BGC Group, Inc. — Director's Dealing 2024

Jan 3, 2024

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BGC Group, Inc. (BGC)
CIK: 0001094831
Period of Report: 2024-01-02

Reporting Person: MERKEL STEPHEN M (EVP and General Counsel)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2024-01-02	Class A Common Stock, par value $0.01 per share	S	136891	—	Disposed	9618	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common Stock, par value $0.01 per share	6258	Indirect
Class A Common Stock, par value $0.01 per share	60071	Indirect

Footnotes

F1: On January 2, 2024, the reporting person sold 136,891 shares of BGC Group, Inc. (the "Company") Class A common stock, par value $0.01 per share ("Class A Common Stock") to the Company in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1936, as amended. The sale price per share of $6.98 was the closing price of a share of Class A common stock on January 2, 2024. The transaction was approved by the Audit Committee and the Compensation Committee of the Board of Directors of the Company and was made pursuant to the Company's stock buyback authorization.

F2: Also includes 9,618 shares of Class A Common Stock held by the reporting person that were not reported on the reporting person's previous filing on Form 4 due to administrative error.

F3: Represents shares of Class A Common Stock held in trusts for the benefit of the reporting person's immediate family, of which the reporting person's spouse is the sole trustee of each trust.

F4: Represents shares of Class A Common Stock held in the reporting person's 401(k) account as of December 27, 2023.