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BGC Group, Inc. — Director's Dealing 2016
Sep 27, 2016
31094_dirs_2016-09-27_4fad085b-58ba-44c5-b5c4-adb50ffa647f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BGC Partners, Inc. (BGCP)
CIK: 0001094831
Period of Report: 2016-09-23
Reporting Person: MERKEL STEPHEN M (EVP, General Counsel and Sec'y)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-04-26 | Class A Common Stock, par value $0.01 per share | G | 5500 | — | Disposed | 56002 | Direct |
| 2016-06-28 | Class A Common Stock, par value $0.01 per share | G | 6000 | — | Disposed | 50002 | Direct |
| 2016-08-04 | Class A Common Stock, par value $0.01 per share | G | 7750 | — | Disposed | 42252 | Direct |
| 2016-09-13 | Class A Common Stock, par value $0.01 per share | G | 2816 | — | Disposed | 39436 | Direct |
| 2016-09-23 | Class A Common Stock, par value $0.01 per share | J | 16634 | — | Acquired | 56070 | Direct |
| 2016-09-23 | Class A Common Stock, par value $0.01 per share | J | 4131 | — | Acquired | 4131 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock, par value $0.01 per share | 17301 | Indirect |
| Class A Common Stock, par value $0.01 per share | 2250 | Indirect |
Footnotes
F1: Represents gifts of shares of BGC Partners, Inc. Class A common stock, par value $0.01 per share (the "Class A Common Stock") by the reporting person to various charitable organizations.
F2: Represents shares of Class A Common Stock received by the reporting person in a pro rata distribution by Cantor Fitzgerald, L.P. ("CFLP") to partners of CFLP in a transaction exempt under Rule 16a-9(a) under the Securities Exchange Act of 1934, as amended.
F3: Represents shares of Class A Common Stock held in trusts for the benefit of the reporting person's immediately family, of which the reporting person's spouse is the sole trustee of each trust and the reporting person has the power to remove and replace such trustee.
F4: Represents shares of Class A Common Stock held in the reporting person's 401(k) account as of August 31, 2016.