BGC Group, Inc. — Director's Dealing 2017

Oct 4, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BGC Partners, Inc. (BGCP)
CIK: 0001094831
Period of Report: 2017-10-04

Reporting Person: DALTON JOHN H (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-10-04	Class A Common Stock, par value $0.01 per share	M	7085	$10.23	Acquired	139622	Direct
2017-10-04	Class A Common Stock, par value $0.01 per share	G	7085	—	Disposed	132537	Direct
2017-10-04	Class A Common Stock, par value $0.01 per share	G	7085	—	Acquired	15040	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2017-10-04	Stock Option (Right to Buy)	$10.23	M	7085	Disposed	2017-12-13	Class A Common Stock, par value $0.01 per share (7085)	Direct

Footnotes

F1: Includes 6,961 shares of Class A Common Stock represented by 6,961 restricted stock units ("RSUs") granted under the BGC Partners, Inc. (the "Company") Long Term Incentive Plan, as amended. Each RSU represents a contingent right to receive one share of Class A Common Stock. Of the 6,961 RSUs, (i) 2,825 RSUs were granted on June 22, 2016 and will vest on June 22, 2018; and (ii) 4,136 RSUs were granted on June 6, 2017, of which 2,068 RSUs will vest on June 6, 2018 and 2,068 RSUs will vest on June 6, 2019, provided that the reporting person continues to serve as a member of the Board of Directors of the Company on all such dates.

F2: Reflects a gift of shares of Class A Common Stock by the reporting person to a trust for the benefit of the reporting person's family.