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BGC Group, Inc. — Director's Dealing 2017
Jun 8, 2017
31094_dirs_2017-06-08_609c8ba3-27a0-44c2-9614-c959e3efb73c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BGC Partners, Inc. (BGCP)
CIK: 0001094831
Period of Report: 2017-06-06
Reporting Person: DALTON JOHN H (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-06-06 | Class A Common Stock, par value $0.01 per share | A | 4136 | — | Acquired | 132537 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock, par value $0.01 per share | 7955 | Indirect |
Footnotes
F1: The 4,136 shares of Class A Common Stock are represented by 4,136 restricted stock units ("RSUs") granted under the BGC Partners, Inc. Seventh Amended and Restated Long Term Incentive Plan. Each RSU represents a contingent right to receive one share of Class A Common Stock. Of the 4,136 RSUs, 2,068 RSUs will vest on June 6, 2017 and 2,068 RSUs will vest on June 6, 2019, provided that the reporting person continues to serve as a member of the Board of Directors on such dates.
F2: Includes 5,650 RSUs granted on June 22, 2016, of which 2,825 RSUs will vest on June 22, 2017 and 2,825 RSUs will vest on June 22, 2018, provided that the reporting person continues to serve as a member of the Board of Directors on such dates.