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 19-Jun-15 yes |
43.92 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 19-Jun-15 yes |
44.06 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 19-Jun-15 yes |
44.06 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 19-Jun-15 yes |
43.92 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 19-Jun-15 yes |
44.06 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 19-Jun-15 yes |
44.06 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 19-Jun-15 yes |
44.06 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 19-Jun-15 yes |
44.06 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 19-Jun-15 yes |
44.01 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 19-Jun-15 yes |
44.06 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 19-Jun-15 yes |
44.06 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 19-Jun-15 yes |
43.92 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 19-Jun-15 yes |
44.06 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 19-Jun-15 yes |
44.07 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 19-Jun-15 yes |
43.92 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 19-Jun-15 yes |
44.02 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 19-Jun-15 yes |
43.81 on mkt buy ADR 2:1 38 |
| BlackRock Investment Management,LLC 19-Jun-15 yes |
44.12 on mkt buy ADR 2:1 40 |
| BlackRock Investment Management,LLC 19-Jun-15 yes |
44.12 on mkt buy ADR 2:1 228 |
| BlackRock Investment Management,LLC 19-Jun-15 yes |
43.99 on mkt buy ADR 2:1 54 |
| BlackRock Investment Management,LLC 19-Jun-15 yes |
43.91 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 19-Jun-15 yes |
43.91 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 19-Jun-15 yes |
43.91 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 19-Jun-15 yes |
43.84 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 19-Jun-15 yes |
43.92 on mkt buy ADR 2:1 68 |
| BlackRock Investment Management,LLC 19-Jun-15 yes |
43.99 on mkt buy ADR 2:1 12 |
| BlackRock Investment Management,LLC 19-Jun-15 yes |
43.81 on mkt buy ADR 2:1 770 |
| BlackRock Financial Management,Inc. 22-Jun-15 yes |
28.19 on mkt buy ord 10,929 |
| BlackRock Investment Management,LLC 22-Jun-15 yes |
28.19 on mkt buy ord 2,837 |
| BlackRock Investment Management (UK) Limited 22-Jun-15 yes |
28.19 on mkt buy ord 1,984 |
| BlackRock Investment Management (UK) Limited 22-Jun-15 yes |
28.19 on mkt buy ord 4,233 |
| BlackRock Fund Advisors 22-Jun-15 no |
n/a in specie ord 4,164 |
page 18 of 47
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Consideration Class and number of securities affected |
|---|---|
| BlackRock Fund Advisors 22-Jun-15 no |
n/a in specie ord 28,470 |
| BlackRock Institutional Trust Company, National Association 22-Jun-15 yes |
28.19 on mkt buy ord 3,137 |
| BlackRock Institutional Trust Company, National Association 22-Jun-15 yes |
28.19 on mkt buy ord 8,246 |
| BlackRock Institutional Trust Company, National Association 22-Jun-15 yes |
28.19 on mkt buy ord 7,589 |
| BlackRock Institutional Trust Company, National Association 22-Jun-15 yes |
28.19 on mkt buy ord 20,785 |
| BlackRock Advisors(UK)Limited 22-Jun-15 yes |
28.19 on mkt buy ord 1,691 |
| BlackRock Institutional Trust Company, National Association 22-Jun-15 yes |
28.19 on mkt buy ord 2,021 |
| BlackRock Investment Management,LLC 22-Jun-15 yes |
28.24 on mkt buy ord 2,530 |
| BlackRock Institutional Trust Company, National Association 22-Jun-15 yes |
28.19 on mkt buy ord 52,744 |
| BlackRock Institutional Trust Company, National Association 22-Jun-15 yes |
28.19 on mkt buy ord 850 |
| BlackRock Advisors,LLC 22-Jun-15 yes |
28.19 on mkt buy ord 8,790 |
| BlackRock Institutional Trust Company, National Association 22-Jun-15 yes |
28.19 on mkt buy ord 350 |
| BlackRock Financial Management,Inc. 22-Jun-15 yes |
28.19 on mkt buy ord 1,763 |
| BlackRock Institutional Trust Company, National Association 22-Jun-15 yes |
28.19 on mkt buy ord 2,260 |
| BlackRock Investment Management (UK) Limited 22-Jun-15 yes |
28.19 on mkt buy ord 4,207 |
| BlackRock Investment Management,LLC 22-Jun-15 yes |
44.24 on mkt buy ADR 2:1 966 |
| BlackRock Investment Management,LLC 22-Jun-15 yes |
44.21 on mkt buy ADR 2:1 4,114 |
| BlackRock Investment Management,LLC 22-Jun-15 yes |
44.18 on mkt buy ADR 2:1 6 |
| BlackRock Investment Management,LLC 22-Jun-15 yes |
44.18 on mkt buy ADR 2:1 6 |
| BlackRock Investment Management,LLC 22-Jun-15 yes |
44.19 on mkt buy ADR 2:1 6 |
| BlackRock Investment Management,LLC 22-Jun-15 yes |
44.22 on mkt buy ADR 2:1 16 |
| BlackRock Investment Management,LLC 22-Jun-15 yes |
44.17 on mkt buy ADR 2:1 46 |
| BlackRock Investment Management,LLC 22-Jun-15 yes |
44.20 on mkt buy ADR 2:1 22 |
| BlackRock Investment Management,LLC 22-Jun-15 yes |
44.21 on mkt buy ADR 2:1 26 |
| BlackRock Investment Management,LLC 22-Jun-15 yes |
44.07 on mkt buy ADR 2:1 94 |
| BlackRock Investment Management,LLC 22-Jun-15 yes |
44.30 on mkt buy ADR 2:1 28 |
| BlackRock Advisors,LLC 23-Jun-15 yes |
28.63 on mkt buy ord 7,395 |
| BlackRock Financial Management,Inc. 23-Jun-15 yes |
28.60 on mkt buy ord 11,544 |
| BlackRock Investment Management,LLC 23-Jun-15 yes |
28.60 on mkt buy ord 2,841 |
| BlackRock Investment Management (UK) Limited 23-Jun-15 yes |
28.60 on mkt buy ord 1,929 |
| BlackRock Investment Management (UK) Limited 23-Jun-15 yes |
28.60 on mkt buy ord 4,459 |
| BlackRock Advisors(UK)Limited 23-Jun-15 yes |
28.61 on mkt buy ord 13,110 |
| BlackRock Fund Advisors 23-Jun-15 no |
n/a in specie ord 28,470 |
| BlackRock Advisors(UK)Limited 23-Jun-15 yes |
28.61 on mkt buy ord 6,232 |
| BlackRock Advisors(UK)Limited 23-Jun-15 yes |
28.61 on mkt buy ord 15,201 |
| BlackRock Institutional Trust Company, National Association 23-Jun-15 yes |
28.60 on mkt buy ord 3,772 |
| BlackRock Institutional Trust Company, National Association 23-Jun-15 yes |
28.60 on mkt buy ord 8,702 |
| BlackRock Investment Management (Australia) Limited 23-Jun-15 yes |
28.60 on mkt buy ord 6,595 |
| BlackRock Investment Management (Australia) Limited 23-Jun-15 yes |
28.60 on mkt buy ord 5,592 |
| BlackRock Investment Management (Australia) Limited 23-Jun-15 yes |
28.60 on mkt buy ord 10,386 |
| BlackRock Advisors(UK)Limited 23-Jun-15 yes |
28.60 on mkt buy ord 1,172 |
| BlackRock Institutional Trust Company, National Association 23-Jun-15 yes |
28.60 on mkt buy ord 11,223 |
| BlackRock Institutional Trust Company, National Association 23-Jun-15 yes |
28.60 on mkt buy ord 21,164 |
| BlackRock Japan Co.,Ltd. 23-Jun-15 yes |
28.60 on mkt buy ord 5,049 |
| BlackRock Japan Co.,Ltd. 23-Jun-15 yes |
28.60 on mkt buy ord 37,975 |
| BHP | page 19 of 47 |
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Consideration Class and number of securities affected |
|---|---|
| BlackRock Japan Co.,Ltd. 23-Jun-15 yes |
28.60 on mkt buy ord 56,613 |
| BlackRock Japan Co.,Ltd. 23-Jun-15 yes |
28.60 on mkt buy ord 7,847 |
| BlackRock Institutional Trust Company, National Association 23-Jun-15 yes |
28.60 on mkt buy ord 420 |
| BlackRock Advisors(UK)Limited 23-Jun-15 yes |
28.60 on mkt buy ord 1,250 |
| BlackRock Advisors(UK)Limited 23-Jun-15 yes |
28.60 on mkt buy ord 947 |
| BlackRock Advisors(UK)Limited 23-Jun-15 yes |
28.60 on mkt buy ord 13,033 |
| BlackRock Institutional Trust Company, National Association 23-Jun-15 yes |
28.60 on mkt buy ord 2,591 |
| BlackRock Institutional Trust Company, National Association 23-Jun-15 yes |
28.60 on mkt buy ord 4,556 |
| BlackRock Institutional Trust Company, National Association 23-Jun-15 yes |
28.60 on mkt buy ord 51,148 |
| BlackRock Institutional Trust Company, National Association 23-Jun-15 yes |
28.60 on mkt buy ord 1,223 |
| BlackRock Advisors,LLC 23-Jun-15 yes |
28.60 on mkt buy ord 10,226 |
| BlackRock Institutional Trust Company, National Association 23-Jun-15 yes |
28.61 on mkt buy ord 22,460 |
| BlackRock Asset Management Canada Limited 23-Jun-15 yes |
28.60 on mkt buy ord 521 |
| BlackRock Institutional Trust Company, National Association 23-Jun-15 yes |
28.60 on mkt buy ord 368 |
| BlackRock Institutional Trust Company, National Association 23-Jun-15 yes |
28.60 on mkt buy ord 487 |
| BlackRock Financial Management,Inc. 23-Jun-15 yes |
28.60 on mkt buy ord 1,716 |
| BlackRock Institutional Trust Company, National Association 23-Jun-15 yes |
28.60 on mkt buy ord 783 |
| BlackRock Institutional Trust Company, National Association 23-Jun-15 yes |
28.60 on mkt buy ord 4,321 |
| BlackRock Investment Management (UK) Limited 23-Jun-15 yes |
28.60 on mkt buy ord 3,515 |
| BlackRock Investment Management,LLC 23-Jun-15 yes |
44.59 on mkt buy ADR 2:1 380 |
| BlackRock Investment Management,LLC 23-Jun-15 yes |
44.38 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 23-Jun-15 yes |
44.39 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 23-Jun-15 yes |
44.43 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 23-Jun-15 yes |
44.38 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 23-Jun-15 yes |
44.38 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 23-Jun-15 yes |
44.43 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 23-Jun-15 yes |
44.39 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 23-Jun-15 yes |
44.39 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 23-Jun-15 yes |
44.43 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 23-Jun-15 yes |
44.38 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 23-Jun-15 yes |
44.43 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 23-Jun-15 yes |
44.38 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 23-Jun-15 yes |
44.38 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 23-Jun-15 yes |
44.38 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 23-Jun-15 yes |
44.38 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 23-Jun-15 yes |
44.38 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 23-Jun-15 yes |
44.39 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 23-Jun-15 yes |
44.38 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 23-Jun-15 yes |
44.39 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 23-Jun-15 yes |
44.39 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 23-Jun-15 yes |
44.39 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 23-Jun-15 yes |
44.39 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 23-Jun-15 yes |
44.38 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 23-Jun-15 yes |
44.39 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 23-Jun-15 yes |
44.50 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 23-Jun-15 yes |
44.33 on mkt buy ADR 2:1 30 |
| BlackRock Investment Management,LLC 23-Jun-15 yes |
44.34 on mkt buy ADR 2:1 60 |
| BlackRock Investment Management,LLC 23-Jun-15 yes |
44.33 on mkt buy ADR 2:1 114 |
| BlackRock Investment Management,LLC 23-Jun-15 yes |
44.42 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 23-Jun-15 yes |
44.42 on mkt buy ADR 2:1 58 |
| BlackRock Investment Management,LLC 23-Jun-15 yes |
44.45 on mkt buy ADR 2:1 180 |
| BlackRock Investment Management,LLC 23-Jun-15 yes |
44.34 on mkt buy ADR 2:1 70 |
page 20 of 47
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management,LLC 23-Jun-15 yes |
44.58 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 24-Jun-15 yes |
28.69 on mkt buy ord 634 |
| BlackRock Investment Management (UK) Limited 24-Jun-15 yes |
28.69 on mkt buy ord 294 |
| BlackRock Fund Advisors 24-Jun-15 no |
n/a in specie ord 10,410 |
| BlackRock Institutional Trust Company, National Association 24-Jun-15 yes |
28.69 on mkt buy ord 1,067 |
| BlackRock Institutional Trust Company, National Association 24-Jun-15 yes |
28.69 on mkt buy ord 3,468 |
| BlackRock Institutional Trust Company, National Association 24-Jun-15 yes |
28.69 on mkt buy ord 8,475 |
| BlackRock Japan Co.,Ltd. 24-Jun-15 yes |
28.93 on mkt buy ord 14,783 |
| BlackRock Advisors(UK)Limited 24-Jun-15 yes |
28.69 on mkt buy ord 586 |
| BlackRock Institutional Trust Company, National Association 24-Jun-15 no |
n/a in specie ord 33,676 |
| BlackRock Institutional Trust Company, National Association 24-Jun-15 yes |
28.69 on mkt buy ord 8,568 |
| BlackRock Advisors(UK)Limited 24-Jun-15 yes |
28.55 on mkt buy ord 1,422 |
| BlackRock Institutional Trust Company, National Association 24-Jun-15 yes |
28.69 on mkt buy ord 378 |
| BlackRock Advisors,LLC 24-Jun-15 yes |
28.69 on mkt buy ord 2,982 |
| BlackRock Institutional Trust Company, National Association 24-Jun-15 yes |
28.69 on mkt buy ord 314 |
| BlackRock Financial Management,Inc. 24-Jun-15 yes |
28.69 on mkt buy ord 372 |
| BlackRock Investment Management (UK) Limited 24-Jun-15 yes |
28.69 on mkt buy ord 967 |
| BlackRock Investment Management,LLC 24-Jun-15 yes |
44.39 on mkt buy ADR 2:1 380 |
| BlackRock Investment Management,LLC 24-Jun-15 yes |
44.42 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 24-Jun-15 yes |
44.75 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 24-Jun-15 yes |
44.75 on mkt buy ADR 2:1 8 |
| BlackRock Investment Management,LLC 24-Jun-15 yes |
44.75 on mkt buy ADR 2:1 12 |
| BlackRock Investment Management,LLC 24-Jun-15 yes |
44.75 on mkt buy ADR 2:1 14 |
| BlackRock Investment Management,LLC 24-Jun-15 yes |
44.75 on mkt buy ADR 2:1 18 |
| BlackRock Investment Management,LLC 24-Jun-15 yes |
44.35 on mkt buy ADR 2:1 32 |
| BlackRock Investment Management,LLC 24-Jun-15 yes |
44.39 on mkt buy ADR 2:1 22 |
| BlackRock Investment Management,LLC 24-Jun-15 yes |
44.39 on mkt buy ADR 2:1 86 |
| BlackRock Investment Management,LLC 24-Jun-15 yes |
44.76 on mkt buy ADR 2:1 32 |
| BlackRock Investment Management,LLC 24-Jun-15 yes |
44.66 on mkt buy ADR 2:1 12 |
| BlackRock Financial Management,Inc. 25-Jun-15 yes |
28.61 on mkt buy ord 2,355 |
| BlackRock Investment Management,LLC 25-Jun-15 yes |
28.61 on mkt buy ord 408 |
| BlackRock Investment Management (Australia) Limited 25-Jun-15 yes |
28.51 on mkt buy ord 1,112 |
| BlackRock Asset Management North Asia Limited 25-Jun-15 yes |
28.65 on mkt buy ord 4,804 |
| BlackRock Financial Management,Inc. 25-Jun-15 yes |
28.74 on mkt buy ord 5,400 |
| BlackRock Institutional Trust Company, National Association 25-Jun-15 yes |
28.61 on mkt buy ord 1,112 |
| BlackRock Investment Management (Australia) Limited 25-Jun-15 yes |
28.51 on mkt buy ord 13,058 |
| BlackRock Investment Management (Australia) Limited 25-Jun-15 yes |
28.51 on mkt buy ord 41,133 |
| BlackRock Investment Management (Australia) Limited 25-Jun-15 yes |
28.51 on mkt buy ord 6,422 |
| BlackRock Investment Management (Australia) Limited 25-Jun-15 yes |
28.51 on mkt buy ord 1,601 |
| BlackRock Institutional Trust Company, National Association 25-Jun-15 yes |
28.61 on mkt buy ord 3,554 |
| BlackRock Institutional Trust Company, National Association 25-Jun-15 no |
n/a in specie ord 170,784 |
| BlackRock Institutional Trust Company, National Association 25-Jun-15 yes |
28.61 on mkt buy ord 6,579 |
| BlackRock Advisors(UK)Limited 25-Jun-15 yes |
28.51 on mkt buy ord 23,773 |
| BlackRock Institutional Trust Company, National Association 25-Jun-15 no |
n/a in specie ord 357,017 |
| BHP | page 21 of 47 |
page 21 of 47
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management,LLC 25-Jun-15 yes |
28.74 on mkt buy ord 350 |
| BlackRock Institutional Trust Company, National Association 25-Jun-15 yes |
28.61 on mkt buy ord 5,431 |
| BlackRock Institutional Trust Company, National Association 25-Jun-15 yes |
28.61 on mkt buy ord 998 |
| BlackRock Asset Management Canada Limited 25-Jun-15 yes |
28.51 on mkt buy ord 1,508 |
| BlackRock Investment Management (Australia) Limited 25-Jun-15 yes |
28.51 on mkt buy ord 580 |
| BlackRock Advisors,LLC 25-Jun-15 yes |
28.61 on mkt buy ord 3,542 |
| BlackRock Institutional Trust Company, National Association 25-Jun-15 yes |
28.61 on mkt buy ord 419 |
| BlackRock Investment Management (Australia) Limited 25-Jun-15 yes |
28.51 on mkt buy ord 475 |
| BlackRock Institutional Trust Company, National Association 25-Jun-15 yes |
28.61 on mkt buy ord 715 |
| BlackRock Investment Management (UK) Limited 25-Jun-15 yes |
28.61 on mkt buy ord 577 |
| BlackRock Asset Management Canada Limited 25-Jun-15 no |
n/a in specie ADR 2:1 4,024 |
| BlackRock Investment Management,LLC 25-Jun-15 yes |
43.55 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 25-Jun-15 yes |
43.48 on mkt buy ADR 2:1 6 |
| BlackRock Investment Management,LLC 25-Jun-15 yes |
43.40 on mkt buy ADR 2:1 26 |
| BlackRock Investment Management,LLC 25-Jun-15 yes |
43.70 on mkt buy ADR 2:1 32 |
| BlackRock Investment Management,LLC 25-Jun-15 yes |
43.70 on mkt buy ADR 2:1 48 |
| BlackRock Investment Management,LLC 25-Jun-15 yes |
43.40 on mkt buy ADR 2:1 136 |
| BlackRock Investment Management,LLC 25-Jun-15 yes |
43.66 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 25-Jun-15 yes |
43.35 on mkt buy ADR 2:1 12 |
| BlackRock Investment Management,LLC 25-Jun-15 yes |
43.35 on mkt buy ADR 2:1 36 |
| BlackRock Investment Management,LLC 25-Jun-15 yes |
43.35 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 25-Jun-15 yes |
43.35 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 25-Jun-15 yes |
43.35 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 25-Jun-15 yes |
43.52 on mkt buy ADR 2:1 26 |
| BlackRock Investment Management,LLC 25-Jun-15 yes |
43.52 on mkt buy ADR 2:1 468 |
| BlackRock Investment Management,LLC 25-Jun-15 yes |
43.54 on mkt buy ADR 2:1 62 |
| BlackRock Investment Management,LLC 25-Jun-15 yes |
43.64 on mkt buy ADR 2:1 2 |
| BlackRock Financial Management,Inc. 26-Jun-15 yes |
27.58 on mkt buy ord 9,979 |
| BlackRock Advisors,LLC 26-Jun-15 yes |
27.96 on mkt buy ord 100 |
| BlackRock Investment Management (UK) Limited 26-Jun-15 yes |
27.58 on mkt buy ord 4,085 |
| BlackRock Asset Management North Asia Limited 26-Jun-15 yes |
27.63 on mkt buy ord 7,813 |
| BlackRock Advisors(UK)Limited 26-Jun-15 yes |
27.50 on mkt buy ord 3,450 |
| BlackRock Fund Advisors 26-Jun-15 yes |
27.96 on mkt buy ord 12,825 |
| BlackRock Institutional Trust Company, National Association 26-Jun-15 yes |
27.58 on mkt buy ord 1,136 |
| BlackRock Institutional Trust Company, National Association 26-Jun-15 yes |
27.58 on mkt buy ord 7,549 |
| BlackRock Institutional Trust Company, National Association 26-Jun-15 yes |
27.58 on mkt buy ord 3,604 |
| BlackRock Institutional Trust Company, National Association 26-Jun-15 yes |
27.58 on mkt buy ord 4,968 |
| BlackRock Institutional Trust Company, National Association 26-Jun-15 yes |
27.96 on mkt buy ord 90 |
| BlackRock Institutional Trust Company, National Association 26-Jun-15 yes |
27.58 on mkt buy ord 4,360 |
| BlackRock Fund Advisors 26-Jun-15 no |
n/a in specie ord 9,930 |
| BlackRock Investment Management,LLC 26-Jun-15 yes |
27.96 on mkt buy ord 310 |
| BlackRock Institutional Trust Company, National Association 26-Jun-15 yes |
27.58 on mkt buy ord 5,939 |
| BlackRock Fund Advisors 26-Jun-15 yes |
27.96 on mkt buy ord 1,076 |
| BlackRock Institutional Trust Company, National Association 26-Jun-15 yes |
27.58 on mkt buy ord 378 |
| BlackRock Investment Management,LLC 26-Jun-15 yes |
27.50 on mkt buy ord 809 |
| BHP | page 22 of 47 |
page 22 of 47
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management (Australia) Limited 26-Jun-15 yes |
27.53 on mkt buy ord 1,090 |
| BlackRock Advisors,LLC 26-Jun-15 yes |
27.58 on mkt buy ord 3,965 |
| BlackRock Institutional Trust Company, National Association 26-Jun-15 yes |
27.58 on mkt buy ord 559 |
| BlackRock Institutional Trust Company, National Association 26-Jun-15 yes |
27.50 on mkt buy ord 11,129 |
| BlackRock Institutional Trust Company, National Association 26-Jun-15 yes |
27.58 on mkt buy ord 980 |
| BlackRock Investment Management,LLC 26-Jun-15 yes |
42.60 on mkt buy ADR 2:1 500 |
| BlackRock Investment Management,LLC 26-Jun-15 yes |
42.44 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 26-Jun-15 yes |
42.44 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 26-Jun-15 yes |
42.49 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 26-Jun-15 yes |
42.47 on mkt buy ADR 2:1 28 |
| BlackRock Investment Management,LLC 26-Jun-15 yes |
42.47 on mkt buy ADR 2:1 34 |
| BlackRock Investment Management,LLC 26-Jun-15 yes |
42.58 on mkt buy ADR 2:1 56 |
| BlackRock Investment Management,LLC 26-Jun-15 yes |
42.44 on mkt buy ADR 2:1 122 |
| BlackRock Investment Management,LLC 26-Jun-15 yes |
42.48 on mkt buy ADR 2:1 16 |
| BlackRock Investment Management,LLC 26-Jun-15 yes |
42.51 on mkt buy ADR 2:1 6 |
| BlackRock Investment Management,LLC 26-Jun-15 yes |
42.52 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 26-Jun-15 yes |
42.70 on mkt buy ADR 2:1 70 |
| BlackRock Investment Management,LLC 26-Jun-15 yes |
42.54 on mkt buy ADR 2:1 20 |
| BlackRock Investment Management,LLC 26-Jun-15 yes |
42.68 on mkt buy ADR 2:1 12 |
| BlackRock Investment Management,LLC 26-Jun-15 yes |
42.72 on mkt buy ADR 2:1 12 |
| BlackRock Investment Management,LLC 26-Jun-15 yes |
42.69 on mkt buy ADR 2:1 20 |
| BlackRock Investment Management,LLC 26-Jun-15 yes |
42.59 on mkt buy ADR 2:1 28 |
| BlackRock Investment Management,LLC 26-Jun-15 yes |
42.59 on mkt buy ADR 2:1 16 |
| BlackRock Financial Management,Inc. 29-Jun-15 yes |
27.03 on mkt buy ord 4,063 |
| BlackRock Investment Management (UK) Limited 29-Jun-15 yes |
27.03 on mkt buy ord 1,700 |
| BlackRock Institutional Trust Company, National Association 29-Jun-15 yes |
27.03 on mkt buy ord 1,464 |
| BlackRock Institutional Trust Company, National Association 29-Jun-15 yes |
27.03 on mkt buy ord 2,746 |
| BlackRock Investment Management (Australia) Limited 29-Jun-15 yes |
27.03 on mkt buy ord 44,735 |
| BlackRock Investment Management (Australia) Limited 29-Jun-15 yes |
27.03 on mkt buy ord 8,212 |
| BlackRock Investment Management (Australia) Limited 29-Jun-15 yes |
27.03 on mkt buy ord 3,317 |
| BlackRock Investment Management (Australia) Limited 29-Jun-15 yes |
27.03 on mkt buy ord 13,191 |
| BlackRock Institutional Trust Company, National Association 29-Jun-15 yes |
27.03 on mkt buy ord 4,407 |
| BlackRock Institutional Trust Company, National Association 29-Jun-15 yes |
27.03 on mkt buy ord 6,073 |
| BlackRock Institutional Trust Company, National Association 29-Jun-15 yes |
27.03 on mkt buy ord 5,378 |
| BlackRock Institutional Trust Company, National Association 29-Jun-15 yes |
26.95 on mkt buy ord 9,830 |
| BlackRock Investment Management (Australia) Limited 29-Jun-15 yes |
26.95 on mkt buy ord 19,506 |
| BlackRock Investment Management (Australia) Limited 29-Jun-15 yes |
26.95 on mkt buy ord 12,423 |
| BlackRock Institutional Trust Company, National Association 29-Jun-15 yes |
27.03 on mkt buy ord 491 |
| BlackRock Investment Management (Australia) Limited 29-Jun-15 yes |
27.03 on mkt buy ord 1,687 |
| BlackRock Investment Management (Australia) Limited 29-Jun-15 yes |
27.03 on mkt buy ord 3,992 |
| BlackRock Investment Management (Australia) Limited 29-Jun-15 yes |
27.03 on mkt buy ord 2,344 |
| BlackRock Advisors,LLC 29-Jun-15 yes |
27.03 on mkt buy ord 5,222 |
page 23 of 47
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Consideration Class and number of securities affected |
|---|---|
| BlackRock Institutional Trust Company, National Association 29-Jun-15 yes |
27.03 on mkt buy ord 329 |
| BlackRock Investment Management (Australia) Limited 29-Jun-15 yes |
27.03 on mkt buy ord 1,425 |
| BlackRock Asset Management Canada Limited 29-Jun-15 no |
n/a in specie ADR 2:1 2,010 |
| BlackRock Investment Management,LLC 29-Jun-15 yes |
41.92 on mkt buy ADR 2:1 26 |
| BlackRock Investment Management,LLC 29-Jun-15 yes |
42.08 on mkt buy ADR 2:1 32 |
| BlackRock Investment Management,LLC 29-Jun-15 yes |
42.22 on mkt buy ADR 2:1 18 |
| BlackRock Institutional Trust Company, National Association 30-Jun-15 no |
n/a in specie ord 14,392 |
| BlackRock Institutional Trust Company, National Association 30-Jun-15 yes |
27.05 on mkt buy ord 25,418 |
| BlackRock Investment Management (UK) Limited 30-Jun-15 yes |
27.14 on mkt buy ord 112,193 |
| BlackRock Investment Management (UK) Limited 30-Jun-15 yes |
27.05 on mkt buy ord 8,939 |
| BlackRock Investment Management (UK) Limited 30-Jun-15 yes |
27.05 on mkt buy ord 752 |
| BlackRock Institutional Trust Company, National Association 30-Jun-15 yes |
27.05 on mkt buy ord 13,151 |
| BlackRock Investment Management,LLC 30-Jun-15 yes |
40.59 on mkt buy ADR 2:1 320 |
| BlackRock Investment Management,LLC 30-Jun-15 yes |
40.57 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 30-Jun-15 yes |
40.57 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 30-Jun-15 yes |
40.51 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 30-Jun-15 yes |
40.51 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 30-Jun-15 yes |
40.57 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 30-Jun-15 yes |
40.51 on mkt buy ADR 2:1 14 |
| BlackRock Investment Management,LLC 30-Jun-15 yes |
40.51 on mkt buy ADR 2:1 16 |
| BlackRock Investment Management,LLC 30-Jun-15 yes |
40.51 on mkt buy ADR 2:1 22 |
| BlackRock Investment Management,LLC 30-Jun-15 yes |
40.51 on mkt buy ADR 2:1 40 |
| BlackRock Investment Management,LLC 30-Jun-15 yes |
40.66 on mkt buy ADR 2:1 26 |
| BlackRock Investment Management,LLC 30-Jun-15 yes |
40.62 on mkt buy ADR 2:1 12 |
| BlackRock Investment Management,LLC 30-Jun-15 yes |
40.81 on mkt buy ADR 2:1 50 |
| BlackRock Investment Management,LLC 30-Jun-15 yes |
40.67 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 30-Jun-15 yes |
40.94 on mkt buy ADR 2:1 48 |
| BlackRock Investment Management,LLC 30-Jun-15 yes |
40.57 on mkt buy ADR 2:1 52 |
| BlackRock Investment Management,LLC 30-Jun-15 yes |
40.57 on mkt buy ADR 2:1 52 |
| BlackRock Investment Management,LLC 30-Jun-15 yes |
40.89 on mkt buy ADR 2:1 18 |
| BlackRock Investment Management,LLC 30-Jun-15 yes |
40.55 on mkt buy ADR 2:1 20 |
| BlackRock Investment Management,LLC 30-Jun-15 yes |
41.16 on mkt buy ADR 2:1 26 |
| BlackRock Investment Management,LLC 30-Jun-15 yes |
41.32 on mkt buy ADR 2:1 124 |
| BlackRock Financial Management,Inc. 01-Jul-15 yes |
26.53 on mkt buy ord 5,727 |
| BlackRock Investment Management (UK) Limited 01-Jul-15 yes |
26.54 on mkt buy ord 7,720 |
| BlackRock Investment Management,LLC 01-Jul-15 yes |
26.53 on mkt buy ord 404 |
| BlackRock Investment Management (Australia) Limited 01-Jul-15 yes |
26.53 on mkt buy ord 1,480 |
| BlackRock Investment Management (UK) Limited 01-Jul-15 yes |
26.53 on mkt buy ord 2,433 |
| BlackRock Advisors(UK)Limited 01-Jul-15 yes |
26.65 on mkt buy ord 8,711 |
| BlackRock Fund Advisors 01-Jul-15 yes |
26.65 on mkt buy ord 448 |
| BlackRock Institutional Trust Company, National Association 01-Jul-15 yes |
26.53 on mkt buy ord 1,549 |
| BlackRock Institutional Trust Company, National Association 01-Jul-15 yes |
26.53 on mkt buy ord 4,061 |
| BlackRock Investment Management (Australia) Limited 01-Jul-15 yes |
26.53 on mkt buy ord 10,393 |
| BlackRock Institutional Trust Company, National Association 01-Jul-15 yes |
26.65 on mkt buy ord 109,308 |
| BlackRock Institutional Trust Company, National Association 01-Jul-15 yes |
26.65 on mkt buy ord 49,363 |
| BlackRock Institutional Trust Company, National Association 01-Jul-15 yes |
26.53 on mkt buy ord 4,915 |
page 24 of 47
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Consideration Class and number of securities affected |
|---|---|
| BlackRock Institutional Trust Company, National Association 01-Jul-15 yes |
26.53 on mkt buy ord 6,693 |
| BlackRock Advisors(UK)Limited 01-Jul-15 yes |
26.53 on mkt buy ord 256 |
| BlackRock Institutional Trust Company, National Association 01-Jul-15 yes |
26.53 on mkt buy ord 5,331 |
| BlackRock Advisors(UK)Limited 01-Jul-15 yes |
26.65 on mkt buy ord 5,500 |
| BlackRock Advisors(UK)Limited 01-Jul-15 yes |
26.65 on mkt buy ord 9,006 |
| BlackRock Institutional Trust Company, National Association 01-Jul-15 yes |
26.53 on mkt buy ord 6,373 |
| BlackRock Institutional Trust Company, National Association 01-Jul-15 yes |
26.53 on mkt buy ord 759 |
| BlackRock Investment Management (Australia) Limited 01-Jul-15 yes |
26.53 on mkt buy ord 2,314 |
| BlackRock Investment Management (Australia) Limited 01-Jul-15 yes |
26.53 on mkt buy ord 1,979 |
| BlackRock Investment Management (Australia) Limited 01-Jul-15 yes |
26.53 on mkt buy ord 305 |
| BlackRock Advisors,LLC 01-Jul-15 yes |
26.53 on mkt buy ord 6,128 |
| BlackRock Institutional Trust Company, National Association 01-Jul-15 yes |
26.53 on mkt buy ord 334 |
| BlackRock Investment Management (UK) Limited 01-Jul-15 yes |
26.44 on mkt buy ord 205,048 |
| BlackRock Investment Management,LLC 01-Jul-15 yes |
40.40 on mkt buy ADR 2:1 220 |
| BlackRock Investment Management,LLC 01-Jul-15 yes |
40.53 on mkt buy ADR 2:1 22 |
| BlackRock Investment Management,LLC 01-Jul-15 yes |
40.64 on mkt buy ADR 2:1 16 |
| BlackRock Investment Management,LLC 01-Jul-15 yes |
40.89 on mkt buy ADR 2:1 52 |
| BlackRock Investment Management,LLC 01-Jul-15 yes |
40.55 on mkt buy ADR 2:1 70 |
| BlackRock Investment Management,LLC 01-Jul-15 yes |
40.67 on mkt buy ADR 2:1 38 |
| BlackRock Financial Management,Inc. 02-Jul-15 yes |
26.87 on mkt buy ord 3,370 |
| BlackRock Investment Management (UK) Limited 02-Jul-15 yes |
26.87 on mkt buy ord 310 |
| BlackRock Investment Management (UK) Limited 02-Jul-15 yes |
26.87 on mkt buy ord 1,274 |
| BlackRock Investment Management,LLC 02-Jul-15 yes |
27.00 on mkt buy ord 7,099 |
| BlackRock Fund Advisors 02-Jul-15 no |
n/a in specie ord 9,150 |
| BlackRock Advisors(UK)Limited 02-Jul-15 yes |
27.00 on mkt buy ord 3,890 |
| BlackRock Institutional Trust Company, National Association 02-Jul-15 yes |
26.87 on mkt buy ord 2,682 |
| BlackRock Institutional Trust Company, National Association 02-Jul-15 yes |
26.87 on mkt buy ord 5,360 |
| BlackRock Institutional Trust Company, National Association 02-Jul-15 yes |
26.87 on mkt buy ord 7,678 |
| BlackRock Advisors(UK)Limited 02-Jul-15 yes |
26.87 on mkt buy ord 491 |
| BlackRock Institutional Trust Company, National Association 02-Jul-15 yes |
26.87 on mkt buy ord 5,366 |
| BlackRock Institutional Trust Company, National Association 02-Jul-15 yes |
26.87 on mkt buy ord 6,336 |
| BlackRock Fund Advisors 02-Jul-15 no |
n/a in specie ord 8,645 |
| BlackRock Fund Advisors 02-Jul-15 no |
n/a in specie ord 24,700 |
| BlackRock Institutional Trust Company, National Association 02-Jul-15 yes |
26.87 on mkt buy ord 1,117 |
| BlackRock Advisors,LLC 02-Jul-15 yes |
26.87 on mkt buy ord 4,699 |
| BlackRock Institutional Trust Company, National Association 02-Jul-15 yes |
26.87 on mkt buy ord 251 |
| BlackRock Fund Advisors 02-Jul-15 yes |
41.29 on mkt buy ADR 2:1 672 |
| BlackRock Investment Management,LLC 02-Jul-15 yes |
41.29 on mkt buy ADR 2:1 8 |
| BlackRock Investment Management,LLC 02-Jul-15 yes |
41.29 on mkt buy ADR 2:1 24 |
| BlackRock Investment Management,LLC 02-Jul-15 yes |
41.24 on mkt buy ADR 2:1 18 |
| BlackRock Investment Management,LLC 02-Jul-15 yes |
41.24 on mkt buy ADR 2:1 98 |
| BlackRock Investment Management,LLC 02-Jul-15 yes |
41.29 on mkt buy ADR 2:1 26 |
| BlackRock Investment Management,LLC 02-Jul-15 yes |
41.27 on mkt buy ADR 2:1 6 |
| BlackRock Investment Management,LLC 02-Jul-15 yes |
41.69 on mkt buy ADR 2:1 38 |
| BlackRock Investment Management,LLC 02-Jul-15 yes |
41.28 on mkt buy ADR 2:1 18 |
| BlackRock Investment Management,LLC 02-Jul-15 yes |
41.32 on mkt buy ADR 2:1 62 |
page 25 of 47
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management,LLC 02-Jul-15 yes |
41.25 on mkt buy ADR 2:1 232 |
| BlackRock Investment Management,LLC 02-Jul-15 yes |
41.21 on mkt buy ADR 2:1 56 |
| BlackRock Investment Management (Australia) Limited 03-Jul-15 yes |
26.55 on mkt buy ord 3,392 |
| BlackRock Fund Advisors 03-Jul-15 yes |
26.96 on mkt buy ord 7,106 |
| BlackRock Investment Management (Australia) Limited 03-Jul-15 yes |
26.55 on mkt buy ord 24,024 |
| BlackRock Japan Co.,Ltd. 03-Jul-15 yes |
26.96 on mkt buy ord 443 |
| BlackRock Institutional Trust Company, National Association 03-Jul-15 yes |
26.96 on mkt buy ord 3,972 |
| BlackRock Investment Management (Australia) Limited 03-Jul-15 yes |
26.55 on mkt buy ord 1,427 |
| BlackRock Investment Management (Australia) Limited 03-Jul-15 yes |
26.55 on mkt buy ord 4,139 |
| BlackRock Investment Management (UK) Limited 03-Jul-15 yes |
26.90 on mkt buy ord 96,001 |
| BlackRock Advisors(UK)Limited 06-Jul-15 yes |
26.01 on mkt buy ord 1,509 |
| BlackRock Japan Co.,Ltd. 06-Jul-15 yes |
26.01 on mkt buy ord 19,940 |
| BlackRock Advisors(UK)Limited 06-Jul-15 yes |
26.59 on mkt buy ord 112,109 |
| BlackRock Investment Management (Australia) Limited 06-Jul-15 yes |
26.01 on mkt buy ord 2,158 |
| BlackRock Advisors(UK)Limited 06-Jul-15 yes |
26.01 on mkt buy ord 675 |
| BlackRock Investment Management,LLC 06-Jul-15 yes |
26.01 on mkt buy ord 242 |
| BlackRock Investment Management,LLC 06-Jul-15 yes |
39.51 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 06-Jul-15 yes |
39.61 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 06-Jul-15 yes |
39.54 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 06-Jul-15 yes |
39.54 on mkt buy ADR 2:1 6 |
| BlackRock Investment Management,LLC 06-Jul-15 yes |
39.54 on mkt buy ADR 2:1 6 |
| BlackRock Investment Management,LLC 06-Jul-15 yes |
39.61 on mkt buy ADR 2:1 8 |
| BlackRock Investment Management,LLC 06-Jul-15 yes |
39.54 on mkt buy ADR 2:1 8 |
| BlackRock Investment Management,LLC 06-Jul-15 yes |
39.61 on mkt buy ADR 2:1 8 |
| BlackRock Investment Management,LLC 06-Jul-15 yes |
39.54 on mkt buy ADR 2:1 8 |
| BlackRock Investment Management,LLC 06-Jul-15 yes |
39.61 on mkt buy ADR 2:1 32 |
| BlackRock Investment Management,LLC 06-Jul-15 yes |
39.61 on mkt buy ADR 2:1 40 |
| BlackRock Investment Management,LLC 06-Jul-15 yes |
39.56 on mkt buy ADR 2:1 8 |
| BlackRock Investment Management,LLC 06-Jul-15 yes |
39.52 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 06-Jul-15 yes |
39.54 on mkt buy ADR 2:1 6 |
| BlackRock Investment Management,LLC 06-Jul-15 yes |
39.26 on mkt buy ADR 2:1 34 |
| BlackRock Investment Management,LLC 06-Jul-15 yes |
39.59 on mkt buy ADR 2:1 90 |
| BlackRock Investment Management,LLC 06-Jul-15 yes |
39.53 on mkt buy ADR 2:1 6 |
| BlackRock Investment Management,LLC 06-Jul-15 yes |
39.63 on mkt buy ADR 2:1 12 |
| BlackRock Investment Management,LLC 06-Jul-15 yes |
39.62 on mkt buy ADR 2:1 180 |
| BlackRock Investment Management,LLC 06-Jul-15 yes |
39.61 on mkt buy ADR 2:1 34 |
| BlackRock Investment Management,LLC 06-Jul-15 yes |
39.61 on mkt buy ADR 2:1 44 |
| BlackRock Financial Management,Inc. 07-Jul-15 yes |
26.18 on mkt buy ord 9,125 |
| BlackRock Investment Management,LLC 07-Jul-15 yes |
26.18 on mkt buy ord 648 |
| BlackRock Investment Management (Australia) Limited 07-Jul-15 yes |
26.18 on mkt buy ord 2,836 |
| BlackRock Investment Management (UK) Limited 07-Jul-15 yes |
26.18 on mkt buy ord 412 |
| BlackRock Investment Management (UK) Limited 07-Jul-15 yes |
26.18 on mkt buy ord 3,639 |
| BlackRock Fund Advisors 07-Jul-15 yes |
26.34 on mkt buy ord 7,647 |
| BlackRock Fund Advisors 07-Jul-15 yes |
26.34 on mkt buy ord 17,765 |
| BlackRock Fund Advisors 07-Jul-15 yes |
26.25 on mkt buy ord 34,988 |
| BlackRock Advisors(UK)Limited 07-Jul-15 yes |
26.25 on mkt buy ord 5,446 |
| BlackRock Advisors(UK)Limited 07-Jul-15 yes |
26.25 on mkt buy ord 28,683 |
| BlackRock Institutional Trust Company, National Association 07-Jul-15 yes |
26.18 on mkt buy ord 975 |
| BlackRock Institutional Trust Company, National Association 07-Jul-15 yes |
26.18 on mkt buy ord 5,277 |
| BlackRock Institutional Trust Company, National Association 07-Jul-15 yes |
26.25 on mkt buy ord 16,076 |
page 26 of 47
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Consideration Class and number of securities affected |
|---|---|
| BlackRock Institutional Trust Company, National Association 07-Jul-15 yes |
26.18 on mkt buy ord 7,399 |
| BlackRock Investment Management (Australia) Limited 07-Jul-15 yes |
26.18 on mkt buy ord 6,286 |
| BlackRock Investment Management (Australia) Limited 07-Jul-15 yes |
26.18 on mkt buy ord 24,905 |
| BlackRock Investment Management (Australia) Limited 07-Jul-15 yes |
26.18 on mkt buy ord 2,450 |
| BlackRock Investment Management (Australia) Limited 07-Jul-15 yes |
26.18 on mkt buy ord 1,651 |
| BlackRock Institutional Trust Company, National Association 07-Jul-15 yes |
26.18 on mkt buy ord 603 |
| BlackRock Institutional Trust Company, National Association 07-Jul-15 yes |
26.18 on mkt buy ord 11,941 |
| BlackRock Institutional Trust Company, National Association 07-Jul-15 yes |
26.25 on mkt buy ord 25,736 |
| BlackRock Institutional Trust Company, National Association 07-Jul-15 yes |
26.18 on mkt buy ord 17,828 |
| BlackRock Advisors(UK)Limited 07-Jul-15 yes |
26.18 on mkt buy ord 1,029 |
| BlackRock Institutional Trust Company, National Association 07-Jul-15 yes |
26.18 on mkt buy ord 7,097 |
| BlackRock Institutional Trust Company, National Association 07-Jul-15 yes |
26.18 on mkt buy ord 415 |
| BlackRock Investment Management (UK) Limited 07-Jul-15 yes |
26.25 on mkt buy ord 2,713 |
| BlackRock Institutional Trust Company, National Association 07-Jul-15 yes |
26.25 on mkt buy ord 3,785 |
| BlackRock Investment Management,LLC 07-Jul-15 yes |
26.34 on mkt buy ord 500 |
| BlackRock Institutional Trust Company, National Association 07-Jul-15 yes |
26.18 on mkt buy ord 9,549 |
| BlackRock Institutional Trust Company, National Association 07-Jul-15 yes |
26.18 on mkt buy ord 2,352 |
| BlackRock Investment Management (Australia) Limited 07-Jul-15 yes |
26.18 on mkt buy ord 4,739 |
| BlackRock Investment Management (Australia) Limited 07-Jul-15 yes |
26.18 on mkt buy ord 426 |
| BlackRock Advisors,LLC 07-Jul-15 yes |
26.18 on mkt buy ord 8,270 |
| BlackRock Investment Management (UK) Limited 07-Jul-15 yes |
26.18 on mkt buy ord 2,369 |
| BlackRock Investment Management,LLC 07-Jul-15 yes |
38.48 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 07-Jul-15 yes |
38.48 on mkt buy ADR 2:1 12 |
| BlackRock Investment Management,LLC 07-Jul-15 yes |
38.42 on mkt buy ADR 2:1 14 |
| BlackRock Investment Management,LLC 07-Jul-15 yes |
38.82 on mkt buy ADR 2:1 152 |
| BlackRock Investment Management,LLC 07-Jul-15 yes |
38.03 on mkt buy ADR 2:1 16 |
| BlackRock Investment Management,LLC 07-Jul-15 yes |
38.39 on mkt buy ADR 2:1 40 |
| BlackRock Investment Management,LLC 07-Jul-15 yes |
38.88 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 07-Jul-15 yes |
38.53 on mkt buy ADR 2:1 54 |
| BlackRock Institutional Trust Company, National Association 08-Jul-15 yes |
25.43 on mkt buy ord 6,788 |
| BlackRock Advisors(UK)Limited 08-Jul-15 yes |
25.43 on mkt buy ord 409 |
| BlackRock Asset Management Canada Limited 08-Jul-15 yes |
25.43 on mkt buy ord 11,571 |
| BlackRock Japan Co.,Ltd. 08-Jul-15 yes |
25.59 on mkt buy ord 398 |
| BlackRock Japan Co.,Ltd. 08-Jul-15 yes |
25.59 on mkt buy ord 3,177 |
| BlackRock Investment Management (UK) Limited 08-Jul-15 yes |
25.97 on mkt buy ord 120,522 |
| BlackRock Fund Advisors 08-Jul-15 no |
n/a in specie ord 6,175 |
| BlackRock Investment Management (UK) Limited 08-Jul-15 yes |
25.97 on mkt buy ord 6,259 |
| BlackRock Fund Advisors 08-Jul-15 yes |
37.39 on mkt buy ADR 2:1 35,764 |
| BlackRock Investment Management,LLC 08-Jul-15 yes |
37.24 on mkt buy ADR 2:1 6 |
| BlackRock Investment Management,LLC 08-Jul-15 yes |
37.47 on mkt buy ADR 2:1 26 |
| BlackRock Investment Management,LLC 08-Jul-15 yes |
37.84 on mkt buy ADR 2:1 264 |
| BlackRock Investment Management,LLC 08-Jul-15 yes |
37.49 on mkt buy ADR 2:1 20 |
page 27 of 47
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management,LLC 08-Jul-15 yes |
37.47 on mkt buy ADR 2:1 32 |
| BlackRock Investment Management,LLC 08-Jul-15 yes |
37.26 on mkt buy ADR 2:1 154 |
| BlackRock Investment Management,LLC 08-Jul-15 yes |
37.60 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 08-Jul-15 yes |
37.29 on mkt buy ADR 2:1 342 |
| BlackRock Investment Management,LLC 08-Jul-15 yes |
37.29 on mkt buy ADR 2:1 330 |
| BlackRock Investment Management,LLC 09-Jul-15 yes |
25.63 on mkt buy ord 365 |
| BlackRock Fund Advisors 09-Jul-15 yes |
25.25 on mkt buy ord 1,456 |
| BlackRock Institutional Trust Company, National Association 09-Jul-15 yes |
25.63 on mkt buy ord 1,268 |
| BlackRock Institutional Trust Company, National Association 09-Jul-15 yes |
25.63 on mkt buy ord 3,037 |
| BlackRock Institutional Trust Company, National Association 09-Jul-15 yes |
25.63 on mkt buy ord 6,624 |
| BlackRock Investment Management (Australia) Limited 09-Jul-15 yes |
25.88 on mkt buy ord 6,499 |
| BlackRock Investment Management (UK) Limited 09-Jul-15 yes |
25.25 on mkt buy ord 87,275 |
| BlackRock Fund Advisors 09-Jul-15 no |
n/a in specie ord 9,930 |
| BlackRock Institutional Trust Company, National Association 09-Jul-15 yes |
25.63 on mkt buy ord 4,353 |
| BlackRock Asset Management Canada Limited 09-Jul-15 yes |
25.88 on mkt buy ord 653 |
| BlackRock Advisors,LLC 09-Jul-15 yes |
25.63 on mkt buy ord 2,844 |
| BlackRock Financial Management,Inc. 09-Jul-15 yes |
25.63 on mkt buy ord 321 |
| BlackRock Investment Management,LLC 09-Jul-15 yes |
38.29 on mkt buy ADR 2:1 6 |
| BlackRock Investment Management,LLC 09-Jul-15 yes |
38.29 on mkt buy ADR 2:1 12 |
| BlackRock Investment Management,LLC 09-Jul-15 yes |
38.42 on mkt buy ADR 2:1 104 |
| BlackRock Investment Management,LLC 09-Jul-15 yes |
38.32 on mkt buy ADR 2:1 42 |
| BlackRock Investment Management,LLC 09-Jul-15 yes |
38.46 on mkt buy ADR 2:1 44 |
| BlackRock Investment Management,LLC 09-Jul-15 yes |
38.41 on mkt buy ADR 2:1 78 |
| BlackRock Investment Management,LLC 09-Jul-15 yes |
38.47 on mkt buy ADR 2:1 18 |
| BlackRock Investment Management,LLC 09-Jul-15 yes |
38.47 on mkt buy ADR 2:1 20 |
| BlackRock Asset Management North Asia Limited 10-Jul-15 yes |
26.53 on mkt buy ord 20,485 |
| BlackRock Investment Management,LLC 10-Jul-15 yes |
26.65 on mkt buy ord 2,084 |
| BlackRock Advisors(UK)Limited 10-Jul-15 yes |
26.65 on mkt buy ord 3,602 |
| BlackRock Institutional Trust Company, National Association 10-Jul-15 yes |
26.48 on mkt buy ord 711 |
| BlackRock Institutional Trust Company, National Association 10-Jul-15 yes |
26.65 on mkt buy ord 9,480 |
| BlackRock Institutional Trust Company, National Association 10-Jul-15 yes |
26.48 on mkt buy ord 3,920 |
| BlackRock Advisors(UK)Limited 10-Jul-15 yes |
26.65 on mkt buy ord 4,533 |
| BlackRock Fund Advisors 10-Jul-15 yes |
26.08 on mkt buy ord 404 |
| BlackRock Advisors(UK)Limited 10-Jul-15 yes |
26.65 on mkt buy ord 869 |
| BlackRock Asset Management Canada Limited 10-Jul-15 no |
n/a in specie ADR 2:1 4,418 |
| BlackRock Investment Management,LLC 10-Jul-15 yes |
39.44 on mkt buy ADR 2:1 34 |
| BlackRock Investment Management,LLC 10-Jul-15 yes |
39.56 on mkt buy ADR 2:1 220 |
| BlackRock Investment Management,LLC 10-Jul-15 yes |
39.51 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 10-Jul-15 yes |
39.55 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 10-Jul-15 yes |
39.58 on mkt buy ADR 2:1 44 |
| BlackRock Investment Management,LLC 10-Jul-15 yes |
39.46 on mkt buy ADR 2:1 6 |
| BlackRock Investment Management,LLC 10-Jul-15 yes |
39.46 on mkt buy ADR 2:1 58 |
| BlackRock Investment Management,LLC 10-Jul-15 yes |
39.61 on mkt buy ADR 2:1 6 |
| BlackRock Advisors,LLC 13-Jul-15 yes |
26.65 on mkt buy ord 35,483 |
| BlackRock Advisors,LLC 13-Jul-15 yes |
26.65 on mkt buy ord 160 |
| BlackRock Advisors(UK)Limited 13-Jul-15 yes |
26.41 on mkt buy ord 36,416 |
| BlackRock Advisors(UK)Limited 13-Jul-15 yes |
26.41 on mkt buy ord 711 |
| BlackRock Advisors(UK)Limited 13-Jul-15 yes |
26.41 on mkt buy ord 6,274 |
| BlackRock Investment Management,LLC 13-Jul-15 yes |
40.68 on mkt buy ADR 2:1 6 |
| BlackRock Investment Management,LLC 13-Jul-15 yes |
39.53 on mkt buy ADR 2:1 190 |
| BlackRock Investment Management,LLC 13-Jul-15 yes |
40.50 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 13-Jul-15 yes |
40.64 on mkt buy ADR 2:1 2 |
page 28 of 47
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management,LLC 13-Jul-15 yes |
40.59 on mkt buy ADR 2:1 12 |
| BlackRock Investment Management,LLC 13-Jul-15 yes |
40.54 on mkt buy ADR 2:1 18 |
| BlackRock Investment Management,LLC 13-Jul-15 yes |
40.64 on mkt buy ADR 2:1 8 |
| BlackRock Investment Management,LLC 13-Jul-15 yes |
40.40 on mkt buy ADR 2:1 44 |
| BlackRock Investment Management,LLC 13-Jul-15 yes |
40.62 on mkt buy ADR 2:1 20 |
| BlackRock Fund Advisors 14-Jul-15 yes |
27.10 on mkt buy ord 2,192 |
| BlackRock Fund Advisors 14-Jul-15 no |
n/a in specie ord 30,144 |
| BlackRock Advisors(UK)Limited 14-Jul-15 yes |
27.10 on mkt buy ord 2,334 |
| BlackRock Institutional Trust Company, National Association 14-Jul-15 yes |
27.10 on mkt buy ord 940 |
| BlackRock Investment Management (Australia) Limited 14-Jul-15 yes |
27.10 on mkt buy ord 20,095 |
| BlackRock Fund Advisors 14-Jul-15 no |
n/a in specie ord 8,200 |
| BlackRock Fund Advisors 14-Jul-15 no |
n/a in specie ord 14,785 |
| BlackRock Fund Advisors 14-Jul-15 no |
n/a in specie ord 73,925 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
27.29 on mkt buy ord 2,366 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
39.92 on mkt buy ADR 2:1 380 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.00 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.00 on mkt buy ADR 2:1 34 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 14 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 14 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 14 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 28 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 6 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 32 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 16 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 14 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 6 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 8 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 80 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 6 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 8 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 22 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 6 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 6 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 18 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 14 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 24 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 14 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.01 on mkt buy ADR 2:1 158 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 8 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 22 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 50 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 36 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 12 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 8 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 16 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 14 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 12 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
39.97 on mkt buy ADR 2:1 14 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 16 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 32 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 6 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 6 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 12 |
page 29 of 47
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 40 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 62 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 16 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 8 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 26 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 8 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 12 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 106 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 12 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 12 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 18 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 28 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 28 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 26 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 28 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 28 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 22 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 14 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 24 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 12 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 16 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 14 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 6 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 6 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 6 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 46 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 30 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 28 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 20 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 36 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 52 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 28 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 8 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 14 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 14 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 22 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 6 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 28 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 34 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 6 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 14 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 12 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 14 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 16 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 6 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 28 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 24 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 20 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 8 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 12 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 8 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 20 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 14 |
page 30 of 47
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 12 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 32 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 38 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 16 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 18 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 14 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 44 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 50 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 18 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 12 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 14 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 22 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 38 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 14 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 14 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 6 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 14 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 8 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 16 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 12 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 8 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.00 on mkt buy ADR 2:1 56 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 26 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 8 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 32 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 16 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 22 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 8 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 8 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 12 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 8 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 12 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 6 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 6 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 6 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 12 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 6 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 6 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 6 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 26 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 8 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 6 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 80 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 12 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 6 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 6 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 26 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 36 |
| BlackRock Investment Management,LLC 14-Jul-15 yes |
40.04 on mkt buy ADR 2:1 6 |
| BlackRock Fund Advisors 15-Jul-15 no |
n/a in specie ord 9,341 |
page 31 of 47
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Consideration Class and number of securities affected |
|---|---|
| BlackRock Japan Co.,Ltd. 15-Jul-15 yes |
26.93 on mkt buy ord 333 |
| BlackRock Investment Management (UK) Limited 15-Jul-15 yes |
26.90 on mkt buy ord 6,168 |
| BlackRock Investment Management (UK) Limited 15-Jul-15 yes |
26.90 on mkt buy ord 15,806 |
| BlackRock Investment Management,LLC 15-Jul-15 yes |
26.93 on mkt buy ord 302 |
| BlackRock Investment Management,LLC 15-Jul-15 yes |
39.72 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 15-Jul-15 yes |
39.24 on mkt buy ADR 2:1 6 |
| BlackRock Investment Management,LLC 15-Jul-15 yes |
39.24 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 15-Jul-15 yes |
39.24 on mkt buy ADR 2:1 36 |
| BlackRock Investment Management,LLC 15-Jul-15 yes |
39.15 on mkt buy ADR 2:1 60 |
| BlackRock Investment Management,LLC 15-Jul-15 yes |
39.11 on mkt buy ADR 2:1 158 |
| BlackRock Investment Management,LLC 15-Jul-15 yes |
39.48 on mkt buy ADR 2:1 16 |
| BlackRock Investment Management,LLC 15-Jul-15 yes |
39.59 on mkt buy ADR 2:1 36 |
| BlackRock Investment Management,LLC 15-Jul-15 yes |
39.59 on mkt buy ADR 2:1 88 |
| BlackRock Investment Management,LLC 15-Jul-15 yes |
39.60 on mkt buy ADR 2:1 1,138 |
| BlackRock Advisors(UK)Limited 16-Jul-15 yes |
27.08 on mkt buy ord 5,453 |
| BlackRock Institutional Trust Company, National Association 16-Jul-15 yes |
27.08 on mkt buy ord 22,187 |
| BlackRock Advisors(UK)Limited 16-Jul-15 yes |
27.08 on mkt buy ord 843 |
| BlackRock Asset Management Canada Limited 16-Jul-15 yes |
27.08 on mkt buy ord 1,494 |
| BlackRock Advisors,LLC 16-Jul-15 yes |
40.15 on mkt buy ADR 2:1 4,000 |
| BlackRock Investment Management,LLC 16-Jul-15 yes |
39.97 on mkt buy ADR 2:1 8 |
| BlackRock Investment Management,LLC 16-Jul-15 yes |
39.76 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 16-Jul-15 yes |
39.79 on mkt buy ADR 2:1 22 |
| BlackRock Investment Management,LLC 16-Jul-15 yes |
40.23 on mkt buy ADR 2:1 108 |
| BlackRock Advisors(UK)Limited 17-Jul-15 yes |
27.10 on mkt buy ord 5,446 |
| BlackRock Institutional Trust Company, National Association 17-Jul-15 yes |
27.10 on mkt buy ord 47,335 |
| BlackRock Investment Management (Australia) Limited 17-Jul-15 yes |
27.10 on mkt buy ord 2,157 |
| BlackRock Fund Advisors 17-Jul-15 no |
n/a in specie ord 37,050 |
| BlackRock Investment Management,LLC 17-Jul-15 yes |
39.51 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 17-Jul-15 yes |
39.68 on mkt buy ADR 2:1 6 |
| BlackRock Investment Management,LLC 17-Jul-15 yes |
39.68 on mkt buy ADR 2:1 16 |
| BlackRock Investment Management,LLC 17-Jul-15 yes |
39.51 on mkt buy ADR 2:1 80 |
| BlackRock Investment Management,LLC 17-Jul-15 yes |
39.55 on mkt buy ADR 2:1 52 |
| BlackRock Investment Management,LLC 17-Jul-15 yes |
39.55 on mkt buy ADR 2:1 32 |
| BlackRock Investment Management,LLC 17-Jul-15 yes |
39.55 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 17-Jul-15 yes |
39.56 on mkt buy ADR 2:1 246 |
| BlackRock Investment Management,LLC 17-Jul-15 yes |
39.58 on mkt buy ADR 2:1 12 |
| BlackRock Investment Management,LLC 17-Jul-15 yes |
39.56 on mkt buy ADR 2:1 240 |
| BlackRock Advisors,LLC 20-Jul-15 yes |
26.88 on mkt buy ord 3,404 |
| BlackRock Investment Management (UK) Limited 20-Jul-15 yes |
26.99 on mkt buy ord 24,532 |
| BlackRock Asset Management North Asia Limited 20-Jul-15 yes |
26.88 on mkt buy ord 27,252 |
| BlackRock Institutional Trust Company, National Association 20-Jul-15 yes |
26.99 on mkt buy ord 7,888 |
| BlackRock Advisors(UK)Limited 20-Jul-15 yes |
26.99 on mkt buy ord 844 |
| BlackRock Investment Management,LLC 20-Jul-15 yes |
26.85 on mkt buy ord 3,900 |
| BlackRock Fund Advisors 20-Jul-15 yes |
39.43 on mkt buy ADR 2:1 976 |
| BlackRock Investment Management,LLC 20-Jul-15 yes |
39.19 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 20-Jul-15 yes |
39.19 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 20-Jul-15 yes |
39.19 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 20-Jul-15 yes |
39.31 on mkt buy ADR 2:1 12 |
| BlackRock Investment Management,LLC 20-Jul-15 yes |
39.15 on mkt buy ADR 2:1 28 |
| BlackRock Investment Management,LLC 20-Jul-15 yes |
39.15 on mkt buy ADR 2:1 38 |
| BlackRock Investment Management,LLC 20-Jul-15 yes |
39.25 on mkt buy ADR 2:1 12 |
| BlackRock Investment Management,LLC 20-Jul-15 yes |
39.22 on mkt buy ADR 2:1 42 |
| BlackRock Investment Management,LLC 20-Jul-15 yes |
39.08 on mkt buy ADR 2:1 78 |
| BlackRock Investment Management,LLC 20-Jul-15 yes |
39.21 on mkt buy ADR 2:1 8 |
| BlackRock Investment Management,LLC 20-Jul-15 yes |
39.18 on mkt buy ADR 2:1 190 |
page 32 of 47
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management,LLC 20-Jul-15 yes |
39.25 on mkt buy ADR 2:1 88 |
| BlackRock Investment Management,LLC 20-Jul-15 yes |
39.23 on mkt buy ADR 2:1 386 |
| BlackRock Advisors(UK)Limited 21-Jul-15 yes |
26.82 on mkt buy ord 9,660 |
| BlackRock Fund Advisors 21-Jul-15 no |
n/a in specie ord 37,364 |
| BlackRock Institutional Trust Company, National Association 21-Jul-15 yes |
26.67 on mkt buy ord 50,965 |
| BlackRock Institutional Trust Company, National Association 21-Jul-15 yes |
26.82 on mkt buy ord 2,699 |
| BlackRock Investment Management,LLC 21-Jul-15 yes |
40.00 on mkt buy ADR 2:1 12 |
| BlackRock Investment Management,LLC 21-Jul-15 yes |
40.00 on mkt buy ADR 2:1 30 |
| BlackRock Investment Management,LLC 21-Jul-15 yes |
39.71 on mkt buy ADR 2:1 58 |
| BlackRock Investment Management,LLC 21-Jul-15 yes |
39.72 on mkt buy ADR 2:1 72 |
| BlackRock Investment Management,LLC 21-Jul-15 yes |
40.07 on mkt buy ADR 2:1 108 |
| BlackRock Investment Management,LLC 21-Jul-15 yes |
39.70 on mkt buy ADR 2:1 146 |
| BlackRock Investment Management,LLC 21-Jul-15 yes |
39.70 on mkt buy ADR 2:1 52 |
| BlackRock Investment Management,LLC 21-Jul-15 yes |
39.82 on mkt buy ADR 2:1 40 |
| BlackRock Investment Management,LLC 21-Jul-15 yes |
39.95 on mkt buy ADR 2:1 36 |
| BlackRock Investment Management,LLC 21-Jul-15 yes |
40.04 on mkt buy ADR 2:1 26 |
| BlackRock Investment Management,LLC 21-Jul-15 yes |
39.96 on mkt buy ADR 2:1 14 |
| BlackRock Advisors,LLC 22-Jul-15 yes |
26.62 on mkt buy ord 20,900 |
| BlackRock Advisors,LLC 22-Jul-15 yes |
26.62 on mkt buy ord 240 |
| BlackRock Financial Management,Inc. 22-Jul-15 yes |
26.62 on mkt buy ord 4,200 |
| BlackRock Fund Advisors 22-Jul-15 no |
n/a in specie ord 6,209 |
| BlackRock Fund Advisors 22-Jul-15 no |
n/a in specie ord 20,578 |
| BlackRock Advisors(UK)Limited 22-Jul-15 yes |
26.27 on mkt buy ord 2,337 |
| BlackRock Institutional Trust Company, National Association 22-Jul-15 yes |
26.44 on mkt buy ord 4,279 |
| BlackRock Advisors(UK)Limited 22-Jul-15 yes |
26.27 on mkt buy ord 86,334 |
| BlackRock Investment Management,LLC 22-Jul-15 yes |
26.62 on mkt buy ord 40,000 |
| BlackRock Investment Management,LLC 22-Jul-15 yes |
26.62 on mkt buy ord 160 |
| BlackRock Investment Management,LLC 22-Jul-15 yes |
26.62 on mkt buy ord 3,400 |
| BlackRock Advisors(UK)Limited 22-Jul-15 yes |
26.27 on mkt buy ord 6,274 |
| BlackRock Institutional Trust Company, National Association 22-Jul-15 yes |
26.44 on mkt buy ord 419 |
| BlackRock Investment Management,LLC 22-Jul-15 yes |
26.50 on mkt buy ord 3,766 |
| BlackRock Asset Management Canada Limited 22-Jul-15 yes |
37.70 on mkt buy ADR 2:1 396 |
| BlackRock Fund Advisors 22-Jul-15 no |
n/a in specie ADR 2:1 16,160 |
| BlackRock Investment Management,LLC 22-Jul-15 yes |
37.66 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 22-Jul-15 yes |
37.80 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 22-Jul-15 yes |
37.69 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 22-Jul-15 yes |
37.66 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 22-Jul-15 yes |
37.78 on mkt buy ADR 2:1 38 |
| BlackRock Investment Management,LLC 22-Jul-15 yes |
37.79 on mkt buy ADR 2:1 46 |
| BlackRock Investment Management,LLC 22-Jul-15 yes |
37.80 on mkt buy ADR 2:1 64 |
| BlackRock Investment Management,LLC 22-Jul-15 yes |
37.79 on mkt buy ADR 2:1 44 |
| BlackRock Investment Management,LLC 22-Jul-15 yes |
38.16 on mkt buy ADR 2:1 40 |
| BlackRock Investment Management,LLC 22-Jul-15 yes |
37.80 on mkt buy ADR 2:1 36 |
| BlackRock Investment Management,LLC 22-Jul-15 yes |
37.69 on mkt buy ADR 2:1 80 |
| BlackRock Asset Management North Asia Limited 23-Jul-15 yes |
25.55 on mkt buy ord 962 |
| BlackRock Investment Management (UK) Limited 23-Jul-15 yes |
25.55 on mkt buy ord 3,484 |
| BlackRock Japan Co.,Ltd. 23-Jul-15 yes |
25.63 on mkt buy ord 33,802 |
| BlackRock Fund Advisors 23-Jul-15 no |
n/a in specie ord 6,628 |
| BlackRock Fund Advisors 23-Jul-15 no |
n/a in specie ord 24,700 |
| BlackRock Investment Management,LLC 23-Jul-15 yes |
25.63 on mkt buy ord 3,205 |
| BlackRock Investment Management,LLC 23-Jul-15 yes |
36.98 on mkt buy ADR 2:1 12 |
| BlackRock Investment Management,LLC 23-Jul-15 yes |
36.82 on mkt buy ADR 2:1 12 |
| BlackRock Investment Management,LLC 23-Jul-15 yes |
36.82 on mkt buy ADR 2:1 14 |
| BlackRock Investment Management,LLC 23-Jul-15 yes |
36.77 on mkt buy ADR 2:1 18 |
| BlackRock Investment Management,LLC 23-Jul-15 yes |
36.98 on mkt buy ADR 2:1 20 |
| BlackRock Investment Management,LLC 23-Jul-15 yes |
36.82 on mkt buy ADR 2:1 26 |
| BlackRock Investment Management,LLC 23-Jul-15 yes |
36.98 on mkt buy ADR 2:1 26 |
page 33 of 47
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management,LLC 23-Jul-15 yes |
36.98 on mkt buy ADR 2:1 28 |
| BlackRock Investment Management,LLC 23-Jul-15 yes |
36.98 on mkt buy ADR 2:1 44 |
| BlackRock Investment Management,LLC 23-Jul-15 yes |
37.45 on mkt buy ADR 2:1 22 |
| BlackRock Investment Management,LLC 23-Jul-15 yes |
37.45 on mkt buy ADR 2:1 94 |
| BlackRock Investment Management,LLC 23-Jul-15 yes |
36.85 on mkt buy ADR 2:1 240 |
| BlackRock Asset Management North Asia Limited 23-Jul-15 no |
n/a collateral transfer ord 81,784 |
| BlackRock Investment Management,LLC 24-Jul-15 yes |
35.99 on mkt buy ADR 2:1 28 |
| BlackRock Investment Management,LLC 24-Jul-15 yes |
36.26 on mkt buy ADR 2:1 86 |
| BlackRock Investment Management,LLC 24-Jul-15 yes |
36.22 on mkt buy ADR 2:1 168 |
| BlackRock Investment Management,LLC 24-Jul-15 yes |
36.11 on mkt buy ADR 2:1 24 |
| BlackRock Investment Management,LLC 24-Jul-15 yes |
36.29 on mkt buy ADR 2:1 6 |
| BlackRock Investment Management,LLC 24-Jul-15 yes |
36.25 on mkt buy ADR 2:1 26 |
| BlackRock Investment Management (UK) Limited 27-Jul-15 yes |
25.53 on mkt buy ord 3,029 |
| BlackRock Asset Management North Asia Limited 27-Jul-15 yes |
25.53 on mkt buy ord 2,656 |
| BlackRock Institutional Trust Company, National Association 27-Jul-15 yes |
25.52 on mkt buy ord 4,500 |
| BlackRock Investment Management,LLC 27-Jul-15 yes |
25.02 on mkt buy ord 797 |
| BlackRock Financial Management,Inc. 27-Jul-15 yes |
25.52 on mkt buy ord 23,887 |
| BlackRock Investment Management,LLC 27-Jul-15 yes |
36.43 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 27-Jul-15 yes |
36.65 on mkt buy ADR 2:1 62 |
| BlackRock Investment Management,LLC 27-Jul-15 yes |
36.74 on mkt buy ADR 2:1 14 |
| BlackRock Investment Management,LLC 27-Jul-15 yes |
36.60 on mkt buy ADR 2:1 26 |
| BlackRock Investment Management,LLC 27-Jul-15 yes |
36.60 on mkt buy ADR 2:1 14 |
| BlackRock Investment Management,LLC 27-Jul-15 yes |
36.59 on mkt buy ADR 2:1 264 |
| BlackRock Advisors,LLC 28-Jul-15 yes |
25.31 on mkt buy ord 220 |
| BlackRock Asset Management North Asia Limited 28-Jul-15 yes |
25.46 on mkt buy ord 18,414 |
| BlackRock Fund Advisors 28-Jul-15 no |
n/a in specie ord 7,983 |
| BlackRock Advisors(UK)Limited 28-Jul-15 yes |
25.37 on mkt buy ord 1,554 |
| BlackRock Japan Co.,Ltd. 28-Jul-15 yes |
25.08 on mkt buy ord 563 |
| BlackRock Investment Management (Australia) Limited 28-Jul-15 yes |
25.37 on mkt buy ord 2,157 |
| BlackRock Investment Management (UK) Limited 28-Jul-15 yes |
25.08 on mkt buy ord 119,026 |
| BlackRock Institutional Trust Company, National Association 28-Jul-15 yes |
25.29 on mkt buy ord 7,268 |
| BlackRock Financial Management,Inc. 28-Jul-15 yes |
25.08 on mkt buy ord 282 |
| BlackRock Investment Management,LLC 28-Jul-15 yes |
37.50 on mkt buy ADR 2:1 20 |
| BlackRock Investment Management,LLC 28-Jul-15 yes |
37.45 on mkt buy ADR 2:1 24 |
| BlackRock Investment Management,LLC 28-Jul-15 yes |
37.13 on mkt buy ADR 2:1 440 |
| BlackRock Investment Management,LLC 28-Jul-15 yes |
37.38 on mkt buy ADR 2:1 16 |
| BlackRock Investment Management,LLC 28-Jul-15 yes |
37.23 on mkt buy ADR 2:1 8 |
| BlackRock Investment Management,LLC 28-Jul-15 yes |
37.10 on mkt buy ADR 2:1 62 |
| BlackRock Investment Management,LLC 28-Jul-15 yes |
37.09 on mkt buy ADR 2:1 22 |
| BlackRock Investment Management,LLC 28-Jul-15 yes |
37.48 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 29-Jul-15 yes |
25.67 on mkt buy ord 4,249 |
| BlackRock Financial Management,Inc. 29-Jul-15 yes |
25.67 on mkt buy ord 186 |
| BlackRock Investment Management,LLC 29-Jul-15 yes |
37.97 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 29-Jul-15 yes |
37.97 on mkt buy ADR 2:1 6 |
| BlackRock Investment Management,LLC 29-Jul-15 yes |
38.15 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 29-Jul-15 yes |
37.97 on mkt buy ADR 2:1 24 |
| BlackRock Investment Management,LLC 29-Jul-15 yes |
38.15 on mkt buy ADR 2:1 92 |
| BlackRock Investment Management,LLC 29-Jul-15 yes |
38.16 on mkt buy ADR 2:1 14 |
| BlackRock Investment Management,LLC 29-Jul-15 yes |
38.17 on mkt buy ADR 2:1 16 |
| BlackRock Investment Management,LLC 29-Jul-15 yes |
37.75 on mkt buy ADR 2:1 104 |
| BlackRock Investment Management,LLC 29-Jul-15 yes |
37.75 on mkt buy ADR 2:1 38 |
| BlackRock Investment Management,LLC 29-Jul-15 yes |
38.14 on mkt buy ADR 2:1 82 |
| BlackRock Advisors,LLC 30-Jul-15 yes |
26.39 on mkt buy ord 260 |
| BlackRock Investment Management (Australia) Limited 30-Jul-15 yes |
26.50 on mkt buy ord 6,499 |
| BlackRock Investment Management,LLC 30-Jul-15 yes |
26.39 on mkt buy ord 230 |
| BHP | page 34 of 47 |
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Consideration Class and number of securities affected |
|---|---|
| BlackRock Institutional Trust Company, National Association 30-Jul-15 yes |
26.47 on mkt buy ord 5,654 |
| BlackRock Investment Management,LLC 30-Jul-15 yes |
26.22 on mkt buy ord 2,120 |
| BlackRock Investment Management,LLC 30-Jul-15 yes |
38.05 on mkt buy ADR 2:1 440 |
| BlackRock Investment Management,LLC 30-Jul-15 yes |
38.04 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 30-Jul-15 yes |
37.91 on mkt buy ADR 2:1 12 |
| BlackRock Investment Management,LLC 30-Jul-15 yes |
38.01 on mkt buy ADR 2:1 30 |
| BlackRock Investment Management,LLC 30-Jul-15 yes |
37.94 on mkt buy ADR 2:1 12 |
| BlackRock Investment Management (UK) Limited 31-Jul-15 yes |
26.40 on mkt buy ord 398 |
| BlackRock(Netherlands)B.V. 31-Jul-15 yes |
26.45 on mkt buy ord 22,548 |
| BlackRock Asset Management North Asia Limited 31-Jul-15 yes |
26.42 on mkt buy ord 49,720 |
| BlackRock Institutional Trust Company, National Association 31-Jul-15 yes |
26.45 on mkt buy ord 54,177 |
| BlackRock Institutional Trust Company, National Association 31-Jul-15 no |
n/a in specie ord 8,651 |
| BlackRock Institutional Trust Company, National Association 31-Jul-15 yes |
26.45 on mkt buy ord 3,512 |
| BlackRock Advisors(UK)Limited 31-Jul-15 yes |
26.45 on mkt buy ord 20,680 |
| BlackRock Investment Management (Australia) Limited 31-Jul-15 yes |
26.45 on mkt buy ord 560,136 |
| BlackRock Investment Management (UK) Limited 31-Jul-15 yes |
26.41 on mkt buy ord 43,486 |
| BlackRock Fund Advisors 31-Jul-15 yes |
26.45 on mkt buy ord 2,514 |
| BlackRock Asset Management Canada Limited 31-Jul-15 yes |
26.45 on mkt buy ord 5,025 |
| BlackRock Investment Management,LLC 31-Jul-15 yes |
38.39 on mkt buy ADR 2:1 100 |
| BlackRock Investment Management,LLC 31-Jul-15 yes |
38.73 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 31-Jul-15 yes |
38.43 on mkt buy ADR 2:1 12 |
| BlackRock Investment Management,LLC 31-Jul-15 yes |
38.42 on mkt buy ADR 2:1 14 |
| BlackRock Investment Management,LLC 31-Jul-15 yes |
38.73 on mkt buy ADR 2:1 24 |
| BlackRock Investment Management,LLC 31-Jul-15 yes |
38.40 on mkt buy ADR 2:1 34 |
| BlackRock Investment Management,LLC 31-Jul-15 yes |
38.60 on mkt buy ADR 2:1 12 |
| BlackRock Investment Management,LLC 31-Jul-15 yes |
38.59 on mkt buy ADR 2:1 120 |
| BlackRock Investment Management,LLC 31-Jul-15 yes |
38.59 on mkt buy ADR 2:1 1,940 |
| BlackRock Asset Management North Asia Limited 03-Aug-15 yes |
26.07 on mkt buy ord 1,877 |
| BlackRock Institutional Trust Company, National Association 03-Aug-15 yes |
26.18 on mkt buy ord 694 |
| BlackRock Investment Management (UK) Limited 03-Aug-15 yes |
26.15 on mkt buy ord 161,341 |
| BlackRock Fund Advisors 03-Aug-15 no |
n/a in specie ord 23,373 |
| BlackRock Investment Management,LLC 03-Aug-15 yes |
37.47 on mkt buy ADR 2:1 44 |
| BlackRock Investment Management,LLC 03-Aug-15 yes |
37.40 on mkt buy ADR 2:1 28 |
| BlackRock Investment Management,LLC 03-Aug-15 yes |
37.46 on mkt buy ADR 2:1 40 |
| BlackRock Investment Management,LLC 03-Aug-15 yes |
37.43 on mkt buy ADR 2:1 82 |
| BlackRock Asset Management North Asia Limited 03-Aug-15 no |
n/a collateral transfer ord 427,346 |
| BlackRock Institutional Trust Company, National Association 04-Aug-15 yes |
25.77 on mkt buy ord 61,611 |
| BlackRock Advisors(UK)Limited 04-Aug-15 yes |
25.90 on mkt buy ord 19,162 |
| BlackRock Investment Management (UK) Limited 04-Aug-15 yes |
25.94 on mkt buy ord 41,159 |
| BlackRock Fund Advisors 04-Aug-15 no |
n/a in specie ord 698 |
| BlackRock Fund Advisors 04-Aug-15 yes |
25.77 on mkt buy ord 330 |
| BlackRock Fund Advisors 04-Aug-15 no |
n/a in specie ord 24,700 |
| BlackRock Institutional Trust Company, National Association 04-Aug-15 yes |
25.90 on mkt buy ord 2,036 |
| BlackRock Investment Management,LLC 04-Aug-15 yes |
38.40 on mkt buy ADR 2:1 280 |
| BlackRock Investment Management,LLC 04-Aug-15 yes |
38.32 on mkt buy ADR 2:1 24 |
| BlackRock Investment Management,LLC 04-Aug-15 yes |
38.29 on mkt buy ADR 2:1 36 |
| BlackRock Investment Management,LLC 04-Aug-15 yes |
38.37 on mkt buy ADR 2:1 82 |
| BlackRock Investment Management,LLC 04-Aug-15 yes |
38.56 on mkt buy ADR 2:1 60 |
page 35 of 47
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management,LLC 04-Aug-15 yes |
38.69 on mkt buy ADR 2:1 172 |
| BlackRock Investment Management (UK) Limited 05-Aug-15 yes |
26.43 on mkt buy ord 1,580 |
| BlackRock Asset Management North Asia Limited 05-Aug-15 yes |
26.43 on mkt buy ord 573 |
| BlackRock Asset Management North Asia Limited 05-Aug-15 yes |
26.43 on mkt buy ord 10,885 |
| BlackRock Institutional Trust Company, National Association 05-Aug-15 yes |
26.49 on mkt buy ord 34,373 |
| BlackRock Advisors(UK)Limited 05-Aug-15 yes |
26.49 on mkt buy ord 36,751 |
| BlackRock Investment Management (Australia) Limited 05-Aug-15 yes |
26.49 on mkt buy ord 11,256 |
| BlackRock Fund Advisors 05-Aug-15 no |
n/a in specie ord 16,400 |
| BlackRock Investment Management,LLC 05-Aug-15 yes |
39.00 on mkt buy ADR 2:1 18 |
| BlackRock Investment Management,LLC 05-Aug-15 yes |
39.09 on mkt buy ADR 2:1 16 |
| BlackRock Investment Management,LLC 05-Aug-15 yes |
39.87 on mkt buy ADR 2:1 28 |
| BlackRock Investment Management,LLC 05-Aug-15 yes |
39.87 on mkt buy ADR 2:1 38 |
| BlackRock Investment Management,LLC 05-Aug-15 yes |
38.97 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 05-Aug-15 yes |
39.20 on mkt buy ADR 2:1 12 |
| BlackRock Investment Management,LLC 05-Aug-15 yes |
39.08 on mkt buy ADR 2:1 30 |
| BlackRock Investment Management,LLC 05-Aug-15 yes |
39.08 on mkt buy ADR 2:1 36 |
| BlackRock Investment Management,LLC 05-Aug-15 yes |
39.04 on mkt buy ADR 2:1 64 |
| BlackRock Advisors,LLC 06-Aug-15 yes |
26.56 on mkt buy ord 150 |
| BlackRock Financial Management,Inc. 06-Aug-15 yes |
26.56 on mkt buy ord 4,240 |
| BlackRock Fund Advisors 06-Aug-15 no |
n/a in specie ord 698 |
| BlackRock Asset Management Canada Limited 06-Aug-15 yes |
26.69 on mkt buy ord 2,040 |
| BlackRock Japan Co.,Ltd. 06-Aug-15 yes |
26.72 on mkt buy ord 336 |
| BlackRock Investment Management,LLC 06-Aug-15 yes |
38.70 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 06-Aug-15 yes |
38.80 on mkt buy ADR 2:1 8 |
| BlackRock Investment Management,LLC 06-Aug-15 yes |
38.70 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 06-Aug-15 yes |
38.35 on mkt buy ADR 2:1 64 |
| BlackRock Investment Management,LLC 06-Aug-15 yes |
38.79 on mkt buy ADR 2:1 36 |
| BlackRock Investment Management,LLC 06-Aug-15 yes |
38.69 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 06-Aug-15 yes |
38.88 on mkt buy ADR 2:1 130 |
| BlackRock Investment Management,LLC 06-Aug-15 yes |
38.84 on mkt buy ADR 2:1 26 |
| BlackRock Investment Management,LLC 06-Aug-15 yes |
38.67 on mkt buy ADR 2:1 6 |
| BlackRock Investment Management,LLC 06-Aug-15 yes |
38.83 on mkt buy ADR 2:1 16 |
| BlackRock Investment Management,LLC 06-Aug-15 yes |
38.85 on mkt buy ADR 2:1 12 |
| BlackRock Investment Management,LLC 06-Aug-15 yes |
38.85 on mkt buy ADR 2:1 12 |
| BlackRock Advisors,LLC 07-Aug-15 yes |
25.93 on mkt buy ord 20,686 |
| BlackRock Asset Management Deutschland AG 07-Aug-15 yes |
25.93 on mkt buy ord 182 |
| BlackRock Advisors(UK)Limited 07-Aug-15 yes |
25.93 on mkt buy ord 3,108 |
| BlackRock Institutional Trust Company, National Association 07-Aug-15 yes |
26.13 on mkt buy ord 2,042 |
| BlackRock Institutional Trust Company, National Association 07-Aug-15 yes |
26.13 on mkt buy ord 290 |
| BlackRock Institutional Trust Company, National Association 07-Aug-15 yes |
26.13 on mkt buy ord 7,579 |
| BlackRock Institutional Trust Company, National Association 07-Aug-15 yes |
26.13 on mkt buy ord 6,395 |
| BlackRock Advisors(UK)Limited 07-Aug-15 yes |
25.93 on mkt buy ord 10,429 |
| BlackRock Fund Advisors 07-Aug-15 no |
n/a in specie ord 6,684 |
| BlackRock Advisors,LLC 07-Aug-15 yes |
26.13 on mkt buy ord 7,006 |
| BlackRock Asset Management Canada Limited 07-Aug-15 no |
n/a in specie ADR 2:1 4,432 |
| BlackRock Investment Management,LLC 07-Aug-15 yes |
38.58 on mkt buy ADR 2:1 20 |
| BlackRock Investment Management,LLC 07-Aug-15 yes |
38.60 on mkt buy ADR 2:1 36 |
| BlackRock Investment Management,LLC 07-Aug-15 yes |
38.71 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 07-Aug-15 yes |
38.74 on mkt buy ADR 2:1 34 |
| BlackRock Investment Management,LLC 07-Aug-15 yes |
38.76 on mkt buy ADR 2:1 72 |
| BlackRock Japan Co.,Ltd. 10-Aug-15 yes |
25.92 on mkt buy ord 2,771 |
| BlackRock Investment Management,LLC 10-Aug-15 yes |
39.72 on mkt buy ADR 2:1 4 |
page 36 of 47
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management,LLC 10-Aug-15 yes |
39.47 on mkt buy ADR 2:1 20 |
| BlackRock Investment Management,LLC 10-Aug-15 yes |
39.57 on mkt buy ADR 2:1 276 |
| BlackRock Investment Management,LLC 10-Aug-15 yes |
39.31 on mkt buy ADR 2:1 100 |
| BlackRock Investment Management,LLC 10-Aug-15 yes |
39.41 on mkt buy ADR 2:1 86 |
| BlackRock Investment Management,LLC 10-Aug-15 yes |
39.56 on mkt buy ADR 2:1 6 |
| BlackRock Investment Management,LLC 10-Aug-15 yes |
39.46 on mkt buy ADR 2:1 68 |
| BlackRock Investment Management (UK) Limited 11-Aug-15 yes |
26.34 on mkt buy ord 30,634 |
| BlackRock Fund Advisors 11-Aug-15 yes |
26.70 on mkt buy ord 9,568 |
| BlackRock Institutional Trust Company, National Association 11-Aug-15 yes |
26.50 on mkt buy ord 2,284 |
| BlackRock Investment Management (UK) Limited 11-Aug-15 yes |
26.47 on mkt buy ord 41,423 |
| BlackRock Advisors(UK)Limited 11-Aug-15 yes |
26.34 on mkt buy ord 6,275 |
| BlackRock Advisors,LLC 11-Aug-15 yes |
26.50 on mkt buy ord 2,049 |
| BlackRock Investment Management,LLC 11-Aug-15 yes |
37.72 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 11-Aug-15 yes |
37.79 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 11-Aug-15 yes |
37.79 on mkt buy ADR 2:1 26 |
| BlackRock Investment Management,LLC 11-Aug-15 yes |
37.54 on mkt buy ADR 2:1 26 |
| BlackRock Investment Management,LLC 11-Aug-15 yes |
37.54 on mkt buy ADR 2:1 28 |
| BlackRock Investment Management,LLC 11-Aug-15 yes |
37.54 on mkt buy ADR 2:1 56 |
| BlackRock Investment Management,LLC 11-Aug-15 yes |
37.54 on mkt buy ADR 2:1 82 |
| BlackRock Investment Management,LLC 11-Aug-15 yes |
37.58 on mkt buy ADR 2:1 230 |
| BlackRock Investment Management,LLC 11-Aug-15 yes |
37.71 on mkt buy ADR 2:1 34 |
| BlackRock Investment Management,LLC 11-Aug-15 yes |
37.50 on mkt buy ADR 2:1 22 |
| BlackRock Investment Management,LLC 11-Aug-15 yes |
37.76 on mkt buy ADR 2:1 112 |
| BlackRock Investment Management,LLC 11-Aug-15 yes |
37.58 on mkt buy ADR 2:1 20 |
| BlackRock Investment Management,LLC 11-Aug-15 yes |
37.52 on mkt buy ADR 2:1 8 |
| BlackRock Investment Management,LLC 11-Aug-15 yes |
37.80 on mkt buy ADR 2:1 32 |
| BlackRock Investment Management (Australia) Limited 12-Aug-15 yes |
25.20 on mkt buy ord 8,038 |
| BlackRock Advisors(UK)Limited 12-Aug-15 yes |
25.20 on mkt buy ord 1,370 |
| BlackRock Asset Management Canada Limited 12-Aug-15 yes |
25.20 on mkt buy ord 1,940 |
| BlackRock Investment Management,LLC 12-Aug-15 yes |
37.60 on mkt buy ADR 2:1 18 |
| BlackRock Investment Management,LLC 12-Aug-15 yes |
37.43 on mkt buy ADR 2:1 16 |
| BlackRock Investment Management,LLC 12-Aug-15 yes |
37.35 on mkt buy ADR 2:1 22 |
| BlackRock Investment Management,LLC 12-Aug-15 yes |
37.82 on mkt buy ADR 2:1 82 |
| BlackRock Investment Management,LLC 12-Aug-15 yes |
37.91 on mkt buy ADR 2:1 42 |
| BlackRock Investment Management,LLC 12-Aug-15 yes |
37.79 on mkt buy ADR 2:1 28 |
| BlackRock Investment Management,LLC 12-Aug-15 yes |
37.24 on mkt buy ADR 2:1 454 |
| BlackRock Investment Management,LLC 12-Aug-15 yes |
37.46 on mkt buy ADR 2:1 184 |
| BlackRock Investment Management,LLC 12-Aug-15 yes |
37.22 on mkt buy ADR 2:1 20 |
| BlackRock Fund Advisors 13-Aug-15 no |
n/a in specie ord 45,216 |
| BlackRock Fund Advisors 13-Aug-15 no |
n/a in specie ord 20,052 |
| BlackRock Advisors,LLC 13-Aug-15 yes |
25.73 on mkt buy ord 1,987 |
| BlackRock Asset Management Canada Limited 13-Aug-15 no |
n/a in specie ADR 2:1 4,432 |
| BlackRock Investment Management,LLC 13-Aug-15 yes |
37.74 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 13-Aug-15 yes |
37.74 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 13-Aug-15 yes |
37.45 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 13-Aug-15 yes |
37.61 on mkt buy ADR 2:1 12 |
| BlackRock Investment Management,LLC 13-Aug-15 yes |
37.69 on mkt buy ADR 2:1 22 |
| BlackRock Investment Management,LLC 13-Aug-15 yes |
37.61 on mkt buy ADR 2:1 8 |
| BlackRock Investment Management,LLC 13-Aug-15 yes |
37.69 on mkt buy ADR 2:1 20 |
| BlackRock Investment Management,LLC 13-Aug-15 yes |
37.61 on mkt buy ADR 2:1 78 |
| BlackRock Investment Management,LLC 13-Aug-15 yes |
37.79 on mkt buy ADR 2:1 8 |
| BlackRock Asset Management North Asia Limited 13-Aug-15 no |
n/a collateral transfer ord 272,858 |
| BlackRock Advisors,LLC 14-Aug-15 yes |
25.50 on mkt buy ord 400 |
| BlackRock Asset Management North Asia Limited 14-Aug-15 yes |
25.39 on mkt buy ord 16,552 |
| BlackRock Fund Advisors 14-Aug-15 yes |
25.50 on mkt buy ord 472 |
| BlackRock Investment Management,LLC 14-Aug-15 yes |
37.89 on mkt buy ADR 2:1 2 |
BHP page 37 of 47
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management,LLC 14-Aug-15 yes |
37.89 on mkt buy ADR 2:1 8 |
| BlackRock Investment Management,LLC 14-Aug-15 yes |
37.89 on mkt buy ADR 2:1 16 |
| BlackRock Investment Management,LLC 14-Aug-15 yes |
37.89 on mkt buy ADR 2:1 24 |
| BlackRock Investment Management,LLC 14-Aug-15 yes |
37.60 on mkt buy ADR 2:1 14 |
| BlackRock Investment Management,LLC 14-Aug-15 yes |
37.88 on mkt buy ADR 2:1 36 |
| BlackRock Investment Management,LLC 14-Aug-15 yes |
37.71 on mkt buy ADR 2:1 10 |
| BlackRock Fund Advisors 17-Aug-15 yes |
25.51 on mkt buy ord 2,760 |
| BlackRock Fund Advisors 17-Aug-15 yes |
25.51 on mkt buy ord 23,610 |
| BlackRock Fund Advisors 17-Aug-15 no |
n/a in specie ord 75,015 |
| BlackRock Japan Co.,Ltd. 17-Aug-15 yes |
25.23 on mkt buy ord 139 |
| BlackRock Investment Management,LLC 17-Aug-15 yes |
37.16 on mkt buy ADR 2:1 24 |
| BlackRock Investment Management,LLC 17-Aug-15 yes |
37.07 on mkt buy ADR 2:1 140 |
| BlackRock Investment Management,LLC 17-Aug-15 yes |
37.15 on mkt buy ADR 2:1 488 |
| BlackRock Investment Management,LLC 17-Aug-15 yes |
37.15 on mkt buy ADR 2:1 484 |
| BlackRock Investment Management,LLC 17-Aug-15 yes |
37.15 on mkt buy ADR 2:1 484 |
| BlackRock Investment Management,LLC 17-Aug-15 yes |
36.86 on mkt buy ADR 2:1 136 |
| BlackRock Investment Management,LLC 17-Aug-15 yes |
37.04 on mkt buy ADR 2:1 24 |
| BlackRock Investment Management,LLC 17-Aug-15 yes |
36.62 on mkt buy ADR 2:1 28 |
| BlackRock Investment Management,LLC 17-Aug-15 yes |
36.70 on mkt buy ADR 2:1 38 |
| BlackRock Asset Management North Asia Limited 17-Aug-15 no |
n/a collateral transfer ord 41,755 |
| BlackRock Investment Management (Australia) Limited 18-Aug-15 yes |
24.98 on mkt buy ord 6,452 |
| BlackRock Investment Management (UK) Limited 18-Aug-15 yes |
25.12 on mkt buy ord 52,925 |
| BlackRock Investment Management (UK) Limited 18-Aug-15 yes |
25.23 on mkt buy ord 70,806 |
| BlackRock Fund Advisors 18-Aug-15 no |
n/a in specie ord 13,384 |
| BlackRock Investment Management,LLC 18-Aug-15 yes |
36.70 on mkt buy ADR 2:1 6 |
| BlackRock Investment Management,LLC 18-Aug-15 yes |
36.55 on mkt buy ADR 2:1 16 |
| BlackRock Investment Management,LLC 18-Aug-15 yes |
36.55 on mkt buy ADR 2:1 26 |
| BlackRock Investment Management,LLC 18-Aug-15 yes |
36.55 on mkt buy ADR 2:1 32 |
| BlackRock Investment Management,LLC 18-Aug-15 yes |
36.55 on mkt buy ADR 2:1 74 |
| BlackRock Investment Management,LLC 18-Aug-15 yes |
36.55 on mkt buy ADR 2:1 76 |
| BlackRock Investment Management,LLC 18-Aug-15 yes |
36.63 on mkt buy ADR 2:1 1,368 |
| BlackRock Investment Management,LLC 18-Aug-15 yes |
36.56 on mkt buy ADR 2:1 6 |
| BlackRock Investment Management,LLC 18-Aug-15 yes |
36.39 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 18-Aug-15 yes |
36.35 on mkt buy ADR 2:1 20 |
| BlackRock Investment Management,LLC 18-Aug-15 yes |
36.53 on mkt buy ADR 2:1 74 |
| BlackRock Asset Management North Asia Limited 18-Aug-15 no |
n/a collateral transfer ord 418,175 |
| BlackRock Investment Management,LLC 19-Aug-15 yes |
25.16 on mkt buy ord 1,557 |
| BlackRock Japan Co.,Ltd. 19-Aug-15 yes |
25.07 on mkt buy ord 395 |
| BlackRock Institutional Trust Company, National Association 19-Aug-15 yes |
25.16 on mkt buy ord 34,569 |
| BlackRock Fund Advisors 19-Aug-15 no |
n/a in specie ord 6,692 |
| BlackRock Asset Management Canada Limited 19-Aug-15 no |
n/a in specie ADR 2:1 4,432 |
| BlackRock Investment Management,LLC 19-Aug-15 yes |
35.84 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 19-Aug-15 yes |
36.37 on mkt buy ADR 2:1 52 |
| BlackRock Investment Management,LLC 19-Aug-15 yes |
36.25 on mkt buy ADR 2:1 60 |
| BlackRock Investment Management,LLC 19-Aug-15 yes |
35.79 on mkt buy ADR 2:1 58 |
| BlackRock Investment Management,LLC 19-Aug-15 yes |
35.91 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 19-Aug-15 yes |
35.81 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 19-Aug-15 yes |
35.84 on mkt buy ADR 2:1 102 |
| BlackRock Asset Management North Asia Limited 20-Aug-15 yes |
24.44 on mkt buy ord 13,360 |
| BlackRock Advisors(UK)Limited 20-Aug-15 yes |
24.38 on mkt buy ord 121,922 |
| BlackRock Investment Management (Australia) Limited 20-Aug-15 yes |
24.38 on mkt buy ord 11,997 |
| BlackRock Investment Management (Australia) Limited 20-Aug-15 yes |
24.38 on mkt buy ord 110,299 |
| BlackRock Asset Management Canada Limited 20-Aug-15 yes |
36.03 on mkt buy ADR 2:1 148 |
page 38 of 47
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management,LLC 20-Aug-15 yes |
36.05 on mkt buy ADR 2:1 38 |
| BlackRock Investment Management,LLC 20-Aug-15 yes |
36.07 on mkt buy ADR 2:1 80 |
| BlackRock Investment Management,LLC 20-Aug-15 yes |
36.15 on mkt buy ADR 2:1 52 |
| BlackRock Investment Management,LLC 20-Aug-15 yes |
36.27 on mkt buy ADR 2:1 58 |
| BlackRock Investment Management,LLC 20-Aug-15 yes |
36.20 on mkt buy ADR 2:1 138 |
| BlackRock Investment Management,LLC 20-Aug-15 yes |
36.11 on mkt buy ADR 2:1 8 |
| BlackRock Investment Management,LLC 20-Aug-15 yes |
36.14 on mkt buy ADR 2:1 122 |
| BlackRock Asset Management North Asia Limited 20-Aug-15 no |
n/a collateral transfer ord 1,433 |
| BlackRock Advisors,LLC 21-Aug-15 yes |
24.36 on mkt buy ord 610 |
| BlackRock Japan Co.,Ltd. 21-Aug-15 yes |
24.36 on mkt buy ord 36,536 |
| BlackRock Japan Co.,Ltd. 21-Aug-15 yes |
24.36 on mkt buy ord 231 |
| BlackRock Investment Management,LLC 21-Aug-15 yes |
34.93 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 21-Aug-15 yes |
34.93 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 21-Aug-15 yes |
35.11 on mkt buy ADR 2:1 28 |
| BlackRock Investment Management,LLC 21-Aug-15 yes |
35.11 on mkt buy ADR 2:1 40 |
| BlackRock Investment Management,LLC 21-Aug-15 yes |
34.69 on mkt buy ADR 2:1 26 |
| BlackRock Investment Management,LLC 21-Aug-15 yes |
35.40 on mkt buy ADR 2:1 18 |
| BlackRock Investment Management,LLC 21-Aug-15 yes |
35.35 on mkt buy ADR 2:1 96 |
| BlackRock Investment Management,LLC 21-Aug-15 yes |
35.35 on mkt buy ADR 2:1 98 |
| BlackRock Asset Management North Asia Limited 21-Aug-15 no |
n/a collateral transfer ord 1,972 |
| BlackRock Financial Management,Inc. 24-Aug-15 yes |
23.53 on mkt buy ord 5,200 |
| BlackRock Investment Management (Australia) Limited 24-Aug-15 yes |
22.89 on mkt buy ord 22,512 |
| BlackRock Fund Advisors 24-Aug-15 yes |
23.57 on mkt buy ord 716 |
| BlackRock Fund Advisors 24-Aug-15 yes |
22.89 on mkt buy ord 10,635 |
| BlackRock Investment Management,LLC 24-Aug-15 yes |
32.58 on mkt buy ADR 2:1 580 |
| BlackRock Investment Management,LLC 24-Aug-15 yes |
32.99 on mkt buy ADR 2:1 8 |
| BlackRock Investment Management,LLC 24-Aug-15 yes |
32.99 on mkt buy ADR 2:1 8 |
| BlackRock Investment Management,LLC 24-Aug-15 yes |
32.99 on mkt buy ADR 2:1 18 |
| BlackRock Investment Management,LLC 24-Aug-15 yes |
33.02 on mkt buy ADR 2:1 20 |
| BlackRock Investment Management,LLC 24-Aug-15 yes |
32.59 on mkt buy ADR 2:1 60 |
| BlackRock Investment Management,LLC 24-Aug-15 yes |
32.49 on mkt buy ADR 2:1 12 |
| BlackRock Investment Management,LLC 24-Aug-15 yes |
33.02 on mkt buy ADR 2:1 88 |
| BlackRock Investment Management,LLC 24-Aug-15 yes |
32.45 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 24-Aug-15 yes |
32.20 on mkt buy ADR 2:1 12 |
| BlackRock Investment Management,LLC 24-Aug-15 yes |
33.04 on mkt buy ADR 2:1 6 |
| BlackRock Investment Management,LLC 24-Aug-15 yes |
32.19 on mkt buy ADR 2:1 118 |
| BlackRock Investment Management,LLC 24-Aug-15 yes |
32.81 on mkt buy ADR 2:1 16 |
| BlackRock Investment Management,LLC 24-Aug-15 yes |
33.21 on mkt buy ADR 2:1 34 |
| BlackRock Investment Management,LLC 24-Aug-15 yes |
32.65 on mkt buy ADR 2:1 22 |
| BlackRock Japan Co.,Ltd. 25-Aug-15 yes |
23.06 on mkt buy ord 933 |
| BlackRock Japan Co.,Ltd. 25-Aug-15 yes |
22.41 on mkt buy ord 18,517 |
| BlackRock Advisors(UK)Limited 25-Aug-15 yes |
23.34 on mkt buy ord 2,139 |
| BlackRock Institutional Trust Company, National Association 25-Aug-15 yes |
23.34 on mkt buy ord 10,251 |
| BlackRock Investment Management,LLC 25-Aug-15 yes |
33.74 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 25-Aug-15 yes |
34.09 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 25-Aug-15 yes |
33.74 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 25-Aug-15 yes |
34.09 on mkt buy ADR 2:1 6 |
| BlackRock Investment Management,LLC 25-Aug-15 yes |
34.09 on mkt buy ADR 2:1 12 |
| BlackRock Investment Management,LLC 25-Aug-15 yes |
34.09 on mkt buy ADR 2:1 14 |
| BlackRock Investment Management,LLC 25-Aug-15 yes |
34.09 on mkt buy ADR 2:1 16 |
| BlackRock Investment Management,LLC 25-Aug-15 yes |
34.09 on mkt buy ADR 2:1 18 |
| BlackRock Investment Management,LLC 25-Aug-15 yes |
33.74 on mkt buy ADR 2:1 18 |
| BlackRock Investment Management,LLC 25-Aug-15 yes |
33.74 on mkt buy ADR 2:1 30 |
| BlackRock Investment Management,LLC 25-Aug-15 yes |
34.09 on mkt buy ADR 2:1 112 |
| BlackRock Investment Management,LLC 25-Aug-15 yes |
33.56 on mkt buy ADR 2:1 38 |
| BlackRock Investment Management,LLC 25-Aug-15 yes |
33.52 on mkt buy ADR 2:1 88 |
| BlackRock Investment Management,LLC 25-Aug-15 yes |
34.09 on mkt buy ADR 2:1 38 |
| BlackRock Investment Management,LLC 25-Aug-15 yes |
33.27 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 25-Aug-15 yes |
33.56 on mkt buy ADR 2:1 96 |
| BlackRock Investment Management,LLC 25-Aug-15 yes |
33.85 on mkt buy ADR 2:1 30 |
page 39 of 47
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management,LLC 25-Aug-15 yes |
33.85 on mkt buy ADR 2:1 16 |
| BlackRock Investment Management,LLC 25-Aug-15 yes |
33.85 on mkt buy ADR 2:1 18 |
| BlackRock Investment Management (UK) Limited 26-Aug-15 yes |
23.94 on mkt buy ord 34,327 |
| BlackRock Investment Management (Australia) Limited 26-Aug-15 yes |
23.66 on mkt buy ord 11,067 |
| BlackRock Fund Advisors 26-Aug-15 no |
n/a in specie ord 9,341 |
| BlackRock Advisors(UK)Limited 26-Aug-15 yes |
23.94 on mkt buy ord 778 |
| BlackRock Investment Management (Australia) Limited 26-Aug-15 yes |
23.66 on mkt buy ord 11,729 |
| BlackRock Investment Management (Australia) Limited 26-Aug-15 yes |
23.66 on mkt buy ord 80,499 |
| BlackRock Investment Management (Australia) Limited 26-Aug-15 yes |
23.66 on mkt buy ord 8,380 |
| BlackRock Investment Management (Australia) Limited 26-Aug-15 yes |
23.66 on mkt buy ord 56,160 |
| BlackRock Advisors(UK)Limited 26-Aug-15 yes |
23.94 on mkt buy ord 11,753 |
| BlackRock Investment Management (UK) Limited 26-Aug-15 yes |
23.58 on mkt buy ord 83,368 |
| BlackRock Fund Advisors 26-Aug-15 no |
n/a in specie ord 20,076 |
| BlackRock Advisors(UK)Limited 26-Aug-15 yes |
23.60 on mkt buy ord 687 |
| BlackRock Investment Management (Australia) Limited 26-Aug-15 yes |
23.66 on mkt buy ord 421 |
| BlackRock Investment Management (Australia) Limited 26-Aug-15 yes |
23.66 on mkt buy ord 15,358 |
| BlackRock Investment Management (Australia) Limited 26-Aug-15 yes |
23.66 on mkt buy ord 6,804 |
| BlackRock Institutional Trust Company, National Association 26-Aug-15 yes |
23.66 on mkt buy ord 598 |
| BlackRock Investment Management (Australia) Limited 26-Aug-15 yes |
23.66 on mkt buy ord 14,427 |
| BlackRock Advisors(UK)Limited 26-Aug-15 yes |
23.94 on mkt buy ord 8,347 |
| BlackRock Asset Management Canada Limited 26-Aug-15 no |
n/a in specie ADR 2:1 4,438 |
| BlackRock Fund Advisors 26-Aug-15 yes |
33.27 on mkt buy ADR 2:1 944 |
| BlackRock Investment Management,LLC 26-Aug-15 yes |
33.20 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 26-Aug-15 yes |
33.30 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 26-Aug-15 yes |
33.30 on mkt buy ADR 2:1 6 |
| BlackRock Investment Management,LLC 26-Aug-15 yes |
33.20 on mkt buy ADR 2:1 8 |
| BlackRock Investment Management,LLC 26-Aug-15 yes |
33.20 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 26-Aug-15 yes |
33.30 on mkt buy ADR 2:1 14 |
| BlackRock Investment Management,LLC 26-Aug-15 yes |
33.20 on mkt buy ADR 2:1 26 |
| BlackRock Investment Management,LLC 26-Aug-15 yes |
33.30 on mkt buy ADR 2:1 28 |
| BlackRock Investment Management,LLC 26-Aug-15 yes |
33.30 on mkt buy ADR 2:1 30 |
| BlackRock Investment Management,LLC 26-Aug-15 yes |
33.30 on mkt buy ADR 2:1 286 |
| BlackRock Investment Management,LLC 26-Aug-15 yes |
33.93 on mkt buy ADR 2:1 8 |
| BlackRock Investment Management,LLC 26-Aug-15 yes |
33.24 on mkt buy ADR 2:1 24 |
| BlackRock Investment Management,LLC 26-Aug-15 yes |
33.46 on mkt buy ADR 2:1 70 |
| BlackRock Investment Management,LLC 26-Aug-15 yes |
33.84 on mkt buy ADR 2:1 114 |
| BlackRock Investment Management,LLC 26-Aug-15 yes |
33.83 on mkt buy ADR 2:1 22 |
| BlackRock Investment Management,LLC 26-Aug-15 yes |
33.83 on mkt buy ADR 2:1 22 |
| BlackRock Investment Management,LLC 26-Aug-15 yes |
33.83 on mkt buy ADR 2:1 22 |
| BlackRock Investment Management,LLC 26-Aug-15 yes |
33.41 on mkt buy ADR 2:1 20 |
| BlackRock Investment Management,LLC 26-Aug-15 yes |
33.47 on mkt buy ADR 2:1 20 |
| BlackRock Investment Management,LLC 26-Aug-15 yes |
33.45 on mkt buy ADR 2:1 20 |
| BlackRock Investment Management,LLC 26-Aug-15 yes |
34.06 on mkt buy ADR 2:1 304 |
| BlackRock Investment Management,LLC 26-Aug-15 yes |
33.26 on mkt buy ADR 2:1 20 |
| BlackRock Investment Management,LLC 26-Aug-15 yes |
33.41 on mkt buy ADR 2:1 16 |
| BlackRock Investment Management,LLC 26-Aug-15 yes |
33.79 on mkt buy ADR 2:1 30 |
| BlackRock Investment Management,LLC 26-Aug-15 yes |
33.60 on mkt buy ADR 2:1 20 |
| BlackRock Investment Management,LLC 26-Aug-15 yes |
33.33 on mkt buy ADR 2:1 16 |
| BlackRock Investment Management (UK) Limited 27-Aug-15 yes |
24.31 on mkt buy ord 4,869 |
| BlackRock Fund Advisors 27-Aug-15 no |
n/a in specie ord 7,096 |
page 40 of 47
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Consideration Class and number of securities affected |
|---|---|
| BlackRock Advisors(UK)Limited 27-Aug-15 yes |
24.06 on mkt buy ord 1,556 |
| BlackRock Advisors(UK)Limited 27-Aug-15 yes |
24.06 on mkt buy ord 7,780 |
| BlackRock Advisors(UK)Limited 27-Aug-15 yes |
24.06 on mkt buy ord 1,127 |
| BlackRock Investment Management (Australia) Limited 27-Aug-15 yes |
24.06 on mkt buy ord 11,997 |
| BlackRock Institutional Trust Company, National Association 27-Aug-15 yes |
24.19 on mkt buy ord 7,266 |
| BlackRock Financial Management,Inc. 27-Aug-15 yes |
24.19 on mkt buy ord 16,582 |
| BlackRock Investment Management,LLC 27-Aug-15 yes |
35.82 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 27-Aug-15 yes |
35.82 on mkt buy ADR 2:1 16 |
| BlackRock Investment Management,LLC 27-Aug-15 yes |
35.82 on mkt buy ADR 2:1 24 |
| BlackRock Investment Management,LLC 27-Aug-15 yes |
35.76 on mkt buy ADR 2:1 32 |
| BlackRock Investment Management,LLC 27-Aug-15 yes |
35.71 on mkt buy ADR 2:1 34 |
| BlackRock Investment Management,LLC 27-Aug-15 yes |
35.36 on mkt buy ADR 2:1 40 |
| BlackRock Investment Management,LLC 27-Aug-15 yes |
35.93 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 27-Aug-15 yes |
35.88 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management (Australia) Limited 28-Aug-15 yes |
25.25 on mkt buy ord 3,705 |
| BlackRock Fund Advisors 28-Aug-15 no |
n/a in specie ord 60,012 |
| BlackRock Advisors(UK)Limited 28-Aug-15 yes |
25.49 on mkt buy ord 778 |
| BlackRock Investment Management (Australia) Limited 28-Aug-15 yes |
25.25 on mkt buy ord 10,416 |
| BlackRock Investment Management (Australia) Limited 28-Aug-15 yes |
25.25 on mkt buy ord 25,356 |
| BlackRock Investment Management (Australia) Limited 28-Aug-15 yes |
25.25 on mkt buy ord 2,589 |
| BlackRock Investment Management (Australia) Limited 28-Aug-15 yes |
25.25 on mkt buy ord 12,844 |
| BlackRock Advisors(UK)Limited 28-Aug-15 yes |
25.49 on mkt buy ord 5,922 |
| BlackRock Institutional Trust Company, National Association 28-Aug-15 yes |
25.49 on mkt buy ord 9,410 |
| BlackRock Investment Management (UK) Limited 28-Aug-15 yes |
25.35 on mkt buy ord 5,879 |
| BlackRock Fund Advisors 28-Aug-15 yes |
25.49 on mkt buy ord 26,463 |
| BlackRock Investment Management (Australia) Limited 28-Aug-15 yes |
25.25 on mkt buy ord 1,094 |
| BlackRock Investment Management (Australia) Limited 28-Aug-15 yes |
25.25 on mkt buy ord 5,520 |
| BlackRock Investment Management (Australia) Limited 28-Aug-15 yes |
25.25 on mkt buy ord 1,761 |
| BlackRock Institutional Trust Company, National Association 28-Aug-15 yes |
25.49 on mkt buy ord 19,806 |
| BlackRock Fund Advisors 28-Aug-15 no |
n/a in specie ord 44,355 |
| BlackRock Investment Management (Australia) Limited 28-Aug-15 yes |
25.25 on mkt buy ord 2,939 |
| BlackRock(Netherlands)B.V. 28-Aug-15 yes |
25.49 on mkt buy ord 5,621 |
| BlackRock Institutional Trust Company, National Association 28-Aug-15 yes |
25.25 on mkt buy ord 293 |
| BlackRock Investment Management,LLC 28-Aug-15 yes |
36.70 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 28-Aug-15 yes |
36.48 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 28-Aug-15 yes |
36.70 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 28-Aug-15 yes |
36.70 on mkt buy ADR 2:1 22 |
| BlackRock Investment Management,LLC 28-Aug-15 yes |
36.70 on mkt buy ADR 2:1 24 |
| BlackRock Investment Management,LLC 28-Aug-15 yes |
36.48 on mkt buy ADR 2:1 26 |
| BlackRock Investment Management,LLC 28-Aug-15 yes |
36.48 on mkt buy ADR 2:1 40 |
| BlackRock Investment Management,LLC 28-Aug-15 yes |
36.70 on mkt buy ADR 2:1 76 |
| BlackRock Investment Management,LLC 28-Aug-15 yes |
36.52 on mkt buy ADR 2:1 22 |
| BlackRock Investment Management,LLC 28-Aug-15 yes |
36.73 on mkt buy ADR 2:1 68 |
| BlackRock Investment Management,LLC 28-Aug-15 yes |
36.53 on mkt buy ADR 2:1 68 |
| BlackRock Investment Management,LLC 28-Aug-15 yes |
36.65 on mkt buy ADR 2:1 38 |
| BlackRock Investment Management,LLC 31-Aug-15 yes |
25.18 on mkt buy ord 10,055 |
| BlackRock Investment Management (Australia) Limited 31-Aug-15 yes |
25.21 on mkt buy ord 6,453 |
| BlackRock International Limited 31-Aug-15 yes |
25.18 on mkt buy ord 5,542 |
page 41 of 47
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Consideration Class and number of securities affected |
|---|---|
| BlackRock Asset Management North Asia Limited 31-Aug-15 yes |
25.14 on mkt buy ord 122,622 |
| BlackRock Asset Management Deutschland AG 31-Aug-15 yes |
25.18 on mkt buy ord 578 |
| BlackRock Fund Advisors 31-Aug-15 no |
n/a in specie ord 6,209 |
| BlackRock Fund Advisors 31-Aug-15 yes |
25.18 on mkt buy ord 171 |
| BlackRock Fund Advisors 31-Aug-15 yes |
25.18 on mkt buy ord 728 |
| BlackRock Investment Management (Australia) Limited 31-Aug-15 yes |
25.21 on mkt buy ord 18,138 |
| BlackRock Investment Management (Australia) Limited 31-Aug-15 yes |
25.21 on mkt buy ord 44,153 |
| BlackRock Investment Management (Australia) Limited 31-Aug-15 yes |
25.21 on mkt buy ord 4,510 |
| BlackRock Investment Management (Australia) Limited 31-Aug-15 yes |
25.21 on mkt buy ord 22,367 |
| BlackRock Institutional Trust Company, National Association 31-Aug-15 yes |
25.18 on mkt buy ord 10,698 |
| BlackRock Institutional Trust Company, National Association 31-Aug-15 yes |
25.18 on mkt buy ord 45,382 |
| BlackRock Investment Management (UK) Limited 31-Aug-15 yes |
25.05 on mkt buy ord 49,885 |
| BlackRock Investment Management (UK) Limited 31-Aug-15 yes |
25.18 on mkt buy ord 866 |
| BlackRock Fund Advisors 31-Aug-15 no |
n/a in specie ord 3,280 |
| BlackRock Investment Management (Australia) Limited 31-Aug-15 yes |
25.21 on mkt buy ord 1,906 |
| BlackRock Investment Management (Australia) Limited 31-Aug-15 yes |
25.21 on mkt buy ord 9,613 |
| BlackRock Investment Management (Australia) Limited 31-Aug-15 yes |
25.21 on mkt buy ord 3,068 |
| BlackRock Asset Management Canada Limited 31-Aug-15 yes |
25.18 on mkt buy ord 4,414 |
| BlackRock Japan Co.,Ltd. 31-Aug-15 yes |
25.07 on mkt buy ord 3,714 |
| BlackRock Investment Management (UK) Limited 31-Aug-15 yes |
25.18 on mkt buy ord 2,891 |
| BlackRock Investment Management (Australia) Limited 31-Aug-15 yes |
25.21 on mkt buy ord 5,119 |
| BlackRock Investment Management (UK) Limited 31-Aug-15 yes |
25.18 on mkt buy ord 5,003 |
| BlackRock Investment Management (UK) Limited 31-Aug-15 yes |
25.18 on mkt buy ord 20,773 |
| BlackRock Japan Co.,Ltd. 31-Aug-15 yes |
25.26 on mkt buy ord 8,819 |
| BlackRock Institutional Trust Company, National Association 31-Aug-15 yes |
25.22 on mkt buy ord 1,553 |
| BlackRock Institutional Trust Company, National Association 31-Aug-15 yes |
25.21 on mkt buy ord 2,348 |
| BlackRock Asset Management Canada Limited 31-Aug-15 no |
n/a in specie ADR 2:1 4,438 |
| BlackRock Asset Management Canada Limited 31-Aug-15 no |
n/a in specie ADR 2:1 4,438 |
| BlackRock Investment Management,LLC 31-Aug-15 yes |
36.85 on mkt buy ADR 2:1 440 |
| BlackRock Investment Management,LLC 31-Aug-15 yes |
36.95 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 31-Aug-15 yes |
36.88 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 31-Aug-15 yes |
36.86 on mkt buy ADR 2:1 6 |
| BlackRock Investment Management,LLC 31-Aug-15 yes |
36.86 on mkt buy ADR 2:1 12 |
| BlackRock Investment Management,LLC 31-Aug-15 yes |
36.86 on mkt buy ADR 2:1 14 |
| BlackRock Investment Management,LLC 31-Aug-15 yes |
36.85 on mkt buy ADR 2:1 14 |
| BlackRock Investment Management,LLC 31-Aug-15 yes |
36.97 on mkt buy ADR 2:1 30 |
| BlackRock Investment Management,LLC 31-Aug-15 yes |
36.86 on mkt buy ADR 2:1 34 |
| BlackRock Investment Management,LLC 31-Aug-15 yes |
36.86 on mkt buy ADR 2:1 48 |
| BlackRock Investment Management,LLC 31-Aug-15 yes |
36.85 on mkt buy ADR 2:1 50 |
| BlackRock Investment Management,LLC 31-Aug-15 yes |
36.86 on mkt buy ADR 2:1 194 |
| BlackRock Investment Management,LLC 31-Aug-15 yes |
36.09 on mkt buy ADR 2:1 314 |
| BlackRock Investment Management,LLC 31-Aug-15 yes |
36.38 on mkt buy ADR 2:1 10 |
page 42 of 47
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management,LLC 31-Aug-15 yes |
36.15 on mkt buy ADR 2:1 22 |
| BlackRock Investment Management,LLC 31-Aug-15 yes |
36.67 on mkt buy ADR 2:1 40 |
| BlackRock Investment Management,LLC 31-Aug-15 yes |
36.77 on mkt buy ADR 2:1 12 |
| BlackRock Investment Management,LLC 31-Aug-15 yes |
36.86 on mkt buy ADR 2:1 200 |
| BlackRock Investment Management,LLC 31-Aug-15 yes |
36.13 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 31-Aug-15 yes |
36.09 on mkt buy ADR 2:1 34 |
| BlackRock Investment Management,LLC 31-Aug-15 yes |
36.05 on mkt buy ADR 2:1 556 |
| BlackRock Advisors,LLC 01-Sep-15 yes |
25.75 on mkt buy ord 480 |
| BlackRock Japan Co.,Ltd. 01-Sep-15 yes |
25.01 on mkt buy ord 6,071 |
| BlackRock Japan Co.,Ltd. 01-Sep-15 yes |
24.65 on mkt buy ord 4,577 |
| BlackRock Fund Advisors 01-Sep-15 no |
n/a in specie ord 698 |
| BlackRock Investment Management,LLC 01-Sep-15 yes |
25.75 on mkt buy ord 470 |
| BlackRock Institutional Trust Company, National Association 01-Sep-15 yes |
24.65 on mkt buy ord 11,840 |
| BlackRock Japan Co.,Ltd. 01-Sep-15 yes |
24.63 on mkt buy ord 266 |
| BlackRock Investment Management (Australia) Limited 01-Sep-15 yes |
24.65 on mkt buy ord 87,519 |
| BlackRock Japan Co.,Ltd. 01-Sep-15 yes |
24.78 on mkt buy ord 1,029 |
| BlackRock Institutional Trust Company, National Association 01-Sep-15 yes |
25.05 on mkt buy ord 1,946 |
| BlackRock Investment Management,LLC 01-Sep-15 yes |
34.31 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 01-Sep-15 yes |
34.31 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 01-Sep-15 yes |
34.31 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 01-Sep-15 yes |
34.31 on mkt buy ADR 2:1 20 |
| BlackRock Investment Management,LLC 01-Sep-15 yes |
34.31 on mkt buy ADR 2:1 22 |
| BlackRock Investment Management,LLC 01-Sep-15 yes |
34.29 on mkt buy ADR 2:1 34 |
| BlackRock Investment Management,LLC 01-Sep-15 yes |
34.31 on mkt buy ADR 2:1 58 |
| BlackRock Investment Management,LLC 01-Sep-15 yes |
34.49 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 01-Sep-15 yes |
34.32 on mkt buy ADR 2:1 20 |
| BlackRock Investment Management,LLC 01-Sep-15 yes |
33.99 on mkt buy ADR 2:1 6 |
| BlackRock Investment Management,LLC 01-Sep-15 yes |
34.37 on mkt buy ADR 2:1 20 |
| BlackRock Investment Management,LLC 01-Sep-15 yes |
34.43 on mkt buy ADR 2:1 20 |
| BlackRock Investment Management,LLC 01-Sep-15 yes |
34.37 on mkt buy ADR 2:1 8 |
| BlackRock Investment Management,LLC 01-Sep-15 yes |
34.38 on mkt buy ADR 2:1 100 |
| BlackRock Investment Management,LLC 01-Sep-15 yes |
34.38 on mkt buy ADR 2:1 8 |
| BlackRock Investment Management,LLC 01-Sep-15 yes |
34.37 on mkt buy ADR 2:1 30 |
| BlackRock Investment Management,LLC 01-Sep-15 yes |
34.79 on mkt buy ADR 2:1 26 |
| BlackRock Investment Management,LLC 01-Sep-15 yes |
34.79 on mkt buy ADR 2:1 28 |
| BlackRock Investment Management,LLC 01-Sep-15 yes |
33.98 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 01-Sep-15 yes |
34.86 on mkt buy ADR 2:1 338 |
| BlackRock Investment Management,LLC 01-Sep-15 yes |
34.35 on mkt buy ADR 2:1 552 |
| BlackRock Investment Management,LLC 01-Sep-15 yes |
34.77 on mkt buy ADR 2:1 24 |
| BlackRock Investment Management,LLC 01-Sep-15 yes |
34.22 on mkt buy ADR 2:1 772 |
| BlackRock Investment Management,LLC 01-Sep-15 yes |
34.33 on mkt buy ADR 2:1 36 |
| BlackRock Investment Management,LLC 01-Sep-15 yes |
34.38 on mkt buy ADR 2:1 40 |
| BlackRock Investment Management,LLC 01-Sep-15 yes |
34.43 on mkt buy ADR 2:1 100 |
| BlackRock Investment Management,LLC 01-Sep-15 yes |
34.39 on mkt buy ADR 2:1 20 |
| BlackRock Investment Management,LLC 01-Sep-15 yes |
34.34 on mkt buy ADR 2:1 110 |
| BlackRock Advisors,LLC 02-Sep-15 yes |
24.14 on mkt buy ord 15,476 |
| BlackRock Investment Management,LLC 02-Sep-15 yes |
24.63 on mkt buy ord 13,327 |
| BlackRock Advisors(UK)Limited 02-Sep-15 yes |
24.63 on mkt buy ord 4,225 |
| BlackRock Advisors(UK)Limited 02-Sep-15 yes |
24.63 on mkt buy ord 11,343 |
| BlackRock Institutional Trust Company, National Association 02-Sep-15 yes |
24.63 on mkt buy ord 34,028 |
| BlackRock Advisors(UK)Limited 02-Sep-15 yes |
24.63 on mkt buy ord 43,771 |
| BlackRock Advisors(UK)Limited 02-Sep-15 yes |
24.63 on mkt buy ord 836 |
| BlackRock Investment Management (Australia) Limited 02-Sep-15 yes |
24.63 on mkt buy ord 7,998 |
| BlackRock Investment Management,LLC 02-Sep-15 yes |
24.14 on mkt buy ord 27,067 |
| BlackRock Institutional Trust Company, National Association 02-Sep-15 yes |
24.63 on mkt buy ord 3,207 |
| BlackRock Fund Advisors 02-Sep-15 no |
n/a in specie ord 698 |
| BlackRock Fund Advisors 02-Sep-15 yes |
24.63 on mkt buy ord 27,662 |
| BlackRock Advisors(UK)Limited 02-Sep-15 yes |
24.63 on mkt buy ord 2,511 |
page 43 of 47
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management,LLC 02-Sep-15 yes |
24.35 on mkt buy ord 2,201 |
| BlackRock Investment Management,LLC 02-Sep-15 yes |
34.76 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 02-Sep-15 yes |
34.76 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 02-Sep-15 yes |
34.76 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 02-Sep-15 yes |
34.76 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 02-Sep-15 yes |
34.76 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 02-Sep-15 yes |
34.76 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 02-Sep-15 yes |
34.76 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 02-Sep-15 yes |
34.60 on mkt buy ADR 2:1 22 |
| BlackRock Investment Management,LLC 02-Sep-15 yes |
34.81 on mkt buy ADR 2:1 84 |
| BlackRock Investment Management,LLC 02-Sep-15 yes |
34.56 on mkt buy ADR 2:1 34 |
| BlackRock Investment Management,LLC 02-Sep-15 yes |
34.56 on mkt buy ADR 2:1 24 |
| BlackRock Investment Management,LLC 02-Sep-15 yes |
34.81 on mkt buy ADR 2:1 40 |
| BlackRock Investment Management,LLC 02-Sep-15 yes |
34.51 on mkt buy ADR 2:1 66 |
| BlackRock Investment Management,LLC 02-Sep-15 yes |
34.74 on mkt buy ADR 2:1 100 |
| BlackRock Investment Management,LLC 02-Sep-15 yes |
34.34 on mkt buy ADR 2:1 520 |
| BlackRock Investment Management,LLC 02-Sep-15 yes |
34.45 on mkt buy ADR 2:1 6 |
| BlackRock Investment Management,LLC 02-Sep-15 yes |
34.68 on mkt buy ADR 2:1 16 |
| BlackRock Investment Management,LLC 02-Sep-15 yes |
34.68 on mkt buy ADR 2:1 16 |
| BlackRock Investment Management,LLC 02-Sep-15 yes |
34.87 on mkt buy ADR 2:1 52 |
| BlackRock Fund Advisors 03-Sep-15 yes |
25.12 on mkt buy ord 8,178 |
| BlackRock Advisors(UK)Limited 03-Sep-15 yes |
24.32 on mkt buy ord 1,556 |
| BlackRock Japan Co.,Ltd. 03-Sep-15 yes |
25.12 on mkt buy ord 764 |
| BlackRock Advisors(UK)Limited 03-Sep-15 yes |
24.32 on mkt buy ord 15,466 |
| BlackRock Investment Management,LLC 03-Sep-15 yes |
24.32 on mkt buy ord 1,666 |
| BlackRock Investment Management,LLC 03-Sep-15 yes |
35.11 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 03-Sep-15 yes |
35.24 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 03-Sep-15 yes |
35.24 on mkt buy ADR 2:1 6 |
| BlackRock Investment Management,LLC 03-Sep-15 yes |
35.24 on mkt buy ADR 2:1 38 |
| BlackRock Investment Management,LLC 03-Sep-15 yes |
35.11 on mkt buy ADR 2:1 88 |
| BlackRock Investment Management,LLC 03-Sep-15 yes |
34.96 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 03-Sep-15 yes |
35.05 on mkt buy ADR 2:1 542 |
| BlackRock Investment Management,LLC 03-Sep-15 yes |
35.55 on mkt buy ADR 2:1 12 |
| BlackRock Investment Management,LLC 03-Sep-15 yes |
35.55 on mkt buy ADR 2:1 12 |
| BlackRock Investment Management,LLC 03-Sep-15 yes |
35.03 on mkt buy ADR 2:1 26 |
| BlackRock Investment Management,LLC 03-Sep-15 yes |
35.13 on mkt buy ADR 2:1 12 |
| BlackRock Investment Management,LLC 03-Sep-15 yes |
35.02 on mkt buy ADR 2:1 86 |
| BlackRock Fund Advisors 04-Sep-15 no |
n/a in specie ord 6,100 |
| BlackRock Advisors(UK)Limited 04-Sep-15 yes |
24.69 on mkt buy ord 5,446 |
| BlackRock Investment Management,LLC 04-Sep-15 yes |
24.69 on mkt buy ord 8,127 |
| BlackRock Institutional Trust Company, National Association 04-Sep-15 yes |
24.89 on mkt buy ord 3,367 |
| BlackRock Investment Management,LLC 04-Sep-15 yes |
24.89 on mkt buy ord 2,549 |
| BlackRock Investment Management,LLC 04-Sep-15 yes |
33.53 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 04-Sep-15 yes |
33.53 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 04-Sep-15 yes |
33.53 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 04-Sep-15 yes |
33.59 on mkt buy ADR 2:1 72 |
| BlackRock Investment Management,LLC 04-Sep-15 yes |
33.75 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 04-Sep-15 yes |
33.80 on mkt buy ADR 2:1 30 |
| BlackRock Investment Management,LLC 04-Sep-15 yes |
33.65 on mkt buy ADR 2:1 20 |
| BlackRock Investment Management,LLC 04-Sep-15 yes |
33.69 on mkt buy ADR 2:1 124 |
| BlackRock Investment Management,LLC 04-Sep-15 yes |
33.80 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 04-Sep-15 yes |
33.61 on mkt buy ADR 2:1 42 |
| BlackRock Investment Management,LLC 04-Sep-15 yes |
33.61 on mkt buy ADR 2:1 56 |
| BlackRock Asset Management North Asia Limited 04-Sep-15 no |
n/a collateral transfer ord 82,478 |
| BlackRock Investment Management (UK) Limited 07-Sep-15 yes |
24.18 on mkt buy ord 2,187 |
| BlackRock Asset Management North Asia Limited 07-Sep-15 yes |
24.18 on mkt buy ord 1,512 |
| BlackRock Asset Management North Asia Limited 07-Sep-15 yes |
24.18 on mkt buy ord 17,375 |
| BlackRock Advisors(UK)Limited 07-Sep-15 yes |
24.19 on mkt buy ord 10,961 |
| BlackRock Advisors(UK)Limited 07-Sep-15 yes |
24.19 on mkt buy ord 6,260 |
page 44 of 47
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management (Australia) Limited 08-Sep-15 yes |
24.70 on mkt buy ord 32,167 |
| BlackRock Institutional Trust Company, National Association 08-Sep-15 no |
n/a in specie ord 40,543 |
| BlackRock Advisors(UK)Limited 08-Sep-15 yes |
24.70 on mkt buy ord 10,897 |
| BlackRock Institutional Trust Company, National Association 08-Sep-15 no |
n/a in specie ord 166,974 |
| BlackRock Investment Management,LLC 08-Sep-15 yes |
34.99 on mkt buy ADR 2:1 6 |
| BlackRock Investment Management,LLC 08-Sep-15 yes |
35.17 on mkt buy ADR 2:1 14 |
| BlackRock Investment Management,LLC 08-Sep-15 yes |
35.20 on mkt buy ADR 2:1 70 |
| BlackRock Investment Management,LLC 08-Sep-15 yes |
34.77 on mkt buy ADR 2:1 20 |
| BlackRock Investment Management,LLC 08-Sep-15 yes |
34.76 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 08-Sep-15 yes |
35.12 on mkt buy ADR 2:1 36 |
| BlackRock Investment Management,LLC 08-Sep-15 yes |
35.11 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 08-Sep-15 yes |
34.85 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 08-Sep-15 yes |
34.68 on mkt buy ADR 2:1 20 |
| BlackRock Investment Management,LLC 08-Sep-15 yes |
34.78 on mkt buy ADR 2:1 20 |
| BlackRock Investment Management,LLC 08-Sep-15 yes |
35.19 on mkt buy ADR 2:1 20 |
| BlackRock Investment Management,LLC 08-Sep-15 yes |
35.04 on mkt buy ADR 2:1 10 |
| BlackRock Investment Management,LLC 08-Sep-15 yes |
34.80 on mkt buy ADR 2:1 88 |
| BlackRock Investment Management,LLC 08-Sep-15 yes |
34.94 on mkt buy ADR 2:1 36 |
| BlackRock Advisors,LLC 09-Sep-15 yes |
24.45 on mkt buy ord 430 |
| BlackRock Advisors(UK)Limited 09-Sep-15 yes |
24.65 on mkt buy ord 2,334 |
| BlackRock Japan Co.,Ltd. 09-Sep-15 yes |
24.45 on mkt buy ord 20,006 |
| BlackRock Advisors(UK)Limited 09-Sep-15 yes |
24.65 on mkt buy ord 13,665 |
| BlackRock Investment Management (Australia) Limited 09-Sep-15 yes |
24.65 on mkt buy ord 19,356 |
| BlackRock Advisors(UK)Limited 09-Sep-15 yes |
24.65 on mkt buy ord 6,313 |
| BlackRock Asset Management Canada Limited 09-Sep-15 no |
n/a in specie ADR 2:1 4,438 |
| BlackRock Investment Management,LLC 09-Sep-15 yes |
34.21 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 09-Sep-15 yes |
34.23 on mkt buy ADR 2:1 2 |
| BlackRock Investment Management,LLC 09-Sep-15 yes |
34.23 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 09-Sep-15 yes |
34.23 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 09-Sep-15 yes |
34.23 on mkt buy ADR 2:1 6 |
| BlackRock Investment Management,LLC 09-Sep-15 yes |
34.21 on mkt buy ADR 2:1 6 |
| BlackRock Investment Management,LLC 09-Sep-15 yes |
34.21 on mkt buy ADR 2:1 12 |
| BlackRock Investment Management,LLC 09-Sep-15 yes |
34.23 on mkt buy ADR 2:1 18 |
| BlackRock Investment Management,LLC 09-Sep-15 yes |
34.23 on mkt buy ADR 2:1 26 |
| BlackRock Investment Management,LLC 09-Sep-15 yes |
34.23 on mkt buy ADR 2:1 28 |
| BlackRock Investment Management,LLC 09-Sep-15 yes |
34.23 on mkt buy ADR 2:1 30 |
| BlackRock Investment Management,LLC 09-Sep-15 yes |
34.31 on mkt buy ADR 2:1 680 |
| BlackRock Investment Management,LLC 09-Sep-15 yes |
34.60 on mkt buy ADR 2:1 42 |
| BlackRock Investment Management,LLC 09-Sep-15 yes |
34.64 on mkt buy ADR 2:1 20 |
| BlackRock Investment Management,LLC 09-Sep-15 yes |
34.53 on mkt buy ADR 2:1 86 |
| BlackRock Advisors(UK)Limited 10-Sep-15 yes |
23.92 on mkt buy ord 15,990 |
| BlackRock Investment Management (Australia) Limited 10-Sep-15 yes |
23.92 on mkt buy ord 6,452 |
| BlackRock Asset Management Canada Limited 10-Sep-15 yes |
23.92 on mkt buy ord 2,098 |
| BlackRock Asset Management Canada Limited 10-Sep-15 no |
n/a in specie ADR 2:1 4,438 |
| BlackRock Investment Management,LLC 10-Sep-15 yes |
33.98 on mkt buy ADR 2:1 4 |
| BlackRock Investment Management,LLC 10-Sep-15 yes |
34.33 on mkt buy ADR 2:1 14 |
| BlackRock Investment Management,LLC 10-Sep-15 yes |
34.33 on mkt buy ADR 2:1 16 |
| BlackRock Investment Management,LLC 10-Sep-15 yes |
34.33 on mkt buy ADR 2:1 20 |
| BlackRock Investment Management,LLC 10-Sep-15 yes |
33.98 on mkt buy ADR 2:1 540 |
| BlackRock Investment Management,LLC 10-Sep-15 yes |
33.91 on mkt buy ADR 2:1 74 |
| BlackRock Investment Management,LLC 10-Sep-15 yes |
34.11 on mkt buy ADR 2:1 400 |
| BlackRock Investment Management,LLC 10-Sep-15 yes |
34.29 on mkt buy ADR 2:1 88 |
| BlackRock Investment Management,LLC 10-Sep-15 yes |
34.11 on mkt buy ADR 2:1 14 |
| BlackRock Investment Management,LLC 10-Sep-15 yes |
34.04 on mkt buy ADR 2:1 32 |
| BlackRock Investment Management,LLC 10-Sep-15 yes |
33.89 on mkt buy ADR 2:1 76 |
page 45 of 47
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management (Australia) Limited 11-Sep-15 yes |
23.71 on mkt buy ord 15,996 |
| BlackRock Fund Advisors 11-Sep-15 yes |
24.00 on mkt buy ord 1,170 |
| BlackRock Institutional Trust Company, National Association 11-Sep-15 yes |
24.00 on mkt buy ord 75,656 |
| BlackRock Advisors,LLC 11-Sep-15 yes |
23.71 on mkt buy ord 1,759 |
| BlackRock Advisors,LLC 11-Sep-15 yes |
34.05 on mkt buy ADR 2:1 118,000 |
| BlackRock Advisors,LLC 11-Sep-15 yes |
33.97 on mkt buy ADR 2:1 401,400 |
| BlackRock Fund Advisors 11-Sep-15 yes |
34.01 on mkt buy ADR 2:1 3,392 |
| BlackRock Investment Management,LLC 11-Sep-15 no |
n/a in specie ADR 2:1 4 |
| BlackRock Investment Management,LLC 11-Sep-15 no |
n/a in specie ADR 2:1 6 |
| BlackRock Investment Management,LLC 11-Sep-15 no |
n/a in specie ADR 2:1 32 |
| BlackRock Investment Management,LLC 11-Sep-15 no |
n/a in specie ADR 2:1 46 |
| BlackRock Investment Management,LLC 11-Sep-15 no |
n/a in specie ADR 2:1 46 |
| BlackRock Investment Management,LLC 11-Sep-15 no |
n/a in specie ADR 2:1 46 |
| BlackRock Investment Management,LLC 11-Sep-15 no |
n/a in specie ADR 2:1 74 |
| BlackRock Investment Management,LLC 11-Sep-15 no |
n/a in specie ADR 2:1 84 |
| BlackRock Investment Management,LLC 11-Sep-15 no |
n/a in specie ADR 2:1 90 |
| BlackRock Investment Management,LLC 11-Sep-15 no |
n/a in specie ADR 2:1 168 |
| BlackRock Investment Management,LLC 11-Sep-15 no |
n/a in specie ADR 2:1 416 |
| BlackRock Investment Management,LLC 11-Sep-15 no |
n/a in specie ADR 2:1 170 |
| BlackRock Investment Management,LLC 11-Sep-15 no |
n/a in specie ADR 2:1 368 |
| BlackRock Investment Management,LLC 11-Sep-15 no |
n/a in specie ADR 2:1 52 |
| BlackRock Investment Management,LLC 11-Sep-15 no |
n/a in specie ADR 2:1 468 |
| BlackRock Investment Management,LLC 11-Sep-15 no |
n/a in specie ADR 2:1 766 |
| BlackRock Investment Management,LLC 11-Sep-15 no |
n/a in specie ADR 2:1 360 |
| BlackRock Investment Management,LLC 11-Sep-15 no |
n/a in specie ADR 2:1 42 |
| BlackRock Investment Management,LLC 11-Sep-15 no |
n/a in specie ADR 2:1 426 |
| BlackRock Investment Management,LLC 11-Sep-15 no |
n/a in specie ADR 2:1 282 |
| BlackRock Investment Management,LLC 11-Sep-15 no |
n/a in specie ADR 2:1 4 |
| BlackRock Investment Management,LLC 11-Sep-15 no |
n/a in specie ADR 2:1 4 |
| BlackRock Investment Management,LLC 11-Sep-15 no |
n/a in specie ADR 2:1 440 |
| BlackRock Investment Management,LLC 11-Sep-15 no |
n/a in specie ADR 2:1 1,106 |
| BlackRock Investment Management,LLC 11-Sep-15 no |
n/a in specie ADR 2:1 46 |
| BlackRock Investment Management,LLC 11-Sep-15 no |
n/a in specie ADR 2:1 232 |
| BlackRock Investment Management,LLC 11-Sep-15 no |
n/a in specie ADR 2:1 210 |
| BlackRock Investment Management,LLC 11-Sep-15 no |
n/a in specie ADR 2:1 32 |
| BlackRock Investment Management,LLC 11-Sep-15 no |
n/a in specie ADR 2:1 272 |
| BlackRock Investment Management,LLC 11-Sep-15 no |
n/a in specie ADR 2:1 34 |
| BlackRock Investment Management,LLC 11-Sep-15 no |
n/a in specie ADR 2:1 176 |
| BlackRock Investment Management,LLC 11-Sep-15 no |
n/a in specie ADR 2:1 158 |
| BlackRock Investment Management,LLC 11-Sep-15 no |
n/a in specie ADR 2:1 394 |
| BlackRock Investment Management,LLC 11-Sep-15 no |
n/a in specie ADR 2:1 8 |
| BlackRock Investment Management,LLC 11-Sep-15 no |
n/a in specie ADR 2:1 1,552 |
| BlackRock Investment Management,LLC 11-Sep-15 no |
n/a in specie ADR 2:1 8 |
| BlackRock Investment Management,LLC 11-Sep-15 no |
n/a in specie ADR 2:1 308 |
| BlackRock Investment Management,LLC 11-Sep-15 no |
n/a in specie ADR 2:1 1,592 |
| BlackRock Investment Management,LLC 11-Sep-15 no |
n/a in specie ADR 2:1 4,922 |
| BlackRock Investment Management,LLC 11-Sep-15 no |
n/a in specie ADR 2:1 3,406 |
| BlackRock Investment Management,LLC 11-Sep-15 no |
n/a in specie ADR 2:1 2,920 |
| BlackRock Investment Management,LLC 11-Sep-15 no |
n/a in specie ADR 2:1 224 |
| BlackRock Investment Management,LLC 11-Sep-15 no |
n/a in specie ADR 2:1 1,000 |
| BlackRock Investment Management,LLC 11-Sep-15 no |
n/a in specie ADR 2:1 112 |
| BlackRock Investment Management,LLC 11-Sep-15 no |
n/a in specie ADR 2:1 64 |
| BlackRock Investment Management,LLC 11-Sep-15 no |
n/a in specie ADR 2:1 20 |
| BlackRock Investment Management,LLC 11-Sep-15 no |
n/a in specie ADR 2:1 104 |
| BlackRock Investment Management,LLC 11-Sep-15 no |
n/a in specie ADR 2:1 16 |
| BlackRock Investment Management,LLC 11-Sep-15 no |
n/a in specie ADR 2:1 40 |
| BlackRock Investment Management,LLC 11-Sep-15 no |
n/a in specie ADR 2:1 44 |
| BlackRock Investment Management,LLC 11-Sep-15 no |
n/a in specie ADR 2:1 44 |
| BlackRock Investment Management,LLC 11-Sep-15 no |
n/a in specie ADR 2:1 178 |
| BlackRock Investment Management,LLC 11-Sep-15 no |
n/a in specie ADR 2:1 900 |
| BlackRock Investment Management,LLC 11-Sep-15 no |
n/a in specie ADR 2:1 140 |
| BlackRock Investment Management,LLC 11-Sep-15 no |
n/a in specie ADR 2:1 116 |
page 46 of 47
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management,LLC 11-Sep-15 no |
n/a in specie ADR 2:1 112 |
| BlackRock Investment Management,LLC 11-Sep-15 no |
n/a in specie ADR 2:1 8 |
| BlackRock Investment Management,LLC 11-Sep-15 no |
n/a in specie ADR 2:1 76 |
| BlackRock Investment Management,LLC 11-Sep-15 no |
n/a in specie ADR 2:1 8 |
| BlackRock Investment Management,LLC 11-Sep-15 no |
n/a in specie ADR 2:1 156 |
| BlackRock Investment Management,LLC 11-Sep-15 no |
n/a in specie ADR 2:1 780 |
| BlackRock Investment Management,LLC 11-Sep-15 no |
n/a in specie ADR 2:1 112 |
| BlackRock Investment Management,LLC 11-Sep-15 no |
n/a in specie ADR 2:1 1,212 |
| BlackRock Investment Management,LLC 11-Sep-15 no |
n/a in specie ADR 2:1 44 |
| BlackRock Investment Management,LLC 11-Sep-15 no |
n/a in specie ADR 2:1 192 |
| BlackRock Investment Management,LLC 11-Sep-15 no |
n/a in specie ADR 2:1 172 |
| BlackRock Investment Management,LLC 11-Sep-15 no |
n/a in specie ADR 2:1 1,560 |
| BlackRock Investment Management,LLC 11-Sep-15 no |
n/a in specie ADR 2:1 2,224 |
| BlackRock Investment Management,LLC 11-Sep-15 no |
n/a in specie ADR 2:1 1,388 |
| BlackRock Investment Management,LLC 11-Sep-15 no |
n/a in specie ADR 2:1 6,580 |
| BlackRock Investment Management,LLC 11-Sep-15 no |
n/a in specie ADR 2:1 1,048 |
| BlackRock Investment Management,LLC 11-Sep-15 no |
n/a in specie ADR 2:1 392 |
| BlackRock Investment Management,LLC 11-Sep-15 no |
n/a in specie ADR 2:1 4,892 |
| BlackRock Investment Management,LLC 11-Sep-15 no |
n/a in specie ADR 2:1 1,144 |
| BlackRock Investment Management,LLC 11-Sep-15 no |
n/a in specie ADR 2:1 4 |
| BlackRock Investment Management,LLC 11-Sep-15 no |
n/a in specie ADR 2:1 16 |
| BlackRock Investment Management,LLC 11-Sep-15 no |
n/a in specie ADR 2:1 380 |
| BlackRock Investment Management,LLC 11-Sep-15 no |
n/a in specie ADR 2:1 96 |
| BlackRock Investment Management,LLC 11-Sep-15 no |
n/a in specie ADR 2:1 128 |
| BlackRock Investment Management,LLC 11-Sep-15 no |
n/a in specie ADR 2:1 2,388 |
| BlackRock Investment Management,LLC 11-Sep-15 no |
n/a in specie ADR 2:1 316 |
| BlackRock Investment Management,LLC 11-Sep-15 no |
n/a in specie ADR 2:1 708 |
| BlackRock Investment Management,LLC 11-Sep-15 no |
n/a in specie ADR 2:1 4 |
| BlackRock Investment Management,LLC 11-Sep-15 no |
n/a in specie ADR 2:1 204 |
| BlackRock Investment Management,LLC 11-Sep-15 no |
n/a in specie ADR 2:1 20 |
| BlackRock Investment Management,LLC 11-Sep-15 no |
n/a in specie ADR 2:1 8,240 |
| BlackRock Investment Management,LLC 11-Sep-15 no |
n/a in specie ADR 2:1 11,434 |
| BlackRock Investment Management,LLC 11-Sep-15 no |
n/a in specie ADR 2:1 44 |
| BlackRock Investment Management,LLC 11-Sep-15 no |
n/a in specie ADR 2:1 268 |
page 47 of 47
BHP
Annexure C
This is Annexure C of 1 page referred to in form 603 Notice of initial substantial shareholder
15-Sep-15 Kayla McGrory, Date Authorised Signatory
7. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| BlackRock Group | |
| BlackRock Inc. | 55 East 52nd Street |
| New York NY 10055 USA | |
| BlackRock (Netherlands) B.V. | Rembrandt Tower, 17th floor |
| Amstelplein | |
| Amsterdam Netherlands | |
| BlackRock (Singapore) Limited | 20 Anson Road #18-01 |
| 079912 Singapore | |
| BlackRock Advisors (UK) Ltd. | 12 Throgmorton Avenue. |
| London, EC2N 2DL, | |
| United Kingdom | |
| BlackRock Advisors, LLC | 1209 Orange Street, |
| Wilmington, New Castle County, | |
| Delaware 19801,United States | |
| BlackRock Asset Management Canada Limited | 161 Bay Street, Suite 2500 |
| Toronto, Ontario M5J 2S1 | |
| Canada | |
| BlackRock Asset Management Deutschland AG | Max-Joseph-Straße 6 |
| D-80333 Munich,Germany | |
| BlackRock Asset Management North Asia Limited | 16/F, Cheung Kong Center |
| No. 2 Queen’s Road Central | |
| HongKong | |
| BlackRock Financial Management, Inc. | 1209 Orange Street, |
| Wilmington, New Castle County, | |
| Delaware 19801,United States | |
| BlackRock Fund Advisors | 400 Howard Street |
| San Francisco, CA, 94105 | |
| United States | |
| BlackRock Institutional Trust Company, National | 1225 17th Street, |
| Association | Suite 300, |
| Denver,CO 80202(Colorado,USA) | |
| BlackRock International Ltd. | Exchange Place One, |
| 1 Semple Street, | |
| Edinburgh, EH3 8BL, | |
| United Kingdom(Scotland, United Kingdom) | |
| BlackRock Investment Management (Aust) Ltd (ACN 006 | Level 26, 101 Collins Street |
| 165 975) | Melbourne VIC 3000 |
| Australia(Victoria,Australia) | |
| BlackRock Investment Management (UK) Ltd | 12 Throgmorton Avenue |
| London EC2N 2DL | |
| United Kingdom | |
| BlackRock Investment Management, LLC | 1209 Orange Street, |
| Wilmington, New Castle County, | |
| Delaware 19801,United States | |
| BlackRock Japan Co. Ltd. | Marunouchi Trust Tower Main, |
| 1-8-3 Marunouchi, | |
| Chiyoda-ku,Tokyo 100-8217(Japan) |
page 1 of 1
BHP
Annexure D
This is Annexure D of 1 page referred to in form 603 Notice of initial substantial shareholder
| 15-Sep-15 Kayla McGrory, Authorised Signatory Date |
15-Sep-15 Kayla McGrory, Authorised Signatory Date |
|---|---|
| Type of agreement: | Global Master Securities Lending Agreement |
| Parties to agreement: | Party A - Citigroup Global Markets Limited Party B - HSBC Institutional Trust Services (Asia) Limited |
| Transfer date: | Refer to Annexure B (transactions identified as collateral transfers) |
| Holder of voting rights: | BlackRock Asset Management North Asia Limited (as investment manager for the funds) |
| Are there any restrictions on voting rights? If yes, detail |
Yes. Unless otherwise agreed between the parties, the Registered Owner will not exercise any voting rights. |
| Scheduled return date (if any): | Not applicable. |
| Does the borrower have the right to return early? If yes, detail |
Yes. Upon an Event of Default under the GMSLA, the GMSLA provides, broadly, that both parties payment and delivery obligations will be accelerated and replaced with an obligation of one party to pay a single cash sum to the other determined in accordance with the provisions of the GMSLA (as modified by the Annex). The GMSLA provides that the parties’ right to terminate the Agreement upon notice will not affect the parties’ existing obligations in respect of any outstanding loans of securities. The Annex amended and restricted the Borrower's termination rights–i.e. Borrower may not have the right to terminate and return the borrowed securities - as the Borrower was to borrow the securities issued by it (or its sister company) to provide protection against the insolvency of the issuer and so usual rights of termination in a GMSLA were restricted. Subject to the terms of the relevant Loan, the Borrower, may early terminate a Loan and return Equivalent Securities at any time provided that it “shall cease to have such entitlement if an Act of Insolvency with respect to any Security Issuer or any of the Borrower’s or any Security Issuer’s affiliates has occurred, or any such person takes any steps preparatory to any of the matters which would constitute an Act of Insolvency |
| Does the lender have the right to recall early? If yes, detail |
Yes, at notice. |
| Will the securities be returned on settlement? If yes, detail any exceptions |
Yes. |
A copy of this agreement will be provided to BHP BILLITON LTD or the Australian Securities and Investments Commission upon request.
BHP Page 1 of 1