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BHP Group Limited — Major Shareholding Notification 2015
Dec 16, 2015
14787_rns_2015-12-16_3bae44f4-1671-4eb1-b5fe-c38b530e2771.pdf
Major Shareholding Notification
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603 page 1/2 15 July 2001
Form 603
Corporations Act 2001 Section 671B
Notice of initial substantial holder
To Company Name/Scheme
BHP BILLITON LTD
ACN/ARSN
004 028 077
1. Details of substantial holder (1)
Name
BlackRock Group (BlackRock Inc. and subsidiaries named in AnnexuresACN/ARSN (if applicable)
to this form)
The holder became a substantial holder on
15 / / 12 2015
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
| Class of securities (4) | Number of securities | Person's votes (5) | Voting power (6) |
|---|---|---|---|
ord |
156,893,146 |
156,893,146 |
4.88 |
ADR 2:1 |
2,078,143 |
4,156,286 |
0.13 |
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
| llows: | ||
|---|---|---|
| Holder of relevant interest | Nature of relevant interest (7) | Class and number of securities |
Annexure A and D |
||
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
| Holder of relevant interest |
Registered holder of securities |
Person entitled to be registered as holder (8) |
Class and number of securities |
|---|---|---|---|
see Annexure A |
|||
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
| Holder of relevant interest |
Date of acquisition | Consideration (9) |
Consideration (9) |
Class and number of securities |
|---|---|---|---|---|
| Cash | Non-cash | |||
see Annexure B |
||||
603 page 2/2 15 July 2001
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
==> picture [455 x 134] intentionally omitted <==
----- Start of picture text -----
Name and ACN/ARSN (if applicable) Nature of association
see Annexure A
7. Addresses
The addresses of persons named in this form are as follows:
Name Address
see Annexure C
----- End of picture text -----
Signature
print name Kayla McGrory capacity Authorised Signatory* sign here date 17 / 12 / 2015
-
At a meeting of the Board on 22 November 2013, the Directors resolved to approve the delegation of the preparation and lodgement of substantial shareholder notices on behalf of BlackRock Investment Management (Australia) Limited. DIRECTIONS
-
(1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 7 of the form.
-
(2) See the definition of "associate" in section 9 of the Corporations Act 2001.
-
(3) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
-
(4) The voting shares of a company constitute one class unless divided into separate classes.
-
(5) The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the person or an associate has a relevant interest in.
-
(6) The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
-
(7) Include details of:
-
(a) any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
-
(b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
-
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
-
(8) If the substantial holder is unable to determine the identity of the person ( eg. if the relevant interest arises because of an option) write "unknown".
-
(9) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
Annexure A
This is Annexure A of 5 pages referred to in form 603 Notice of initial substantial shareholder
17-Dec-15 Kayla McGrory, Date Authorised Signatory
3. Details of Relevant Interests
4. Details of present registered holders
6. Associates
| Holder of Relevant | |||||||
|---|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest |
Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Person's votes |
Nature of Association |
|
| applicable) | |||||||
| BlackRock (Netherlands) | Power to control the exercise of a right to vote attached to | BNYM-BONY BRUSSELS | ord | 42,385 | 42,385 | subsidiary of | |
| B.V. | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock (Netherlands) | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE | ord | 52,325 | 52,325 | subsidiary of | |
| B.V. | securities and/or the power to dispose of securities as | - NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock (Netherlands) | Power to control the exercise of a right to vote attached to | SSB-SSB NEW YORK | ord | 479,116 | 479,116 | subsidiary of | |
| B.V. | securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock (Singapore) | Power to control the exercise of a right to vote attached to | BNP Paribas Securities | ord | 162,917 | 162,917 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | Services Singapore | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | BNYM-BONY EUROPE - | ord | 10,129,560 | 10,129,560 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | CB-CACEIS BANK | ord | 22,515 | 22,515 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | LUXEMBOURG | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | JPM - J.P. Morgan Zurich | ord | 193,809 | 193,809 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | JPM-JPM CHASE - | ord | 2,259,056 | 2,259,056 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ord | 770,253 | 770,253 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | UK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | RBC-DEXIA BIL- LONDON | ord | 815,945 | 815,945 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 15,473 | 15,473 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | BANK, GERMANY | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 2,958,813 | 2,958,813 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | DUBLIN | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Advisors, LLC | Power to control the exercise of a right to vote attached to | BBH-BROWN BROTHERS | ord | 240,785 | 240,785 | subsidiary of | |
| securities and/or the power to dispose of securities as | HARRIMAN & CO - NEW | BlackRock Inc. | |||||
| investment manager or trustee. | YORK | ||||||
| BlackRock Advisors, LLC | Power to control the exercise of a right to vote attached to | BNYM-THE BANK OF | ADR 2:1 | 930,196 | 1,860,392 | subsidiary of | |
| securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Advisors, LLC | Power to control the exercise of a right to vote attached to | BNYM-THE BANK OF | ord | 20,490 | 20,490 | subsidiary of | |
| securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Advisors, LLC | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 5,317,774 | 5,317,774 | subsidiary of | |
| securities and/or the power to dispose of securities as | MUTUAL FUNDS - | BlackRock Inc. | |||||
| investment manager or trustee. | BOSTON |
page 1 of 5
BHP
| Holder of Relevant | |||||||
|---|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest |
Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Person's votes |
Nature of Association |
|
| applicable) | |||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ord | 9,054 | 9,054 | subsidiary of | |
| Management Canada | securities and/or the power to dispose of securities as | CO. - CHICAGO | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ADR 2:1 | 70,278 | 140,556 | subsidiary of | |
| Management Canada | securities and/or the power to dispose of securities as | SACRAMENTO | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 1,259,627 | 1,259,627 | subsidiary of | |
| Management Canada | securities and/or the power to dispose of securities as | SACRAMENTO | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | BNYM-BONY EUROPE - | ord | 62,978 | 62,978 | subsidiary of | |
| Management North Asia | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | BNYM-BONY | ord | 874,980 | 874,980 | subsidiary of | |
| Management North Asia | securities and/or the power to dispose of securities as | LUXEMBOURG | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | HSBC-HSBC, HONG | ord | 16,439 | 16,439 | subsidiary of | |
| Management North Asia | securities and/or the power to dispose of securities as | KONG | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | Northern Trust Singapore | ord | 4,618 | 4,618 | subsidiary of | |
| Management North Asia | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | BNYM-MELLON TRUST - | ord | 276,555 | 276,555 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | BNYM-THE BANK OF | ord | 255,740 | 255,740 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | HSBC-HSBC - LONDON | ord | 66,129 | 66,129 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE | ord | 14,879 | 14,879 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | - NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ord | 31,803 | 31,803 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | UK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | RBC-ROYAL TRUST - | ord | 204,798 | 204,798 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | TORONTO | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | SSB-SSB NEW YORK | ord | 609,150 | 609,150 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | SSB-STATE STATE | ord | 460,155 | 460,155 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | HONG KONG | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | JP MORGAN SECURITIES | ADR 2:1 | 1,000 | 2,000 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | LLC | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Fund Advisors | Power to control the exercise of a right to vote attached to | SSB-SSB NEW YORK | ord | 73,204 | 73,204 | subsidiary of | |
| securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Fund Advisors | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 362,045 | 362,045 | subsidiary of | |
| securities and/or the power to dispose of securities as | BANK, BOSTON | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Fund Advisors | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 161,773 | 161,773 | subsidiary of | |
| securities and/or the power to dispose of securities as | MUTUAL FUNDS - | BlackRock Inc. | |||||
| investment manager or trustee. | BOSTON | ||||||
| BlackRock Fund Advisors | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ADR 2:1 | 348,806 | 697,612 | subsidiary of | |
| securities and/or the power to dispose of securities as | SACRAMENTO | BlackRock Inc. | |||||
| investment manager or trustee. |
page 2 of 5
BHP
| Holder of Relevant | |||||||
|---|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest |
Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Person's votes |
Nature of Association |
|
| applicable) | |||||||
| BlackRock Fund Advisors | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 34,044,230 | 34,044,230 | subsidiary of | |
| securities and/or the power to dispose of securities as | SACRAMENTO | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | BNYM-MELLON TRUST - | ord | 3,633,980 | 3,633,980 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | BNYM-THE BANK OF | ord | 1,404,814 | 1,404,814 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | BOA-MERRILL LYNCH | ord | 22,864 | 22,864 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | INTL PRIME BROKER - | BlackRock Inc. | ||||
| Association | investment manager or trustee. | NEW YORK | |||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | CITI-CITIGROUP GLOBAL | ord | 12,075 | 12,075 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | MARKETS PRIME | BlackRock Inc. | ||||
| Association | investment manager or trustee. | BROKERAGE - NEW | |||||
| YORK | |||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | GS-GOLDMAN SACHS | ord | 40,450 | 40,450 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | PRIME BROKER - NEW | BlackRock Inc. | ||||
| Association | investment manager or trustee. | YORK | |||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE | ord | 749,276 | 749,276 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | - NEW YORK | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | MS-MORGAN STANLEY & | ord | 11,548 | 11,548 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | CO INC | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ord | 1,265,195 | 1,265,195 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | CO. - CHICAGO | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-SSB BOSTON | ord | 44,880 | 44,880 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-SSB NEW YORK | ord | 2,586,654 | 2,586,654 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-STATE STATE | ord | 1,319,657 | 1,319,657 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | HONG KONG | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 231,392 | 231,392 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | BANK, BOSTON | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 201,790 | 201,790 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 38,499,569 | 38,499,569 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | SACRAMENTO | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | UBS- UBS- ZURICH | ord | 82,254 | 82,254 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| Association | investment manager or trustee. | ||||||
| BlackRock International | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE | ord | 433,966 | 433,966 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | - NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock International | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ord | 1,278,767 | 1,278,767 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | UK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock International | Power to control the exercise of a right to vote attached to | SSB-SSB NEW YORK | ADR 2:1 | 4,522 | 9,044 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock International | Power to control the exercise of a right to vote attached to | SSB-SSB NEW YORK | ord | 39,822 | 39,822 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | ||||
| investment manager or trustee. |
page 3 of 5
BHP
| Holder of Relevant | |||||||
|---|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest |
Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Person's votes |
Nature of Association |
|
| applicable) | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JPM CHASE - | ord | 545 | 545 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities as | SYDNEY | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 464,333 | 464,333 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities as | AUSTRALIA | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNP-BNP Paribas Milan | ord | 116,119 | 116,119 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNYM-BONY BRUSSELS | ord | 428,245 | 428,245 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNYM-BONY EUROPE - | ord | 1,504,563 | 1,504,563 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNYM-BONY | ord | 21,710 | 21,710 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | LUXEMBOURG | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | CITI-CITIBANK, LONDON | ord | 3,012,904 | 3,012,904 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | DANS-DANSKE BANK - | ord | 63,637 | 63,637 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | COPENHAGEN | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE | ord | 170,045 | 170,045 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | - NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | KAS-KAS BANK - | ord | 200,995 | 200,995 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | AMSTERDAM | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ord | 184,984 | 184,984 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | CO. - CHICAGO | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ord | 9,595,065 | 9,595,065 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | UK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-STATE STATE | ord | 227,678 | 227,678 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | HONG KONG | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 536,814 | 536,814 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BANK LUXEMBOURG | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-State Street Bank | ord | 39,406 | 39,406 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | S.p.A | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 211,036 | 211,036 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BANK, GERMANY | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 156,915 | 156,915 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNYM-BONY EUROPE - | ADR 2:1 | 15,370 | 30,740 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNYM-BONY | ord | 21,900 | 21,900 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | LUXEMBOURG | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNYM-MELLON TRUST - | ord | 1,135,490 | 1,135,490 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. |
page 4 of 5
BHP
| Holder of Relevant | |||||||
|---|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest |
Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Person's votes |
Nature of Association |
|
| applicable) | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNYM-THE BANK OF | ord | 297,438 | 297,438 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BOA-MERRILL LYNCH | ADR 2:1 | 702,723 | 1,405,446 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | SMA | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | CITI-CITIBANK, HONG | ADR 2:1 | 4,410 | 8,820 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | KONG | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE | ord | 2,595,995 | 2,595,995 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | - NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JPM CHASE - | ord | 51,899 | 51,899 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-SSB NEW YORK | ADR 2:1 | 838 | 1,676 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-SSB NEW YORK | ord | 226,857 | 226,857 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 26,475 | 26,475 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | BANK LUXEMBOURG | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | USB-US BANK | ord | 25,697 | 25,697 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Japan Co., Ltd. | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE | ord | 4,058,786 | 4,058,786 | subsidiary of | |
| securities and/or the power to dispose of securities as | - NEW YORK | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Japan Co., Ltd. | Power to control the exercise of a right to vote attached to | JPM-JPM CHASE - | ord | 425,383 | 425,383 | subsidiary of | |
| securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Japan Co., Ltd. | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 46,524 | 46,524 | subsidiary of | |
| securities and/or the power to dispose of securities as | BANK, BOSTON | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | CITI-Citigroup Australia - | ord | 177,346 | 177,346 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities held in | SYDNEY | BlackRock Inc. | ||||
| Limited | its capacity as investment manager. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JPM CHASE - | ord | 2,371,246 | 2,371,246 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities held in | SYDNEY | BlackRock Inc. | ||||
| Limited | its capacity as investment manager. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | NAB-NATIONAL | ord | 2,713,800 | 2,713,800 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities held in | AUSTRALIA BANK | BlackRock Inc. | ||||
| Limited | its capacity as investment manager. | LIMITED - MELBOURNE | |||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | UBS- UBS- ZURICH | ord | 20,778 | 20,778 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities held in | BlackRock Inc. | |||||
| Limited | its capacity as investment manager. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JPM CHASE - | ord | 11,634,212 | 11,634,212 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities held in | SYDNEY | BlackRock Inc. | ||||
| Limited | its capacityas responsible entity. |
page 5 of 5
BHP
Annexure B
This is Annexure B of 25 pages referred to in form 603 Notice of initial substantial shareholder
17-Dec-15
Kayla McGrory, Authorised Signatory
Date
5. Consideration
BHP BILLITON LTD (BHP)
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Fund Advisors 17-Aug-15 yes |
25.51 on mkt buy ord 2,760 2,760 |
| BlackRock Fund Advisors 17-Aug-15 yes |
25.51 on mkt buy ord 23,610 23,610 |
| BlackRock Fund Advisors 17-Aug-15 no |
n/a in specie ord 75,015 75,015 |
| BlackRock Japan Co.,Ltd. 17-Aug-15 yes |
25.23 on mkt buy ord 139 139 |
| BlackRock Investment Management,LLC 17-Aug-15 yes |
36.62 on mkt buy ADR 2:1 14 28 |
| BlackRock Investment Management,LLC 17-Aug-15 yes |
36.70 on mkt buy ADR 2:1 19 38 |
| BlackRock Investment Management,LLC 17-Aug-15 yes |
37.04 on mkt buy ADR 2:1 12 24 |
| BlackRock Asset Management North Asia Limited 17-Aug-15 no |
n/a collateral transfer ord 314,614 314,614 |
| BlackRock Investment Management (Australia) Limited 18-Aug-15 yes |
24.98 on mkt buy ord 6,452 6,452 |
| BlackRock Investment Management (UK) Limited 18-Aug-15 yes |
25.12 on mkt buy ord 52,925 52,925 |
| BlackRock Investment Management (UK) Limited 18-Aug-15 yes |
25.23 on mkt buy ord 70,806 70,806 |
| BlackRock Fund Advisors 18-Aug-15 no |
n/a in specie ord 13,384 13,384 |
| BlackRock Investment Management,LLC 18-Aug-15 yes |
36.53 on mkt buy ADR 2:1 37 74 |
| BlackRock Investment Management,LLC 18-Aug-15 yes |
36.39 on mkt buy ADR 2:1 5 10 |
| BlackRock Investment Management,LLC 18-Aug-15 yes |
36.35 on mkt buy ADR 2:1 10 20 |
| BlackRock Investment Management,LLC 18-Aug-15 yes |
36.63 on mkt buy ADR 2:1 684 1,368 |
| BlackRock Asset Management North Asia Limited 18-Aug-15 no |
n/a collateral transfer ord 418,175 418,175 |
| BlackRock Asset Management Canada Limited 19-Aug-15 no |
n/a in specie ADR 2:1 2,216 4,432 |
| BlackRock Investment Management,LLC 19-Aug-15 yes |
25.16 on mkt buy ord 1,557 1,557 |
| BlackRock Japan Co.,Ltd. 19-Aug-15 yes |
25.07 on mkt buy ord 395 395 |
| BlackRock Institutional Trust Company, National Association 19-Aug-15 yes |
25.16 on mkt buy ord 34,569 34,569 |
| BlackRock Fund Advisors 19-Aug-15 no |
n/a in specie ord 6,692 6,692 |
| BlackRock Investment Management,LLC 19-Aug-15 yes |
35.79 on mkt buy ADR 2:1 29 58 |
| BlackRock Investment Management,LLC 19-Aug-15 yes |
35.84 on mkt buy ADR 2:1 51 102 |
| BlackRock Investment Management,LLC 19-Aug-15 yes |
35.81 on mkt buy ADR 2:1 5 10 |
| BlackRock Investment Management,LLC 19-Aug-15 yes |
35.91 on mkt buy ADR 2:1 2 4 |
| BlackRock Asset Management Canada Limited 20-Aug-15 yes |
36.03 on mkt buy ADR 2:1 74 148 |
| BlackRock Asset Management North Asia Limited 20-Aug-15 yes |
24.44 on mkt buy ord 13,360 13,360 |
| BlackRock Advisors(UK)Limited 20-Aug-15 yes |
24.38 on mkt buy ord 121,922 121,922 |
| BlackRock Investment Management (Australia) Limited 20-Aug-15 yes |
24.38 on mkt buy ord 11,997 11,997 |
| BlackRock Investment Management (Australia) Limited 20-Aug-15 yes |
24.38 on mkt buy ord 110,299 110,299 |
| BlackRock Investment Management,LLC 20-Aug-15 yes |
36.14 on mkt buy ADR 2:1 61 122 |
| BlackRock Investment Management,LLC 20-Aug-15 yes |
36.15 on mkt buy ADR 2:1 26 52 |
| BlackRock Investment Management,LLC 20-Aug-15 yes |
36.11 on mkt buy ADR 2:1 4 8 |
| BlackRock Investment Management,LLC 20-Aug-15 yes |
36.05 on mkt buy ADR 2:1 19 38 |
| BlackRock Investment Management,LLC 20-Aug-15 yes |
36.27 on mkt buy ADR 2:1 29 58 |
| BlackRock Asset Management North Asia Limited 20-Aug-15 no |
n/a collateral transfer ord 1,433 1,433 |
| BlackRock Advisors,LLC 21-Aug-15 yes |
24.36 on mkt buy ord 610 610 |
| BlackRock Japan Co.,Ltd. 21-Aug-15 yes |
24.36 on mkt buy ord 36,536 36,536 |
| BlackRock Japan Co.,Ltd. 21-Aug-15 yes |
24.36 on mkt buy ord 231 231 |
| BlackRock Investment Management,LLC 21-Aug-15 yes |
35.40 on mkt buy ADR 2:1 9 18 |
| BlackRock Asset Management North Asia Limited 21-Aug-15 no |
n/a collateral transfer ord 1,972 1,972 |
| BlackRock Investment Management,LLC 24-Aug-15 yes |
32.58 on mkt buy ADR 2:1 290 580 |
page 1 of 25
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management (Australia) Limited 24-Aug-15 yes |
22.89 on mkt buy ord 22,512 22,512 |
| BlackRock Fund Advisors 24-Aug-15 yes |
23.57 on mkt buy ord 716 716 |
| BlackRock Fund Advisors 24-Aug-15 yes |
22.89 on mkt buy ord 10,635 10,635 |
| BlackRock Investment Management,LLC 24-Aug-15 yes |
32.49 on mkt buy ADR 2:1 6 12 |
| BlackRock Investment Management,LLC 24-Aug-15 yes |
33.02 on mkt buy ADR 2:1 44 88 |
| BlackRock Investment Management,LLC 24-Aug-15 yes |
32.19 on mkt buy ADR 2:1 59 118 |
| BlackRock Investment Management,LLC 24-Aug-15 yes |
32.45 on mkt buy ADR 2:1 5 10 |
| BlackRock Investment Management,LLC 24-Aug-15 yes |
33.04 on mkt buy ADR 2:1 3 6 |
| BlackRock Investment Management,LLC 24-Aug-15 yes |
33.21 on mkt buy ADR 2:1 17 34 |
| BlackRock Investment Management,LLC 24-Aug-15 yes |
32.81 on mkt buy ADR 2:1 8 16 |
| BlackRock Investment Management,LLC 24-Aug-15 yes |
32.65 on mkt buy ADR 2:1 11 22 |
| BlackRock Japan Co.,Ltd. 25-Aug-15 yes |
23.06 on mkt buy ord 933 933 |
| BlackRock Japan Co.,Ltd. 25-Aug-15 yes |
22.41 on mkt buy ord 18,517 18,517 |
| BlackRock Advisors(UK)Limited 25-Aug-15 yes |
23.34 on mkt buy ord 2,139 2,139 |
| BlackRock Institutional Trust Company, National Association 25-Aug-15 yes |
23.34 on mkt buy ord 10,251 10,251 |
| BlackRock Investment Management,LLC 25-Aug-15 yes |
34.09 on mkt buy ADR 2:1 19 38 |
| BlackRock Investment Management,LLC 25-Aug-15 yes |
33.27 on mkt buy ADR 2:1 5 10 |
| BlackRock Investment Management,LLC 25-Aug-15 yes |
33.85 on mkt buy ADR 2:1 8 16 |
| BlackRock Investment Management,LLC 25-Aug-15 yes |
33.85 on mkt buy ADR 2:1 9 18 |
| BlackRock Investment Management,LLC 25-Aug-15 yes |
33.85 on mkt buy ADR 2:1 15 30 |
| BlackRock Investment Management,LLC 25-Aug-15 yes |
33.56 on mkt buy ADR 2:1 48 96 |
| BlackRock Asset Management Canada Limited 26-Aug-15 no |
n/a in specie ADR 2:1 2,219 4,438 |
| BlackRock Fund Advisors 26-Aug-15 yes |
33.27 on mkt buy ADR 2:1 472 944 |
| BlackRock Investment Management (UK) Limited 26-Aug-15 yes |
23.94 on mkt buy ord 34,327 34,327 |
| BlackRock Investment Management (Australia) Limited 26-Aug-15 yes |
23.66 on mkt buy ord 11,067 11,067 |
| BlackRock Fund Advisors 26-Aug-15 no |
n/a in specie ord 9,341 9,341 |
| BlackRock Advisors(UK)Limited 26-Aug-15 yes |
23.94 on mkt buy ord 778 778 |
| BlackRock Investment Management (Australia) Limited 26-Aug-15 yes |
23.66 on mkt buy ord 11,729 11,729 |
| BlackRock Investment Management (Australia) Limited 26-Aug-15 yes |
23.66 on mkt buy ord 80,499 80,499 |
| BlackRock Investment Management (Australia) Limited 26-Aug-15 yes |
23.66 on mkt buy ord 8,380 8,380 |
| BlackRock Investment Management (Australia) Limited 26-Aug-15 yes |
23.66 on mkt buy ord 56,160 56,160 |
| BlackRock Advisors(UK)Limited 26-Aug-15 yes |
23.94 on mkt buy ord 11,753 11,753 |
| BlackRock Investment Management (UK) Limited 26-Aug-15 yes |
23.58 on mkt buy ord 83,368 83,368 |
| BlackRock Fund Advisors 26-Aug-15 no |
n/a in specie ord 20,076 20,076 |
| BlackRock Advisors(UK)Limited 26-Aug-15 yes |
23.60 on mkt buy ord 687 687 |
| BlackRock Investment Management (Australia) Limited 26-Aug-15 yes |
23.66 on mkt buy ord 421 421 |
| BlackRock Investment Management (Australia) Limited 26-Aug-15 yes |
23.66 on mkt buy ord 15,358 15,358 |
| BlackRock Investment Management (Australia) Limited 26-Aug-15 yes |
23.66 on mkt buy ord 6,804 6,804 |
| BlackRock Institutional Trust Company, National Association 26-Aug-15 yes |
23.66 on mkt buy ord 598 598 |
| BlackRock Investment Management (Australia) Limited 26-Aug-15 yes |
23.66 on mkt buy ord 14,427 14,427 |
| BlackRock Advisors(UK)Limited 26-Aug-15 yes |
23.94 on mkt buy ord 8,347 8,347 |
| BlackRock Investment Management,LLC 26-Aug-15 yes |
33.46 on mkt buy ADR 2:1 35 70 |
| BlackRock Investment Management,LLC 26-Aug-15 yes |
33.83 on mkt buy ADR 2:1 11 22 |
| BlackRock Investment Management,LLC 26-Aug-15 yes |
33.83 on mkt buy ADR 2:1 11 22 |
| BlackRock Investment Management,LLC 26-Aug-15 yes |
33.83 on mkt buy ADR 2:1 11 22 |
| BlackRock Investment Management,LLC 26-Aug-15 yes |
33.24 on mkt buy ADR 2:1 12 24 |
| BlackRock Investment Management,LLC 26-Aug-15 yes |
33.41 on mkt buy ADR 2:1 10 20 |
| BlackRock Investment Management,LLC 26-Aug-15 yes |
33.47 on mkt buy ADR 2:1 10 20 |
| BlackRock Investment Management,LLC 26-Aug-15 yes |
33.45 on mkt buy ADR 2:1 10 20 |
| BlackRock Investment Management,LLC 26-Aug-15 yes |
33.26 on mkt buy ADR 2:1 10 20 |
| BlackRock Investment Management,LLC 26-Aug-15 yes |
33.41 on mkt buy ADR 2:1 8 16 |
| BlackRock Investment Management,LLC 26-Aug-15 yes |
33.33 on mkt buy ADR 2:1 8 16 |
| BlackRock Investment Management,LLC 26-Aug-15 yes |
33.60 on mkt buy ADR 2:1 10 20 |
| BlackRock Investment Management,LLC 26-Aug-15 yes |
33.79 on mkt buy ADR 2:1 15 30 |
| BlackRock Investment Management,LLC 26-Aug-15 yes |
34.06 on mkt buy ADR 2:1 152 304 |
page 2 of 25
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management (UK) Limited 27-Aug-15 yes |
24.31 on mkt buy ord 4,869 4,869 |
| BlackRock Fund Advisors 27-Aug-15 no |
n/a in specie ord 7,096 7,096 |
| BlackRock Advisors(UK)Limited 27-Aug-15 yes |
24.06 on mkt buy ord 1,556 1,556 |
| BlackRock Advisors(UK)Limited 27-Aug-15 yes |
24.06 on mkt buy ord 7,780 7,780 |
| BlackRock Advisors(UK)Limited 27-Aug-15 yes |
24.06 on mkt buy ord 1,127 1,127 |
| BlackRock Investment Management (Australia) Limited 27-Aug-15 yes |
24.06 on mkt buy ord 11,997 11,997 |
| BlackRock Institutional Trust Company, National Association 27-Aug-15 yes |
24.19 on mkt buy ord 7,266 7,266 |
| BlackRock Financial Management,Inc. 27-Aug-15 yes |
24.19 on mkt buy ord 16,582 16,582 |
| BlackRock Investment Management,LLC 27-Aug-15 yes |
35.93 on mkt buy ADR 2:1 5 10 |
| BlackRock Investment Management,LLC 27-Aug-15 yes |
35.88 on mkt buy ADR 2:1 5 10 |
| BlackRock Investment Management (Australia) Limited 28-Aug-15 yes |
25.25 on mkt buy ord 3,705 3,705 |
| BlackRock Fund Advisors 28-Aug-15 no |
n/a in specie ord 60,012 60,012 |
| BlackRock Advisors(UK)Limited 28-Aug-15 yes |
25.49 on mkt buy ord 778 778 |
| BlackRock Investment Management (Australia) Limited 28-Aug-15 yes |
25.25 on mkt buy ord 10,416 10,416 |
| BlackRock Investment Management (Australia) Limited 28-Aug-15 yes |
25.25 on mkt buy ord 25,356 25,356 |
| BlackRock Investment Management (Australia) Limited 28-Aug-15 yes |
25.25 on mkt buy ord 2,589 2,589 |
| BlackRock Investment Management (Australia) Limited 28-Aug-15 yes |
25.25 on mkt buy ord 12,844 12,844 |
| BlackRock Advisors(UK)Limited 28-Aug-15 yes |
25.49 on mkt buy ord 5,922 5,922 |
| BlackRock Institutional Trust Company, National Association 28-Aug-15 yes |
25.49 on mkt buy ord 9,410 9,410 |
| BlackRock Investment Management (UK) Limited 28-Aug-15 yes |
25.35 on mkt buy ord 5,879 5,879 |
| BlackRock Fund Advisors 28-Aug-15 yes |
25.49 on mkt buy ord 26,463 26,463 |
| BlackRock Investment Management (Australia) Limited 28-Aug-15 yes |
25.25 on mkt buy ord 1,094 1,094 |
| BlackRock Investment Management (Australia) Limited 28-Aug-15 yes |
25.25 on mkt buy ord 5,520 5,520 |
| BlackRock Investment Management (Australia) Limited 28-Aug-15 yes |
25.25 on mkt buy ord 1,761 1,761 |
| BlackRock Institutional Trust Company, National Association 28-Aug-15 yes |
25.49 on mkt buy ord 19,806 19,806 |
| BlackRock Fund Advisors 28-Aug-15 no |
n/a in specie ord 44,355 44,355 |
| BlackRock Investment Management (Australia) Limited 28-Aug-15 yes |
25.25 on mkt buy ord 2,939 2,939 |
| BlackRock(Netherlands)B.V. 28-Aug-15 yes |
25.49 on mkt buy ord 5,621 5,621 |
| BlackRock Institutional Trust Company, National Association 28-Aug-15 yes |
25.25 on mkt buy ord 293 293 |
| BlackRock Investment Management,LLC 28-Aug-15 yes |
36.65 on mkt buy ADR 2:1 19 38 |
| BlackRock Investment Management,LLC 28-Aug-15 yes |
36.53 on mkt buy ADR 2:1 34 68 |
| BlackRock Investment Management,LLC 28-Aug-15 yes |
36.73 on mkt buy ADR 2:1 34 68 |
| BlackRock Asset Management Canada Limited 31-Aug-15 no |
n/a in specie ADR 2:1 2,219 4,438 |
| BlackRock Asset Management Canada Limited 31-Aug-15 no |
n/a in specie ADR 2:1 2,219 4,438 |
| BlackRock Investment Management,LLC 31-Aug-15 yes |
36.85 on mkt buy ADR 2:1 220 440 |
| BlackRock Investment Management,LLC 31-Aug-15 yes |
25.18 on mkt buy ord 10,055 10,055 |
| BlackRock Investment Management (Australia) Limited 31-Aug-15 yes |
25.21 on mkt buy ord 6,453 6,453 |
| BlackRock International Limited 31-Aug-15 yes |
25.18 on mkt buy ord 5,542 5,542 |
| BlackRock Asset Management North Asia Limited 31-Aug-15 yes |
25.14 on mkt buy ord 122,622 122,622 |
| BlackRock Asset Management Deutschland AG 31-Aug-15 yes |
25.18 on mkt buy ord 578 578 |
| BlackRock Fund Advisors 31-Aug-15 no |
n/a in specie ord 6,209 6,209 |
| BlackRock Fund Advisors 31-Aug-15 yes |
25.18 on mkt buy ord 171 171 |
| BlackRock Fund Advisors 31-Aug-15 yes |
25.18 on mkt buy ord 728 728 |
| BlackRock Investment Management (Australia) Limited 31-Aug-15 yes |
25.21 on mkt buy ord 18,138 18,138 |
| BlackRock Investment Management (Australia) Limited 31-Aug-15 yes |
25.21 on mkt buy ord 44,153 44,153 |
| BlackRock Investment Management (Australia) Limited 31-Aug-15 yes |
25.21 on mkt buy ord 4,510 4,510 |
page 3 of 25
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management (Australia) Limited 31-Aug-15 yes |
25.21 on mkt buy ord 22,367 22,367 |
| BlackRock Institutional Trust Company, National Association 31-Aug-15 yes |
25.18 on mkt buy ord 10,698 10,698 |
| BlackRock Institutional Trust Company, National Association 31-Aug-15 yes |
25.18 on mkt buy ord 45,382 45,382 |
| BlackRock Investment Management (UK) Limited 31-Aug-15 yes |
25.05 on mkt buy ord 49,885 49,885 |
| BlackRock Investment Management (UK) Limited 31-Aug-15 yes |
25.18 on mkt buy ord 866 866 |
| BlackRock Fund Advisors 31-Aug-15 no |
n/a in specie ord 3,280 3,280 |
| BlackRock Investment Management (Australia) Limited 31-Aug-15 yes |
25.21 on mkt buy ord 1,906 1,906 |
| BlackRock Investment Management (Australia) Limited 31-Aug-15 yes |
25.21 on mkt buy ord 9,613 9,613 |
| BlackRock Investment Management (Australia) Limited 31-Aug-15 yes |
25.21 on mkt buy ord 3,068 3,068 |
| BlackRock Asset Management Canada Limited 31-Aug-15 yes |
25.18 on mkt buy ord 4,414 4,414 |
| BlackRock Japan Co.,Ltd. 31-Aug-15 yes |
25.07 on mkt buy ord 3,714 3,714 |
| BlackRock Investment Management (UK) Limited 31-Aug-15 yes |
25.18 on mkt buy ord 2,891 2,891 |
| BlackRock Investment Management (Australia) Limited 31-Aug-15 yes |
25.21 on mkt buy ord 5,119 5,119 |
| BlackRock Investment Management (UK) Limited 31-Aug-15 yes |
25.18 on mkt buy ord 5,003 5,003 |
| BlackRock Investment Management (UK) Limited 31-Aug-15 yes |
25.18 on mkt buy ord 20,773 20,773 |
| BlackRock Japan Co.,Ltd. 31-Aug-15 yes |
25.26 on mkt buy ord 8,819 8,819 |
| BlackRock Institutional Trust Company, National Association 31-Aug-15 yes |
25.22 on mkt buy ord 1,553 1,553 |
| BlackRock Institutional Trust Company, National Association 31-Aug-15 yes |
25.21 on mkt buy ord 2,348 2,348 |
| BlackRock Investment Management,LLC 31-Aug-15 yes |
36.77 on mkt buy ADR 2:1 6 12 |
| BlackRock Investment Management,LLC 31-Aug-15 yes |
36.38 on mkt buy ADR 2:1 5 10 |
| BlackRock Investment Management,LLC 31-Aug-15 yes |
36.15 on mkt buy ADR 2:1 11 22 |
| BlackRock Investment Management,LLC 31-Aug-15 yes |
36.13 on mkt buy ADR 2:1 5 10 |
| BlackRock Investment Management,LLC 31-Aug-15 yes |
36.05 on mkt buy ADR 2:1 278 556 |
| BlackRock Advisors,LLC 01-Sep-15 yes |
25.75 on mkt buy ord 480 480 |
| BlackRock Japan Co.,Ltd. 01-Sep-15 yes |
25.01 on mkt buy ord 6,071 6,071 |
| BlackRock Japan Co.,Ltd. 01-Sep-15 yes |
24.65 on mkt buy ord 4,577 4,577 |
| BlackRock Fund Advisors 01-Sep-15 no |
n/a in specie ord 698 698 |
| BlackRock Investment Management,LLC 01-Sep-15 yes |
25.75 on mkt buy ord 470 470 |
| BlackRock Institutional Trust Company, National Association 01-Sep-15 yes |
24.65 on mkt buy ord 11,840 11,840 |
| BlackRock Japan Co.,Ltd. 01-Sep-15 yes |
24.63 on mkt buy ord 266 266 |
| BlackRock Investment Management (Australia) Limited 01-Sep-15 yes |
24.65 on mkt buy ord 87,519 87,519 |
| BlackRock Japan Co.,Ltd. 01-Sep-15 yes |
24.78 on mkt buy ord 1,029 1,029 |
| BlackRock Institutional Trust Company, National Association 01-Sep-15 yes |
25.05 on mkt buy ord 1,946 1,946 |
| BlackRock Investment Management,LLC 01-Sep-15 yes |
34.37 on mkt buy ADR 2:1 4 8 |
| BlackRock Investment Management,LLC 01-Sep-15 yes |
34.38 on mkt buy ADR 2:1 4 8 |
| BlackRock Investment Management,LLC 01-Sep-15 yes |
33.98 on mkt buy ADR 2:1 5 10 |
| BlackRock Investment Management,LLC 01-Sep-15 yes |
34.43 on mkt buy ADR 2:1 10 20 |
| BlackRock Investment Management,LLC 01-Sep-15 yes |
34.38 on mkt buy ADR 2:1 50 100 |
| BlackRock Investment Management,LLC 01-Sep-15 yes |
34.35 on mkt buy ADR 2:1 276 552 |
| BlackRock Investment Management,LLC 01-Sep-15 yes |
34.39 on mkt buy ADR 2:1 10 20 |
| BlackRock Investment Management,LLC 01-Sep-15 yes |
34.34 on mkt buy ADR 2:1 55 110 |
| BlackRock Investment Management,LLC 01-Sep-15 yes |
34.37 on mkt buy ADR 2:1 10 20 |
| BlackRock Investment Management,LLC 01-Sep-15 yes |
34.38 on mkt buy ADR 2:1 20 40 |
| BlackRock Investment Management,LLC 01-Sep-15 yes |
34.43 on mkt buy ADR 2:1 50 100 |
| BlackRock Advisors,LLC 02-Sep-15 yes |
24.14 on mkt buy ord 15,476 15,476 |
| BlackRock Investment Management,LLC 02-Sep-15 yes |
24.63 on mkt buy ord 13,327 13,327 |
| BlackRock Advisors(UK)Limited 02-Sep-15 yes |
24.63 on mkt buy ord 4,225 4,225 |
| BlackRock Advisors(UK)Limited 02-Sep-15 yes |
24.63 on mkt buy ord 11,343 11,343 |
| BlackRock Institutional Trust Company, National Association 02-Sep-15 yes |
24.63 on mkt buy ord 34,028 34,028 |
| BlackRock Advisors(UK)Limited 02-Sep-15 yes |
24.63 on mkt buy ord 43,771 43,771 |
| BlackRock Advisors(UK)Limited 02-Sep-15 yes |
24.63 on mkt buy ord 836 836 |
page 4 of 25
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management (Australia) Limited 02-Sep-15 yes |
24.63 on mkt buy ord 7,998 7,998 |
| BlackRock Investment Management,LLC 02-Sep-15 yes |
24.14 on mkt buy ord 27,067 27,067 |
| BlackRock Institutional Trust Company, National Association 02-Sep-15 yes |
24.63 on mkt buy ord 3,207 3,207 |
| BlackRock Fund Advisors 02-Sep-15 no |
n/a in specie ord 698 698 |
| BlackRock Fund Advisors 02-Sep-15 yes |
24.63 on mkt buy ord 27,662 27,662 |
| BlackRock Advisors(UK)Limited 02-Sep-15 yes |
24.63 on mkt buy ord 2,511 2,511 |
| BlackRock Investment Management,LLC 02-Sep-15 yes |
24.35 on mkt buy ord 2,201 2,201 |
| BlackRock Investment Management,LLC 02-Sep-15 yes |
34.34 on mkt buy ADR 2:1 260 520 |
| BlackRock Investment Management,LLC 02-Sep-15 yes |
34.45 on mkt buy ADR 2:1 3 6 |
| BlackRock Investment Management,LLC 02-Sep-15 yes |
34.68 on mkt buy ADR 2:1 8 16 |
| BlackRock Investment Management,LLC 02-Sep-15 yes |
34.68 on mkt buy ADR 2:1 8 16 |
| BlackRock Investment Management,LLC 02-Sep-15 yes |
34.56 on mkt buy ADR 2:1 17 34 |
| BlackRock Investment Management,LLC 02-Sep-15 yes |
34.87 on mkt buy ADR 2:1 26 52 |
| BlackRock Investment Management,LLC 03-Sep-15 yes |
24.61 on mkt buy ord 23,837 23,837 |
| BlackRock Fund Advisors 03-Sep-15 yes |
25.12 on mkt buy ord 8,178 8,178 |
| BlackRock Advisors(UK)Limited 03-Sep-15 yes |
24.32 on mkt buy ord 1,556 1,556 |
| BlackRock Japan Co.,Ltd. 03-Sep-15 yes |
25.12 on mkt buy ord 764 764 |
| BlackRock Advisors(UK)Limited 03-Sep-15 yes |
24.32 on mkt buy ord 15,466 15,466 |
| BlackRock Investment Management,LLC 03-Sep-15 yes |
24.32 on mkt buy ord 1,666 1,666 |
| BlackRock Investment Management,LLC 03-Sep-15 yes |
35.03 on mkt buy ADR 2:1 13 26 |
| BlackRock Investment Management,LLC 03-Sep-15 yes |
35.55 on mkt buy ADR 2:1 6 12 |
| BlackRock Investment Management,LLC 03-Sep-15 yes |
35.55 on mkt buy ADR 2:1 6 12 |
| BlackRock Investment Management,LLC 03-Sep-15 yes |
35.13 on mkt buy ADR 2:1 6 12 |
| BlackRock Investment Management,LLC 03-Sep-15 yes |
35.02 on mkt buy ADR 2:1 43 86 |
| BlackRock Fund Advisors 04-Sep-15 no |
n/a in specie ord 6,100 6,100 |
| BlackRock Advisors(UK)Limited 04-Sep-15 yes |
24.69 on mkt buy ord 5,446 5,446 |
| BlackRock Investment Management,LLC 04-Sep-15 yes |
24.69 on mkt buy ord 8,127 8,127 |
| BlackRock Institutional Trust Company, National Association 04-Sep-15 yes |
24.89 on mkt buy ord 3,367 3,367 |
| BlackRock Investment Management,LLC 04-Sep-15 yes |
24.89 on mkt buy ord 2,549 2,549 |
| BlackRock Investment Management,LLC 04-Sep-15 yes |
33.75 on mkt buy ADR 2:1 2 4 |
| BlackRock Investment Management,LLC 04-Sep-15 yes |
33.59 on mkt buy ADR 2:1 36 72 |
| BlackRock Investment Management,LLC 04-Sep-15 yes |
33.69 on mkt buy ADR 2:1 62 124 |
| BlackRock Investment Management,LLC 04-Sep-15 yes |
33.61 on mkt buy ADR 2:1 28 56 |
| BlackRock Investment Management,LLC 04-Sep-15 yes |
33.61 on mkt buy ADR 2:1 21 42 |
| BlackRock Asset Management North Asia Limited 04-Sep-15 no |
n/a collateral transfer ord 82,478 82,478 |
| BlackRock Investment Management (UK) Limited 07-Sep-15 yes |
24.18 on mkt buy ord 2,187 2,187 |
| BlackRock Asset Management North Asia Limited 07-Sep-15 yes |
24.18 on mkt buy ord 1,512 1,512 |
| BlackRock Asset Management North Asia Limited 07-Sep-15 yes |
24.18 on mkt buy ord 17,375 17,375 |
| BlackRock Advisors(UK)Limited 07-Sep-15 yes |
24.19 on mkt buy ord 10,961 10,961 |
| BlackRock Advisors(UK)Limited 07-Sep-15 yes |
24.19 on mkt buy ord 6,260 6,260 |
| BlackRock Investment Management (Australia) Limited 08-Sep-15 yes |
24.70 on mkt buy ord 32,167 32,167 |
| BlackRock Institutional Trust Company, National Association 08-Sep-15 no |
n/a in specie ord 40,543 40,543 |
| BlackRock Advisors(UK)Limited 08-Sep-15 yes |
24.70 on mkt buy ord 10,897 10,897 |
| BlackRock Investment Management,LLC 08-Sep-15 yes |
34.76 on mkt buy ADR 2:1 1 2 |
| BlackRock Investment Management,LLC 08-Sep-15 yes |
34.77 on mkt buy ADR 2:1 10 20 |
| BlackRock Investment Management,LLC 08-Sep-15 yes |
34.78 on mkt buy ADR 2:1 10 20 |
| BlackRock Investment Management,LLC 08-Sep-15 yes |
35.04 on mkt buy ADR 2:1 5 10 |
| BlackRock Investment Management,LLC 08-Sep-15 yes |
35.19 on mkt buy ADR 2:1 10 20 |
| BlackRock Investment Management,LLC 08-Sep-15 yes |
34.94 on mkt buy ADR 2:1 18 36 |
| BlackRock Investment Management,LLC 08-Sep-15 yes |
34.80 on mkt buy ADR 2:1 44 88 |
| BlackRock Asset Management Canada Limited 09-Sep-15 no |
n/a in specie ADR 2:1 2,219 4,438 |
| BlackRock Advisors,LLC 09-Sep-15 yes |
24.45 on mkt buy ord 430 430 |
| BlackRock Advisors(UK)Limited 09-Sep-15 yes |
24.65 on mkt buy ord 2,334 2,334 |
| BlackRock Japan Co.,Ltd. 09-Sep-15 yes |
24.45 on mkt buy ord 20,006 20,006 |
| BlackRock Advisors(UK)Limited 09-Sep-15 yes |
24.65 on mkt buy ord 13,665 13,665 |
| BlackRock Investment Management (Australia) Limited 09-Sep-15 yes |
24.65 on mkt buy ord 19,356 19,356 |
| BlackRock Advisors(UK)Limited 09-Sep-15 yes |
24.65 on mkt buy ord 6,313 6,313 |
| BlackRock Investment Management,LLC 09-Sep-15 yes |
34.31 on mkt buy ADR 2:1 340 680 |
| BlackRock Investment Management,LLC 09-Sep-15 yes |
34.64 on mkt buy ADR 2:1 10 20 |
page 5 of 25
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management,LLC 09-Sep-15 yes |
34.60 on mkt buy ADR 2:1 21 42 |
| BlackRock Investment Management,LLC 09-Sep-15 yes |
34.53 on mkt buy ADR 2:1 43 86 |
| BlackRock Asset Management Canada Limited 10-Sep-15 no |
n/a in specie ADR 2:1 2,219 4,438 |
| BlackRock Advisors(UK)Limited 10-Sep-15 yes |
23.92 on mkt buy ord 15,990 15,990 |
| BlackRock Investment Management (Australia) Limited 10-Sep-15 yes |
23.92 on mkt buy ord 6,452 6,452 |
| BlackRock Asset Management Canada Limited 10-Sep-15 yes |
23.92 on mkt buy ord 2,098 2,098 |
| BlackRock Investment Management,LLC 10-Sep-15 yes |
33.91 on mkt buy ADR 2:1 37 74 |
| BlackRock Investment Management,LLC 10-Sep-15 yes |
34.29 on mkt buy ADR 2:1 44 88 |
| BlackRock Investment Management,LLC 10-Sep-15 yes |
34.11 on mkt buy ADR 2:1 7 14 |
| BlackRock Investment Management,LLC 10-Sep-15 yes |
33.89 on mkt buy ADR 2:1 38 76 |
| BlackRock Investment Management,LLC 10-Sep-15 yes |
34.04 on mkt buy ADR 2:1 16 32 |
| BlackRock Advisors,LLC 11-Sep-15 yes |
34.05 on mkt buy ADR 2:1 59,000 118,000 |
| BlackRock Advisors,LLC 11-Sep-15 yes |
33.97 on mkt buy ADR 2:1 200,700 401,400 |
| BlackRock Fund Advisors 11-Sep-15 yes |
34.01 on mkt buy ADR 2:1 1,696 3,392 |
| BlackRock Investment Management (Australia) Limited 11-Sep-15 yes |
23.71 on mkt buy ord 15,996 15,996 |
| BlackRock Fund Advisors 11-Sep-15 yes |
24.00 on mkt buy ord 1,170 1,170 |
| BlackRock Advisors,LLC 11-Sep-15 yes |
23.71 on mkt buy ord 1,759 1,759 |
| BlackRock Investment Management,LLC 11-Sep-15 yes |
34.07 on mkt buy ADR 2:1 23 46 |
| BlackRock Investment Management,LLC 11-Sep-15 yes |
34.04 on mkt buy ADR 2:1 3 6 |
| BlackRock Investment Management,LLC 11-Sep-15 yes |
33.96 on mkt buy ADR 2:1 23 46 |
| BlackRock Investment Management,LLC 11-Sep-15 yes |
33.97 on mkt buy ADR 2:1 350 700 |
| BlackRock Advisors,LLC 14-Sep-15 yes |
23.74 on mkt buy ord 13,222 13,222 |
| BlackRock Fund Advisors 14-Sep-15 yes |
24.10 on mkt buy ord 2,962 2,962 |
| BlackRock Fund Advisors 14-Sep-15 yes |
24.10 on mkt buy ord 800 800 |
| BlackRock Investment Management (UK) Limited 14-Sep-15 yes |
24.10 on mkt buy ord 8,632 8,632 |
| BlackRock Advisors(UK)Limited 14-Sep-15 yes |
23.74 on mkt buy ord 6,329 6,329 |
| BlackRock Institutional Trust Company, National Association 14-Sep-15 yes |
23.82 on mkt buy ord 772 772 |
| BlackRock Investment Management,LLC 14-Sep-15 yes |
33.79 on mkt buy ADR 2:1 5 10 |
| BlackRock Investment Management,LLC 14-Sep-15 yes |
33.94 on mkt buy ADR 2:1 6 12 |
| BlackRock Investment Management (Australia) Limited 15-Sep-15 yes |
23.62 on mkt buy ord 767 767 |
| BlackRock Advisors(UK)Limited 15-Sep-15 yes |
23.43 on mkt buy ord 9,336 9,336 |
| BlackRock Investment Management (Australia) Limited 15-Sep-15 yes |
23.62 on mkt buy ord 6,408 6,408 |
| BlackRock Investment Management (Australia) Limited 15-Sep-15 yes |
23.62 on mkt buy ord 633 633 |
| BlackRock Investment Management (Australia) Limited 15-Sep-15 yes |
23.62 on mkt buy ord 32,137 32,137 |
| BlackRock Japan Co.,Ltd. 15-Sep-15 yes |
23.99 on mkt buy ord 64,298 64,298 |
| BlackRock Investment Management (Australia) Limited 15-Sep-15 yes |
23.62 on mkt buy ord 3,034 3,034 |
| BlackRock Investment Management (Australia) Limited 15-Sep-15 yes |
23.62 on mkt buy ord 1,329 1,329 |
| BlackRock Asset Management Canada Limited 15-Sep-15 no |
n/a in specie ord 29,530 29,530 |
| BlackRock Investment Management (Australia) Limited 15-Sep-15 yes |
23.62 on mkt buy ord 14,645 14,645 |
| BlackRock Investment Management (UK) Limited 15-Sep-15 yes |
23.99 on mkt buy ord 5,975 5,975 |
| BlackRock Investment Management,LLC 15-Sep-15 yes |
34.23 on mkt buy ADR 2:1 8 16 |
| BlackRock Investment Management,LLC 15-Sep-15 yes |
34.07 on mkt buy ADR 2:1 3 6 |
| BlackRock Investment Management,LLC 15-Sep-15 yes |
34.16 on mkt buy ADR 2:1 21 42 |
| BlackRock Investment Management,LLC 15-Sep-15 yes |
34.09 on mkt buy ADR 2:1 8 16 |
| BlackRock Investment Management,LLC 15-Sep-15 yes |
34.13 on mkt buy ADR 2:1 7 14 |
| BlackRock Investment Management,LLC 15-Sep-15 yes |
34.13 on mkt buy ADR 2:1 9 18 |
| BlackRock Advisors(UK)Limited 16-Sep-15 yes |
23.97 on mkt buy ord 2,334 2,334 |
| BlackRock Advisors(UK)Limited 16-Sep-15 yes |
23.97 on mkt buy ord 10,016 10,016 |
| BlackRock Investment Management,LLC 16-Sep-15 yes |
35.44 on mkt buy ADR 2:1 100 200 |
| BlackRock Investment Management,LLC 16-Sep-15 yes |
35.36 on mkt buy ADR 2:1 40 80 |
| BlackRock Investment Management,LLC 16-Sep-15 yes |
35.57 on mkt buy ADR 2:1 9 18 |
| BlackRock Investment Management,LLC 16-Sep-15 yes |
35.50 on mkt buy ADR 2:1 4 8 |
| BlackRock Investment Management,LLC 16-Sep-15 yes |
35.50 on mkt buy ADR 2:1 5 10 |
| BlackRock Advisors,LLC 17-Sep-15 yes |
24.65 on mkt buy ord 660 660 |
page 6 of 25
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management (Australia) Limited 17-Sep-15 yes |
24.67 on mkt buy ord 10,378 10,378 |
| BlackRock Fund Advisors 17-Sep-15 no |
n/a in specie ord 75,015 75,015 |
| BlackRock Investment Management (Australia) Limited 17-Sep-15 yes |
24.67 on mkt buy ord 78,278 78,278 |
| BlackRock Investment Management (Australia) Limited 17-Sep-15 yes |
24.67 on mkt buy ord 8,057 8,057 |
| BlackRock Investment Management (Australia) Limited 17-Sep-15 yes |
24.67 on mkt buy ord 43,840 43,840 |
| BlackRock Fund Advisors 17-Sep-15 yes |
24.65 on mkt buy ord 780 780 |
| BlackRock Fund Advisors 17-Sep-15 yes |
24.65 on mkt buy ord 25,074 25,074 |
| BlackRock Asset Management Canada Limited 17-Sep-15 yes |
24.65 on mkt buy ord 1,429 1,429 |
| BlackRock Investment Management (Australia) Limited 17-Sep-15 yes |
24.67 on mkt buy ord 16,664 16,664 |
| BlackRock Investment Management (Australia) Limited 17-Sep-15 yes |
24.67 on mkt buy ord 6,537 6,537 |
| BlackRock Investment Management (Australia) Limited 17-Sep-15 yes |
24.67 on mkt buy ord 12,903 12,903 |
| BlackRock Financial Management,Inc. 17-Sep-15 yes |
24.67 on mkt buy ord 86,364 86,364 |
| BlackRock Investment Management,LLC 17-Sep-15 yes |
35.29 on mkt buy ADR 2:1 2 4 |
| BlackRock Investment Management,LLC 17-Sep-15 yes |
35.20 on mkt buy ADR 2:1 85 170 |
| BlackRock Advisors(UK)Limited 18-Sep-15 yes |
24.46 on mkt buy ord 1,382 1,382 |
| BlackRock Fund Advisors 18-Sep-15 yes |
24.46 on mkt buy ord 3,220 3,220 |
| BlackRock Fund Advisors 18-Sep-15 no |
n/a in specie ord 1,118 1,118 |
| BlackRock Fund Advisors 18-Sep-15 no |
n/a in specie ord 30,006 30,006 |
| BlackRock Institutional Trust Company, National Association 18-Sep-15 yes |
24.48 on mkt buy ord 5,182 5,182 |
| BlackRock Institutional Trust Company, National Association 18-Sep-15 yes |
24.46 on mkt buy ord 26,348 26,348 |
| BlackRock Institutional Trust Company, National Association 18-Sep-15 yes |
24.48 on mkt buy ord 6,297 6,297 |
| BlackRock Investment Management (UK) Limited 18-Sep-15 yes |
24.46 on mkt buy ord 2,871 2,871 |
| BlackRock Institutional Trust Company, National Association 18-Sep-15 yes |
24.48 on mkt buy ord 3,229 3,229 |
| BlackRock Investment Management,LLC 18-Sep-15 yes |
24.55 on mkt buy ord 71,600 71,600 |
| BlackRock Advisors(UK)Limited 18-Sep-15 yes |
24.46 on mkt buy ord 43,996 43,996 |
| BlackRock Institutional Trust Company, National Association 18-Sep-15 yes |
24.46 on mkt buy ord 1,975 1,975 |
| BlackRock Institutional Trust Company, National Association 18-Sep-15 yes |
24.46 on mkt buy ord 2,080 2,080 |
| BlackRock Advisors,LLC 18-Sep-15 yes |
24.48 on mkt buy ord 4,805 4,805 |
| BlackRock Institutional Trust Company, National Association 18-Sep-15 yes |
24.46 on mkt buy ord 6,376 6,376 |
| BlackRock Financial Management,Inc. 18-Sep-15 yes |
24.46 on mkt buy ord 18,065 18,065 |
| BlackRock Advisors(UK)Limited 18-Sep-15 yes |
24.46 on mkt buy ord 12,683 12,683 |
| BlackRock Investment Management,LLC 18-Sep-15 yes |
24.46 on mkt buy ord 35,206 35,206 |
| BlackRock Investment Management,LLC 18-Sep-15 yes |
34.75 on mkt buy ADR 2:1 10 20 |
| BlackRock Asset Management North Asia Limited 18-Sep-15 no |
n/a collateral transfer ord 326,880 326,880 |
| BlackRock Asset Management Canada Limited 21-Sep-15 yes |
34.11 on mkt buy ADR 2:1 127 254 |
| BlackRock Investment Management (Australia) Limited 21-Sep-15 yes |
23.75 on mkt buy ord 3,169 3,169 |
| BlackRock Fund Advisors 21-Sep-15 no |
n/a in specie ord 30,006 30,006 |
| BlackRock Investment Management (Australia) Limited 21-Sep-15 yes |
23.75 on mkt buy ord 32,647 32,647 |
| BlackRock Investment Management (Australia) Limited 21-Sep-15 yes |
23.75 on mkt buy ord 22,238 22,238 |
| BlackRock Investment Management (Australia) Limited 21-Sep-15 yes |
23.75 on mkt buy ord 2,241 2,241 |
| BlackRock Investment Management (Australia) Limited 21-Sep-15 yes |
23.75 on mkt buy ord 959 959 |
| BlackRock Investment Management (Australia) Limited 21-Sep-15 yes |
23.75 on mkt buy ord 3,412 3,412 |
| BlackRock Investment Management (Australia) Limited 21-Sep-15 yes |
23.75 on mkt buy ord 162 162 |
| BlackRock Investment Management,LLC 21-Sep-15 yes |
34.14 on mkt buy ADR 2:1 25 50 |
| BlackRock Investment Management,LLC 21-Sep-15 yes |
34.14 on mkt buy ADR 2:1 25 50 |
page 7 of 25
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management,LLC 21-Sep-15 yes |
34.24 on mkt buy ADR 2:1 20 40 |
| BlackRock Investment Management,LLC 21-Sep-15 yes |
34.39 on mkt buy ADR 2:1 3 6 |
| BlackRock Investment Management,LLC 21-Sep-15 yes |
34.38 on mkt buy ADR 2:1 21 42 |
| BlackRock Investment Management,LLC 21-Sep-15 yes |
34.18 on mkt buy ADR 2:1 10 20 |
| BlackRock Investment Management,LLC 21-Sep-15 yes |
34.25 on mkt buy ADR 2:1 150 300 |
| BlackRock Investment Management,LLC 21-Sep-15 yes |
34.25 on mkt buy ADR 2:1 150 300 |
| BlackRock Fund Advisors 22-Sep-15 yes |
23.98 on mkt buy ord 8,041 8,041 |
| BlackRock Fund Advisors 22-Sep-15 yes |
23.86 on mkt buy ord 24,758 24,758 |
| BlackRock(Singapore)Limited 22-Sep-15 no |
n/a in specie ord 112,409 112,409 |
| BlackRock Investment Management,LLC 22-Sep-15 yes |
32.73 on mkt buy ADR 2:1 23 46 |
| BlackRock Investment Management,LLC 22-Sep-15 yes |
32.73 on mkt buy ADR 2:1 23 46 |
| BlackRock Investment Management,LLC 22-Sep-15 yes |
32.99 on mkt buy ADR 2:1 31 62 |
| BlackRock Investment Management,LLC 22-Sep-15 yes |
32.73 on mkt buy ADR 2:1 46 92 |
| BlackRock Advisors(UK)Limited 23-Sep-15 yes |
22.80 on mkt buy ord 9,993 9,993 |
| BlackRock Investment Management (UK) Limited 23-Sep-15 yes |
23.13 on mkt buy ord 5,624 5,624 |
| BlackRock Fund Advisors 23-Sep-15 yes |
22.80 on mkt buy ord 4,698 4,698 |
| BlackRock Investment Management,LLC 23-Sep-15 yes |
32.63 on mkt buy ADR 2:1 266 532 |
| BlackRock Investment Management,LLC 23-Sep-15 yes |
32.21 on mkt buy ADR 2:1 13 26 |
| BlackRock Investment Management,LLC 23-Sep-15 yes |
32.60 on mkt buy ADR 2:1 3 6 |
| BlackRock Investment Management,LLC 23-Sep-15 yes |
32.33 on mkt buy ADR 2:1 329 658 |
| BlackRock Investment Management,LLC 23-Sep-15 yes |
32.25 on mkt buy ADR 2:1 15 30 |
| BlackRock Investment Management,LLC 24-Sep-15 yes |
22.85 on mkt buy ord 9,648 9,648 |
| BlackRock Investment Management,LLC 24-Sep-15 yes |
22.85 on mkt buy ord 3,148 3,148 |
| BlackRock Fund Advisors 24-Sep-15 yes |
22.96 on mkt buy ord 7,990 7,990 |
| BlackRock Fund Advisors 24-Sep-15 no |
n/a in specie ord 30,054 30,054 |
| BlackRock Fund Advisors 24-Sep-15 no |
n/a in specie ord 12,270 12,270 |
| BlackRock Fund Advisors 24-Sep-15 yes |
22.85 on mkt buy ord 14,745 14,745 |
| BlackRock Institutional Trust Company, National Association 24-Sep-15 yes |
22.85 on mkt buy ord 91,353 91,353 |
| BlackRock Investment Management,LLC 24-Sep-15 yes |
32.16 on mkt buy ADR 2:1 97 194 |
| BlackRock Investment Management,LLC 24-Sep-15 yes |
31.71 on mkt buy ADR 2:1 50 100 |
| BlackRock Investment Management,LLC 24-Sep-15 yes |
32.40 on mkt buy ADR 2:1 6 12 |
| BlackRock Investment Management,LLC 24-Sep-15 yes |
31.70 on mkt buy ADR 2:1 40 80 |
| BlackRock Investment Management,LLC 24-Sep-15 yes |
32.21 on mkt buy ADR 2:1 8 16 |
| BlackRock Investment Management,LLC 24-Sep-15 yes |
31.73 on mkt buy ADR 2:1 6 12 |
| BlackRock Investment Management,LLC 24-Sep-15 yes |
31.80 on mkt buy ADR 2:1 7 14 |
| BlackRock Investment Management,LLC 24-Sep-15 yes |
31.82 on mkt buy ADR 2:1 55 110 |
| BlackRock Investment Management,LLC 24-Sep-15 yes |
31.85 on mkt buy ADR 2:1 16 32 |
| BlackRock Investment Management,LLC 24-Sep-15 yes |
32.22 on mkt buy ADR 2:1 10 20 |
| BlackRock Fund Advisors 25-Sep-15 no |
n/a in specie ord 16,760 16,760 |
| BlackRock Fund Advisors 25-Sep-15 no |
n/a in specie ord 26,816 26,816 |
| BlackRock Fund Advisors 25-Sep-15 yes |
22.93 on mkt buy ord 13,958 13,958 |
| BlackRock International Limited 25-Sep-15 no |
n/a in specie ADR 2:1 4,932 9,864 |
| BlackRock Investment Management,LLC 25-Sep-15 yes |
31.89 on mkt buy ADR 2:1 156 312 |
| BlackRock Investment Management,LLC 25-Sep-15 yes |
31.90 on mkt buy ADR 2:1 8 16 |
| BlackRock Investment Management,LLC 25-Sep-15 yes |
31.96 on mkt buy ADR 2:1 4 8 |
| BlackRock Investment Management,LLC 25-Sep-15 yes |
31.95 on mkt buy ADR 2:1 7 14 |
| BlackRock Investment Management,LLC 25-Sep-15 yes |
32.07 on mkt buy ADR 2:1 43 86 |
| BlackRock Investment Management,LLC 25-Sep-15 yes |
32.08 on mkt buy ADR 2:1 38 76 |
| BlackRock Investment Management,LLC 25-Sep-15 yes |
31.92 on mkt buy ADR 2:1 8 16 |
| BlackRock Advisors,LLC 28-Sep-15 yes |
22.70 on mkt buy ord 490 490 |
| BlackRock Fund Advisors 28-Sep-15 yes |
22.70 on mkt buy ord 10,485 10,485 |
| BlackRock Asset Management Canada Limited 28-Sep-15 yes |
23.15 on mkt buy ord 9,818 9,818 |
| BlackRock Advisors(UK)Limited 28-Sep-15 yes |
22.70 on mkt buy ord 2,308 2,308 |
| BlackRock Fund Advisors 28-Sep-15 yes |
22.74 on mkt buy ord 1,001 1,001 |
| BlackRock Fund Advisors 28-Sep-15 no |
n/a in specie ord 16,795 16,795 |
| BlackRock Investment Management,LLC 28-Sep-15 yes |
30.46 on mkt buy ADR 2:1 23 46 |
| BlackRock Investment Management,LLC 28-Sep-15 yes |
30.44 on mkt buy ADR 2:1 17 34 |
| BlackRock Investment Management,LLC 28-Sep-15 yes |
30.46 on mkt buy ADR 2:1 170 340 |
| BlackRock Investment Management,LLC 28-Sep-15 yes |
30.34 on mkt buy ADR 2:1 11 22 |
| BlackRock Investment Management,LLC 28-Sep-15 yes |
30.19 on mkt buy ADR 2:1 6 12 |
| BlackRock Investment Management,LLC 28-Sep-15 yes |
30.51 on mkt buy ADR 2:1 7 14 |
| BlackRock Investment Management,LLC 28-Sep-15 yes |
30.34 on mkt buy ADR 2:1 4 8 |
| BlackRock Investment Management,LLC 28-Sep-15 yes |
30.34 on mkt buy ADR 2:1 68 136 |
| BlackRock Investment Management,LLC 28-Sep-15 yes |
30.41 on mkt buy ADR 2:1 235 470 |
| BlackRock Investment Management,LLC 28-Sep-15 yes |
30.46 on mkt buy ADR 2:1 11 22 |
| BlackRock Investment Management,LLC 28-Sep-15 yes |
30.19 on mkt buy ADR 2:1 27 54 |
| BlackRock Investment Management,LLC 28-Sep-15 yes |
30.46 on mkt buy ADR 2:1 46 92 |
page 8 of 25
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management,LLC 28-Sep-15 yes |
30.46 on mkt buy ADR 2:1 70 140 |
| BlackRock Investment Management,LLC 28-Sep-15 yes |
30.48 on mkt buy ADR 2:1 38 76 |
| BlackRock Investment Management,LLC 28-Sep-15 yes |
30.45 on mkt buy ADR 2:1 53 106 |
| BlackRock Investment Management,LLC 28-Sep-15 yes |
30.55 on mkt buy ADR 2:1 5 10 |
| BlackRock Investment Management,LLC 28-Sep-15 yes |
30.46 on mkt buy ADR 2:1 103 206 |
| BlackRock Investment Management,LLC 28-Sep-15 yes |
30.46 on mkt buy ADR 2:1 105 210 |
| BlackRock Investment Management,LLC 28-Sep-15 yes |
30.34 on mkt buy ADR 2:1 192 384 |
| BlackRock Investment Management,LLC 28-Sep-15 yes |
30.34 on mkt buy ADR 2:1 199 398 |
| BlackRock Fund Advisors 29-Sep-15 yes |
22.00 on mkt buy ord 6,970 6,970 |
| BlackRock Investment Management (Australia) Limited 29-Sep-15 yes |
23.15 on mkt buy ord 121,763 121,763 |
| BlackRock Investment Management (UK) Limited 29-Sep-15 yes |
21.90 on mkt buy ord 77,117 77,117 |
| BlackRock Institutional Trust Company, National Association 29-Sep-15 yes |
21.61 on mkt buy ord 3,693 3,693 |
| BlackRock Institutional Trust Company, National Association 29-Sep-15 yes |
21.77 on mkt buy ord 1,465 1,465 |
| BlackRock Investment Management,LLC 29-Sep-15 yes |
30.63 on mkt buy ADR 2:1 60 120 |
| BlackRock Investment Management,LLC 29-Sep-15 yes |
30.63 on mkt buy ADR 2:1 116 232 |
| BlackRock Investment Management,LLC 29-Sep-15 yes |
30.75 on mkt buy ADR 2:1 7 14 |
| BlackRock Asset Management Canada Limited 30-Sep-15 yes |
31.39 on mkt buy ADR 2:1 532 1,064 |
| BlackRock Advisors(UK)Limited 30-Sep-15 yes |
22.22 on mkt buy ord 3,890 3,890 |
| BlackRock Institutional Trust Company, National Association 30-Sep-15 yes |
22.22 on mkt buy ord 1,169 1,169 |
| BlackRock Institutional Trust Company, National Association 30-Sep-15 yes |
22.22 on mkt buy ord 21,723 21,723 |
| BlackRock Institutional Trust Company, National Association 30-Sep-15 yes |
22.22 on mkt buy ord 17,394 17,394 |
| BlackRock Institutional Trust Company, National Association 30-Sep-15 yes |
22.22 on mkt buy ord 70,424 70,424 |
| BlackRock Institutional Trust Company, National Association 30-Sep-15 yes |
22.22 on mkt buy ord 74,768 74,768 |
| BlackRock Institutional Trust Company, National Association 30-Sep-15 yes |
22.22 on mkt buy ord 4,223 4,223 |
| BlackRock Institutional Trust Company, National Association 30-Sep-15 yes |
22.22 on mkt buy ord 36,206 36,206 |
| BlackRock Institutional Trust Company, National Association 30-Sep-15 yes |
22.22 on mkt buy ord 7,824 7,824 |
| BlackRock Asset Management Canada Limited 30-Sep-15 yes |
22.22 on mkt buy ord 529 529 |
| BlackRock Institutional Trust Company, National Association 30-Sep-15 yes |
22.22 on mkt buy ord 53,610 53,610 |
| BlackRock Investment Management (UK) Limited 30-Sep-15 yes |
21.97 on mkt buy ord 511 511 |
| BlackRock Investment Management (UK) Limited 30-Sep-15 yes |
22.12 on mkt buy ord 4,767 4,767 |
| BlackRock Advisors(UK)Limited 30-Sep-15 yes |
22.22 on mkt buy ord 22,002 22,002 |
| BlackRock Advisors(UK)Limited 30-Sep-15 no |
n/a in specie ord 38,090 38,090 |
| BlackRock Investment Management (UK) Limited 30-Sep-15 yes |
22.22 on mkt buy ord 17,219 17,219 |
| BlackRock Institutional Trust Company, National Association 30-Sep-15 yes |
22.22 on mkt buy ord 5,147 5,147 |
| BlackRock Institutional Trust Company, National Association 30-Sep-15 yes |
22.22 on mkt buy ord 3,054 3,054 |
| BlackRock Advisors,LLC 30-Sep-15 yes |
22.22 on mkt buy ord 11,080 11,080 |
| BlackRock Japan Co.,Ltd. 30-Sep-15 yes |
21.85 on mkt buy ord 2,397 2,397 |
| BlackRock Investment Management (UK) Limited 30-Sep-15 yes |
22.22 on mkt buy ord 26,695 26,695 |
| BlackRock Investment Management,LLC 30-Sep-15 yes |
31.47 on mkt buy ADR 2:1 61 122 |
| BlackRock Investment Management,LLC 30-Sep-15 yes |
31.54 on mkt buy ADR 2:1 7 14 |
| BlackRock Investment Management,LLC 30-Sep-15 yes |
31.38 on mkt buy ADR 2:1 13 26 |
| BlackRock Fund Advisors 01-Oct-15 yes |
31.83 on mkt buy ADR 2:1 2,996 5,992 |
| BlackRock Institutional Trust Company, National Association 01-Oct-15 yes |
22.68 on mkt buy ord 32,202 32,202 |
| BlackRock(Netherlands)B.V. 01-Oct-15 yes |
22.32 on mkt buy ord 908 908 |
| BlackRock Fund Advisors 01-Oct-15 yes |
22.32 on mkt buy ord 10,030 10,030 |
| BlackRock Investment Management (UK) Limited 01-Oct-15 yes |
22.32 on mkt buy ord 8,402 8,402 |
| BlackRock Fund Advisors 01-Oct-15 yes |
22.32 on mkt buy ord 2,224 2,224 |
page 9 of 25
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management (UK) Limited 01-Oct-15 yes |
22.32 on mkt buy ord 6,716 6,716 |
| BlackRock Investment Management,LLC 01-Oct-15 yes |
34.99 on mkt buy ADR 2:1 1 2 |
| BlackRock Investment Management,LLC 01-Oct-15 yes |
18.60 on mkt buy ADR 2:1 1 2 |
| BlackRock Investment Management,LLC 01-Oct-15 yes |
32.10 on mkt buy ADR 2:1 8 16 |
| BlackRock Investment Management,LLC 01-Oct-15 yes |
31.90 on mkt buy ADR 2:1 9 18 |
| BlackRock Investment Management,LLC 01-Oct-15 yes |
32.00 on mkt buy ADR 2:1 425 850 |
| BlackRock Advisors,LLC 02-Oct-15 yes |
22.66 on mkt buy ord 997 997 |
| BlackRock Asset Management North Asia Limited 02-Oct-15 yes |
22.66 on mkt buy ord 10,239 10,239 |
| BlackRock Fund Advisors 02-Oct-15 no |
n/a in specie ord 10,675 10,675 |
| BlackRock Fund Advisors 02-Oct-15 no |
n/a in specie ord 27,996 27,996 |
| BlackRock Fund Advisors 02-Oct-15 yes |
22.48 on mkt buy ord 1,089 1,089 |
| BlackRock Institutional Trust Company, National Association 02-Oct-15 yes |
22.60 on mkt buy ord 31,263 31,263 |
| BlackRock(Netherlands)B.V. 02-Oct-15 yes |
22.60 on mkt buy ord 5,184 5,184 |
| BlackRock Investment Management (UK) Limited 02-Oct-15 yes |
22.66 on mkt buy ord 5,298 5,298 |
| BlackRock Investment Management (UK) Limited 02-Oct-15 yes |
22.63 on mkt buy ord 149,678 149,678 |
| BlackRock Investment Management (UK) Limited 02-Oct-15 yes |
22.55 on mkt buy ord 11,319 11,319 |
| BlackRock Fund Advisors 02-Oct-15 yes |
22.60 on mkt buy ord 16,375 16,375 |
| BlackRock Advisors(UK)Limited 02-Oct-15 yes |
22.60 on mkt buy ord 1,282 1,282 |
| BlackRock Investment Management,LLC 02-Oct-15 yes |
32.78 on mkt buy ADR 2:1 109 218 |
| BlackRock Investment Management,LLC 02-Oct-15 yes |
32.71 on mkt buy ADR 2:1 29 58 |
| BlackRock Investment Management,LLC 02-Oct-15 yes |
32.72 on mkt buy ADR 2:1 9 18 |
| BlackRock Investment Management,LLC 05-Oct-15 yes |
23.50 on mkt buy ord 13,780 13,780 |
| BlackRock Fund Advisors 05-Oct-15 yes |
23.38 on mkt buy ord 14,595 14,595 |
| BlackRock Fund Advisors 05-Oct-15 yes |
23.38 on mkt buy ord 12,240 12,240 |
| BlackRock Fund Advisors 05-Oct-15 yes |
23.50 on mkt buy ord 33,381 33,381 |
| BlackRock Asset Management Canada Limited 05-Oct-15 yes |
23.50 on mkt buy ord 20,184 20,184 |
| BlackRock Institutional Trust Company, National Association 05-Oct-15 yes |
23.50 on mkt buy ord 9,996 9,996 |
| BlackRock Institutional Trust Company, National Association 05-Oct-15 yes |
23.50 on mkt buy ord 30,172 30,172 |
| BlackRock Institutional Trust Company, National Association 05-Oct-15 yes |
23.50 on mkt buy ord 19,214 19,214 |
| BlackRock Investment Management (Australia) Limited 05-Oct-15 yes |
23.50 on mkt buy ord 19,200 19,200 |
| BlackRock Advisors(UK)Limited 05-Oct-15 yes |
23.50 on mkt buy ord 1,483 1,483 |
| BlackRock Institutional Trust Company, National Association 05-Oct-15 yes |
23.50 on mkt buy ord 7,723 7,723 |
| BlackRock Investment Management,LLC 05-Oct-15 yes |
33.77 on mkt buy ADR 2:1 43 86 |
| BlackRock Investment Management,LLC 05-Oct-15 yes |
33.50 on mkt buy ADR 2:1 44 88 |
| BlackRock Investment Management,LLC 05-Oct-15 yes |
33.50 on mkt buy ADR 2:1 67 134 |
| BlackRock Investment Management,LLC 05-Oct-15 yes |
33.49 on mkt buy ADR 2:1 6 12 |
| BlackRock Investment Management,LLC 05-Oct-15 yes |
33.50 on mkt buy ADR 2:1 14 28 |
| BlackRock Investment Management,LLC 05-Oct-15 yes |
33.50 on mkt buy ADR 2:1 15 30 |
| BlackRock Investment Management,LLC 05-Oct-15 yes |
33.50 on mkt buy ADR 2:1 37 74 |
| BlackRock Investment Management,LLC 05-Oct-15 yes |
33.50 on mkt buy ADR 2:1 37 74 |
| BlackRock Investment Management,LLC 05-Oct-15 yes |
33.50 on mkt buy ADR 2:1 42 84 |
| BlackRock Investment Management,LLC 05-Oct-15 yes |
33.50 on mkt buy ADR 2:1 70 140 |
| BlackRock Investment Management,LLC 05-Oct-15 yes |
33.85 on mkt buy ADR 2:1 4 8 |
| BlackRock Investment Management,LLC 05-Oct-15 yes |
33.50 on mkt buy ADR 2:1 37 74 |
| BlackRock Investment Management,LLC 05-Oct-15 yes |
33.50 on mkt buy ADR 2:1 70 140 |
| BlackRock Investment Management,LLC 05-Oct-15 yes |
33.55 on mkt buy ADR 2:1 38 76 |
| BlackRock Investment Management,LLC 05-Oct-15 yes |
33.44 on mkt buy ADR 2:1 8 16 |
| BlackRock Investment Management,LLC 05-Oct-15 yes |
33.88 on mkt buy ADR 2:1 130 260 |
| BlackRock Investment Management,LLC 05-Oct-15 yes |
33.93 on mkt buy ADR 2:1 4 8 |
| BlackRock Investment Management,LLC 05-Oct-15 yes |
33.93 on mkt buy ADR 2:1 14 28 |
| BlackRock Investment Management,LLC 05-Oct-15 yes |
33.50 on mkt buy ADR 2:1 19 38 |
| BlackRock Advisors,LLC 06-Oct-15 yes |
23.88 on mkt buy ord 300 300 |
| BlackRock(Netherlands)B.V. 06-Oct-15 yes |
24.26 on mkt buy ord 1,254 1,254 |
| BlackRock Asset Management North Asia Limited 06-Oct-15 yes |
24.12 on mkt buy ord 19,346 19,346 |
| BlackRock Fund Advisors 06-Oct-15 no |
n/a in specie ord 75,780 75,780 |
| BlackRock Investment Management (Australia) Limited 06-Oct-15 yes |
23.88 on mkt buy ord 52,894 52,894 |
page 10 of 25
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management (UK) Limited 06-Oct-15 yes |
23.88 on mkt buy ord 787 787 |
| BlackRock Investment Management (UK) Limited 06-Oct-15 yes |
23.88 on mkt buy ord 6,933 6,933 |
| BlackRock Investment Management,LLC 06-Oct-15 yes |
33.88 on mkt buy ADR 2:1 222 444 |
| BlackRock Investment Management,LLC 06-Oct-15 yes |
33.99 on mkt buy ADR 2:1 244 488 |
| BlackRock Investment Management,LLC 06-Oct-15 yes |
34.05 on mkt buy ADR 2:1 35 70 |
| BlackRock Investment Management,LLC 06-Oct-15 yes |
34.05 on mkt buy ADR 2:1 9 18 |
| BlackRock Investment Management,LLC 06-Oct-15 yes |
34.05 on mkt buy ADR 2:1 84 168 |
| BlackRock Investment Management,LLC 06-Oct-15 yes |
34.05 on mkt buy ADR 2:1 96 192 |
| BlackRock Investment Management,LLC 06-Oct-15 yes |
34.05 on mkt buy ADR 2:1 63 126 |
| BlackRock Investment Management,LLC 06-Oct-15 yes |
34.05 on mkt buy ADR 2:1 228 456 |
| BlackRock Investment Management,LLC 06-Oct-15 yes |
34.12 on mkt buy ADR 2:1 4 8 |
| BlackRock Investment Management,LLC 06-Oct-15 yes |
34.11 on mkt buy ADR 2:1 5 10 |
| BlackRock Investment Management,LLC 06-Oct-15 yes |
34.12 on mkt buy ADR 2:1 15 30 |
| BlackRock Investment Management,LLC 06-Oct-15 yes |
33.96 on mkt buy ADR 2:1 2 4 |
| BlackRock Investment Management,LLC 06-Oct-15 yes |
33.96 on mkt buy ADR 2:1 4 8 |
| BlackRock Investment Management,LLC 06-Oct-15 yes |
33.68 on mkt buy ADR 2:1 60 120 |
| BlackRock Investment Management,LLC 06-Oct-15 yes |
33.90 on mkt buy ADR 2:1 10 20 |
| BlackRock Investment Management,LLC 06-Oct-15 yes |
34.05 on mkt buy ADR 2:1 47 94 |
| BlackRock Investment Management,LLC 06-Oct-15 yes |
34.05 on mkt buy ADR 2:1 554 1,108 |
| BlackRock Investment Management,LLC 06-Oct-15 yes |
34.05 on mkt buy ADR 2:1 776 1,552 |
| BlackRock Fund Advisors 07-Oct-15 yes |
35.67 on mkt buy ADR 2:1 41,989 83,978 |
| BlackRock Advisors(UK)Limited 07-Oct-15 yes |
24.26 on mkt buy ord 690 690 |
| BlackRock Fund Advisors 07-Oct-15 no |
n/a in specie ord 53,375 53,375 |
| BlackRock Fund Advisors 07-Oct-15 no |
n/a in specie ord 55,992 55,992 |
| BlackRock Institutional Trust Company, National Association 07-Oct-15 yes |
24.18 on mkt buy ord 1,420 1,420 |
| BlackRock Institutional Trust Company, National Association 07-Oct-15 yes |
24.18 on mkt buy ord 12,134 12,134 |
| BlackRock Institutional Trust Company, National Association 07-Oct-15 yes |
24.18 on mkt buy ord 36,372 36,372 |
| BlackRock Institutional Trust Company, National Association 07-Oct-15 yes |
24.18 on mkt buy ord 35,332 35,332 |
| BlackRock Advisors,LLC 07-Oct-15 yes |
24.18 on mkt buy ord 27,964 27,964 |
| BlackRock Asset Management Canada Limited 07-Oct-15 no |
n/a in specie ord 25,911 25,911 |
| BlackRock Institutional Trust Company, National Association 07-Oct-15 yes |
24.18 on mkt buy ord 4,700 4,700 |
| BlackRock Investment Management,LLC 07-Oct-15 yes |
35.61 on mkt buy ADR 2:1 7 14 |
| BlackRock Investment Management,LLC 07-Oct-15 yes |
35.64 on mkt buy ADR 2:1 24 48 |
| BlackRock Investment Management,LLC 07-Oct-15 yes |
35.64 on mkt buy ADR 2:1 92 184 |
| BlackRock Investment Management,LLC 07-Oct-15 yes |
35.64 on mkt buy ADR 2:1 33 66 |
| BlackRock Investment Management,LLC 07-Oct-15 yes |
35.64 on mkt buy ADR 2:1 48 96 |
| BlackRock Investment Management,LLC 07-Oct-15 yes |
35.64 on mkt buy ADR 2:1 63 126 |
| BlackRock Investment Management,LLC 07-Oct-15 yes |
35.64 on mkt buy ADR 2:1 32 64 |
| BlackRock Investment Management,LLC 07-Oct-15 yes |
35.64 on mkt buy ADR 2:1 188 376 |
| BlackRock Investment Management,LLC 07-Oct-15 yes |
35.64 on mkt buy ADR 2:1 53 106 |
| BlackRock Investment Management,LLC 07-Oct-15 yes |
35.64 on mkt buy ADR 2:1 54 108 |
| BlackRock Investment Management,LLC 07-Oct-15 yes |
35.64 on mkt buy ADR 2:1 13 26 |
| BlackRock Asset Management North Asia Limited 08-Oct-15 yes |
25.00 on mkt buy ord 109,442 109,442 |
| BlackRock Advisors,LLC 08-Oct-15 yes |
25.00 on mkt buy ord 160,874 160,874 |
| BlackRock Investment Management (UK) Limited 08-Oct-15 yes |
25.00 on mkt buy ord 28,565 28,565 |
| BlackRock Asset Management North Asia Limited 08-Oct-15 yes |
25.00 on mkt buy ord 24,810 24,810 |
| BlackRock Asset Management North Asia Limited 08-Oct-15 yes |
25.00 on mkt buy ord 366,450 366,450 |
| BlackRock Fund Advisors 08-Oct-15 no |
n/a in specie ord 60,624 60,624 |
| BlackRock Advisors(UK)Limited 08-Oct-15 yes |
25.00 on mkt buy ord 4,674 4,674 |
| BlackRock Institutional Trust Company, National Association 08-Oct-15 yes |
25.00 on mkt buy ord 30,714 30,714 |
| BlackRock Advisors(UK)Limited 08-Oct-15 no |
n/a in specie ord 10,977 10,977 |
| BlackRock Institutional Trust Company, National Association 08-Oct-15 yes |
25.00 on mkt buy ord 9,327 9,327 |
| BlackRock Fund Advisors 08-Oct-15 no |
n/a in specie ord 40,488 40,488 |
| BlackRock Investment Management,LLC 08-Oct-15 yes |
36.47 on mkt buy ADR 2:1 15 30 |
| BlackRock Investment Management,LLC 08-Oct-15 yes |
36.37 on mkt buy ADR 2:1 102 204 |
page 11 of 25
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management (Australia) Limited 09-Oct-15 yes |
25.60 on mkt buy ord 11,949 11,949 |
| BlackRock Fund Advisors 09-Oct-15 yes |
25.63 on mkt buy ord 1,596 1,596 |
| BlackRock Advisors,LLC 09-Oct-15 yes |
25.60 on mkt buy ord 1,068 1,068 |
| BlackRock Investment Management,LLC 09-Oct-15 yes |
37.97 on mkt buy ADR 2:1 78 156 |
| BlackRock Investment Management,LLC 09-Oct-15 yes |
37.68 on mkt buy ADR 2:1 12 24 |
| BlackRock Investment Management,LLC 09-Oct-15 yes |
37.69 on mkt buy ADR 2:1 194 388 |
| BlackRock Investment Management,LLC 09-Oct-15 yes |
37.79 on mkt buy ADR 2:1 10 20 |
| BlackRock Investment Management,LLC 09-Oct-15 yes |
37.73 on mkt buy ADR 2:1 11 22 |
| BlackRock Investment Management,LLC 09-Oct-15 yes |
37.14 on mkt buy ADR 2:1 5 10 |
| BlackRock Advisors,LLC 12-Oct-15 yes |
25.60 on mkt buy ord 450 450 |
| BlackRock Fund Advisors 12-Oct-15 yes |
25.60 on mkt buy ord 5,610 5,610 |
| BlackRock Investment Management,LLC 12-Oct-15 yes |
37.28 on mkt buy ADR 2:1 8 16 |
| BlackRock Investment Management,LLC 12-Oct-15 yes |
37.28 on mkt buy ADR 2:1 8 16 |
| BlackRock Investment Management,LLC 12-Oct-15 yes |
37.22 on mkt buy ADR 2:1 138 276 |
| BlackRock Investment Management,LLC 12-Oct-15 yes |
37.03 on mkt buy ADR 2:1 61 122 |
| BlackRock Investment Management,LLC 12-Oct-15 yes |
37.02 on mkt buy ADR 2:1 81 162 |
| BlackRock Investment Management,LLC 12-Oct-15 yes |
37.02 on mkt buy ADR 2:1 89 178 |
| BlackRock Investment Management,LLC 12-Oct-15 yes |
37.00 on mkt buy ADR 2:1 20 40 |
| BlackRock Investment Management,LLC 12-Oct-15 yes |
37.36 on mkt buy ADR 2:1 21 42 |
| BlackRock Investment Management,LLC 12-Oct-15 yes |
37.06 on mkt buy ADR 2:1 36 72 |
| BlackRock Investment Management,LLC 12-Oct-15 yes |
37.08 on mkt buy ADR 2:1 26 52 |
| BlackRock Investment Management,LLC 12-Oct-15 yes |
37.08 on mkt buy ADR 2:1 36 72 |
| BlackRock Investment Management,LLC 12-Oct-15 yes |
37.14 on mkt buy ADR 2:1 36 72 |
| BlackRock Investment Management,LLC 12-Oct-15 yes |
37.08 on mkt buy ADR 2:1 44 88 |
| BlackRock Investment Management,LLC 12-Oct-15 yes |
37.14 on mkt buy ADR 2:1 44 88 |
| BlackRock Investment Management,LLC 12-Oct-15 yes |
37.14 on mkt buy ADR 2:1 44 88 |
| BlackRock Investment Management,LLC 12-Oct-15 yes |
37.08 on mkt buy ADR 2:1 163 326 |
| BlackRock Investment Management,LLC 12-Oct-15 yes |
37.08 on mkt buy ADR 2:1 73 146 |
| BlackRock Investment Management,LLC 12-Oct-15 yes |
37.08 on mkt buy ADR 2:1 36 72 |
| BlackRock Investment Management,LLC 12-Oct-15 yes |
37.08 on mkt buy ADR 2:1 36 72 |
| BlackRock Investment Management,LLC 12-Oct-15 yes |
37.08 on mkt buy ADR 2:1 37 74 |
| BlackRock Investment Management,LLC 12-Oct-15 yes |
37.08 on mkt buy ADR 2:1 49 98 |
| BlackRock Investment Management,LLC 12-Oct-15 yes |
37.02 on mkt buy ADR 2:1 82 164 |
| BlackRock Investment Management,LLC 12-Oct-15 yes |
37.08 on mkt buy ADR 2:1 479 958 |
| BlackRock Investment Management,LLC 12-Oct-15 yes |
37.02 on mkt buy ADR 2:1 814 1,628 |
| BlackRock Investment Management,LLC 12-Oct-15 yes |
37.06 on mkt buy ADR 2:1 26 52 |
| BlackRock Investment Management,LLC 12-Oct-15 yes |
37.06 on mkt buy ADR 2:1 41 82 |
| BlackRock Investment Management,LLC 12-Oct-15 yes |
37.06 on mkt buy ADR 2:1 25 50 |
| BlackRock Investment Management,LLC 12-Oct-15 yes |
37.06 on mkt buy ADR 2:1 25 50 |
| BlackRock Investment Management,LLC 12-Oct-15 yes |
37.06 on mkt buy ADR 2:1 250 500 |
| BlackRock Investment Management,LLC 12-Oct-15 yes |
37.06 on mkt buy ADR 2:1 27 54 |
| BlackRock Advisors(UK)Limited 13-Oct-15 yes |
24.81 on mkt buy ord 1,524 1,524 |
| BlackRock Fund Advisors 13-Oct-15 yes |
24.81 on mkt buy ord 15,201 15,201 |
| BlackRock Investment Management,LLC 13-Oct-15 yes |
36.67 on mkt buy ADR 2:1 18 36 |
| BlackRock Investment Management,LLC 13-Oct-15 yes |
36.74 on mkt buy ADR 2:1 2 4 |
| BlackRock Investment Management,LLC 13-Oct-15 yes |
36.74 on mkt buy ADR 2:1 3 6 |
| BlackRock Investment Management,LLC 13-Oct-15 yes |
36.74 on mkt buy ADR 2:1 6 12 |
| BlackRock Investment Management,LLC 13-Oct-15 yes |
36.43 on mkt buy ADR 2:1 150 300 |
| BlackRock Advisors(UK)Limited 14-Oct-15 yes |
24.68 on mkt buy ord 7,077 7,077 |
| BlackRock Fund Advisors 14-Oct-15 no |
n/a in specie ord 46,710 46,710 |
| BlackRock Advisors(UK)Limited 14-Oct-15 yes |
24.68 on mkt buy ord 8,010 8,010 |
| BlackRock Advisors(UK)Limited 14-Oct-15 yes |
24.68 on mkt buy ord 12,140 12,140 |
| BlackRock Fund Advisors 14-Oct-15 no |
n/a in specie ord 16,920 16,920 |
| BlackRock Fund Advisors 14-Oct-15 yes |
24.68 on mkt buy ord 21,208 21,208 |
| BlackRock Advisors(UK)Limited 14-Oct-15 yes |
24.68 on mkt buy ord 3,081 3,081 |
| BlackRock Advisors(UK)Limited 14-Oct-15 yes |
24.68 on mkt buy ord 12,652 12,652 |
| BlackRock Investment Management,LLC 14-Oct-15 yes |
36.48 on mkt buy ADR 2:1 28 56 |
| BlackRock Investment Management,LLC 14-Oct-15 yes |
36.38 on mkt buy ADR 2:1 5 10 |
| BlackRock Investment Management,LLC 14-Oct-15 yes |
36.58 on mkt buy ADR 2:1 20 40 |
| BlackRock Investment Management,LLC 14-Oct-15 yes |
36.61 on mkt buy ADR 2:1 3 6 |
| BlackRock Investment Management,LLC 14-Oct-15 yes |
36.50 on mkt buy ADR 2:1 51 102 |
| BlackRock Investment Management,LLC 14-Oct-15 yes |
36.47 on mkt buy ADR 2:1 19 38 |
| BlackRock Investment Management,LLC 14-Oct-15 yes |
36.61 on mkt buy ADR 2:1 23 46 |
| BlackRock Institutional Trust Company, National Association 15-Oct-15 yes |
25.12 on mkt buy ord 15,773 15,773 |
| BlackRock Advisors(UK)Limited 15-Oct-15 no |
n/a in specie ord 4,093 4,093 |
| BlackRock Advisors(UK)Limited 15-Oct-15 no |
n/a in specie ord 6,479 6,479 |
| BlackRock Advisors(UK)Limited 15-Oct-15 yes |
25.12 on mkt buy ord 10,510 10,510 |
| BlackRock Advisors(UK)Limited 15-Oct-15 no |
n/a in specie ord 515 515 |
page 12 of 25
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Advisors(UK)Limited 15-Oct-15 no |
n/a in specie ord 7,294 7,294 |
| BlackRock Fund Advisors 15-Oct-15 yes |
25.12 on mkt buy ord 13,436 13,436 |
| BlackRock Financial Management,Inc. 15-Oct-15 yes |
25.12 on mkt buy ord 10,327 10,327 |
| BlackRock Investment Management,LLC 15-Oct-15 yes |
36.48 on mkt buy ADR 2:1 6 12 |
| BlackRock Investment Management,LLC 15-Oct-15 yes |
36.56 on mkt buy ADR 2:1 6 12 |
| BlackRock Investment Management,LLC 15-Oct-15 yes |
36.30 on mkt buy ADR 2:1 143 286 |
| BlackRock Investment Management,LLC 15-Oct-15 yes |
36.61 on mkt buy ADR 2:1 113 226 |
| BlackRock Investment Management,LLC 15-Oct-15 yes |
36.68 on mkt buy ADR 2:1 4 8 |
| BlackRock Investment Management,LLC 15-Oct-15 yes |
36.59 on mkt buy ADR 2:1 25 50 |
| BlackRock Asset Management North Asia Limited 15-Oct-15 no |
n/a collateral transfer ord 71,870 71,870 |
| BlackRock Japan Co.,Ltd. 16-Oct-15 yes |
25.01 on mkt buy ord 1,616 1,616 |
| BlackRock Advisors(UK)Limited 16-Oct-15 yes |
25.00 on mkt buy ord 6,289 6,289 |
| BlackRock Fund Advisors 16-Oct-15 no |
n/a in specie ord 27,072 27,072 |
| BlackRock Institutional Trust Company, National Association 16-Oct-15 yes |
25.01 on mkt buy ord 8,933 8,933 |
| BlackRock Financial Management,Inc. 16-Oct-15 yes |
25.01 on mkt buy ord 1,762 1,762 |
| BlackRock Investment Management,LLC 16-Oct-15 yes |
36.08 on mkt buy ADR 2:1 32 64 |
| BlackRock Investment Management,LLC 16-Oct-15 yes |
36.09 on mkt buy ADR 2:1 5 10 |
| BlackRock Investment Management,LLC 16-Oct-15 yes |
36.09 on mkt buy ADR 2:1 5 10 |
| BlackRock Investment Management,LLC 16-Oct-15 yes |
35.96 on mkt buy ADR 2:1 9 18 |
| BlackRock Investment Management,LLC 16-Oct-15 yes |
35.94 on mkt buy ADR 2:1 21 42 |
| BlackRock Investment Management,LLC 16-Oct-15 yes |
36.12 on mkt buy ADR 2:1 21 42 |
| BlackRock Investment Management,LLC 19-Oct-15 yes |
35.23 on mkt buy ADR 2:1 1,900 3,800 |
| BlackRock Advisors(UK)Limited 19-Oct-15 yes |
24.71 on mkt buy ord 12,526 12,526 |
| BlackRock Investment Management (Australia) Limited 19-Oct-15 yes |
24.71 on mkt buy ord 19,005 19,005 |
| BlackRock Investment Management,LLC 19-Oct-15 yes |
35.28 on mkt buy ADR 2:1 9 18 |
| BlackRock Investment Management,LLC 19-Oct-15 yes |
35.28 on mkt buy ADR 2:1 9 18 |
| BlackRock Investment Management,LLC 19-Oct-15 yes |
35.23 on mkt buy ADR 2:1 59 118 |
| BlackRock Investment Management,LLC 19-Oct-15 yes |
35.23 on mkt buy ADR 2:1 66 132 |
| BlackRock Investment Management,LLC 19-Oct-15 yes |
35.23 on mkt buy ADR 2:1 78 156 |
| BlackRock Investment Management,LLC 19-Oct-15 yes |
35.23 on mkt buy ADR 2:1 88 176 |
| BlackRock Investment Management,LLC 19-Oct-15 yes |
35.23 on mkt buy ADR 2:1 97 194 |
| BlackRock Investment Management,LLC 19-Oct-15 yes |
35.23 on mkt buy ADR 2:1 114 228 |
| BlackRock Investment Management,LLC 19-Oct-15 yes |
35.23 on mkt buy ADR 2:1 116 232 |
| BlackRock Investment Management,LLC 19-Oct-15 yes |
35.23 on mkt buy ADR 2:1 119 238 |
| BlackRock Investment Management,LLC 19-Oct-15 yes |
35.23 on mkt buy ADR 2:1 122 244 |
| BlackRock Investment Management,LLC 19-Oct-15 yes |
35.23 on mkt buy ADR 2:1 126 252 |
| BlackRock Investment Management,LLC 19-Oct-15 yes |
35.23 on mkt buy ADR 2:1 126 252 |
| BlackRock Investment Management,LLC 19-Oct-15 yes |
35.23 on mkt buy ADR 2:1 168 336 |
| BlackRock Investment Management,LLC 19-Oct-15 yes |
35.23 on mkt buy ADR 2:1 171 342 |
| BlackRock Investment Management,LLC 19-Oct-15 yes |
35.23 on mkt buy ADR 2:1 172 344 |
| BlackRock Investment Management,LLC 19-Oct-15 yes |
35.23 on mkt buy ADR 2:1 207 414 |
| BlackRock Investment Management,LLC 19-Oct-15 yes |
35.23 on mkt buy ADR 2:1 295 590 |
| BlackRock Investment Management,LLC 19-Oct-15 yes |
35.23 on mkt buy ADR 2:1 348 696 |
| BlackRock Investment Management,LLC 19-Oct-15 yes |
35.23 on mkt buy ADR 2:1 776 1,552 |
| BlackRock Investment Management,LLC 19-Oct-15 yes |
35.23 on mkt buy ADR 2:1 5 10 |
| BlackRock Investment Management,LLC 19-Oct-15 yes |
35.20 on mkt buy ADR 2:1 33 66 |
| BlackRock Investment Management,LLC 19-Oct-15 yes |
35.20 on mkt buy ADR 2:1 66 132 |
| BlackRock Investment Management,LLC 19-Oct-15 yes |
35.23 on mkt buy ADR 2:1 197 394 |
| BlackRock Investment Management,LLC 19-Oct-15 yes |
35.20 on mkt buy ADR 2:1 230 460 |
| BlackRock Advisors,LLC 20-Oct-15 yes |
24.14 on mkt buy ord 600 600 |
| BlackRock Fund Advisors 20-Oct-15 no |
n/a in specie ord 45,468 45,468 |
| BlackRock Institutional Trust Company, National Association 20-Oct-15 yes |
23.99 on mkt buy ord 13,212 13,212 |
| BlackRock Investment Management,LLC 20-Oct-15 yes |
24.14 on mkt buy ord 590 590 |
| BlackRock Investment Management,LLC 20-Oct-15 yes |
24.14 on mkt buy ord 1,670 1,670 |
| BlackRock Investment Management,LLC 20-Oct-15 yes |
34.96 on mkt buy ADR 2:1 4 8 |
| BlackRock Investment Management,LLC 20-Oct-15 yes |
34.92 on mkt buy ADR 2:1 4 8 |
| BlackRock Investment Management,LLC 20-Oct-15 yes |
34.93 on mkt buy ADR 2:1 11 22 |
| BlackRock Asset Management North Asia Limited 20-Oct-15 no |
n/a collateral transfer ord 97,826 97,826 |
| BlackRock Japan Co.,Ltd. 21-Oct-15 yes |
24.10 on mkt buy ord 21,728 21,728 |
| BlackRock Advisors(UK)Limited 21-Oct-15 yes |
24.23 on mkt buy ord 31,285 31,285 |
| BlackRock Fund Advisors 21-Oct-15 yes |
24.23 on mkt buy ord 4,753 4,753 |
| BlackRock Investment Management,LLC 21-Oct-15 yes |
35.18 on mkt buy ADR 2:1 4 8 |
| BlackRock Investment Management,LLC 21-Oct-15 yes |
35.26 on mkt buy ADR 2:1 26 52 |
| BlackRock Investment Management,LLC 21-Oct-15 yes |
34.86 on mkt buy ADR 2:1 27 54 |
| BlackRock Investment Management,LLC 21-Oct-15 yes |
34.85 on mkt buy ADR 2:1 39 78 |
page 13 of 25
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management,LLC 21-Oct-15 yes |
34.86 on mkt buy ADR 2:1 620 1,240 |
| BlackRock Asset Management North Asia Limited 21-Oct-15 no |
n/a collateral transfer ord 229,028 229,028 |
| BlackRock Fund Advisors 22-Oct-15 no |
n/a in specie ord 6,100 6,100 |
| BlackRock Institutional Trust Company, National Association 22-Oct-15 yes |
24.10 on mkt buy ord 16,926 16,926 |
| BlackRock Fund Advisors 22-Oct-15 yes |
24.10 on mkt buy ord 12,966 12,966 |
| BlackRock Investment Management,LLC 22-Oct-15 yes |
35.34 on mkt buy ADR 2:1 3 6 |
| BlackRock Investment Management,LLC 22-Oct-15 yes |
35.26 on mkt buy ADR 2:1 7 14 |
| BlackRock Investment Management,LLC 22-Oct-15 yes |
35.15 on mkt buy ADR 2:1 38 76 |
| BlackRock Investment Management,LLC 22-Oct-15 yes |
35.50 on mkt buy ADR 2:1 35 70 |
| BlackRock Investment Management,LLC 22-Oct-15 yes |
35.47 on mkt buy ADR 2:1 5 10 |
| BlackRock Investment Management,LLC 22-Oct-15 yes |
35.50 on mkt buy ADR 2:1 7 14 |
| BlackRock Investment Management,LLC 22-Oct-15 yes |
35.27 on mkt buy ADR 2:1 13 26 |
| BlackRock Investment Management,LLC 22-Oct-15 yes |
35.27 on mkt buy ADR 2:1 17 34 |
| BlackRock Advisors(UK)Limited 23-Oct-15 yes |
24.59 on mkt buy ord 3,450 3,450 |
| BlackRock Fund Advisors 23-Oct-15 yes |
24.61 on mkt buy ord 3,213 3,213 |
| BlackRock Advisors(UK)Limited 23-Oct-15 yes |
24.59 on mkt buy ord 2,141 2,141 |
| BlackRock Investment Management (Australia) Limited 23-Oct-15 yes |
24.59 on mkt buy ord 19,910 19,910 |
| BlackRock Fund Advisors 23-Oct-15 yes |
24.59 on mkt buy ord 156 156 |
| BlackRock Investment Management,LLC 23-Oct-15 yes |
35.85 on mkt buy ADR 2:1 22 44 |
| BlackRock Investment Management,LLC 23-Oct-15 yes |
35.78 on mkt buy ADR 2:1 15 30 |
| BlackRock Investment Management,LLC 23-Oct-15 yes |
35.87 on mkt buy ADR 2:1 23 46 |
| BlackRock Investment Management,LLC 23-Oct-15 yes |
35.87 on mkt buy ADR 2:1 29 58 |
| BlackRock Investment Management,LLC 23-Oct-15 yes |
35.87 on mkt buy ADR 2:1 62 124 |
| BlackRock Investment Management,LLC 23-Oct-15 yes |
35.70 on mkt buy ADR 2:1 3 6 |
| BlackRock Investment Management,LLC 23-Oct-15 yes |
35.79 on mkt buy ADR 2:1 45 90 |
| BlackRock Investment Management,LLC 23-Oct-15 yes |
35.80 on mkt buy ADR 2:1 2 4 |
| BlackRock Fund Advisors 26-Oct-15 no |
n/a in specie ord 20,578 20,578 |
| BlackRock Advisors(UK)Limited 26-Oct-15 yes |
24.57 on mkt buy ord 842 842 |
| BlackRock Investment Management (Australia) Limited 26-Oct-15 yes |
24.57 on mkt buy ord 16,869 16,869 |
| BlackRock Investment Management,LLC 26-Oct-15 yes |
35.70 on mkt buy ADR 2:1 8 16 |
| BlackRock Investment Management,LLC 26-Oct-15 yes |
35.70 on mkt buy ADR 2:1 8 16 |
| BlackRock Investment Management,LLC 26-Oct-15 yes |
35.53 on mkt buy ADR 2:1 3 6 |
| BlackRock Investment Management,LLC 26-Oct-15 yes |
35.33 on mkt buy ADR 2:1 56 112 |
| BlackRock Investment Management,LLC 26-Oct-15 yes |
35.33 on mkt buy ADR 2:1 103 206 |
| BlackRock Investment Management,LLC 26-Oct-15 yes |
35.63 on mkt buy ADR 2:1 4 8 |
| BlackRock Investment Management,LLC 26-Oct-15 yes |
35.60 on mkt buy ADR 2:1 5 10 |
| BlackRock Investment Management,LLC 26-Oct-15 yes |
35.57 on mkt buy ADR 2:1 5 10 |
| BlackRock Investment Management,LLC 26-Oct-15 yes |
35.60 on mkt buy ADR 2:1 5 10 |
| BlackRock Investment Management,LLC 26-Oct-15 yes |
35.61 on mkt buy ADR 2:1 5 10 |
| BlackRock Investment Management,LLC 26-Oct-15 yes |
35.56 on mkt buy ADR 2:1 15 30 |
| BlackRock Advisors(UK)Limited 27-Oct-15 yes |
24.34 on mkt buy ord 4,210 4,210 |
| BlackRock Fund Advisors 27-Oct-15 yes |
24.34 on mkt buy ord 21,923 21,923 |
| BlackRock Fund Advisors 27-Oct-15 no |
n/a in specie ord 1,105 1,105 |
| BlackRock Investment Management,LLC 27-Oct-15 yes |
34.42 on mkt buy ADR 2:1 58 116 |
| BlackRock Investment Management,LLC 27-Oct-15 yes |
34.42 on mkt buy ADR 2:1 203 406 |
| BlackRock Investment Management,LLC 27-Oct-15 yes |
34.42 on mkt buy ADR 2:1 62 124 |
| BlackRock Investment Management,LLC 27-Oct-15 yes |
34.43 on mkt buy ADR 2:1 4 8 |
| BlackRock Investment Management,LLC 27-Oct-15 yes |
34.43 on mkt buy ADR 2:1 18 36 |
| BlackRock Investment Management,LLC 27-Oct-15 yes |
34.43 on mkt buy ADR 2:1 37 74 |
| BlackRock Investment Management,LLC 27-Oct-15 yes |
34.61 on mkt buy ADR 2:1 10 20 |
| BlackRock Investment Management,LLC 27-Oct-15 yes |
34.46 on mkt buy ADR 2:1 5 10 |
| BlackRock Investment Management,LLC 27-Oct-15 yes |
34.43 on mkt buy ADR 2:1 65 130 |
| BlackRock Investment Management,LLC 27-Oct-15 yes |
34.30 on mkt buy ADR 2:1 49 98 |
| BlackRock Investment Management,LLC 27-Oct-15 yes |
34.30 on mkt buy ADR 2:1 49 98 |
| BlackRock Investment Management,LLC 27-Oct-15 yes |
34.30 on mkt buy ADR 2:1 11 22 |
| BlackRock Investment Management,LLC 27-Oct-15 yes |
34.30 on mkt buy ADR 2:1 12 24 |
| BlackRock Investment Management,LLC 27-Oct-15 yes |
34.42 on mkt buy ADR 2:1 6 12 |
| BlackRock Investment Management,LLC 27-Oct-15 yes |
34.55 on mkt buy ADR 2:1 30 60 |
| BlackRock Investment Management,LLC 27-Oct-15 yes |
34.42 on mkt buy ADR 2:1 217 434 |
| BlackRock Investment Management,LLC 27-Oct-15 yes |
34.42 on mkt buy ADR 2:1 223 446 |
| BlackRock Investment Management,LLC 28-Oct-15 yes |
23.78 on mkt buy ord 10,210 10,210 |
| BlackRock Investment Management (Australia) Limited 28-Oct-15 yes |
23.78 on mkt buy ord 6,335 6,335 |
| BlackRock Investment Management (Australia) Limited 28-Oct-15 yes |
23.78 on mkt buy ord 17,871 17,871 |
page 14 of 25
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Institutional Trust Company, National Association 28-Oct-15 yes |
23.78 on mkt buy ord 4,888 4,888 |
| BlackRock Investment Management (Australia) Limited 28-Oct-15 yes |
23.78 on mkt buy ord 8,556 8,556 |
| BlackRock Investment Management,LLC 28-Oct-15 yes |
34.07 on mkt buy ADR 2:1 14 28 |
| BlackRock Investment Management,LLC 28-Oct-15 yes |
34.50 on mkt buy ADR 2:1 19 38 |
| BlackRock Investment Management,LLC 28-Oct-15 yes |
33.63 on mkt buy ADR 2:1 6 12 |
| BlackRock Investment Management,LLC 28-Oct-15 yes |
34.54 on mkt buy ADR 2:1 4 8 |
| BlackRock Investment Management,LLC 28-Oct-15 yes |
34.03 on mkt buy ADR 2:1 41 82 |
| BlackRock Investment Management,LLC 28-Oct-15 yes |
34.56 on mkt buy ADR 2:1 25 50 |
| BlackRock Investment Management,LLC 28-Oct-15 yes |
34.48 on mkt buy ADR 2:1 54 108 |
| BlackRock Fund Advisors 29-Oct-15 yes |
32.97 on mkt buy ADR 2:1 444 888 |
| BlackRock Advisors,LLC 29-Oct-15 yes |
24.09 on mkt buy ord 710 710 |
| BlackRock Japan Co.,Ltd. 29-Oct-15 yes |
23.47 on mkt buy ord 1,066 1,066 |
| BlackRock Advisors(UK)Limited 29-Oct-15 yes |
23.47 on mkt buy ord 5,082 5,082 |
| BlackRock Investment Management (Australia) Limited 29-Oct-15 yes |
23.47 on mkt buy ord 7,964 7,964 |
| BlackRock Investment Management,LLC 29-Oct-15 yes |
33.36 on mkt buy ADR 2:1 71 142 |
| BlackRock Investment Management,LLC 29-Oct-15 yes |
32.86 on mkt buy ADR 2:1 42 84 |
| BlackRock Investment Management,LLC 29-Oct-15 yes |
33.08 on mkt buy ADR 2:1 199 398 |
| BlackRock Investment Management,LLC 29-Oct-15 yes |
32.94 on mkt buy ADR 2:1 33 66 |
| BlackRock Investment Management,LLC 29-Oct-15 yes |
32.83 on mkt buy ADR 2:1 43 86 |
| BlackRock Investment Management,LLC 29-Oct-15 yes |
33.07 on mkt buy ADR 2:1 120 240 |
| BlackRock Investment Management,LLC 29-Oct-15 yes |
32.86 on mkt buy ADR 2:1 87 174 |
| BlackRock Investment Management,LLC 29-Oct-15 yes |
32.86 on mkt buy ADR 2:1 119 238 |
| BlackRock Investment Management,LLC 29-Oct-15 yes |
32.86 on mkt buy ADR 2:1 71 142 |
| BlackRock Investment Management,LLC 29-Oct-15 yes |
32.86 on mkt buy ADR 2:1 71 142 |
| BlackRock Investment Management,LLC 29-Oct-15 yes |
33.08 on mkt buy ADR 2:1 12 24 |
| BlackRock Investment Management,LLC 29-Oct-15 yes |
33.08 on mkt buy ADR 2:1 27 54 |
| BlackRock Investment Management,LLC 29-Oct-15 yes |
32.97 on mkt buy ADR 2:1 10 20 |
| BlackRock Fund Advisors 30-Oct-15 no |
n/a in specie ord 151,560 151,560 |
| BlackRock Institutional Trust Company, National Association 30-Oct-15 yes |
23.02 on mkt buy ord 3,541 3,541 |
| BlackRock Institutional Trust Company, National Association 30-Oct-15 no |
n/a in specie ord 13,935 13,935 |
| BlackRock Investment Management (Australia) Limited 30-Oct-15 yes |
23.02 on mkt buy ord 6,335 6,335 |
| BlackRock Fund Advisors 30-Oct-15 yes |
23.02 on mkt buy ord 10,612 10,612 |
| BlackRock Asset Management Canada Limited 30-Oct-15 yes |
23.02 on mkt buy ord 1,655 1,655 |
| BlackRock Investment Management (UK) Limited 30-Oct-15 yes |
23.02 on mkt buy ord 21,478 21,478 |
| BlackRock Investment Management (UK) Limited 30-Oct-15 yes |
23.02 on mkt buy ord 9,859 9,859 |
| BlackRock Investment Management,LLC 30-Oct-15 yes |
32.93 on mkt buy ADR 2:1 90 180 |
| BlackRock Investment Management,LLC 30-Oct-15 yes |
32.93 on mkt buy ADR 2:1 150 300 |
| BlackRock Investment Management,LLC 30-Oct-15 yes |
32.90 on mkt buy ADR 2:1 8 16 |
| BlackRock Investment Management,LLC 30-Oct-15 yes |
33.06 on mkt buy ADR 2:1 49 98 |
| BlackRock Investment Management,LLC 30-Oct-15 yes |
32.94 on mkt buy ADR 2:1 21 42 |
| BlackRock Investment Management,LLC 30-Oct-15 yes |
33.17 on mkt buy ADR 2:1 80 160 |
| BlackRock Investment Management,LLC 30-Oct-15 yes |
32.92 on mkt buy ADR 2:1 41 82 |
| BlackRock Investment Management,LLC 30-Oct-15 yes |
32.92 on mkt buy ADR 2:1 80 160 |
| BlackRock Investment Management,LLC 30-Oct-15 yes |
32.91 on mkt buy ADR 2:1 21 42 |
| BlackRock Investment Management (Australia) Limited 02-Nov-15 yes |
22.89 on mkt buy ord 1,245 1,245 |
| BlackRock Investment Management (Australia) Limited 02-Nov-15 yes |
22.89 on mkt buy ord 26,540 26,540 |
| BlackRock Investment Management (Australia) Limited 02-Nov-15 yes |
22.89 on mkt buy ord 3,183 3,183 |
| BlackRock Investment Management (Australia) Limited 02-Nov-15 yes |
22.89 on mkt buy ord 29,167 29,167 |
| BlackRock Investment Management (Australia) Limited 02-Nov-15 yes |
22.80 on mkt buy ord 23,892 23,892 |
| BlackRock Advisors(UK)Limited 02-Nov-15 yes |
22.80 on mkt buy ord 9,206 9,206 |
| BlackRock Fund Advisors 02-Nov-15 no |
n/a in specie ord 16,920 16,920 |
| BlackRock Investment Management (Australia) Limited 02-Nov-15 yes |
22.89 on mkt buy ord 8,266 8,266 |
| BlackRock Investment Management (Australia) Limited 02-Nov-15 yes |
22.89 on mkt buy ord 3,562 3,562 |
page 15 of 25
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management (Australia) Limited 02-Nov-15 yes |
22.89 on mkt buy ord 8,363 8,363 |
| BlackRock Investment Management,LLC 02-Nov-15 yes |
32.70 on mkt buy ADR 2:1 25 50 |
| BlackRock Investment Management,LLC 02-Nov-15 yes |
32.53 on mkt buy ADR 2:1 15 30 |
| BlackRock Fund Advisors 03-Nov-15 yes |
23.02 on mkt buy ord 3,206 3,206 |
| BlackRock Fund Advisors 03-Nov-15 no |
n/a in specie ord 30,312 30,312 |
| BlackRock Investment Management,LLC 03-Nov-15 yes |
33.47 on mkt buy ADR 2:1 22 44 |
| BlackRock Investment Management,LLC 03-Nov-15 yes |
33.47 on mkt buy ADR 2:1 6 12 |
| BlackRock Advisors,LLC 04-Nov-15 yes |
23.55 on mkt buy ord 640 640 |
| BlackRock Investment Management (Australia) Limited 04-Nov-15 yes |
23.59 on mkt buy ord 6,940 6,940 |
| BlackRock Investment Management,LLC 04-Nov-15 yes |
23.47 on mkt buy ord 9,922 9,922 |
| BlackRock Fund Advisors 04-Nov-15 no |
n/a in specie ord 75,780 75,780 |
| BlackRock Investment Management (Australia) Limited 04-Nov-15 yes |
23.59 on mkt buy ord 55,128 55,128 |
| BlackRock Investment Management (Australia) Limited 04-Nov-15 yes |
23.59 on mkt buy ord 5,812 5,812 |
| BlackRock Investment Management (Australia) Limited 04-Nov-15 yes |
23.59 on mkt buy ord 3,411 3,411 |
| BlackRock Advisors(UK)Limited 04-Nov-15 yes |
23.47 on mkt buy ord 1,680 1,680 |
| BlackRock Fund Advisors 04-Nov-15 yes |
23.47 on mkt buy ord 3,140 3,140 |
| BlackRock Fund Advisors 04-Nov-15 no |
n/a in specie ord 27,324 27,324 |
| BlackRock Investment Management (Australia) Limited 04-Nov-15 yes |
23.59 on mkt buy ord 9,849 9,849 |
| BlackRock Investment Management (Australia) Limited 04-Nov-15 yes |
23.59 on mkt buy ord 882 882 |
| BlackRock Investment Management,LLC 04-Nov-15 yes |
33.68 on mkt buy ADR 2:1 6 12 |
| BlackRock Investment Management,LLC 04-Nov-15 yes |
33.35 on mkt buy ADR 2:1 7 14 |
| BlackRock Investment Management,LLC 04-Nov-15 yes |
33.43 on mkt buy ADR 2:1 21 42 |
| BlackRock Investment Management,LLC 04-Nov-15 yes |
33.79 on mkt buy ADR 2:1 2 4 |
| BlackRock Advisors(UK)Limited 05-Nov-15 yes |
23.28 on mkt buy ord 2,756 2,756 |
| BlackRock Fund Advisors 05-Nov-15 no |
n/a in specie ord 18,684 18,684 |
| BlackRock Fund Advisors 05-Nov-15 no |
n/a in specie ord 28,026 28,026 |
| BlackRock Institutional Trust Company, National Association 05-Nov-15 no |
n/a in specie ord 19,600 19,600 |
| BlackRock Institutional Trust Company, National Association 05-Nov-15 no |
n/a in specie ord 125,768 125,768 |
| BlackRock Investment Management (Australia) Limited 05-Nov-15 yes |
23.28 on mkt buy ord 19,005 19,005 |
| BlackRock Investment Management (Australia) Limited 05-Nov-15 yes |
23.28 on mkt buy ord 11,946 11,946 |
| BlackRock Fund Advisors 05-Nov-15 yes |
23.28 on mkt buy ord 20,712 20,712 |
| BlackRock Advisors(UK)Limited 05-Nov-15 yes |
23.28 on mkt buy ord 6,308 6,308 |
| BlackRock Japan Co.,Ltd. 05-Nov-15 yes |
23.50 on mkt buy ord 943 943 |
| BlackRock Investment Management,LLC 05-Nov-15 yes |
32.50 on mkt buy ADR 2:1 4 8 |
| BlackRock Investment Management,LLC 05-Nov-15 yes |
32.53 on mkt buy ADR 2:1 8 16 |
| BlackRock Investment Management (Australia) Limited 06-Nov-15 yes |
22.56 on mkt buy ord 16,294 16,294 |
| BlackRock Advisors(UK)Limited 06-Nov-15 yes |
22.70 on mkt buy ord 3,445 3,445 |
| BlackRock Fund Advisors 06-Nov-15 no |
n/a in specie ord 16,775 16,775 |
| BlackRock Fund Advisors 06-Nov-15 no |
n/a in specie ord 28,026 28,026 |
| BlackRock Fund Advisors 06-Nov-15 yes |
22.70 on mkt buy ord 1,386 1,386 |
| BlackRock Investment Management (Australia) Limited 06-Nov-15 yes |
22.56 on mkt buy ord 109,462 109,462 |
| BlackRock Investment Management (Australia) Limited 06-Nov-15 yes |
22.56 on mkt buy ord 11,135 11,135 |
| BlackRock Investment Management (Australia) Limited 06-Nov-15 yes |
22.56 on mkt buy ord 91,913 91,913 |
| BlackRock Investment Management (Australia) Limited 06-Nov-15 yes |
22.70 on mkt buy ord 15,928 15,928 |
| BlackRock Investment Management (Australia) Limited 06-Nov-15 yes |
22.56 on mkt buy ord 31,951 31,951 |
| BlackRock Investment Management (Australia) Limited 06-Nov-15 yes |
22.56 on mkt buy ord 14,232 14,232 |
| BlackRock Investment Management (Australia) Limited 06-Nov-15 yes |
22.56 on mkt buy ord 27,205 27,205 |
| BlackRock Investment Management,LLC 06-Nov-15 yes |
30.59 on mkt buy ADR 2:1 23 46 |
| BlackRock Investment Management,LLC 06-Nov-15 yes |
31.00 on mkt buy ADR 2:1 10 20 |
| BlackRock Investment Management,LLC 06-Nov-15 yes |
30.82 on mkt buy ADR 2:1 23 46 |
| BlackRock Investment Management,LLC 06-Nov-15 yes |
30.78 on mkt buy ADR 2:1 10 20 |
page 16 of 25
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management,LLC 06-Nov-15 yes |
30.56 on mkt buy ADR 2:1 11 22 |
| BlackRock Fund Advisors 09-Nov-15 no |
n/a in specie ord 7,625 7,625 |
| BlackRock Advisors(UK)Limited 09-Nov-15 yes |
21.42 on mkt buy ord 3,108 3,108 |
| BlackRock Investment Management (Australia) Limited 09-Nov-15 yes |
21.42 on mkt buy ord 16,869 16,869 |
| BlackRock Fund Advisors 09-Nov-15 yes |
21.42 on mkt buy ord 176,367 176,367 |
| BlackRock Investment Management,LLC 09-Nov-15 yes |
29.91 on mkt buy ADR 2:1 11 22 |
| BlackRock Investment Management,LLC 09-Nov-15 yes |
29.90 on mkt buy ADR 2:1 7 14 |
| BlackRock Investment Management,LLC 09-Nov-15 yes |
29.84 on mkt buy ADR 2:1 80 160 |
| BlackRock Investment Management,LLC 09-Nov-15 yes |
29.91 on mkt buy ADR 2:1 170 340 |
| BlackRock Investment Management,LLC 09-Nov-15 yes |
29.87 on mkt buy ADR 2:1 199 398 |
| BlackRock Investment Management,LLC 09-Nov-15 yes |
29.98 on mkt buy ADR 2:1 15 30 |
| BlackRock Advisors(UK)Limited 10-Nov-15 yes |
21.57 on mkt buy ord 1,076 1,076 |
| BlackRock Fund Advisors 10-Nov-15 no |
n/a in specie ord 37,368 37,368 |
| BlackRock Fund Advisors 10-Nov-15 no |
n/a in specie ord 46,710 46,710 |
| BlackRock Fund Advisors 10-Nov-15 yes |
21.57 on mkt buy ord 15,165 15,165 |
| BlackRock Institutional Trust Company, National Association 10-Nov-15 yes |
21.57 on mkt buy ord 8,838 8,838 |
| BlackRock Institutional Trust Company, National Association 10-Nov-15 yes |
21.57 on mkt buy ord 42,040 42,040 |
| BlackRock Advisors(UK)Limited 10-Nov-15 yes |
21.57 on mkt buy ord 3,099 3,099 |
| BlackRock Investment Management (Australia) Limited 10-Nov-15 yes |
21.57 on mkt buy ord 25,340 25,340 |
| BlackRock Investment Management (Australia) Limited 10-Nov-15 yes |
21.57 on mkt buy ord 25,340 25,340 |
| BlackRock Investment Management (UK) Limited 10-Nov-15 yes |
21.45 on mkt buy ord 629,896 629,896 |
| BlackRock Fund Advisors 10-Nov-15 yes |
21.57 on mkt buy ord 6,710 6,710 |
| BlackRock Fund Advisors 10-Nov-15 no |
n/a in specie ord 50,881 50,881 |
| BlackRock Advisors(UK)Limited 10-Nov-15 yes |
21.57 on mkt buy ord 828 828 |
| BlackRock Financial Management,Inc. 10-Nov-15 yes |
21.35 on mkt buy ord 31,803 31,803 |
| BlackRock Investment Management,LLC 10-Nov-15 yes |
29.74 on mkt buy ADR 2:1 7 14 |
| BlackRock Investment Management,LLC 10-Nov-15 yes |
29.90 on mkt buy ADR 2:1 103 206 |
| BlackRock Investment Management,LLC 10-Nov-15 yes |
29.69 on mkt buy ADR 2:1 8 16 |
| BlackRock Advisors,LLC 11-Nov-15 yes |
21.48 on mkt buy ord 720 720 |
| BlackRock Fund Advisors 11-Nov-15 no |
n/a in specie ord 27,450 27,450 |
| BlackRock Fund Advisors 11-Nov-15 no |
n/a in specie ord 37,368 37,368 |
| BlackRock Fund Advisors 11-Nov-15 no |
n/a in specie ord 20,578 20,578 |
| BlackRock Advisors(UK)Limited 11-Nov-15 yes |
20.95 on mkt buy ord 2,210 2,210 |
| BlackRock Investment Management,LLC 11-Nov-15 yes |
21.48 on mkt buy ord 190 190 |
| BlackRock Investment Management,LLC 11-Nov-15 yes |
29.16 on mkt buy ADR 2:1 10 20 |
| BlackRock Financial Management,Inc. 12-Nov-15 yes |
20.70 on mkt buy ord 6,117 6,117 |
| BlackRock Fund Advisors 12-Nov-15 no |
n/a in specie ord 28,026 28,026 |
| BlackRock Institutional Trust Company, National Association 12-Nov-15 yes |
20.70 on mkt buy ord 6,112 6,112 |
| BlackRock Institutional Trust Company, National Association 12-Nov-15 yes |
20.70 on mkt buy ord 3,453 3,453 |
| BlackRock Japan Co.,Ltd. 12-Nov-15 yes |
20.70 on mkt buy ord 8,920 8,920 |
| BlackRock Japan Co.,Ltd. 12-Nov-15 yes |
20.70 on mkt buy ord 6,556 6,556 |
| BlackRock Japan Co.,Ltd. 12-Nov-15 yes |
20.70 on mkt buy ord 9,858 9,858 |
| BlackRock Japan Co.,Ltd. 12-Nov-15 yes |
20.70 on mkt buy ord 2,528 2,528 |
| BlackRock Institutional Trust Company, National Association 12-Nov-15 yes |
20.70 on mkt buy ord 18,816 18,816 |
| BlackRock Institutional Trust Company, National Association 12-Nov-15 yes |
20.70 on mkt buy ord 6,904 6,904 |
| BlackRock Investment Management,LLC 12-Nov-15 yes |
28.25 on mkt buy ADR 2:1 108 216 |
| BlackRock Investment Management,LLC 12-Nov-15 yes |
28.26 on mkt buy ADR 2:1 42 84 |
| BlackRock Investment Management,LLC 12-Nov-15 yes |
28.26 on mkt buy ADR 2:1 3 6 |
| BlackRock Investment Management,LLC 12-Nov-15 yes |
28.26 on mkt buy ADR 2:1 6 12 |
| BlackRock Investment Management,LLC 12-Nov-15 yes |
28.25 on mkt buy ADR 2:1 106 212 |
| BlackRock Investment Management,LLC 12-Nov-15 yes |
28.25 on mkt buy ADR 2:1 39 78 |
| BlackRock Investment Management,LLC 12-Nov-15 yes |
28.12 on mkt buy ADR 2:1 874 1,748 |
| BlackRock Investment Management,LLC 12-Nov-15 yes |
28.25 on mkt buy ADR 2:1 120 240 |
| BlackRock Investment Management,LLC 12-Nov-15 yes |
28.25 on mkt buy ADR 2:1 27 54 |
| BlackRock Investment Management,LLC 12-Nov-15 yes |
28.25 on mkt buy ADR 2:1 116 232 |
| BlackRock Investment Management,LLC 12-Nov-15 yes |
28.25 on mkt buy ADR 2:1 146 292 |
| BlackRock Investment Management (UK) Limited 13-Nov-15 yes |
20.28 on mkt buy ord 12,108 12,108 |
| BlackRock Financial Management,Inc. 13-Nov-15 yes |
20.20 on mkt buy ord 79,759 79,759 |
| BlackRock Investment Management,LLC 13-Nov-15 yes |
28.47 on mkt buy ADR 2:1 25 50 |
page 17 of 25
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management,LLC 13-Nov-15 yes |
28.48 on mkt buy ADR 2:1 4 8 |
| BlackRock Investment Management,LLC 13-Nov-15 yes |
28.48 on mkt buy ADR 2:1 16 32 |
| BlackRock Investment Management,LLC 13-Nov-15 yes |
28.51 on mkt buy ADR 2:1 8 16 |
| BlackRock Investment Management,LLC 13-Nov-15 yes |
28.56 on mkt buy ADR 2:1 3 6 |
| BlackRock Investment Management,LLC 13-Nov-15 yes |
28.49 on mkt buy ADR 2:1 41 82 |
| BlackRock Investment Management (Australia) Limited 16-Nov-15 yes |
20.22 on mkt buy ord 3,407 3,407 |
| BlackRock Investment Management (Australia) Limited 16-Nov-15 yes |
20.22 on mkt buy ord 104,653 104,653 |
| BlackRock Investment Management (Australia) Limited 16-Nov-15 yes |
20.22 on mkt buy ord 19,994 19,994 |
| BlackRock Investment Management (Australia) Limited 16-Nov-15 yes |
20.22 on mkt buy ord 1,269 1,269 |
| BlackRock Investment Management (Australia) Limited 16-Nov-15 yes |
20.22 on mkt buy ord 49,056 49,056 |
| BlackRock Advisors(UK)Limited 16-Nov-15 yes |
20.10 on mkt buy ord 12,676 12,676 |
| BlackRock Investment Management (Australia) Limited 16-Nov-15 yes |
20.22 on mkt buy ord 7,278 7,278 |
| BlackRock Investment Management (Australia) Limited 16-Nov-15 yes |
20.22 on mkt buy ord 3,909 3,909 |
| BlackRock Investment Management (Australia) Limited 16-Nov-15 yes |
20.22 on mkt buy ord 5,386 5,386 |
| BlackRock Investment Management (Australia) Limited 16-Nov-15 yes |
20.22 on mkt buy ord 18,872 18,872 |
| BlackRock Financial Management,Inc. 16-Nov-15 yes |
20.10 on mkt buy ord 6,954 6,954 |
| BlackRock Investment Management,LLC 16-Nov-15 yes |
28.29 on mkt buy ADR 2:1 19 38 |
| BlackRock Investment Management,LLC 16-Nov-15 yes |
28.32 on mkt buy ADR 2:1 20 40 |
| BlackRock Investment Management,LLC 16-Nov-15 yes |
28.44 on mkt buy ADR 2:1 19 38 |
| BlackRock Investment Management,LLC 16-Nov-15 yes |
28.46 on mkt buy ADR 2:1 6 12 |
| BlackRock Investment Management (Australia) Limited 17-Nov-15 yes |
20.37 on mkt buy ord 12,670 12,670 |
| BlackRock Investment Management,LLC 17-Nov-15 yes |
28.26 on mkt buy ADR 2:1 8 16 |
| BlackRock Investment Management,LLC 17-Nov-15 yes |
28.26 on mkt buy ADR 2:1 8 16 |
| BlackRock Investment Management,LLC 17-Nov-15 yes |
28.22 on mkt buy ADR 2:1 14 28 |
| BlackRock Investment Management,LLC 17-Nov-15 yes |
28.03 on mkt buy ADR 2:1 4 8 |
| BlackRock Investment Management,LLC 17-Nov-15 yes |
28.20 on mkt buy ADR 2:1 64 128 |
| BlackRock Investment Management,LLC 17-Nov-15 yes |
28.20 on mkt buy ADR 2:1 105 210 |
| BlackRock Financial Management,Inc. 18-Nov-15 yes |
19.84 on mkt buy ord 24,761 24,761 |
| BlackRock Investment Management,LLC 18-Nov-15 yes |
19.84 on mkt buy ord 2,419 2,419 |
| BlackRock Investment Management (Australia) Limited 18-Nov-15 yes |
19.84 on mkt buy ord 3,607 3,607 |
| BlackRock Investment Management (UK) Limited 18-Nov-15 yes |
19.84 on mkt buy ord 4,771 4,771 |
| BlackRock International Limited 18-Nov-15 yes |
19.85 on mkt buy ord 13,226 13,226 |
| BlackRock Investment Management (UK) Limited 18-Nov-15 yes |
19.84 on mkt buy ord 11,895 11,895 |
| BlackRock Fund Advisors 18-Nov-15 no |
n/a in specie ord 2,574 2,574 |
| BlackRock Fund Advisors 18-Nov-15 no |
n/a in specie ord 10,289 10,289 |
| BlackRock Fund Advisors 18-Nov-15 yes |
19.81 on mkt buy ord 6,633 6,633 |
| BlackRock Advisors(UK)Limited 18-Nov-15 yes |
19.81 on mkt buy ord 778 778 |
| BlackRock Advisors(UK)Limited 18-Nov-15 yes |
19.81 on mkt buy ord 5,446 5,446 |
| BlackRock Institutional Trust Company, National Association 18-Nov-15 yes |
19.84 on mkt buy ord 10,354 10,354 |
| BlackRock Institutional Trust Company, National Association 18-Nov-15 yes |
19.84 on mkt buy ord 22,932 22,932 |
| BlackRock Investment Management (Australia) Limited 18-Nov-15 yes |
19.84 on mkt buy ord 74,609 74,609 |
| BlackRock Investment Management (Australia) Limited 18-Nov-15 yes |
19.84 on mkt buy ord 14,147 14,147 |
| BlackRock Investment Management (Australia) Limited 18-Nov-15 yes |
19.84 on mkt buy ord 3,139 3,139 |
| BlackRock Investment Management (Australia) Limited 18-Nov-15 yes |
19.84 on mkt buy ord 22,550 22,550 |
| BlackRock Advisors(UK)Limited 18-Nov-15 yes |
19.84 on mkt buy ord 12,932 12,932 |
| BlackRock Institutional Trust Company, National Association 18-Nov-15 yes |
19.84 on mkt buy ord 6,222 6,222 |
| BlackRock Institutional Trust Company, National Association 18-Nov-15 yes |
19.84 on mkt buy ord 45,421 45,421 |
| BlackRock Institutional Trust Company, National Association 18-Nov-15 yes |
19.84 on mkt buy ord 41,619 41,619 |
page 18 of 25
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Japan Co.,Ltd. 18-Nov-15 yes |
19.84 on mkt buy ord 2,474 2,474 |
| BlackRock Japan Co.,Ltd. 18-Nov-15 yes |
19.84 on mkt buy ord 21,660 21,660 |
| BlackRock Japan Co.,Ltd. 18-Nov-15 yes |
19.84 on mkt buy ord 14,625 14,625 |
| BlackRock Japan Co.,Ltd. 18-Nov-15 yes |
19.84 on mkt buy ord 20,914 20,914 |
| BlackRock Japan Co.,Ltd. 18-Nov-15 yes |
19.84 on mkt buy ord 8,261 8,261 |
| BlackRock Advisors(UK)Limited 18-Nov-15 yes |
19.84 on mkt buy ord 3,117 3,117 |
| BlackRock Advisors(UK)Limited 18-Nov-15 yes |
19.84 on mkt buy ord 8,514 8,514 |
| BlackRock Advisors(UK)Limited 18-Nov-15 yes |
19.84 on mkt buy ord 7,015 7,015 |
| BlackRock Advisors(UK)Limited 18-Nov-15 yes |
19.84 on mkt buy ord 9,547 9,547 |
| BlackRock Institutional Trust Company, National Association 18-Nov-15 yes |
19.84 on mkt buy ord 16,385 16,385 |
| BlackRock Institutional Trust Company, National Association 18-Nov-15 yes |
19.84 on mkt buy ord 68,673 68,673 |
| BlackRock Investment Management (Australia) Limited 18-Nov-15 yes |
19.84 on mkt buy ord 5,445 5,445 |
| BlackRock Investment Management (Australia) Limited 18-Nov-15 yes |
19.84 on mkt buy ord 2,935 2,935 |
| BlackRock Investment Management (Australia) Limited 18-Nov-15 yes |
19.84 on mkt buy ord 6,056 6,056 |
| BlackRock Advisors,LLC 18-Nov-15 yes |
19.84 on mkt buy ord 9,265 9,265 |
| BlackRock Asset Management Canada Limited 18-Nov-15 yes |
19.84 on mkt buy ord 6,637 6,637 |
| BlackRock Institutional Trust Company, National Association 18-Nov-15 yes |
19.84 on mkt buy ord 14,267 14,267 |
| BlackRock Investment Management (Australia) Limited 18-Nov-15 yes |
19.84 on mkt buy ord 9,330 9,330 |
| BlackRock Financial Management,Inc. 18-Nov-15 yes |
19.84 on mkt buy ord 3,434 3,434 |
| BlackRock Financial Management,Inc. 18-Nov-15 yes |
19.84 on mkt buy ord 188,422 188,422 |
| BlackRock Institutional Trust Company, National Association 18-Nov-15 yes |
19.85 on mkt buy ord 17,658 17,658 |
| BlackRock Investment Management,LLC 18-Nov-15 yes |
19.84 on mkt buy ord 4,915 4,915 |
| BlackRock Institutional Trust Company, National Association 18-Nov-15 yes |
19.84 on mkt buy ord 11,548 11,548 |
| BlackRock Institutional Trust Company, National Association 18-Nov-15 yes |
19.81 on mkt buy ord 2,289 2,289 |
| BlackRock Investment Management (UK) Limited 18-Nov-15 yes |
19.84 on mkt buy ord 4,461 4,461 |
| BlackRock Institutional Trust Company, National Association 18-Nov-15 yes |
19.84 on mkt buy ord 8,097 8,097 |
| BlackRock Investment Management,LLC 18-Nov-15 yes |
28.22 on mkt buy ADR 2:1 9 18 |
| BlackRock Investment Management,LLC 18-Nov-15 yes |
28.37 on mkt buy ADR 2:1 69 138 |
| BlackRock Asset Management Canada Limited 19-Nov-15 no |
n/a in specie ADR 2:1 2,005 4,010 |
| BlackRock Fund Advisors 19-Nov-15 no |
n/a in specie ord 37,368 37,368 |
| BlackRock Fund Advisors 19-Nov-15 yes |
20.42 on mkt buy ord 35,361 35,361 |
| BlackRock Asset Management Canada Limited 19-Nov-15 no |
n/a in specie ord 11,058 11,058 |
| BlackRock Investment Management,LLC 19-Nov-15 yes |
29.16 on mkt buy ADR 2:1 25 50 |
| BlackRock Investment Management,LLC 19-Nov-15 yes |
29.15 on mkt buy ADR 2:1 13 26 |
| BlackRock Investment Management,LLC 19-Nov-15 yes |
29.18 on mkt buy ADR 2:1 69 138 |
| BlackRock Asset Management Canada Limited 20-Nov-15 yes |
29.20 on mkt buy ADR 2:1 90 180 |
| BlackRock Asset Management Canada Limited 20-Nov-15 no |
n/a in specie ADR 2:1 2,005 4,010 |
| BlackRock Fund Advisors 20-Nov-15 yes |
29.09 on mkt buy ADR 2:1 540 1,080 |
| BlackRock Advisors(UK)Limited 20-Nov-15 yes |
20.50 on mkt buy ord 14,097 14,097 |
| BlackRock Investment Management (UK) Limited 20-Nov-15 yes |
20.51 on mkt buy ord 714,213 714,213 |
| BlackRock Fund Advisors 20-Nov-15 no |
n/a in specie ord 1,636 1,636 |
| BlackRock Fund Advisors 20-Nov-15 no |
n/a in specie ord 12,370 12,370 |
| BlackRock Investment Management,LLC 20-Nov-15 yes |
29.03 on mkt buy ADR 2:1 37 74 |
| BlackRock Investment Management,LLC 20-Nov-15 yes |
29.15 on mkt buy ADR 2:1 21 42 |
| BlackRock Investment Management,LLC 20-Nov-15 yes |
29.11 on mkt buy ADR 2:1 47 94 |
| BlackRock Investment Management,LLC 20-Nov-15 yes |
29.18 on mkt buy ADR 2:1 6 12 |
| BlackRock Investment Management,LLC 20-Nov-15 yes |
29.13 on mkt buy ADR 2:1 31 62 |
| BlackRock Investment Management,LLC 20-Nov-15 yes |
29.12 on mkt buy ADR 2:1 35 70 |
| BlackRock Investment Management,LLC 20-Nov-15 yes |
29.10 on mkt buy ADR 2:1 85 170 |
| BlackRock Investment Management,LLC 20-Nov-15 yes |
29.10 on mkt buy ADR 2:1 86 172 |
| BlackRock Investment Management,LLC 20-Nov-15 yes |
29.10 on mkt buy ADR 2:1 394 788 |
| BlackRock Investment Management,LLC 20-Nov-15 yes |
29.11 on mkt buy ADR 2:1 4 8 |
page 19 of 25
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Advisors,LLC 23-Nov-15 yes |
20.15 on mkt buy ord 470 470 |
| BlackRock Investment Management (Australia) Limited 23-Nov-15 yes |
20.03 on mkt buy ord 1,589 1,589 |
| BlackRock Advisors(UK)Limited 23-Nov-15 yes |
20.07 on mkt buy ord 1,124 1,124 |
| BlackRock Investment Management (Australia) Limited 23-Nov-15 yes |
20.03 on mkt buy ord 11,183 11,183 |
| BlackRock Investment Management (Australia) Limited 23-Nov-15 yes |
20.03 on mkt buy ord 1,188 1,188 |
| BlackRock Investment Management (Australia) Limited 23-Nov-15 yes |
20.07 on mkt buy ord 7,964 7,964 |
| BlackRock Investment Management (Australia) Limited 23-Nov-15 yes |
20.03 on mkt buy ord 2,422 2,422 |
| BlackRock Financial Management,Inc. 23-Nov-15 no |
n/a in specie ord 354,783 354,783 |
| BlackRock Investment Management,LLC 23-Nov-15 yes |
28.73 on mkt buy ADR 2:1 16 32 |
| BlackRock Investment Management,LLC 23-Nov-15 yes |
28.62 on mkt buy ADR 2:1 40 80 |
| BlackRock Investment Management,LLC 23-Nov-15 yes |
28.51 on mkt buy ADR 2:1 25 50 |
| BlackRock Investment Management,LLC 23-Nov-15 yes |
28.63 on mkt buy ADR 2:1 27 54 |
| BlackRock Investment Management,LLC 23-Nov-15 yes |
28.63 on mkt buy ADR 2:1 55 110 |
| BlackRock Investment Management,LLC 23-Nov-15 yes |
28.63 on mkt buy ADR 2:1 174 348 |
| BlackRock Investment Management,LLC 23-Nov-15 yes |
28.63 on mkt buy ADR 2:1 321 642 |
| BlackRock Investment Management,LLC 23-Nov-15 yes |
28.63 on mkt buy ADR 2:1 51 102 |
| BlackRock Advisors(UK)Limited 24-Nov-15 yes |
19.71 on mkt buy ord 1,686 1,686 |
| BlackRock Advisors(UK)Limited 24-Nov-15 yes |
19.71 on mkt buy ord 5,512 5,512 |
| BlackRock Advisors(UK)Limited 24-Nov-15 yes |
19.71 on mkt buy ord 2,334 2,334 |
| BlackRock Advisors(UK)Limited 24-Nov-15 yes |
19.71 on mkt buy ord 12,626 12,626 |
| BlackRock Advisors(UK)Limited 24-Nov-15 no |
n/a in specie ord 12,133 12,133 |
| BlackRock Financial Management,Inc. 24-Nov-15 yes |
19.71 on mkt buy ord 17,805 17,805 |
| BlackRock Investment Management,LLC 24-Nov-15 yes |
28.59 on mkt buy ADR 2:1 6 12 |
| BlackRock Investment Management,LLC 24-Nov-15 yes |
28.59 on mkt buy ADR 2:1 6 12 |
| BlackRock Asset Management Canada Limited 25-Nov-15 no |
n/a in specie ADR 2:1 2,008 4,016 |
| BlackRock Investment Management (Australia) Limited 25-Nov-15 yes |
19.81 on mkt buy ord 317 317 |
| BlackRock Investment Management (Australia) Limited 25-Nov-15 yes |
19.81 on mkt buy ord 2,556 2,556 |
| BlackRock Japan Co.,Ltd. 25-Nov-15 yes |
19.67 on mkt buy ord 169 169 |
| BlackRock Investment Management (Australia) Limited 25-Nov-15 yes |
19.81 on mkt buy ord 385 385 |
| BlackRock Investment Management,LLC 25-Nov-15 yes |
28.05 on mkt buy ADR 2:1 64 128 |
| BlackRock Investment Management,LLC 25-Nov-15 yes |
27.97 on mkt buy ADR 2:1 87 174 |
| BlackRock Investment Management,LLC 25-Nov-15 yes |
27.97 on mkt buy ADR 2:1 88 176 |
| BlackRock Investment Management,LLC 25-Nov-15 yes |
28.04 on mkt buy ADR 2:1 89 178 |
| BlackRock Investment Management,LLC 25-Nov-15 yes |
28.07 on mkt buy ADR 2:1 31 62 |
| BlackRock Investment Management,LLC 25-Nov-15 yes |
28.07 on mkt buy ADR 2:1 34 68 |
| BlackRock Investment Management (UK) Limited 26-Nov-15 yes |
18.94 on mkt buy ord 1,729 1,729 |
| BlackRock Asset Management North Asia Limited 26-Nov-15 yes |
18.94 on mkt buy ord 1,472 1,472 |
| BlackRock Investment Management (Australia) Limited 26-Nov-15 yes |
18.94 on mkt buy ord 339,441 339,441 |
| BlackRock Investment Management (UK) Limited 26-Nov-15 yes |
18.96 on mkt buy ord 15,324 15,324 |
| BlackRock Investment Management (UK) Limited 27-Nov-15 yes |
19.16 on mkt buy ord 3,983 3,983 |
| BlackRock Asset Management North Asia Limited 27-Nov-15 yes |
19.16 on mkt buy ord 3,871 3,871 |
| BlackRock Fund Advisors 27-Nov-15 yes |
18.77 on mkt buy ord 24,266 24,266 |
| BlackRock Investment Management,LLC 27-Nov-15 yes |
26.68 on mkt buy ADR 2:1 355 710 |
| BlackRock Investment Management,LLC 27-Nov-15 yes |
26.59 on mkt buy ADR 2:1 65 130 |
| BlackRock Investment Management (UK) Limited 30-Nov-15 yes |
18.09 on mkt buy ord 53,707 53,707 |
| BlackRock Advisors(UK)Limited 30-Nov-15 yes |
18.09 on mkt buy ord 563 563 |
| BlackRock Fund Advisors 30-Nov-15 yes |
18.09 on mkt buy ord 638 638 |
| BlackRock Institutional Trust Company, National Association 30-Nov-15 yes |
18.09 on mkt buy ord 6,456 6,456 |
| BlackRock Institutional Trust Company, National Association 30-Nov-15 yes |
18.09 on mkt buy ord 59,968 59,968 |
| BlackRock Asset Management Canada Limited 30-Nov-15 yes |
18.09 on mkt buy ord 1,691 1,691 |
| BlackRock Financial Management,Inc. 30-Nov-15 yes |
18.09 on mkt buy ord 61,825 61,825 |
page 20 of 25
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Institutional Trust Company, National Association 30-Nov-15 yes |
18.09 on mkt buy ord 2,138 2,138 |
| BlackRock Financial Management,Inc. 30-Nov-15 yes |
18.09 on mkt buy ord 7,233 7,233 |
| BlackRock Investment Management (UK) Limited 30-Nov-15 yes |
18.09 on mkt buy ord 3,618 3,618 |
| BlackRock(Singapore)Limited 30-Nov-15 yes |
18.09 on mkt buy ord 1,491 1,491 |
| BlackRock Advisors,LLC 30-Nov-15 yes |
18.09 on mkt buy ord 672 672 |
| BlackRock Investment Management,LLC 30-Nov-15 yes |
26.52 on mkt buy ADR 2:1 26 52 |
| BlackRock Investment Management,LLC 30-Nov-15 yes |
26.39 on mkt buy ADR 2:1 37 74 |
| BlackRock Investment Management,LLC 30-Nov-15 yes |
26.52 on mkt buy ADR 2:1 60 120 |
| BlackRock Investment Management,LLC 30-Nov-15 yes |
26.49 on mkt buy ADR 2:1 29 58 |
| BlackRock Investment Management,LLC 30-Nov-15 yes |
26.49 on mkt buy ADR 2:1 29 58 |
| BlackRock Investment Management,LLC 30-Nov-15 yes |
26.39 on mkt buy ADR 2:1 30 60 |
| BlackRock Investment Management,LLC 30-Nov-15 yes |
26.39 on mkt buy ADR 2:1 49 98 |
| BlackRock Investment Management,LLC 30-Nov-15 yes |
26.39 on mkt buy ADR 2:1 129 258 |
| BlackRock Investment Management,LLC 30-Nov-15 yes |
26.39 on mkt buy ADR 2:1 197 394 |
| BlackRock Advisors,LLC 01-Dec-15 yes |
18.59 on mkt buy ord 750 750 |
| BlackRock Investment Management (Australia) Limited 01-Dec-15 yes |
18.61 on mkt buy ord 1,416 1,416 |
| BlackRock Investment Management (Australia) Limited 01-Dec-15 yes |
18.61 on mkt buy ord 31,057 31,057 |
| BlackRock Investment Management (Australia) Limited 01-Dec-15 yes |
18.61 on mkt buy ord 8,674 8,674 |
| BlackRock Investment Management (Australia) Limited 01-Dec-15 yes |
18.61 on mkt buy ord 1,430 1,430 |
| BlackRock Investment Management (Australia) Limited 01-Dec-15 yes |
18.61 on mkt buy ord 16,291 16,291 |
| BlackRock Advisors(UK)Limited 01-Dec-15 yes |
18.75 on mkt buy ord 13,942 13,942 |
| BlackRock Investment Management,LLC 01-Dec-15 yes |
18.59 on mkt buy ord 210 210 |
| BlackRock Advisors(UK)Limited 01-Dec-15 yes |
18.75 on mkt buy ord 1,364 1,364 |
| BlackRock Investment Management (UK) Limited 01-Dec-15 yes |
18.75 on mkt buy ord 1,413 1,413 |
| BlackRock Asset Management Canada Limited 01-Dec-15 yes |
18.75 on mkt buy ord 555 555 |
| BlackRock Investment Management (Australia) Limited 01-Dec-15 yes |
18.61 on mkt buy ord 2,235 2,235 |
| BlackRock Investment Management (Australia) Limited 01-Dec-15 yes |
18.61 on mkt buy ord 5,663 5,663 |
| BlackRock Investment Management (Australia) Limited 01-Dec-15 yes |
18.61 on mkt buy ord 309 309 |
| BlackRock Investment Management (Australia) Limited 01-Dec-15 yes |
18.61 on mkt buy ord 5,395 5,395 |
| BlackRock Investment Management (Australia) Limited 01-Dec-15 yes |
18.75 on mkt buy ord 545 545 |
| BlackRock Institutional Trust Company, National Association 01-Dec-15 no |
n/a in specie ord 86,217 86,217 |
| BlackRock Investment Management,LLC 01-Dec-15 yes |
27.15 on mkt buy ADR 2:1 28 56 |
| BlackRock Investment Management,LLC 01-Dec-15 yes |
27.09 on mkt buy ADR 2:1 5 10 |
| BlackRock Investment Management (UK) Limited 02-Dec-15 yes |
18.77 on mkt buy ord 2,550 2,550 |
| BlackRock Asset Management North Asia Limited 02-Dec-15 yes |
18.77 on mkt buy ord 2,132 2,132 |
| BlackRock Fund Advisors 02-Dec-15 no |
n/a in specie ord 18,558 18,558 |
| BlackRock Advisors(UK)Limited 02-Dec-15 yes |
18.75 on mkt buy ord 2,796 2,796 |
| BlackRock Fund Advisors 02-Dec-15 yes |
18.75 on mkt buy ord 62 62 |
| BlackRock Investment Management (Australia) Limited 03-Dec-15 yes |
18.33 on mkt buy ord 5,986 5,986 |
| BlackRock Japan Co.,Ltd. 03-Dec-15 yes |
18.22 on mkt buy ord 27,672 27,672 |
| BlackRock Advisors(UK)Limited 03-Dec-15 yes |
18.19 on mkt buy ord 12,290 12,290 |
| BlackRock Fund Advisors 03-Dec-15 yes |
18.19 on mkt buy ord 13,381 13,381 |
| BlackRock Asset Management Canada Limited 03-Dec-15 yes |
18.19 on mkt buy ord 788 788 |
| BlackRock Investment Management (Australia) Limited 03-Dec-15 yes |
18.33 on mkt buy ord 311 311 |
| BlackRock Investment Management,LLC 03-Dec-15 yes |
26.34 on mkt buy ADR 2:1 62 124 |
| BlackRock Investment Management,LLC 03-Dec-15 yes |
26.38 on mkt buy ADR 2:1 6 12 |
| BlackRock Investment Management,LLC 03-Dec-15 yes |
26.56 on mkt buy ADR 2:1 271 542 |
| BlackRock Advisors(UK)Limited 04-Dec-15 yes |
17.93 on mkt buy ord 8,437 8,437 |
| BlackRock Advisors(UK)Limited 04-Dec-15 yes |
17.93 on mkt buy ord 8,569 8,569 |
page 21 of 25
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Institutional Trust Company, National Association 04-Dec-15 yes |
17.93 on mkt buy ord 21,315 21,315 |
| BlackRock Advisors(UK)Limited 04-Dec-15 yes |
17.93 on mkt buy ord 838 838 |
| BlackRock Fund Advisors 04-Dec-15 yes |
17.93 on mkt buy ord 17,342 17,342 |
| BlackRock Investment Management,LLC 04-Dec-15 yes |
26.42 on mkt buy ADR 2:1 29 58 |
| BlackRock Investment Management,LLC 04-Dec-15 yes |
26.32 on mkt buy ADR 2:1 21 42 |
| BlackRock Investment Management,LLC 04-Dec-15 yes |
26.23 on mkt buy ADR 2:1 32 64 |
| BlackRock Investment Management,LLC 04-Dec-15 yes |
26.20 on mkt buy ADR 2:1 198 396 |
| BlackRock Investment Management,LLC 04-Dec-15 yes |
26.20 on mkt buy ADR 2:1 201 402 |
| BlackRock Fund Advisors 07-Dec-15 no |
n/a in specie ord 37,116 37,116 |
| BlackRock Investment Management (Australia) Limited 07-Dec-15 yes |
18.06 on mkt buy ord 9,807 9,807 |
| BlackRock Investment Management,LLC 07-Dec-15 yes |
18.20 on mkt buy ord 590 590 |
| BlackRock Investment Management (Australia) Limited 07-Dec-15 yes |
17.99 on mkt buy ord 16,869 16,869 |
| BlackRock Investment Management,LLC 07-Dec-15 yes |
18.20 on mkt buy ord 2,310 2,310 |
| BlackRock Investment Management (Australia) Limited 07-Dec-15 yes |
18.06 on mkt buy ord 9,945 9,945 |
| BlackRock Investment Management,LLC 07-Dec-15 yes |
25.68 on mkt buy ADR 2:1 20 40 |
| BlackRock Investment Management,LLC 07-Dec-15 yes |
25.57 on mkt buy ADR 2:1 3 6 |
| BlackRock Investment Management,LLC 07-Dec-15 yes |
25.50 on mkt buy ADR 2:1 5 10 |
| BlackRock Investment Management,LLC 07-Dec-15 yes |
25.60 on mkt buy ADR 2:1 6 12 |
| BlackRock Investment Management,LLC 07-Dec-15 yes |
25.46 on mkt buy ADR 2:1 13 26 |
| BlackRock Investment Management,LLC 07-Dec-15 yes |
25.53 on mkt buy ADR 2:1 30 60 |
| BlackRock Investment Management,LLC 07-Dec-15 yes |
25.53 on mkt buy ADR 2:1 35 70 |
| BlackRock Investment Management,LLC 07-Dec-15 yes |
25.61 on mkt buy ADR 2:1 78 156 |
| BlackRock(Netherlands)B.V. 08-Dec-15 no |
n/a in specie ord 8,386 8,386 |
| BlackRock Advisors(UK)Limited 08-Dec-15 yes |
17.05 on mkt buy ord 779 779 |
| BlackRock Investment Management (Australia) Limited 08-Dec-15 yes |
17.05 on mkt buy ord 6,335 6,335 |
| BlackRock Investment Management,LLC 08-Dec-15 yes |
24.51 on mkt buy ADR 2:1 9 18 |
| BlackRock Investment Management,LLC 08-Dec-15 yes |
24.44 on mkt buy ADR 2:1 60 120 |
| BlackRock Investment Management,LLC 08-Dec-15 yes |
24.49 on mkt buy ADR 2:1 30 60 |
| BlackRock Investment Management,LLC 08-Dec-15 yes |
24.52 on mkt buy ADR 2:1 52 104 |
| BlackRock Investment Management,LLC 08-Dec-15 yes |
24.49 on mkt buy ADR 2:1 83 166 |
| BlackRock Investment Management,LLC 08-Dec-15 yes |
24.50 on mkt buy ADR 2:1 160 320 |
| BlackRock Fund Advisors 09-Dec-15 yes |
24.89 on mkt buy ADR 2:1 660 1,320 |
| BlackRock Advisors,LLC 09-Dec-15 yes |
17.11 on mkt buy ord 660 660 |
| BlackRock Fund Advisors 09-Dec-15 no |
n/a in specie ord 27,837 27,837 |
| BlackRock Investment Management (Australia) Limited 09-Dec-15 yes |
17.15 on mkt buy ord 4,889 4,889 |
| BlackRock Investment Management (Australia) Limited 09-Dec-15 yes |
17.16 on mkt buy ord 12,670 12,670 |
| BlackRock Fund Advisors 09-Dec-15 yes |
17.16 on mkt buy ord 17,238 17,238 |
| BlackRock Investment Management (Australia) Limited 09-Dec-15 yes |
17.15 on mkt buy ord 1,374 1,374 |
| BlackRock Investment Management,LLC 09-Dec-15 yes |
25.10 on mkt buy ADR 2:1 10 20 |
| BlackRock Investment Management,LLC 09-Dec-15 yes |
24.85 on mkt buy ADR 2:1 94 188 |
| BlackRock Investment Management,LLC 09-Dec-15 yes |
25.45 on mkt buy ADR 2:1 65 130 |
| BlackRock Investment Management,LLC 09-Dec-15 yes |
25.45 on mkt buy ADR 2:1 140 280 |
| BlackRock Financial Management,Inc. 10-Dec-15 yes |
17.42 on mkt buy ord 3,952 3,952 |
| BlackRock Advisors(UK)Limited 10-Dec-15 yes |
17.48 on mkt buy ord 1,558 1,558 |
| BlackRock Institutional Trust Company, National Association 10-Dec-15 yes |
17.42 on mkt buy ord 3,952 3,952 |
| BlackRock Investment Management (Australia) Limited 10-Dec-15 yes |
17.46 on mkt buy ord 140,000 140,000 |
| BlackRock Institutional Trust Company, National Association 10-Dec-15 yes |
17.42 on mkt buy ord 6,950 6,950 |
| BlackRock Institutional Trust Company, National Association 10-Dec-15 yes |
17.42 on mkt buy ord 19,189 19,189 |
| BlackRock Institutional Trust Company, National Association 10-Dec-15 yes |
17.42 on mkt buy ord 7,619 7,619 |
| BlackRock Investment Management (UK) Limited 10-Dec-15 yes |
17.48 on mkt buy ord 901,373 901,373 |
| BlackRock Institutional Trust Company, National Association 10-Dec-15 yes |
17.42 on mkt buy ord 12,375 12,375 |
| BlackRock Fund Advisors 10-Dec-15 yes |
17.48 on mkt buy ord 18,353 18,353 |
| BlackRock Institutional Trust Company, National Association 10-Dec-15 yes |
17.42 on mkt buy ord 7,513 7,513 |
page 22 of 25
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Institutional Trust Company, National Association 10-Dec-15 yes |
17.42 on mkt buy ord 3,984 3,984 |
| BlackRock Japan Co.,Ltd. 10-Dec-15 yes |
17.48 on mkt buy ord 12,823 12,823 |
| BlackRock Institutional Trust Company, National Association 10-Dec-15 yes |
17.40 on mkt buy ord 4,725 4,725 |
| BlackRock Investment Management,LLC 10-Dec-15 yes |
25.25 on mkt buy ADR 2:1 52 104 |
| BlackRock Investment Management,LLC 10-Dec-15 yes |
25.21 on mkt buy ADR 2:1 20 40 |
| BlackRock Investment Management,LLC 11-Dec-15 yes |
17.20 on mkt buy ord 2,289 2,289 |
| BlackRock Fund Advisors 11-Dec-15 no |
n/a in specie ord 3,050 3,050 |
| BlackRock Fund Advisors 11-Dec-15 no |
n/a in specie ord 10,675 10,675 |
| BlackRock Fund Advisors 11-Dec-15 no |
n/a in specie ord 64,953 64,953 |
| BlackRock Fund Advisors 11-Dec-15 no |
n/a in specie ord 102,069 102,069 |
| BlackRock Fund Advisors 11-Dec-15 no |
n/a in specie ord 19,936 19,936 |
| BlackRock Advisors(UK)Limited 11-Dec-15 yes |
17.20 on mkt buy ord 3,112 3,112 |
| BlackRock Investment Management (Australia) Limited 11-Dec-15 yes |
17.20 on mkt buy ord 389 389 |
| BlackRock Investment Management (Australia) Limited 11-Dec-15 yes |
17.20 on mkt buy ord 36,419 36,419 |
| BlackRock Advisors(UK)Limited 11-Dec-15 yes |
17.20 on mkt buy ord 17,752 17,752 |
| BlackRock Fund Advisors 11-Dec-15 yes |
17.20 on mkt buy ord 14,892 14,892 |
| BlackRock Investment Management (Australia) Limited 11-Dec-15 yes |
17.20 on mkt buy ord 5,670 5,670 |
| BlackRock Investment Management (Australia) Limited 11-Dec-15 yes |
17.20 on mkt buy ord 1,649 1,649 |
| BlackRock Investment Management (Australia) Limited 11-Dec-15 yes |
17.20 on mkt buy ord 13,431 13,431 |
| BlackRock Investment Management,LLC 11-Dec-15 yes |
23.96 on mkt buy ADR 2:1 15 30 |
| BlackRock Investment Management,LLC 11-Dec-15 yes |
24.05 on mkt buy ADR 2:1 18 36 |
| BlackRock Investment Management,LLC 11-Dec-15 yes |
24.08 on mkt buy ADR 2:1 39 78 |
| BlackRock Investment Management,LLC 11-Dec-15 yes |
23.91 on mkt buy ADR 2:1 10 20 |
| BlackRock Investment Management,LLC 11-Dec-15 yes |
23.99 on mkt buy ADR 2:1 36 72 |
| BlackRock Fund Advisors 14-Dec-15 no |
n/a in specie ord 37,116 37,116 |
| BlackRock Fund Advisors 14-Dec-15 no |
n/a in specie ord 46,395 46,395 |
| BlackRock Fund Advisors 14-Dec-15 no |
n/a in specie ord 9,968 9,968 |
| BlackRock Advisors(UK)Limited 14-Dec-15 yes |
16.60 on mkt buy ord 2,337 2,337 |
| BlackRock Advisors(UK)Limited 14-Dec-15 yes |
16.60 on mkt buy ord 3,895 3,895 |
| BlackRock Fund Advisors 14-Dec-15 yes |
16.60 on mkt buy ord 8,688 8,688 |
| BlackRock Institutional Trust Company, National Association 14-Dec-15 no |
n/a in specie ord 85,202 85,202 |
| BlackRock Asset Management Canada Limited 14-Dec-15 yes |
16.60 on mkt buy ord 10,833 10,833 |
| BlackRock Investment Management,LLC 14-Dec-15 yes |
23.62 on mkt buy ADR 2:1 4 8 |
| BlackRock Investment Management,LLC 14-Dec-15 yes |
23.34 on mkt buy ADR 2:1 5 10 |
| BlackRock Investment Management,LLC 14-Dec-15 yes |
23.34 on mkt buy ADR 2:1 7 14 |
| BlackRock Investment Management,LLC 14-Dec-15 yes |
23.68 on mkt buy ADR 2:1 27 54 |
| BlackRock Investment Management,LLC 14-Dec-15 yes |
23.28 on mkt buy ADR 2:1 34 68 |
| BlackRock Investment Management,LLC 14-Dec-15 yes |
23.65 on mkt buy ADR 2:1 35 70 |
| BlackRock Financial Management,Inc. 15-Dec-15 yes |
16.35 on mkt buy ord 40,032 40,032 |
| BlackRock Investment Management,LLC 15-Dec-15 yes |
16.35 on mkt buy ord 6,182 6,182 |
| BlackRock Investment Management (Australia) Limited 15-Dec-15 yes |
16.37 on mkt buy ord 1,533 1,533 |
| BlackRock Investment Management (Australia) Limited 15-Dec-15 yes |
16.35 on mkt buy ord 2,323 2,323 |
| BlackRock Investment Management (UK) Limited 15-Dec-15 yes |
16.35 on mkt buy ord 7,091 7,091 |
| BlackRock Investment Management (UK) Limited 15-Dec-15 yes |
16.35 on mkt buy ord 18,442 18,442 |
| BlackRock Advisors(UK)Limited 15-Dec-15 yes |
16.27 on mkt buy ord 779 779 |
| BlackRock Advisors(UK)Limited 15-Dec-15 yes |
16.27 on mkt buy ord 2,337 2,337 |
| BlackRock Institutional Trust Company, National Association 15-Dec-15 yes |
16.35 on mkt buy ord 19,891 19,891 |
| BlackRock Institutional Trust Company, National Association 15-Dec-15 yes |
16.35 on mkt buy ord 38,932 38,932 |
| BlackRock Investment Management (Australia) Limited 15-Dec-15 yes |
16.37 on mkt buy ord 13,757 13,757 |
| BlackRock Investment Management (Australia) Limited 15-Dec-15 yes |
16.35 on mkt buy ord 20,828 20,828 |
| BlackRock Investment Management (Australia) Limited 15-Dec-15 yes |
16.37 on mkt buy ord 1,786 1,786 |
page 23 of 25
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management (Australia) Limited 15-Dec-15 yes |
16.35 on mkt buy ord 2,703 2,703 |
| BlackRock Investment Management (Australia) Limited 15-Dec-15 yes |
16.37 on mkt buy ord 20,415 20,415 |
| BlackRock Investment Management (Australia) Limited 15-Dec-15 yes |
16.35 on mkt buy ord 30,910 30,910 |
| BlackRock Institutional Trust Company, National Association 15-Dec-15 yes |
16.35 on mkt buy ord 54,873 54,873 |
| BlackRock Institutional Trust Company, National Association 15-Dec-15 yes |
16.35 on mkt buy ord 92,102 92,102 |
| BlackRock Japan Co.,Ltd. 15-Dec-15 yes |
16.35 on mkt buy ord 2,602 2,602 |
| BlackRock Japan Co.,Ltd. 15-Dec-15 yes |
16.35 on mkt buy ord 22,448 22,448 |
| BlackRock Japan Co.,Ltd. 15-Dec-15 yes |
16.35 on mkt buy ord 36,531 36,531 |
| BlackRock Japan Co.,Ltd. 15-Dec-15 yes |
16.35 on mkt buy ord 9,220 9,220 |
| BlackRock Advisors(UK)Limited 15-Dec-15 yes |
16.35 on mkt buy ord 2,728 2,728 |
| BlackRock Advisors(UK)Limited 15-Dec-15 yes |
16.35 on mkt buy ord 17,560 17,560 |
| BlackRock Institutional Trust Company, National Association 15-Dec-15 yes |
16.35 on mkt buy ord 26,348 26,348 |
| BlackRock Investment Management (Australia) Limited 15-Dec-15 yes |
16.27 on mkt buy ord 6,335 6,335 |
| BlackRock Investment Management (Australia) Limited 15-Dec-15 yes |
16.27 on mkt buy ord 9,679 9,679 |
| BlackRock Fund Advisors 15-Dec-15 no |
n/a in specie ord 1,396 1,396 |
| BlackRock Institutional Trust Company, National Association 15-Dec-15 yes |
16.35 on mkt buy ord 134,090 134,090 |
| BlackRock Investment Management (Australia) Limited 15-Dec-15 yes |
16.27 on mkt buy ord 3,755 3,755 |
| BlackRock Asset Management Canada Limited 15-Dec-15 yes |
16.27 on mkt buy ord 5,998 5,998 |
| BlackRock Investment Management (Australia) Limited 15-Dec-15 yes |
16.37 on mkt buy ord 3,081 3,081 |
| BlackRock Investment Management (Australia) Limited 15-Dec-15 yes |
16.35 on mkt buy ord 4,666 4,666 |
| BlackRock Investment Management (Australia) Limited 15-Dec-15 yes |
16.37 on mkt buy ord 3,097 3,097 |
| BlackRock Investment Management (Australia) Limited 15-Dec-15 yes |
16.35 on mkt buy ord 4,688 4,688 |
| BlackRock Advisors,LLC 15-Dec-15 yes |
16.35 on mkt buy ord 10,903 10,903 |
| BlackRock Institutional Trust Company, National Association 15-Dec-15 yes |
16.35 on mkt buy ord 27,358 27,358 |
| BlackRock Investment Management (Australia) Limited 15-Dec-15 yes |
16.37 on mkt buy ord 6,285 6,285 |
| BlackRock Investment Management (Australia) Limited 15-Dec-15 yes |
16.35 on mkt buy ord 9,516 9,516 |
| BlackRock Financial Management,Inc. 15-Dec-15 yes |
16.35 on mkt buy ord 3,969 3,969 |
| BlackRock Institutional Trust Company, National Association 15-Dec-15 yes |
16.35 on mkt buy ord 4,086 4,086 |
| BlackRock Investment Management (UK) Limited 15-Dec-15 yes |
16.35 on mkt buy ord 10,601 10,601 |
| BlackRock Institutional Trust Company, National Association 15-Dec-15 yes |
16.35 on mkt buy ord 2,418 2,418 |
| BlackRock Institutional Trust Company, National Association 15-Dec-15 yes |
16.35 on mkt buy ord 10,783 10,783 |
| BlackRock Institutional Trust Company, National Association 15-Dec-15 yes |
16.35 on mkt buy ord 5,722 5,722 |
| BlackRock Financial Management,Inc. 15-Dec-15 no |
n/a in specie ADR 2:1 1,000 2,000 |
| BlackRock Investment Management,LLC 15-Dec-15 yes |
23.83 on mkt buy ADR 2:1 8 16 |
| BlackRock Investment Management,LLC 15-Dec-15 yes |
23.87 on mkt buy ADR 2:1 77 154 |
| BlackRock Investment Management,LLC 15-Dec-15 yes |
23.83 on mkt buy ADR 2:1 173 346 |
| BlackRock Investment Management,LLC 15-Dec-15 yes |
23.80 on mkt buy ADR 2:1 26 52 |
| BlackRock Investment Management,LLC 15-Dec-15 yes |
23.80 on mkt buy ADR 2:1 41 82 |
| BlackRock Investment Management,LLC 15-Dec-15 yes |
23.80 on mkt buy ADR 2:1 49 98 |
| BlackRock Investment Management,LLC 15-Dec-15 yes |
23.96 on mkt buy ADR 2:1 73 146 |
| BlackRock Investment Management,LLC 15-Dec-15 yes |
23.96 on mkt buy ADR 2:1 151 302 |
| BlackRock Investment Management,LLC 15-Dec-15 yes |
23.96 on mkt buy ADR 2:1 158 316 |
| BlackRock Investment Management,LLC 15-Dec-15 yes |
23.93 on mkt buy ADR 2:1 181 362 |
| BlackRock Investment Management,LLC 15-Dec-15 yes |
23.93 on mkt buy ADR 2:1 189 378 |
| BlackRock Investment Management,LLC 15-Dec-15 yes |
23.92 on mkt buy ADR 2:1 229 458 |
| BlackRock Investment Management,LLC 15-Dec-15 yes |
23.92 on mkt buy ADR 2:1 505 1,010 |
| BlackRock Investment Management,LLC 15-Dec-15 yes |
23.93 on mkt buy ADR 2:1 82 164 |
page 24 of 25
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management,LLC 15-Dec-15 no |
n/a in specie ADR 2:1 232 464 |
| BlackRock Investment Management,LLC 15-Dec-15 no |
n/a in specie ADR 2:1 37 74 |
| BlackRock Investment Management,LLC 15-Dec-15 no |
n/a in specie ADR 2:1 233 466 |
| BlackRock Investment Management,LLC 15-Dec-15 no |
n/a in specie ADR 2:1 6 12 |
| BlackRock Investment Management,LLC 15-Dec-15 no |
n/a in specie ADR 2:1 19 38 |
| BlackRock Investment Management,LLC 15-Dec-15 no |
n/a in specie ADR 2:1 6 12 |
| BlackRock Investment Management,LLC 15-Dec-15 no |
n/a in specie ADR 2:1 235 470 |
| BlackRock Investment Management,LLC 15-Dec-15 no |
n/a in specie ADR 2:1 106 212 |
| BlackRock Investment Management,LLC 15-Dec-15 no |
n/a in specie ADR 2:1 25 50 |
| BlackRock Investment Management,LLC 15-Dec-15 no |
n/a in specie ADR 2:1 179 358 |
| BlackRock Investment Management,LLC 15-Dec-15 no |
n/a in specie ADR 2:1 57 114 |
| BlackRock Investment Management,LLC 15-Dec-15 no |
n/a in specie ADR 2:1 416 832 |
| BlackRock Investment Management,LLC 15-Dec-15 no |
n/a in specie ADR 2:1 11 22 |
| BlackRock Investment Management,LLC 15-Dec-15 no |
n/a in specie ADR 2:1 107 214 |
| BlackRock Investment Management,LLC 15-Dec-15 no |
n/a in specie ADR 2:1 47 94 |
| BlackRock Investment Management,LLC 15-Dec-15 no |
n/a in specie ADR 2:1 19 38 |
| BlackRock Investment Management,LLC 15-Dec-15 no |
n/a in specie ADR 2:1 37 74 |
| BlackRock Investment Management,LLC 15-Dec-15 no |
n/a in specie ADR 2:1 10 20 |
| BlackRock Investment Management,LLC 15-Dec-15 no |
n/a in specie ADR 2:1 5 10 |
| BlackRock Investment Management,LLC 15-Dec-15 no |
n/a in specie ADR 2:1 1,040 2,080 |
| BlackRock Investment Management,LLC 15-Dec-15 no |
n/a in specie ADR 2:1 105 210 |
| BlackRock Investment Management,LLC 15-Dec-15 no |
n/a in specie ADR 2:1 211 422 |
| BlackRock Investment Management,LLC 15-Dec-15 no |
n/a in specie ADR 2:1 68 136 |
| BlackRock Investment Management,LLC 15-Dec-15 no |
n/a in specie ADR 2:1 1 2 |
page 25 of 25
BHP
Annexure C
This is Annexure C of 1 page referred to in form 603 Notice of initial substantial shareholder
17-Dec-15
Kayla McGrory, Date Authorised Signatory
7. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| BlackRock Group | |
| BlackRock Inc. | 55 East 52nd Street |
| New York NY 10055 USA | |
| BlackRock (Netherlands) B.V. | Rembrandt Tower, 17th floor |
| Amstelplein | |
| Amsterdam Netherlands | |
| BlackRock (Singapore) Limited | 20 Anson Road #18-01 |
| 079912 Singapore | |
| BlackRock Advisors (UK) Limited | 12 Throgmorton Avenue. |
| London, EC2N 2DL, | |
| United Kingdom | |
| BlackRock Advisors, LLC | 1209 Orange Street, |
| Wilmington, New Castle County, | |
| Delaware 19801,United States | |
| BlackRock Asset Management Canada Limited | 161 Bay Street, Suite 2500 |
| Toronto, Ontario M5J 2S1 | |
| Canada | |
| BlackRock Asset Management Deutschland AG | Max-Joseph-Straße 6 |
| D-80333 Munich,Germany | |
| BlackRock Asset Management North Asia Limited | 16/F, Cheung Kong Center |
| No. 2 Queen’s Road Central | |
| HongKong | |
| BlackRock Financial Management, Inc. | 1209 Orange Street, |
| Wilmington, New Castle County, | |
| Delaware 19801,United States | |
| BlackRock Fund Advisors | 400 Howard Street |
| San Francisco, CA, 94105 | |
| United States | |
| BlackRock Institutional Trust Company, National | 1225 17th Street, |
| Association | Suite 300, |
| Denver,CO 80202(Colorado,USA) | |
| BlackRock International Limited | Exchange Place One, |
| 1 Semple Street, | |
| Edinburgh, EH3 8BL, | |
| United Kingdom(Scotland, United Kingdom) | |
| BlackRock Investment Management (Australia) Limited | Level 26, 101 Collins Street |
| Melbourne VIC 3000 | |
| Australia(Victoria,Australia) | |
| BlackRock Investment Management (UK) Limited | 12 Throgmorton Avenue |
| London EC2N 2DL | |
| United Kingdom | |
| BlackRock Investment Management, LLC | 1209 Orange Street, |
| Wilmington, New Castle County, | |
| Delaware 19801,United States | |
| BlackRock Japan Co., Ltd. | Marunouchi Trust Tower Main, |
| 1-8-3 Marunouchi, | |
| Chiyoda-ku,Tokyo 100-8217(Japan) |
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BHP
Annexure D
This is Annexure D of 1 page referred to in form 603 Notice of initial substantial shareholder
| 17-Dec-15 Kayla McGrory, Authorised Signatory Date |
17-Dec-15 Kayla McGrory, Authorised Signatory Date |
|---|---|
| Type of agreement: | Global Master Securities Lending Agreement |
| Parties to agreement: | Party A - Citigroup Global Markets Limited Party B - HSBC Institutional Trust Services (Asia) Limited |
| Transfer date: | Refer to Annexure B (transactions identified as collateral transfers) |
| Holder of voting rights: | BlackRock Asset Management North Asia Limited (as investment manager for the funds) |
| Are there any restrictions on voting rights? If yes, detail |
Yes. Unless otherwise agreed between the parties, the Registered Owner will not exercise any voting rights. |
| Scheduled return date (if any): | Not applicable. |
| Does the borrower have the right to return early? If yes, detail |
Yes. Upon an Event of Default under the GMSLA, the GMSLA provides, broadly, that both parties payment and delivery obligations will be accelerated and replaced with an obligation of one party to pay a single cash sum to the other determined in accordance with the provisions of the GMSLA (as modified by the Annex). The GMSLA provides that the parties’ right to terminate the Agreement upon notice will not affect the parties’ existing obligations in respect of any outstanding loans of securities. The Annex amended and restricted the Borrower's termination rights – i.e. Borrower may not have the right to terminate and return the borrowed securities - as the Borrower was to borrow the securities issued by it (or its sister company) to provide protection against the insolvency of the issuer and so usual rights of termination in a GMSLA were restricted. Subject to the terms of the relevant Loan, the Borrower, may early terminate a Loan and return Equivalent Securities at any time provided that it “shall cease to have such entitlement if an Act of Insolvency with respect to any Security Issuer or any of the Borrower’s or any Security Issuer’s affiliates has occurred, or any such person takes any steps preparatory to any of the matters which would constitute an Act of Insolvency |
| Does the lender have the right to recall early? If yes, detail |
Yes, at notice. |
| Will the securities be returned on settlement? If yes, detail any exceptions |
Yes. |
A copy of this agreement will be provided to BHP BILLITON LTD or the Australian Securities and Investments Commission upon request.
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