BGC Group, Inc. — Director's Dealing 2021

Dec 23, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BGC Partners, Inc. (BGCP)
CIK: 0001094831
Period of Report: 2021-12-22

Reporting Person: MERKEL STEPHEN M (EVP and General Counsel)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-12-22	Class A Common Stock, par value $0.01 per share	A	90366	—	Acquired	90366	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common Stock, par value $0.01 per share	6258	Indirect
Class A Common Stock, par value $0.01 per share	37280	Indirect

Footnotes

F1: On December 22, 2021, BGC Partners, Inc. (the "Company") granted to the reporting person 90,366 shares of its Class A Common Stock, par value $0.01 per share (the "Class A Common Stock"), following the redemption and cancellation of an aggregate of 90,366 non-exchangeable limited partnership interests of BGC Holdings, L.P. The grant was approved by the Compensation Committee of the Board of Directors of the Company and is exempt pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

F2: Represents shares of Class A Common Stock of the Company held in trusts for the benefit of the reporting person's immediate family, of which the reporting person is the sole trustee of each trust.

F3: Represents shares of Class A Common Stock held in the reporting person's 401(k) account as of November 30, 2021.